OZ Management

OZ Management as of Sept. 30, 2011

Portfolio Holdings for OZ Management

OZ Management holds 347 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Citigroup (C) 5.8 $954M 37M 25.49
Apple (AAPL) 4.3 $716M 1.9M 381.30
Exxon Mobil Corporation (XOM) 2.8 $455M 6.3M 72.63
Microsoft Corporation (MSFT) 1.8 $303M 12M 24.89
International Business Machines (IBM) 1.8 $301M 1.7M 174.88
Berkshire Hathaway (BRK.B) 1.7 $273M 3.8M 71.04
General Electric Company 1.6 $270M 18M 15.22
Chevron Corporation (CVX) 1.6 $256M 2.8M 92.59
Google 1.3 $218M 423k 515.05
Procter & Gamble Company (PG) 1.3 $209M 3.3M 63.18
Pfizer (PFE) 1.2 $201M 11M 17.68
Qualcomm (QCOM) 1.2 $196M 4.0M 48.63
Johnson & Johnson (JNJ) 1.2 $193M 3.0M 63.69
Crown Castle International 1.1 $190M 4.7M 40.67
Sara Lee 1.1 $186M 11M 16.35
Amazon (AMZN) 1.1 $187M 864k 216.23
At&t (T) 1.1 $175M 6.1M 28.52
Coca-Cola Company (KO) 1.1 $174M 2.6M 67.60
JPMorgan Chase & Co. (JPM) 1.0 $172M 5.7M 30.12
Wells Fargo & Company (WFC) 1.0 $163M 6.8M 24.12
Tyco International Ltd S hs 0.9 $156M 3.8M 40.75
Philip Morris International (PM) 0.9 $152M 2.4M 62.38
Borgwarner Inc note 3.500% 4/1 0.9 $148M 80M 1.85
Intel Corporation (INTC) 0.9 $148M 6.9M 21.34
Via 0.9 $143M 3.7M 38.73
Time Warner Cable 0.9 $142M 2.3M 62.68
McDonald's Corporation (MCD) 0.8 $138M 1.6M 87.81
Nielsen Holdings Nv 0.8 $137M 5.2M 26.08
Transocean Inc note 1.500%12/1 0.8 $132M 135M 0.98
Schlumberger (SLB) 0.8 $131M 2.2M 59.73
Cephalon Inc note 2.000% 6/0 0.8 $131M 75M 1.75
Verizon Communications (VZ) 0.8 $129M 3.5M 36.80
ConocoPhillips (COP) 0.8 $129M 2.0M 63.32
Goodrich Corporation 0.7 $118M 981k 120.68
Merck & Co (MRK) 0.7 $117M 3.6M 32.70
Oracle Corporation (ORCL) 0.7 $113M 3.9M 28.74
Cisco Systems (CSCO) 0.7 $107M 6.9M 15.49
Occidental Petroleum Corporation (OXY) 0.6 $103M 1.4M 71.50
Financial Select Sector SPDR (XLF) 0.6 $104M 8.8M 11.81
Pepsi (PEP) 0.6 $100M 1.6M 61.91
Textron Inc note 4.500% 5/0 0.6 $97M 64M 1.52
Bank of America Corporation (BAC) 0.6 $98M 16M 6.12
Wal-Mart Stores (WMT) 0.6 $97M 1.9M 51.89
Hewlett-Packard Company 0.6 $94M 4.2M 22.45
United Technologies Corporation 0.6 $93M 1.3M 70.36
Medco Health Solutions 0.6 $92M 2.0M 46.89
International Flavors & Fragrances (IFF) 0.6 $91M 1.6M 56.22
Goldman Sachs (GS) 0.5 $89M 944k 94.55
United Parcel Service (UPS) 0.5 $87M 1.4M 63.15
Ingersoll-rand Global Hldg C debt 0.5 $82M 51M 1.60
Vale Cap Ii valep 6.75%12 0.5 $82M 1.2M 67.62
Equinix 0.5 $77M 866k 88.84
Caterpillar (CAT) 0.5 $75M 1.0M 73.84
