PenderFund Capital Management

PenderFund Capital Management as of Dec. 31, 2021

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 157 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sangoma Technologies Corp New Added (SANG) 6.9 $31M 1.4M 21.82
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.6 $25M 21M 1.18
Precigen Note 3.500% 7/0 (Principal) 5.2 $23M 22M 1.02
Stitch Fix Com Cl A (SFIX) 4.5 $20M 820k 23.94
Burford Cap Ord Shs (BUR) 4.3 $19M 1.4M 13.36
Tricida Note 3.500% 5/1 (Principal) 3.9 $17M 24M 0.71
Zillow Group Cl C Cap Stk (Z) 3.7 $16M 200k 80.78
Peloton Interactive Cl A Com (PTON) 3.2 $14M 307k 45.24
Ss&c Technologies Holding (SSNC) 3.1 $14M 131k 103.70
Interactive Brokers Group In Com Cl A (IBKR) 3.0 $13M 130k 100.46
Baidu Spon Adr Rep A (BIDU) 2.9 $13M 67k 188.21
Maxar Technologies 2.7 $12M 314k 37.38
Kkr & Co (KKR) 2.6 $12M 123k 94.24
Sfl Corporation Note 4.875% 5/0 (Principal) 2.5 $11M 8.7M 1.27
Universal Technical Institute (UTI) 2.4 $11M 1.1M 9.89
Opko Health Note 4.500% 2/1 (Principal) 2.4 $11M 6.0M 1.78
Aviat Networks (AVNW) 2.4 $11M 260k 40.58
PAR Technology Corporation (PAR) 2.3 $10M 153k 66.75
Jd.com Spon Adr Cl A (JD) 1.9 $8.6M 97k 88.63
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 1.9 $8.5M 8.0M 1.06
Lendingtree Note 0.625% 6/0 (Principal) 1.9 $8.2M 6.5M 1.26
Fts International Com New Cl A 1.7 $7.3M 221k 33.21
Egain Corp Com New (EGAN) 1.7 $7.3M 581k 12.62
Bausch Health Companies (BHC) 1.6 $7.1M 204k 34.94
Howard Hughes 1.6 $7.0M 55k 128.74
Fluor Corporation (FLR) 1.5 $6.6M 212k 31.33
Block Cl A (XYZ) 1.5 $6.6M 32k 204.29
Sierra Wireless 1.5 $6.5M 293k 22.30
Texas Pacific Land Corp (TPL) 1.5 $6.5M 4.1k 1579.88
SSR MNG Note 2.500% 4/0 (Principal) 1.4 $6.3M 4.0M 1.59
Ebix Com New (EBIXQ) 1.4 $6.1M 157k 38.45
Iac Interactivecorp Com New (IAC) 1.3 $5.7M 35k 165.33
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 1.2 $5.5M 3.1M 1.79
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 1.2 $5.4M 5.6M 0.96
Lendingtree Note 0.500% 7/1 (Principal) 1.2 $5.3M 5.0M 1.06
Twitter 1.2 $5.1M 94k 54.67
Mandiant Note 0.875% 6/0 (Principal) 0.9 $4.0M 3.0M 1.32
Hello Group Note 1.250% 7/0 (Principal) 0.9 $3.8M 3.5M 1.10
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.8 $3.4M 44k 76.40
Karyopharm Therapeutics Note 3.000%10/1 (Principal) 0.7 $3.1M 3.0M 1.04
Microstrategy Cl A New (MSTR) 0.5 $2.1M 3.0k 688.67
Infinera Corp Note 2.500% 3/0 (Principal) 0.4 $1.9M 1.0M 1.87
Northrop Grumman Corporation (NOC) 0.4 $1.8M 3.7k 489.62
Alibaba Group Hldg Sponsored Ads (BABA) 0.4 $1.8M 12k 150.25
Infinera Corp Note 2.125% 9/0 (Principal) 0.4 $1.7M 1.1M 1.51
Kennedy-Wilson Holdings (KW) 0.3 $1.4M 46k 30.20
Spire Global Com Cl A 0.3 $1.3M 296k 4.27
Discovery Com Ser C 0.2 $1.1M 38k 28.96
Starwood Property Trust (STWD) 0.2 $1.1M 34k 30.74
Colfax Corporation 0.2 $832k 14k 58.13
