OZ Management

OZ Management as of Dec. 31, 2011

Portfolio Holdings for OZ Management

OZ Management holds 338 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 5.1 $1.3B 3.2M 405.01
Exxon Mobil Corporation (XOM) 3.3 $835M 9.9M 84.76
International Business Machines (IBM) 2.1 $531M 2.9M 183.88
Google 1.9 $484M 749k 645.91
Chevron Corporation (CVX) 1.9 $482M 4.5M 106.40
General Electric Company 1.8 $442M 25M 17.91
Microsoft Corporation (MSFT) 1.7 $433M 17M 25.96
Procter & Gamble Company (PG) 1.6 $408M 6.1M 66.71
Berkshire Hathaway (BRK.B) 1.6 $404M 5.3M 76.30
Johnson & Johnson (JNJ) 1.5 $369M 5.6M 65.58
At&t (T) 1.4 $345M 11M 30.24
Coca-Cola Company (KO) 1.3 $331M 4.7M 69.97
Philip Morris International (PM) 1.2 $306M 3.9M 78.48
Intel Corporation (INTC) 1.2 $304M 13M 24.25
Wells Fargo & Company (WFC) 1.2 $300M 11M 27.56
Qualcomm (QCOM) 1.2 $297M 5.4M 54.69
JPMorgan Chase & Co. (JPM) 1.2 $294M 8.8M 33.25
Pfizer (PFE) 1.1 $284M 13M 21.64
McDonald's Corporation (MCD) 1.1 $276M 2.7M 100.33
Citigroup (C) 1.0 $258M 9.8M 26.31
Verizon Communications (VZ) 1.0 $247M 6.2M 40.12
Oracle Corporation (ORCL) 0.9 $238M 9.3M 25.65
Wal-Mart Stores (WMT) 0.9 $237M 4.0M 59.76
ConocoPhillips (COP) 0.9 $233M 3.2M 72.87
Merck & Co (MRK) 0.9 $224M 6.0M 37.70
Cisco Systems (CSCO) 0.9 $224M 12M 18.08
Pepsi (PEP) 0.9 $221M 3.3M 66.35
Amazon (AMZN) 0.9 $218M 1.3M 173.10
Schlumberger (SLB) 0.8 $212M 3.1M 68.31
Sara Lee 0.8 $207M 11M 18.92
Crown Castle International 0.8 $198M 4.4M 44.80
Liberty Media Corp lcpad 0.8 $195M 2.5M 78.04
Borgwarner Inc note 3.500% 4/1 0.7 $183M 94M 1.95
Abbott Laboratories (ABT) 0.7 $179M 3.2M 56.23
Occidental Petroleum Corporation (OXY) 0.7 $180M 1.9M 93.70
Union Pacific Corporation (UNP) 0.7 $172M 1.6M 105.95
Hewlett-Packard Company 0.7 $170M 6.6M 25.76
United Technologies Corporation 0.7 $164M 2.2M 73.11
Devon Energy Corporation (DVN) 0.6 $160M 2.6M 62.01
Tyco International Ltd S hs 0.6 $161M 3.4M 46.72
Nielsen Holdings Nv 0.6 $161M 5.4M 29.69
United Parcel Service (UPS) 0.6 $154M 2.1M 73.19
Yahoo! 0.6 $155M 9.6M 16.13
Bank of America Corporation (BAC) 0.6 $148M 27M 5.56
UnitedHealth (UNH) 0.6 $147M 2.9M 50.68
Walt Disney Company (DIS) 0.6 $146M 3.9M 37.51
Ford Motor Company (F) 0.6 $146M 14M 10.76
Home Depot (HD) 0.6 $144M 3.4M 42.04
Goldman Sachs (GS) 0.6 $140M 1.6M 90.43
MasterCard Incorporated (MA) 0.6 $142M 380k 372.83
Medco Health Solutions 0.6 $141M 2.5M 55.90
Comcast Corporation (CMCSA) 0.6 $138M 5.8M 23.70
Caterpillar (CAT) 0.6 $138M 1.5M 90.60