Devon Energy Corporation (DVN) 0.5 $77M 1.4M 55.45
E M C Corp Mass note 1.750%12/0 0.5 $75M 57M 1.31
American Express Company (AXP) 0.5 $74M 1.7M 44.90
Abbott Laboratories (ABT) 0.5 $75M 1.5M 51.14
Rockwood Holdings 0.5 $74M 2.2M 33.69
Apache Corporation 0.4 $73M 904k 80.24
Hess (HES) 0.4 $72M 1.4M 52.46
Walt Disney Company (DIS) 0.4 $71M 2.4M 30.16
3M Company (MMM) 0.4 $69M 962k 71.78
Ivanhoe Mines 0.4 $69M 5.1M 13.70
Suno 0.4 $67M 2.2M 31.01
Liberty Media 0.4 $67M 1.0M 66.12
Visa (V) 0.4 $65M 764k 85.72
Cms Energy Corp note 2.875%12/0 0.4 $65M 42M 1.56
Union Pacific Corporation (UNP) 0.4 $64M 778k 81.66
Amgen (AMGN) 0.4 $64M 1.2M 55.04
Colgate-Palmolive Company (CL) 0.4 $65M 733k 88.66
Note 3.50 0.4 $65M 68M 0.96
Comcast Corporation (CMCSA) 0.4 $62M 3.0M 20.90
EMC Corporation 0.4 $62M 2.9M 21.00
Skyworks Solutions (SWKS) 0.4 $62M 3.4M 17.96
Vale Cap Ii gtd cv 6.75%12 0.4 $63M 986k 63.84
Kraft Foods 0.4 $60M 1.8M 33.58
Anadarko Petroleum Corporation 0.4 $60M 952k 63.05
Ford Motor Company (F) 0.4 $59M 6.1M 9.67
Alcoa Inc debt 0.4 $60M 36M 1.64
Motorola Solutions (MSI) 0.4 $59M 1.4M 41.90
Halliburton Company (HAL) 0.3 $57M 1.9M 30.52
Sensata Technologies Hldg Bv 0.3 $57M 2.2M 26.46
Capital One Financial (COF) 0.3 $56M 1.4M 39.63
Industries N shs - a - (LYB) 0.3 $57M 2.3M 24.43
Emerson Electric (EMR) 0.3 $54M 1.3M 41.31
Simon Property (SPG) 0.3 $54M 494k 109.99
Dollar General (DG) 0.3 $55M 1.4M 37.77
Home Depot (HD) 0.3 $53M 1.6M 32.87
Bristol Myers Squibb (BMY) 0.3 $52M 1.7M 31.38
Boeing Company (BA) 0.3 $53M 872k 60.51
Deere & Company (DE) 0.3 $52M 809k 64.56
Freeport-McMoRan Copper & Gold (FCX) 0.3 $53M 1.7M 30.45
U.S. Bancorp (USB) 0.3 $52M 2.2M 23.54
E.I. du Pont de Nemours & Company 0.3 $51M 1.3M 39.97
UnitedHealth (UNH) 0.3 $51M 1.1M 46.12
Tyson Foods Inc note 3.250%10/1 0.3 $50M 41M 1.21
Nike (NKE) 0.3 $49M 572k 85.50
MasterCard Incorporated (MA) 0.3 $47M 149k 317.12
Monsanto Company 0.3 $48M 803k 60.04
CVS Caremark Corporation (CVS) 0.3 $47M 1.4M 33.59
Research In Motion 0.3 $48M 2.4M 20.30
SanDisk Corporation 0.3 $48M 1.2M 40.35
Honeywell International (HON) 0.3 $46M 1.0M 43.91
Target Corporation (TGT) 0.3 $47M 948k 49.03
National-Oilwell Var 0.3 $44M 854k 51.22
Altria (MO) 0.3 $45M 1.7M 26.81
Lowe's Companies (LOW) 0.3 $44M 2.3M 19.34
Marvell Technology Group 0.3 $44M 3.0M 14.51
MetLife (MET) 0.3 $44M 1.6M 28.01
PNC Financial Services (PNC) 0.3 $43M 881k 48.19
eBay (EBAY) 0.3 $44M 1.5M 29.49
Praxair 0.3 $43M 461k 93.47
priceline.com Incorporated 0.3 $44M 97k 449.43
