PenderFund Capital Management

PenderFund Capital Management as of June 30, 2022

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 179 positions in its portfolio as reported in the June 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 5.9 $21M 30M 0.72
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 5.9 $21M 17M 1.25
Precigen Note 3.500% 7/0 (Principal) 5.8 $21M 20M 1.03
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 5.0 $18M 16M 1.12
Sangoma Technologies Corp Com New (SANG) 4.8 $17M 1.6M 10.88
Sunrun Note 2/0 (Principal) 4.6 $17M 18M 0.93
Burford Cap Ord Shs (BUR) 4.1 $15M 1.1M 12.99
PAR Technology Corporation (PAR) 3.7 $14M 279k 48.26
Opko Health Note 4.500% 2/1 (Principal) 3.7 $13M 10M 1.34
Tricida Note 3.500% 5/1 (Principal) 3.4 $12M 18M 0.69
Sfl Corporation Note 4.875% 5/0 (Principal) 3.2 $11M 8.7M 1.32
Baidu Spon Adr Rep A (BIDU) 3.0 $11M 58k 191.44
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 2.8 $10M 12M 0.85
Maxar Technologies 2.7 $9.7M 288k 33.47
Texas Pacific Land Corp (TPL) 2.2 $8.0M 4.2k 1915.38
Zillow Group Cl C Cap Stk (Z) 2.2 $7.9M 193k 40.87
Kkr & Co (KKR) 2.2 $7.8M 131k 59.58
Jd.com Spon Adr Cl A (JD) 2.1 $7.6M 92k 82.66
Ss&c Technologies Holding (SSNC) 2.0 $7.3M 98k 74.75
Aviat Networks Com New (AVNW) 2.0 $7.2M 224k 32.23
Interactive Brokers Group In Com Cl A (IBKR) 2.0 $7.1M 100k 70.81
Anterix Inc. Atex (ATEX) 1.8 $6.7M 127k 52.86
Beyond Meat Note 3/1 (Principal) 1.8 $6.5M 13M 0.50
Egain Corp Com New (EGAN) 1.8 $6.4M 512k 12.55
Sierra Wireless 1.7 $6.2M 206k 30.15
Universal Technical Institute (UTI) 1.6 $5.8M 632k 9.18
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 1.4 $4.9M 5.6M 0.89
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 1.0 $3.6M 4.0M 0.89
Peloton Interactive Cl A Com (PTON) 1.0 $3.5M 298k 11.82
Howard Hughes 1.0 $3.4M 39k 87.59
Iac Interactivecorp Com New (IAC) 0.8 $3.1M 31k 97.77
Block Cl A (SQ) 0.6 $2.3M 30k 79.10
Docebo (DCBO) 0.6 $2.2M 60k 36.97
Northrop Grumman Corporation (NOC) 0.6 $2.2M 3.5k 615.95
Ebix Com New (EBIXQ) 0.6 $2.2M 99k 21.75
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.6 $2.0M 36k 57.25
Alibaba Group Hldg Sponsored Ads (BABA) 0.4 $1.6M 11k 146.32
Stitch Fix Com Cl A (SFIX) 0.3 $1.1M 175k 6.36
Kennedy-Wilson Holdings (KW) 0.3 $1.1M 44k 24.39
Maxeon Solar Technologies Lt Note 6.500% 7/1 (Principal) 0.3 $1.0M 740k 1.37
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $919k 68k 13.55
Starwood Property Trust (STWD) 0.2 $886k 33k 26.89
Bluerock Residential Gwt Rei Com Cl A 0.2 $795k 24k 33.83
Starbucks Corporation (SBUX) 0.2 $786k 8.0k 98.37
Points.com 0.2 $753k 23k 32.15
Pershing Square Tontine Hldg Com Cl A 0.2 $734k 29k 25.71
Alleghany Corporation 0.2 $654k 610.00 1072.13
Warner Bros Discovery Com Ser A Added (WBD) 0.2 $650k 38k 17.29
Gty Govtech Inc gty govtech 0.2 $644k 80k 8.05
Shaw Communications Cl B Conv 0.2 $639k 17k 37.95
Hemisphere Media Group Cl A 0.2 $626k 64k 9.83
Citrix Systems 0.2 $625k 5.0k 125.00
Nielsen Hldgs Shs Eur 0.2 $622k 21k 29.90
Neophotonics Corp 0.2 $614k 30k 20.26
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $592k 4.2k 140.95
Microstrategy Cl A New (MSTR) 0.2 $571k 2.7k 211.48
American Campus Communities 0.2 $564k 6.8k 82.94
Stonemor 0.2 $559k 127k 4.40