3M Company (MMM) 0.5 $136M 1.7M 81.73
Transocean Inc note 1.500%12/1 0.5 $132M 135M 0.98
Amgen (AMGN) 0.5 $130M 2.0M 64.21
Visa (V) 0.5 $129M 1.3M 101.90
Via 0.5 $128M 2.8M 45.41
Halliburton Company (HAL) 0.5 $127M 3.7M 34.51
EMC Corporation 0.5 $120M 5.6M 21.54
American Express Company (AXP) 0.5 $117M 2.5M 47.17
International Flavors & Fragrances (IFF) 0.5 $119M 2.3M 52.42
Equinix 0.5 $118M 1.2M 101.40
Apache Corporation 0.5 $116M 1.3M 90.58
Ivanhoe Mines 0.5 $115M 6.5M 17.72
Anadarko Petroleum Corporation 0.5 $114M 1.5M 76.33
E.I. du Pont de Nemours & Company 0.4 $108M 2.4M 45.78
CVS Caremark Corporation (CVS) 0.4 $108M 2.6M 40.78
Colgate-Palmolive Company (CL) 0.4 $108M 1.2M 92.39
Boeing Company (BA) 0.4 $105M 1.4M 73.35
Goodrich Corporation 0.4 $107M 861k 123.70
Vale Cap Ii valep 6.75%12 0.4 $105M 1.6M 65.72
Emerson Electric (EMR) 0.4 $103M 2.2M 46.59
Nike (NKE) 0.4 $102M 1.1M 96.37
Suno 0.4 $100M 2.4M 41.25
Simon Property (SPG) 0.4 $100M 776k 128.94
Las Vegas Sands (LVS) 0.4 $98M 2.3M 42.73
Altria (MO) 0.4 $97M 3.3M 29.66
Hess (HES) 0.4 $98M 1.7M 56.81
Freeport-McMoRan Copper & Gold (FCX) 0.4 $99M 2.7M 36.80
U.S. Bancorp (USB) 0.4 $95M 3.5M 27.05
Eli Lilly & Co. (LLY) 0.4 $95M 2.3M 41.56
Honeywell International (HON) 0.4 $92M 1.7M 54.35
Praxair 0.4 $93M 865k 106.91
Rockwood Holdings 0.4 $94M 2.4M 39.37
Bristol Myers Squibb (BMY) 0.4 $90M 2.6M 35.24
Deere & Company (DE) 0.4 $91M 1.2M 77.35
Ingersoll-rand Global Hldg C debt 0.4 $90M 53M 1.72
Monsanto Company 0.3 $88M 1.3M 70.07
Kraft Foods 0.3 $87M 2.3M 37.36
Target Corporation (TGT) 0.3 $87M 1.7M 51.23
National-Oilwell Var 0.3 $83M 1.2M 67.99
CareFusion Corporation 0.3 $84M 3.3M 25.41
MetLife (MET) 0.3 $82M 2.6M 31.18
Texas Instruments Incorporated (TXN) 0.3 $79M 2.7M 29.11
WellPoint 0.3 $79M 1.2M 66.23
Cms Energy Corp note 2.875%12/0 0.3 $79M 45M 1.76
PNC Financial Services (PNC) 0.3 $77M 1.3M 57.68
Costco Wholesale Corporation (COST) 0.3 $77M 921k 83.33
Medtronic 0.3 $78M 2.0M 38.25
Starbucks Corporation (SBUX) 0.3 $79M 1.7M 46.01
eBay (EBAY) 0.3 $76M 2.5M 30.32
Lowe's Companies (LOW) 0.3 $76M 3.0M 25.38
Harley-Davidson (HOG) 0.3 $72M 1.9M 38.87
Baker Hughes Incorporated 0.3 $72M 1.5M 48.65
Directv 0.3 $72M 1.7M 42.75
priceline.com Incorporated 0.3 $73M 156k 467.72
Baxter International (BAX) 0.3 $70M 1.4M 49.48
Dominion Resources (D) 0.3 $69M 1.3M 53.08
Newmont Mining Corporation (NEM) 0.3 $71M 1.2M 60.01
McGraw-Hill Companies 0.3 $69M 1.5M 44.96