Mylan Inc note 3.750% 9/1 0.3 $43M 30M 1.46
BP (BP) 0.2 $41M 1.0M 40.00
Costco Wholesale Corporation (COST) 0.2 $41M 495k 82.13
Eli Lilly & Co. (LLY) 0.2 $41M 1.1M 36.97
Morgan Stanley (MS) 0.2 $41M 3.0M 13.53
CareFusion Corporation 0.2 $42M 1.7M 23.95
Walgreen Company 0.2 $41M 1.3M 32.89
Phh Corp note 4.000% 9/0 0.2 $42M 43M 0.96
Forest Oil Corporation 0.2 $40M 2.8M 14.40
Medtronic 0.2 $40M 1.2M 33.24
Pioneer Nat Res Co note 2.875% 1/1 0.2 $37M 31M 1.19
Kimberly-Clark Corporation (KMB) 0.2 $39M 544k 71.00
General Mills (GIS) 0.2 $38M 977k 38.49
Texas Instruments Incorporated (TXN) 0.2 $37M 1.4M 26.65
Marathon Oil Corporation (MRO) 0.2 $38M 1.8M 21.58
Baxter International (BAX) 0.2 $36M 636k 56.15
Newmont Mining Corporation (NEM) 0.2 $36M 564k 62.95
Directv 0.2 $37M 868k 42.26
Gilead Sciences (GILD) 0.2 $36M 938k 38.80
Illinois Tool Works (ITW) 0.2 $36M 870k 41.60
SLM Corporation (SLM) 0.2 $34M 2.7M 12.45
BE Aerospace 0.2 $34M 1.0M 33.11
Baker Hughes Incorporated 0.2 $34M 738k 46.15
General Dynamics Corporation (GD) 0.2 $35M 610k 56.89
Covidien 0.2 $34M 769k 44.10
Omnicare Inc dbcv 3.250%12/1 0.2 $34M 37M 0.90
Dominion Resources (D) 0.2 $33M 644k 50.77
News Corporation 0.2 $33M 2.2M 15.48
Celgene Corporation 0.2 $33M 530k 61.91
Corning Incorporated (GLW) 0.2 $32M 2.5M 12.37
FedEx Corporation (FDX) 0.2 $32M 465k 67.67
Automatic Data Processing (ADP) 0.2 $31M 649k 47.15
Dow Chemical Company 0.2 $32M 1.4M 22.46
Harley-Davidson (HOG) 0.2 $32M 924k 34.33
WellPoint 0.2 $32M 486k 65.27
Exelon Corporation (EXC) 0.2 $31M 727k 42.61
Accenture (ACN) 0.2 $32M 604k 52.69
EOG Resources (EOG) 0.2 $32M 450k 71.01
Southern Union Company 0.2 $32M 777k 40.57
Bank of New York Mellon Corporation (BK) 0.2 $29M 1.6M 18.59
Archer Daniels Midland Company (ADM) 0.2 $30M 1.2M 24.81
American Tower Corporation 0.2 $29M 537k 53.81
Danaher Corporation (DHR) 0.2 $30M 707k 41.94
Precision Castparts 0.2 $30M 194k 155.44
Signet Jewelers (SIG) 0.2 $29M 867k 33.80
Cme (CME) 0.2 $28M 113k 246.35
CSX Corporation (CSX) 0.2 $28M 1.5M 18.67
Travelers Companies (TRV) 0.2 $28M 569k 48.73
Yahoo! 0.2 $28M 2.1M 13.19
Express Scripts 0.2 $29M 772k 37.09
Mosaic (MOS) 0.2 $28M 569k 48.97
Time Warner 0.2 $26M 861k 29.98
Johnson Controls 0.2 $27M 1.0M 26.37
Cephalon 0.2 $27M 335k 80.69
Lockheed Martin Corporation (LMT) 0.2 $26M 360k 72.63
Allergan 0.2 $26M 321k 82.38
Liberty Media 4.000 11/15/29 deb 4.000% 0.2 $27M 48M 0.56
Parker Drilling Co note 2.125% 7/1 0.1 $24M 24M 0.99
Ace Limited Cmn 0.1 $25M 404k 60.60