Moneygram Intl Com New 0.1 $541k 42k 12.88
Exterran 0.1 $541k 98k 5.53
Firstservice Corp (FSV) 0.1 $515k 3.3k 156.06
Blueknight Energy Partners L Com Unit 0.1 $507k 87k 5.81
Turning Point Therapeutics I 0.1 $502k 5.2k 96.91
Cornerstone Buil 0.1 $501k 16k 31.55
Sailpoint Technlgies Hldgs I 0.1 $492k 6.1k 80.66
Meritor 0.1 $491k 11k 46.76
Tcw Special Purpose Acqu Cor Com Cl A 0.1 $490k 39k 12.56
Rogers Corporation (ROG) 0.1 $472k 1.4k 337.14
Prudential Ban 0.1 $446k 23k 19.48
Coherent 0.1 $445k 1.3k 342.31
Semler Scientific (SMLR) 0.1 $424k 12k 36.24
North American Const (NOA) 0.1 $407k 29k 14.15
Tenneco Cl A Vtg Com Stk 0.1 $406k 18k 22.07
Flagstar Bancorp Com Par .001 0.1 $379k 8.3k 45.66
Cdk Global Inc equities 0.1 $372k 5.3k 70.59
South Jersey Industries 0.1 $366k 8.3k 43.99
Tufin Software Technologie SHS 0.1 $365k 23k 16.15
Therapeuticsmd Com New Added (TXMD) 0.1 $313k 24k 12.82
Metromile 0.1 $312k 264k 1.18
Steel Connect 0.1 $312k 181k 1.73
Go Acquisition Corp 0.1 $307k 24k 12.86
Vy Global Growth Com Cl A 0.1 $304k 24k 12.72
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $289k 50k 5.78
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $284k 25k 11.36
National Security 0.1 $279k 13k 21.06
Cedar Realty Trust Com New 0.1 $274k 7.4k 37.03
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.1 $259k 21k 12.57
Coinbase Global Com Cl A (COIN) 0.1 $248k 4.1k 60.49
Natus Medical 0.1 $245k 5.8k 42.24
Social Capital Hedosopha Hld Shs Cl A 0.1 $243k 19k 12.79
Welbilt 0.1 $242k 7.9k 30.71
Corner Growth Acquisitn Corp Class A Ord Shs (TRON) 0.1 $239k 19k 12.93
Ocean Bio-Chem 0.1 $218k 13k 16.61
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $217k 10k 21.70
Healthcare Tr Amer Cl A New 0.1 $208k 5.8k 35.86
Spirit Airlines (SAVE) 0.1 $203k 6.6k 30.76
Hoegh Lng Partners Com Unit Ltd 0.1 $189k 16k 11.60
F-star Therapeutics 0.1 $185k 23k 8.06
Twitter 0.1 $184k 3.8k 48.17
Black Knight 0.1 $183k 2.2k 83.94
Partners Bancorp 0.0 $159k 14k 11.63
Us Well Services Cl A New 0.0 $156k 129k 1.21
E Merge Technology Acquisiti Com Cl A 0.0 $127k 9.9k 12.86
Natera (NTRA) 0.0 $113k 2.5k 45.60
Ribbit Leap Shs Cl A 0.0 $98k 7.7k 12.79
Social Cap Suvretta Hld Crpi Class A Ord Shs 0.0 $91k 7.1k 12.83
Cf Acquisition Corp Iv Com Cl A 0.0 $90k 7.1k 12.68
Independence Holdings Corp Class A Ord Shs 0.0 $82k 6.5k 12.60
Compute Health Acquisitin Com Cl A 0.0 $82k 6.5k 12.62
Hudson Executive Invs Corp I Com Cl A 0.0 $82k 6.5k 12.62
Mason Industrial Technolgy I Com Cl A 0.0 $82k 6.5k 12.62
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $82k 6.5k 12.62
Austerlitz Acquisition Corp Com Cl A 0.0 $82k 6.5k 12.62
Ftac Hera Acquisition Corp Class A Ord Shs 0.0 $82k 6.5k 12.62
Slam Corp Cl A Shs (SLAMF) 0.0 $82k 6.5k 12.62
Landcadia Holdings Iv Class A Com 0.0 $82k 6.5k 12.62
Lazard Growth Acquisition Cl A Ord Shs 0.0 $82k 6.5k 12.62
Kkr Acquisition Holding I Com Class A 0.0 $82k 6.5k 12.62
Warburg Pincus Captal Corp I Shs Cl A 0.0 $82k 6.5k 12.62
Accelerate Acquisition Corp Com Cl A 0.0 $82k 6.5k 12.62
Fusion Acquisition Corp Ii Com Cl A 0.0 $82k 6.5k 12.62
Hudson Executive Inves Iii Com Cl A 0.0 $82k 6.5k 12.62
B Riley Prin 250 Merger Corp Class A Com 0.0 $82k 6.5k 12.62
Warburg Pincus Captal Corp I Shs Cl A 0.0 $81k 6.4k 12.60