Dow Chemical Company 0.3 $70M 2.4M 28.76
First Niagara Financial 0.3 $70M 8.1M 8.63
Celgene Corporation 0.3 $71M 1.1M 67.60
Morgan Stanley (MS) 0.3 $69M 4.5M 15.13
News Corporation 0.3 $67M 3.8M 17.84
Exelon Corporation (EXC) 0.3 $68M 1.6M 43.37
Mylan Inc note 3.750% 9/1 0.3 $67M 38M 1.75
Vale Cap Ii gtd cv 6.75%12 0.3 $67M 1.1M 59.88
FedEx Corporation (FDX) 0.3 $64M 771k 83.52
Gilead Sciences (GILD) 0.3 $65M 1.6M 40.93
Marathon Oil Corporation (MRO) 0.3 $65M 2.2M 29.27
Time Warner Cable 0.2 $63M 987k 63.57
Tyson Foods Inc note 3.250%10/1 0.2 $63M 47M 1.33
Accenture (ACN) 0.2 $63M 1.2M 53.23
EOG Resources (EOG) 0.2 $62M 634k 98.50
Cme (CME) 0.2 $61M 252k 243.68
Kimberly-Clark Corporation (KMB) 0.2 $61M 824k 73.57
Travelers Companies (TRV) 0.2 $61M 1.0M 59.17
AFLAC Incorporated (AFL) 0.2 $61M 1.4M 43.26
Southern Company (SO) 0.2 $59M 1.3M 46.29
Illinois Tool Works (ITW) 0.2 $59M 1.3M 46.70
Dollar General (DG) 0.2 $59M 1.4M 41.14
Note 3.50 0.2 $60M 59M 1.02
Industries N shs - a - (LYB) 0.2 $60M 1.9M 32.49
Liberty Media Corp New deb 3.125% 3/3 0.2 $58M 52M 1.12
Time Warner 0.2 $59M 1.6M 36.14
Lockheed Martin Corporation (LMT) 0.2 $58M 721k 80.91
General Dynamics Corporation (GD) 0.2 $57M 851k 66.42
Prudential Financial (PRU) 0.2 $57M 1.1M 50.12
Textron Inc note 4.500% 5/0 0.2 $56M 37M 1.54
Bank of New York Mellon Corporation (BK) 0.2 $54M 2.7M 19.91
TJX Companies (TJX) 0.2 $55M 845k 64.55
CSX Corporation (CSX) 0.2 $52M 2.4M 21.06
Archer Daniels Midland Company (ADM) 0.2 $52M 1.8M 28.60
Automatic Data Processing (ADP) 0.2 $54M 990k 54.00
Yum! Brands (YUM) 0.2 $53M 893k 59.01
Capital One Financial (COF) 0.2 $52M 1.2M 42.29
Walgreen Company 0.2 $52M 1.6M 33.06
Corning Incorporated (GLW) 0.2 $51M 3.9M 12.98
Norfolk Southern (NSC) 0.2 $51M 699k 72.85
Johnson Controls 0.2 $51M 1.6M 31.26
General Mills (GIS) 0.2 $51M 1.3M 40.46
Biogen Idec (BIIB) 0.2 $49M 447k 110.03
Danaher Corporation (DHR) 0.2 $51M 1.1M 47.04
Dell 0.2 $50M 3.4M 14.63
Precision Castparts 0.2 $49M 298k 164.82
Cummins (CMI) 0.2 $48M 543k 88.02
Cognizant Technology Solutions (CTSH) 0.2 $44M 683k 64.32
State Street Corporation (STT) 0.2 $44M 1.1M 40.31
Ace Limited Cmn 0.2 $42M 594k 70.14
Duke Energy Corporation 0.2 $42M 1.9M 22.00
FirstEnergy (FE) 0.2 $43M 964k 44.30
Nextera Energy (NEE) 0.2 $43M 708k 60.88
Netflix (NFLX) 0.2 $42M 607k 69.29
Covidien 0.2 $42M 943k 44.99
Allergan 0.2 $39M 444k 87.77
Express Scripts 0.2 $41M 925k 44.70
Sensata Technologies Hldg Bv 0.2 $40M 1.5M 26.28