Cummins (CMI) 0.1 $24M 296k 81.66
Potash Corp. Of Saskatchewan I 0.1 $25M 581k 43.20
Red Hat 0.1 $25M 588k 42.25
Starbucks Corporation (SBUX) 0.1 $25M 664k 37.29
TFS Financial Corporation (TFSL) 0.1 $25M 3.1M 8.13
D R Horton Inc note 2.000% 5/1 0.1 $23M 23M 1.00
Advanced Micro Devices Inc note 5.750% 8/1 0.1 $23M 23M 1.01
Norfolk Southern (NSC) 0.1 $23M 377k 61.02
Kohl's Corporation (KSS) 0.1 $23M 458k 49.11
Transocean (RIG) 0.1 $24M 495k 47.75
Prudential Financial (PRU) 0.1 $23M 490k 46.85
Broadcom Corporation 0.1 $23M 699k 33.29
TransDigm Group Incorporated (TDG) 0.1 $23M 284k 81.68
Holdings Inc Note 5.25 0.1 $23M 18M 1.29
Duke Energy Corporation 0.1 $21M 1.1M 19.99
Las Vegas Sands (LVS) 0.1 $22M 570k 38.37
Nextera Energy (NEE) 0.1 $21M 384k 54.02
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $22M 41M 0.54
Tibco Software 0.1 $21M 922k 22.38
CF Industries Holdings (CF) 0.1 $22M 178k 123.64
AFLAC Incorporated (AFL) 0.1 $20M 575k 34.95
Thermo Fisher Scientific (TMO) 0.1 $20M 385k 50.64
Air Products & Chemicals (APD) 0.1 $20M 263k 76.36
Dell 0.1 $20M 1.4M 14.14
Southern Company (SO) 0.1 $19M 450k 42.38
Foster Wheeler Ltd Com Stk 0.1 $21M 1.2M 17.79
Prologis Inc Cvt 2.625 05-15-3 convert 0.1 $20M 20M 0.99
Cognizant Technology Solutions (CTSH) 0.1 $19M 295k 62.70
CenturyLink 0.1 $18M 544k 33.12
TJX Companies (TJX) 0.1 $19M 339k 55.47
Chesapeake Energy Corporation 0.1 $19M 740k 25.55
SPDR Gold Trust (GLD) 0.1 $19M 117k 158.19
Informatica Corporation 0.1 $19M 461k 40.95
General Growth Properties 0.1 $19M 1.6M 12.10
Lucent Technologies Inc dbcv 2.875% 6/1 0.1 $17M 18M 0.93
State Street Corporation (STT) 0.1 $16M 502k 32.15
Northrop Grumman Corporation (NOC) 0.1 $17M 318k 52.16
Teradata Corporation (TDC) 0.1 $16M 293k 53.54
McKesson Corporation (MCK) 0.1 $17M 237k 72.69
Liberty Global 0.1 $17M 461k 36.18
Symantec Corporation 0.1 $17M 1.0M 16.30
Biogen Idec (BIIB) 0.1 $17M 184k 93.15
Annaly Capital Management 0.1 $15M 917k 16.64
Alpha Natural Resources 0.1 $15M 862k 17.69
NetLogic Microsystems 0.1 $14M 296k 48.09
Vornado Rlty L P debt 0.1 $16M 15M 1.04
FirstEnergy (FE) 0.1 $13M 294k 44.87
Mylan 0.1 $14M 805k 17.00
Yum! Brands (YUM) 0.1 $13M 266k 49.39
Alcoa 0.1 $13M 1.4M 9.57
Liberty Global 0.1 $13M 379k 34.64
Stryker Corporation (SYK) 0.1 $13M 285k 47.13
American Electric Power Company (AEP) 0.1 $13M 346k 38.04
Paccar (PCAR) 0.1 $14M 399k 33.82
Juniper Networks (JNPR) 0.1 $13M 738k 17.26
Siliconware Precision Industries 0.1 $13M 2.7M 4.78
American Capital Agency 0.1 $14M 500k 27.10