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $810k 4.3k 188.37
Coinbase Global Com Cl A (COIN) 0.2 $798k 2.5k 319.20
Kaleyra 0.2 $728k 57k 12.70
Firstservice Corp (FSV) 0.2 $671k 2.7k 248.52
Natera (NTRA) 0.1 $293k 2.5k 118.24
Flagstar Bancorp Com Par .001 0.1 $237k 3.9k 60.77
Aerojet Rocketdy 0.1 $231k 3.9k 59.08
Welbilt 0.0 $213k 7.1k 30.08
Bottomline Technologies 0.0 $207k 2.9k 71.38
Atlantic Cap Bancshares 0.0 $204k 5.6k 36.43
Level One Bancorp 0.0 $200k 4.0k 50.00
Casper Sleep 0.0 $192k 23k 8.46
Phillips 66 Partners Com Unit Rep Int 0.0 $187k 4.1k 45.61
Pae Com Cl A 0.0 $187k 15k 12.55
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $173k 57k 3.02
Great Wastern Ban 0.0 $168k 3.9k 43.08
Elmira Savings Bank 0.0 $165k 5.7k 28.95
Cit Group Com New 0.0 $164k 2.5k 64.82
Corvus Gold 0.0 $162k 40k 4.09
Neophotonics Corp 0.0 $161k 8.3k 19.40
Verso Corp Cl A 0.0 $161k 4.7k 34.26
Tristate Capital Hldgs 0.0 $161k 4.2k 38.33
Gcp Applied Technologies 0.0 $160k 4.0k 40.00
People's United Financial 0.0 $158k 7.0k 22.57
Rogers Corporation (ROG) 0.0 $155k 450.00 344.44
Greensky Cl A 0.0 $154k 11k 14.39
Spx Flow 0.0 $142k 1.3k 109.23
Shaw Communications Cl B Conv 0.0 $142k 3.7k 38.27
Kraton Performance Polymers 0.0 $135k 2.3k 58.70
State Auto Financial 0.0 $131k 2.0k 65.50
American National Group 0.0 $128k 535.00 239.25
Jaws Hurricane Acquisitn Cor Unit 06/08/2026 0.0 $126k 10k 12.60
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $120k 49k 2.47
Nuance Communications 0.0 $109k 1.6k 70.01
Mcafee Corp Com Cl A 0.0 $108k 3.3k 32.73
Magellan Health Com New 0.0 $88k 736.00 119.57
Compute Health Acquisitin Com Cl A 0.0 $80k 6.5k 12.31
Hudson Executive Invs Corp I Com Cl A 0.0 $80k 6.5k 12.31
Mason Industrial Technolgy I Com Cl A 0.0 $80k 6.5k 12.31
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $80k 6.5k 12.31
Austerlitz Acquisition Corp Com Cl A 0.0 $80k 6.5k 12.31
Ftac Hera Acquisition Corp Class A Ord Shs 0.0 $80k 6.5k 12.31
Landcadia Holdings Iv Class A Com 0.0 $80k 6.5k 12.31
Lazard Growth Acquisition Cl A Ord Shs 0.0 $80k 6.5k 12.31
Kkr Acquisition Holding I Com Class A 0.0 $80k 6.5k 12.31
Warburg Pincus Captal Corp I Shs Cl A 0.0 $80k 6.5k 12.31
Accelerate Acquisition Corp Com Cl A 0.0 $80k 6.5k 12.31
Fusion Acquisition Corp Ii Com Cl A 0.0 $80k 6.5k 12.31
Hudson Executive Inves Iii Com Cl A 0.0 $80k 6.5k 12.31
Tcw Special Purpose Acqu Cor Com Cl A 0.0 $80k 6.5k 12.31
B Riley Prin 250 Merger Corp Class A Com 0.0 $80k 6.5k 12.31
Revolution Healthcar Aq Corp Class A Com 0.0 $80k 6.5k 12.35
Pershing Square Tontine Hldg Com Cl A 0.0 $80k 3.2k 25.00
Firstmark Horizon Acquisitio Cl A Com 0.0 $80k 6.4k 12.50
Dune Acquisition Corp Com Cl A 0.0 $80k 6.4k 12.50
26 Capital Acquisition Corp Com Cl A 0.0 $80k 6.4k 12.50
Altimeter Growth Corp 2 Com Cl A 0.0 $80k 6.4k 12.50
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $80k 6.4k 12.50