Pioneer Nat Res Co note 2.875% 1/1 0.1 $38M 24M 1.54
Materials SPDR (XLB) 0.1 $38M 1.1M 33.50
Phh Corp note 4.000% 9/0 0.1 $39M 47M 0.82
Omnicare Inc dbcv 3.250%12/1 0.1 $35M 37M 0.94
El Paso Corporation 0.1 $36M 1.4M 26.57
McKesson Corporation (MCK) 0.1 $35M 444k 77.91
Alcoa Inc debt 0.1 $34M 23M 1.53
American Tower Corp put 0.1 $35M 587k 60.01
Liberty Media 4.000 11/15/29 deb 4.000% 0.1 $33M 63M 0.53
Comverse Technology 0.1 $32M 4.6M 6.86
Chubb Corporation 0.1 $30M 436k 69.24
Amerigroup Corp note 2.000% 5/1 0.1 $30M 21M 1.41
CenturyLink 0.1 $30M 813k 37.20
Sanofi-Aventis SA (SNY) 0.1 $30M 834k 36.53
Signet Jewelers (SIG) 0.1 $30M 671k 43.95
D R Horton Inc note 2.000% 5/1 0.1 $27M 23M 1.17
Spdr S&p 500 Etf (SPY) 0.1 $28M 220k 125.50
Coach 0.1 $28M 452k 61.04
Forest Oil Corporation 0.1 $28M 2.0M 13.55
Holdings Inc Note 5.25 0.1 $28M 18M 1.56
Parker Drilling Co note 2.125% 7/1 0.1 $24M 24M 0.99
American Electric Power Company (AEP) 0.1 $25M 592k 41.32
Chesapeake Energy Corporation 0.1 $24M 1.1M 22.29
Thermo Fisher Scientific (TMO) 0.1 $24M 529k 44.97
Foster Wheeler Ltd Com Stk 0.1 $22M 1.2M 19.15
TransDigm Group Incorporated (TDG) 0.1 $23M 243k 95.76
Ual Corp note 6.000%10/1 0.1 $23M 10M 2.30
Melco Crown Entertainment (MLCO) 0.1 $21M 2.1M 9.62
Public Storage (PSA) 0.1 $20M 145k 134.47
Spectra Energy 0.1 $19M 631k 30.75
Prologis Inc Cvt 2.625 05-15-3 convert 0.1 $20M 20M 0.99
Northrop Grumman Corporation (NOC) 0.1 $18M 315k 58.48
Mylan 0.1 $17M 805k 21.45
Liberty Global 0.1 $17M 408k 40.98
Williams Companies (WMB) 0.1 $17M 504k 33.03
Weatherford International Lt reg 0.1 $17M 1.2M 14.64
Marathon Petroleum Corp (MPC) 0.1 $18M 526k 33.29
Annaly Capital Management 0.1 $15M 917k 15.95
Air Products & Chemicals (APD) 0.1 $14M 169k 85.16
Paccar (PCAR) 0.1 $15M 398k 37.47
Juniper Networks (JNPR) 0.1 $15M 753k 20.41
Broadcom Corporation 0.1 $14M 484k 29.27
Developers Diversified Rlty note 1.750%11/1 0.1 $15M 15M 0.98
Advanced Micro Devices Inc note 5.750% 8/1 0.1 $13M 13M 1.01
Research In Motion 0.1 $14M 933k 14.50
Textron (TXT) 0.1 $11M 615k 18.49
United States Steel Corporation 0.1 $12M 442k 26.46
Tesla Motors (TSLA) 0.1 $13M 457k 28.56
Charter Communications 0.1 $14M 239k 56.94
Archipelago Learning 0.1 $12M 1.2M 9.67
Semgroup Corp cl a 0.1 $12M 471k 26.06
Prologis note 2.250% 4/0 0.1 $13M 13M 1.00
General Mtrs Co *w exp 07/10/201 0.1 $13M 1.1M 11.71
Newmont Mining Corp note 3.000% 2/1 0.0 $10M 7.9M 1.31
NetApp (NTAP) 0.0 $10M 280k 36.27
Sherwin-Williams Company (SHW) 0.0 $10M 116k 89.27