Prologis note 2.250% 4/0 0.1 $13M 13M 1.00
Sohu 0.1 $11M 224k 48.20
Energy Select Sector SPDR (XLE) 0.1 $12M 200k 58.49
Textron (TXT) 0.1 $12M 688k 17.64
Tesla Motors (TSLA) 0.1 $11M 457k 24.39
Qlik Technologies 0.1 $11M 518k 21.62
Charter Communications 0.1 $11M 239k 46.81
Chiquita Brands Intl Inc note 4.250% 8/1 0.1 $11M 12M 0.88
Chubb Corporation 0.1 $11M 175k 60.00
CapitalSource 0.1 $11M 1.7M 6.14
NetApp (NTAP) 0.1 $10M 299k 33.92
Becton, Dickinson and (BDX) 0.1 $9.9M 135k 73.33
Home Inns & Hotels Management 0.1 $10M 391k 25.80
Archipelago Learning 0.1 $10M 1.2M 8.41
Developers Diversified Rlty note 3.000% 3/1 0.1 $9.5M 9.5M 1.00
West Coast Banc Or 0.1 $9.6M 687k 14.00
Chiquita Brands International 0.1 $7.8M 937k 8.36
Lamar Advertising Company 0.1 $8.1M 477k 17.03
BB&T Corporation 0.1 $8.6M 403k 21.33
Applied Materials (AMAT) 0.1 $7.6M 733k 10.35
Trex Company (TREX) 0.1 $7.9M 491k 16.05
ATP Oil & Gas Corporation 0.1 $8.1M 1.1M 7.71
Moly 0.1 $8.0M 243k 32.87
Heritage Commerce (HTBK) 0.1 $9.0M 2.3M 3.87
General Mtrs Co *w exp 07/10/201 0.1 $7.5M 643k 11.66
Microchip Technology Inc sdcv 2.125%12/1 0.0 $5.8M 5.0M 1.16
BlackRock 0.0 $7.0M 48k 148.00
Carnival Corporation (CCL) 0.0 $6.8M 224k 30.30
Public Storage (PSA) 0.0 $6.2M 56k 111.36
SunPower Corporation 0.0 $6.6M 813k 8.10
Mbia (MBI) 0.0 $6.3M 862k 7.27
Collective Brands 0.0 $7.1M 549k 12.97
Zions Bancorporation (ZION) 0.0 $7.0M 500k 14.08
Kronos Worldwide (KRO) 0.0 $7.0M 433k 16.07
Trina Solar 0.0 $6.5M 1.1M 6.08
American International (AIG) 0.0 $6.6M 298k 21.98
Boulder Total Return Fund 0.0 $7.0M 522k 13.50
OpenTable 0.0 $6.8M 149k 46.02
Sanofi Aventis Wi Conval Rt 0.0 $6.3M 6.0M 1.06
Prologis note 1.875%11/1 0.0 $6.8M 7.0M 0.97
Transocean Inc note 1.500%12/1 0.0 $5.0M 5.0M 1.00
Hartford Financial Services (HIG) 0.0 $4.6M 286k 16.15
Blackstone 0.0 $4.8M 400k 11.99
Ubs Ag Cmn 0.0 $4.8M 420k 11.43
Range Resources (RRC) 0.0 $5.5M 94k 58.31
Equity Residential (EQR) 0.0 $5.1M 98k 51.88
Raytheon Company 0.0 $4.6M 113k 40.87
Cemex SAB de CV (CX) 0.0 $5.1M 1.6M 3.16
salesforce (CRM) 0.0 $5.7M 50k 114.25
Life Technologies 0.0 $5.3M 137k 38.46
Ameristar Casinos 0.0 $5.0M 313k 16.05
MGM Resorts International. (MGM) 0.0 $4.8M 517k 9.29
CENTRAL EUROPEAN MEDIA Enterpr Com Stk 0.0 $4.4M 559k 7.81
First California Financial 0.0 $5.5M 1.8M 3.02
General Motors Company (GM) 0.0 $4.2M 208k 20.13
Semgroup Corp cl a 0.0 $4.9M 245k 19.97
Sunpower Corp conv 0.0 $4.8M 5.8M 0.84
Sandisk Corp note 1.000% 5/1 0.0 $2.9M 3.0M 0.97