Revolution Healthcar Aq Corp Class A Com 0.0 $81k 6.5k 12.51
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $81k 6.4k 12.61
26 Capital Acquisition Corp Com Cl A 0.0 $81k 6.4k 12.66
Ares Acquisition Corporation Com Cl A 0.0 $81k 6.4k 12.66
Altimeter Growth Corp 2 Com Cl A 0.0 $81k 6.4k 12.66
Scion Tech Growth I Cl A Shs 0.0 $81k 6.4k 12.66
Jaws Mustang Acquisition Cor Shs Cl A (JWSM) 0.0 $81k 6.4k 12.66
Apollo Strategic Grwt Cptl I Shs Cl A 0.0 $81k 6.4k 12.66
Churchill Capital Corp Vi Com Cl A 0.0 $81k 6.4k 12.66
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $81k 6.4k 12.66
Elliott Opportunity Ii Corp Shs Cl A 0.0 $80k 6.4k 12.50
Vector Acquisition Corp Ii Cl A Shs 0.0 $80k 6.3k 12.61
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $80k 6.4k 12.50
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $80k 6.4k 12.50
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $80k 6.4k 12.50
Fortress Value Acquisi Corp Com Cl A 0.0 $80k 6.4k 12.50
Msd Acquisition Corp Class A Ord Shs 0.0 $79k 6.3k 12.54
Altc Acquisition Corp Com Cl A (OKLO) 0.0 $79k 6.3k 12.45
Health Assurn Acquisition Com Cl A 0.0 $75k 5.9k 12.76
Ishares Tr Msci India Etf (INDA) 0.0 $53k 1.1k 50.48
Invesco India Exchange-trade India Etf (PIN) 0.0 $53k 1.8k 29.44
Nexgen Energy (NXE) 0.0 $52k 11k 4.60
Magnachip Semiconductor Corp (MX) 0.0 $52k 2.8k 18.57
Cohn Robbins Holdings Corp Com Cl A 0.0 $51k 4.0k 12.75
Gulfport Energy Corp Common Shares (GPOR) 0.0 $51k 500.00 102.00
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $50k 57k 0.87
Highland Transcend Partners Com Cl A 0.0 $49k 3.9k 12.56
Maravai Lifesciences Hldgs I Com Cl A (MRVI) 0.0 $44k 1.2k 36.67
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.0 $42k 400.00 105.00
5 01 Acquisition Corp Com Cl A 0.0 $42k 3.3k 12.69
Kohl's Corporation (KSS) 0.0 $41k 900.00 45.56
Sociedad Quimica Y Minera De Spon Adr Ser B (SQM) 0.0 $41k 380.00 107.89
Rmg Acquisition Corp Iii Cl A Shs (RMGCF) 0.0 $40k 3.2k 12.68
Shockwave Med 0.0 $39k 160.00 243.75
Uniti Group Inc Com reit (UNIT) 0.0 $34k 2.8k 12.14
Cedar Fair Depositry Unit 0.0 $34k 600.00 56.67
Social Capital Hedosopha Hld *w Exp 09/26/202 0.0 $30k 49k 0.62
Avanti Acquisition Corp Shs Cl A 0.0 $27k 2.1k 12.86
Pontem Corporation Shs Cl A 0.0 $27k 2.1k 12.86
Cc Neuberger Prin Hldgs Ii Shs Cl A 0.0 $26k 2.0k 13.00
Credicorp (BAP) 0.0 $22k 140.00 157.14
Bluescape Opportunities Acqu SHS 0.0 $17k 1.3k 13.08
Pershing Square Tontine Hldg *w Exp 07/24/202 0.0 $6.0k 10k 0.58
Lux Health Tech Acquisition *w Exp 11/30/202 0.0 $6.0k 33k 0.18
Fortress Capital Acquisition Shs Cl A 0.0 $4.0k 335.00 11.94
Velo3d *w Exp 12/01/202 (VLDXW) 0.0 $2.0k 5.0k 0.40
Ftac Emerald Acquisition Cor Class A Com (FLD) 0.0 $2.0k 135.00 14.81
Primavera Capital Acquist *w Exp 01/19/202 0.0 $1.0k 2.5k 0.40
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 0.0 $1.0k 2.5k 0.40
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 0.0 $1.0k 2.5k 0.40
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $999.999000 333.00 3.00
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
One Equity Partners Open Wtr *w Exp 01/14/202 0.0 $0 1.7k 0.00
Science Strategic Acq Alpha *w Exp 01/20/202 0.0 $0 1.7k 0.00
Pear Therapeutics *w Exp 12/03/202 0.0 $0 333.00 0.00