Lamar Advertising Company 0.0 $11M 406k 27.50
Alcoa 0.0 $11M 1.3M 8.65
BB&T Corporation 0.0 $10M 399k 25.17
Stryker Corporation (SYK) 0.0 $10M 205k 49.70
Symantec Corporation 0.0 $9.7M 619k 15.65
Mbia (MBI) 0.0 $10M 862k 11.59
Coinstar 0.0 $9.0M 198k 45.65
Sohu 0.0 $11M 224k 50.00
Green Mountain Coffee Roasters 0.0 $11M 250k 44.85
salesforce (CRM) 0.0 $9.6M 94k 101.41
Baidu (BIDU) 0.0 $10M 88k 116.51
Ameristar Casinos 0.0 $10M 582k 17.30
MetroPCS Communications 0.0 $11M 1.3M 8.69
Motorola Solutions (MSI) 0.0 $9.1M 196k 46.29
Heritage Commerce (HTBK) 0.0 $10M 2.1M 4.74
Developers Diversified Rlty note 3.000% 3/1 0.0 $9.5M 9.5M 1.00
Microchip Technology Inc sdcv 2.125%12/1 0.0 $6.7M 5.0M 1.34
Teva Pharmaceutical Industries (TEVA) 0.0 $8.6M 209k 41.38
Carnival Corporation (CCL) 0.0 $6.3M 193k 32.63
Applied Materials (AMAT) 0.0 $8.2M 762k 10.71
Zions Bancorporation (ZION) 0.0 $8.1M 500k 16.28
Trina Solar 0.0 $7.0M 1.1M 6.68
Boulder Total Return Fund 0.0 $7.4M 492k 15.10
OpenTable 0.0 $6.5M 164k 40.00
General Motors Company (GM) 0.0 $8.1M 400k 20.26
Motorola Mobility Holdings 0.0 $6.5M 168k 38.80
American Tower Corp call 0.0 $6.8M 114k 60.01
Sanofi Aventis Wi Conval Rt 0.0 $7.0M 6.0M 1.17
West Coast Banc Or 0.0 $8.1M 522k 15.59
Lone Pine Res 0.0 $7.5M 1.1M 7.02
Prologis note 1.875%11/1 0.0 $6.9M 7.0M 0.99
Hartford Financial Services (HIG) 0.0 $4.6M 284k 16.22
Blackstone 0.0 $5.6M 400k 13.99
Martin Marietta Materials (MLM) 0.0 $5.8M 77k 75.41
Consolidated Edison (ED) 0.0 $6.0M 96k 62.04
Raytheon Company 0.0 $4.4M 91k 48.46
Intuitive Surgical (ISRG) 0.0 $5.6M 12k 461.48
Liberty Global 0.0 $6.0M 152k 39.58
ITT Educational Services (ESINQ) 0.0 $5.8M 102k 56.89
GameStop (GME) 0.0 $3.9M 163k 24.13
Kronos Worldwide (KRO) 0.0 $6.2M 342k 18.04
American International (AIG) 0.0 $3.8M 164k 23.20
Vornado Rlty L P debt 0.0 $5.1M 5.0M 1.02
Colfax Corporation 0.0 $5.2M 187k 27.99
iShares Silver Trust (SLV) 0.0 $4.1M 151k 26.94
Moly 0.0 $5.9M 245k 23.98
ProShares UltraShort Euro (EUO) 0.0 $5.1M 250k 20.33
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.0 $4.4M 72k 61.49
Mosaic (MOS) 0.0 $6.2M 122k 50.43
Sunpower (SPWRQ) 0.0 $5.9M 948k 6.21
Sandisk Corp note 1.000% 5/1 0.0 $2.9M 3.0M 0.98
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $3.5M 100k 34.95
Focus Media Holding 0.0 $2.0M 103k 19.49
BlackRock 0.0 $3.2M 18k 178.23
Charles Schwab Corporation (SCHW) 0.0 $1.8M 160k 11.26
Peabody Energy Corporation 0.0 $3.2M 96k 33.11