Peabody Energy Corporation 0.0 $3.2M 96k 33.89
Coach 0.0 $3.8M 73k 51.82
Franklin Resources (BEN) 0.0 $3.5M 36k 95.93
J.C. Penney Company 0.0 $4.0M 149k 26.78
Telefonica 0.0 $3.5M 183k 19.12
Netflix (NFLX) 0.0 $3.3M 29k 113.24
TRW Automotive Holdings 0.0 $2.8M 87k 32.73
Market Vectors Gold Miners ETF 0.0 $3.2M 57k 55.19
HiSoft Technology International (HSFT) 0.0 $2.7M 306k 8.78
iSoftStone Holdings 0.0 $2.6M 393k 6.49
Sierra Ban (BSRR) 0.0 $2.6M 282k 9.11
China Medical Technologies 0.0 $1.4M 273k 5.00
Micron Technology Inc note 1.875% 6/0 0.0 $1.4M 1.5M 0.94
Charles Schwab Corporation (SCHW) 0.0 $1.8M 156k 11.27
Eastman Kodak Company 0.0 $1.1M 1.4M 0.78
Pulte (PHM) 0.0 $1.8M 456k 3.95
Host Hotels & Resorts (HST) 0.0 $1.4M 125k 11.03
Supervalu 0.0 $1.8M 265k 6.66
Sanofi-Aventis SA (SNY) 0.0 $1.5M 47k 32.78
PPL Corporation (PPL) 0.0 $2.0M 69k 28.53
Public Service Enterprise (PEG) 0.0 $1.1M 34k 33.73
H.J. Heinz Company 0.0 $2.4M 48k 50.46
Sothebys note 3.125% 6/1 0.0 $1.1M 1.0M 1.11
Canadian Solar (CSIQ) 0.0 $1.1M 310k 3.68
Ingersoll-rand Co Ltd-cl A 0.0 $2.0M 70k 28.09
Travelzoo 0.0 $939k 43k 21.99
United States Steel Corporation 0.0 $1.3M 60k 22.00
Sunpower Cp B 0.0 $1.3M 179k 7.41
Silvercorp Metals (SVM) 0.0 $1.4M 174k 7.91
InterOil Corporation 0.0 $2.4M 50k 48.76
Education Management (EDMCQ) 0.0 $1.9M 127k 14.83
MPG Office Trust 0.0 $1.9M 917k 2.11
Allied World Assurance 0.0 $1.5M 28k 53.72
Genon Energy 0.0 $1.0M 360k 2.78
H&Q Life Sciences Investors 0.0 $1.5M 139k 10.46
iShares MSCI Italy Index 0.0 $1.2M 100k 11.88
Hanwha Solarone 0.0 $1.5M 647k 2.39
General Mtrs Co *w exp 07/10/201 0.0 $835k 104k 8.04
Marathon Petroleum Corp (MPC) 0.0 $2.0M 72k 27.06
Allstate Corporation (ALL) 0.0 $674k 28k 24.03
PG&E Corporation (PCG) 0.0 $744k 18k 42.55
Strayer Education 0.0 $766k 10k 76.60
St. Joe Company (JOE) 0.0 $438k 29k 15.00
Pmi Group 0.0 $30k 148k 0.20
McClatchy Company 0.0 $207k 155k 1.34
Micron Technology (MU) 0.0 $210k 45k 4.69
Zhongpin 0.0 $228k 30k 7.60
Community Health Systems (CYH) 0.0 $785k 47k 16.65
LDK Solar 0.0 $474k 152k 3.12
JDS Uniphase Corporation 0.0 $658k 66k 9.97
Ciena Corporation (CIEN) 0.0 $268k 24k 11.17
Bank of Ireland 0.0 $721k 700k 1.03
Flotek Industries 0.0 $759k 163k 4.67
Harbin Electric 0.0 $374k 18k 20.66
Vale 0.0 $509k 24k 21.00
ACCRETIVE Health 0.0 $530k 25k 21.20
Camelot Information Systems 0.0 $236k 88k 2.68
YRC Worldwide 0.0 $5.0k 100k 0.05
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $175k 13k 13.92
ECB Ban 0.0 $192k 18k 10.84