Independence Holdings Corp Class A Ord Shs 0.0 $80k 6.5k 12.30
Ares Acquisition Corporation Com Cl A 0.0 $79k 6.4k 12.34
Scion Tech Growth I Cl A Shs 0.0 $79k 6.4k 12.34
Jaws Mustang Acquisition Cor Shs Cl A (JWSMF) 0.0 $79k 6.4k 12.34
Apollo Strategic Grwt Cptl I Shs Cl A 0.0 $79k 6.4k 12.34
Churchill Capital Corp Vi Com Cl A 0.0 $79k 6.4k 12.34
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $79k 6.4k 12.34
Fortress Value Acquisi Corp Com Cl A 0.0 $79k 6.4k 12.34
Elliott Opportunity Ii Corp Shs Cl A 0.0 $79k 6.4k 12.35
Altc Acquisition Corp Com Cl A (OKLO) 0.0 $79k 6.3k 12.45
Corepoint Lodging Inc. Reit 0.0 $79k 4.0k 19.75
Partners Bancorp 0.0 $76k 6.1k 12.36
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $75k 6.1k 12.35
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $72k 5.7k 12.63
Health Assurn Acquisition Com Cl A 0.0 $65k 5.3k 12.31
Cf Acquisition Corp Iv Com Cl A 0.0 $61k 4.9k 12.45
Magnachip Semiconductor Corp (MX) 0.0 $56k 2.1k 26.67
Virgin Group Acquisit Corp I Shs Cl A 0.0 $55k 4.4k 12.50
Anterix Inc. Atex (ATEX) 0.0 $52k 700.00 74.29
Go Acquisition Corp 0.0 $50k 4.0k 12.50
Cohn Robbins Holdings Corp Com Cl A 0.0 $50k 4.0k 12.50
Oaktree Acquisition Corp Ii Cl A Shs 0.0 $50k 4.0k 12.50
Highland Transcend Partners Com Cl A 0.0 $49k 3.9k 12.56
Moneygram Intl Com New 0.0 $46k 4.6k 10.00
E Merge Technology Acquisiti Com Cl A 0.0 $41k 3.3k 12.42
5 01 Acquisition Corp Com Cl A 0.0 $41k 3.3k 12.42
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $41k 3.3k 12.42
Slam Corp Cl A Shs (SLAMF) 0.0 $41k 3.3k 12.42
Golden Nugget Online Gamin Com Cl A 0.0 $37k 2.9k 12.76
Lux Health Tech Acquisition *w Exp 11/30/202 0.0 $35k 33k 1.06
Social Cap Suvretta Hld Crpi Class A Ord Shs 0.0 $32k 2.5k 12.65
Avanti Acquisition Corp Shs Cl A 0.0 $26k 2.1k 12.38
Pontem Corporation Shs Cl A 0.0 $26k 2.1k 12.38
Rmg Acquisition Corp Iii Cl A Shs (RMGCF) 0.0 $26k 2.1k 12.38
Cc Neuberger Prin Hldgs Ii Shs Cl A 0.0 $25k 2.0k 12.50
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $17k 10k 1.65
Bluescape Opportunities Acqu SHS 0.0 $16k 1.3k 12.31
Velo3d *w Exp 12/01/202 (VLDXW) 0.0 $10k 5.0k 2.00
Warburg Pincus Captal Corp I Shs Cl A 0.0 $4.0k 329.00 12.16
Fortress Capital Acquisition Shs Cl A 0.0 $4.0k 335.00 11.94
Primavera Capital Acquist *w Exp 01/19/202 0.0 $2.0k 2.5k 0.80
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 0.0 $2.0k 2.5k 0.80
Vector Acquisition Corp Ii Cl A Shs 0.0 $2.0k 146.00 13.70
Decarbonization Plus Acqu Ii *w Exp 01/19/202 0.0 $999.999000 333.00 3.00
One Equity Partners Open Wtr *w Exp 01/14/202 0.0 $999.933200 1.7k 0.60
Science Strategic Acq Alpha *w Exp 01/20/202 0.0 $999.933200 1.7k 0.60
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSWF) 0.0 $0 250.00 0.00
Spartan Acquisition Corp Iii *w Exp 02/04/202 0.0 $0 250.00 0.00
Pear Therapeutics *w Exp 99/99/999 Added 0.0 $0 333.00 0.00