Lennar Corporation (LEN) 0.0 $2.8M 142k 19.66
Pulte (PHM) 0.0 $2.9M 452k 6.31
Franklin Resources (BEN) 0.0 $3.4M 35k 96.06
Host Hotels & Resorts (HST) 0.0 $1.9M 125k 14.87
SYSCO Corporation (SYY) 0.0 $1.3M 45k 29.44
Supervalu 0.0 $1.6M 199k 8.12
Equity Residential (EQR) 0.0 $3.5M 61k 56.95
Chiquita Brands International 0.0 $3.7M 441k 8.34
Cemex SAB de CV (CX) 0.0 $2.5M 472k 5.40
Leap Wireless International 0.0 $3.5M 375k 9.28
Toll Brothers (TOL) 0.0 $2.8M 138k 20.42
D.R. Horton (DHI) 0.0 $2.9M 232k 12.60
Vornado Realty Trust (VNO) 0.0 $1.3M 18k 76.38
Collective Brands 0.0 $3.3M 232k 14.37
Sears Holdings Corporation 0.0 $1.7M 52k 31.75
Human Genome Sciences 0.0 $1.7M 228k 7.38
H.J. Heinz Company 0.0 $2.3M 43k 54.01
ATP Oil & Gas Corporation 0.0 $1.5M 202k 7.36
Life Technologies 0.0 $3.2M 83k 38.94
Travelzoo 0.0 $2.3M 93k 24.58
MGM Resorts International. (MGM) 0.0 $3.4M 326k 10.43
Flotek Industries 0.0 $1.6M 163k 9.96
Market Vectors Gold Miners ETF 0.0 $3.0M 57k 51.43
Boston Properties (BXP) 0.0 $2.0M 20k 99.60
MPG Office Trust 0.0 $1.8M 917k 1.98
Chiquita Brands Intl Inc note 4.250% 8/1 0.0 $1.3M 1.5M 0.86
General Mtrs Co jr pfd cnv srb 0.0 $3.5M 103k 34.19
Huntington Ingalls Inds (HII) 0.0 $1.8M 48k 37.76
Jive Software 0.0 $2.4M 150k 15.96
China Medical Technologies 0.0 $777k 273k 2.84
Eastman Kodak Company 0.0 $460k 719k 0.64
Incyte Corporation (INCY) 0.0 $826k 55k 15.02
Kohl's Corporation (KSS) 0.0 $1.1M 23k 49.34
AngloGold Ashanti 0.0 $744k 18k 42.53
Allstate Corporation (ALL) 0.0 $754k 28k 27.42
PG&E Corporation (PCG) 0.0 $709k 17k 41.28
Pioneer Natural Resources 0.0 $684k 7.6k 89.86
SPDR Gold Trust (GLD) 0.0 $979k 6.4k 152.02
FelCor Lodging Trust Incorporated 0.0 $51k 17k 3.04
Sothebys note 3.125% 6/1 0.0 $1.2M 1.0M 1.15
AMR Corporation 0.0 $22k 60k 0.37
Saks Incorporated 0.0 $1.0M 105k 9.75
VisionChina Media 0.0 $829k 663k 1.25
Community Health Systems (CYH) 0.0 $823k 47k 17.45
Siliconware Precision Industries 0.0 $1.1M 250k 4.33
Universal Display Corporation (OLED) 0.0 $1.0M 27k 36.72
Canadian Solar (CSIQ) 0.0 $825k 310k 2.66
JDS Uniphase Corporation 0.0 $689k 66k 10.44
Ciena Corporation (CIEN) 0.0 $290k 24k 12.08
SanDisk Corporation 0.0 $808k 16k 49.27
Silvercorp Metals (SVM) 0.0 $1.1M 174k 6.40
Ford Mtr Co Del *w exp 01/01/201 0.0 $90k 36k 2.48
Genon Energy 0.0 $940k 360k 2.61
Sierra Ban (BSRR) 0.0 $1.2M 140k 8.80
Hanwha Solarone 0.0 $641k 647k 0.99
General Mtrs Co *w exp 07/10/201 0.0 $834k 106k 7.88
Teavana Hldgs 0.0 $803k 43k 18.80