Quad-Cities Investment Group

Quad-Cities Investment Group as of Dec. 31, 2019

Portfolio Holdings for Quad-Cities Investment Group

Quad-Cities Investment Group holds 167 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 6.9 $7.3M 25k 293.54
D First Tr Exchange-traded (FPE) 5.0 $5.3M 262k 20.07
First Trust Iv Enhanced Short (FTSM) 2.7 $2.9M 48k 60.00
Putnam Premier Income Trust (PPT) 2.5 $2.7M 495k 5.42
First Trust Morningstar Divid Ledr (FDL) 2.0 $2.1M 65k 32.66
Amazon (AMZN) 2.0 $2.1M 1.1k 1848.64
Cohen & Steers Quality Income Realty (RQI) 1.8 $1.9M 127k 14.89
First Tr Exchange Traded Fd senior ln (FTSL) 1.7 $1.8M 37k 47.88
Microsoft Corporation (MSFT) 1.6 $1.6M 10k 158.08
First Trust DJ Internet Index Fund (FDN) 1.6 $1.6M 12k 139.08
Ishares Tr core div grwth (DGRO) 1.5 $1.6M 37k 42.11
First Trust Amex Biotech Index Fnd (FBT) 1.5 $1.5M 10k 148.52
Wal-Mart Stores (WMT) 1.4 $1.4M 12k 118.98
Morgan Stanley Emerging Markets Debt (MSD) 1.3 $1.3M 139k 9.68
Deere & Company (DE) 1.3 $1.3M 7.7k 173.46
U.S. Bancorp (USB) 1.2 $1.3M 22k 59.36
First Trust DB Strateg Val Idx Fnd (FTCS) 1.2 $1.3M 22k 60.26
First Tr Exchange-traded Fd cmn (HYLS) 1.2 $1.3M 27k 48.82
AllianceBernstein Global Hgh Incm (AWF) 1.2 $1.3M 106k 12.12
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 1.1 $1.2M 38k 31.59
Managed Portfolio Ser tortoise nram pi (TPYP) 1.1 $1.1M 49k 23.51
First Trust Spclty Fin & Fncl Opptnts (FGB) 1.1 $1.1M 186k 5.96
Nuveen Energy Mlp Total Return etf 1.0 $1.1M 141k 7.75
Boeing Company (BA) 1.0 $1.1M 3.3k 326.41
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.0 $1.0M 31k 33.50
Pfizer (PFE) 1.0 $1.0M 26k 39.23
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.0 $1.0M 16k 65.09
Pepsi (PEP) 0.9 $1.0M 7.3k 137.00
Calamos (CCD) 0.9 $952k 45k 21.12
Wells Fargo & Company (WFC) 0.9 $935k 17k 53.77
iShares S&P 1500 Index Fund (ITOT) 0.9 $940k 13k 72.78
Mortgage Reit Index real (REM) 0.8 $876k 20k 44.29
Verizon Communications (VZ) 0.8 $854k 14k 61.31
General American Investors (GAM) 0.8 $855k 23k 37.77
Advent Claymore Convertible Sec & Inc (AVK) 0.8 $837k 54k 15.55
Rfdi etf (RFDI) 0.8 $843k 14k 59.87
Janus Short Duration (VNLA) 0.8 $844k 17k 49.60
First Trust Materials AlphaDEX Fnd (FXZ) 0.8 $832k 21k 39.96
Facebook Inc cl a (META) 0.8 $821k 4.0k 205.92
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.7 $769k 119k 6.48
Enterprise Products Partners (EPD) 0.7 $739k 26k 28.11
Western Asset Mrtg Defined Oppn Fund (DMO) 0.7 $729k 36k 20.26
American Tower Reit (AMT) 0.7 $731k 3.2k 229.37
Cohen & Steers infrastucture Fund (UTF) 0.7 $711k 27k 26.22
Realty Income (O) 0.7 $697k 9.5k 73.63
First Trust Financials AlphaDEX (FXO) 0.7 $692k 21k 33.68
Kansas City Southern 0.6 $670k 4.4k 153.18
First Trust Tech AlphaDEX Fnd (FXL) 0.6 $627k 8.6k 72.72
At&t (T) 0.6 $609k 16k 39.20
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.6 $608k 6.1k 100.38
iShares S&P 500 Index (IVV) 0.6 $601k 1.9k 322.60
iShares S&P SmallCap 600 Index (IJR) 0.6 $603k 7.2k 84.04
Liberty All-Star Equity Fund (USA) 0.6 $584k 86k 6.77
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.6 $586k 5.1k 114.52
Invesco Van Kampen Muni Opp Trust (VMO) 0.6 $577k 47k 12.36
First Tr Mlp & Energy Income 0.6 $574k 48k 11.95
Ishares Inc core msci emkt (IEMG) 0.5 $572k 11k 54.02
Central Securities (CET) 0.5 $557k 17k 33.05
Adams Express Company (ADX) 0.5 $532k 34k 15.77
First Tr Exchange-traded Fd no amer energy (EMLP) 0.5 $533k 21k 25.44
Triton International 0.5 $538k 13k 40.13
Oneok (OKE) 0.5 $523k 6.9k 75.71
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.5 $519k 9.4k 55.48
Alibaba Group Holding (BABA) 0.5 $516k 2.4k 211.30
iShares S&P MidCap 400 Index (IJH) 0.5 $507k 2.5k 204.60
Proshares Tr mdcp 400 divid (REGL) 0.5 $507k 8.4k 60.04
Kinder Morgan (KMI) 0.5 $498k 24k 21.18
First Tr Exchng Traded Fd Vi tcw opportunis (FIXD) 0.5 $497k 9.6k 51.96
Tri-Continental Corporation (TY) 0.5 $486k 17k 28.21
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.5 $484k 34k 14.29
Valero Energy Corporation (VLO) 0.5 $474k 5.1k 93.81
Procter & Gamble Company (PG) 0.5 $470k 3.8k 124.40
Calamos Strategic Total Return Fund (CSQ) 0.5 $472k 35k 13.62
Duke Energy (DUK) 0.4 $456k 5.0k 90.96
Exxon Mobil Corporation (XOM) 0.4 $442k 6.3k 69.73
3M Company (MMM) 0.4 $431k 2.4k 176.28
iShares Lehman Aggregate Bond (AGG) 0.4 $419k 3.7k 112.57
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.4 $425k 16k 26.54
Home Depot (HD) 0.4 $411k 1.9k 219.32
Johnson & Johnson (JNJ) 0.4 $410k 2.8k 145.96
Cincinnati Bell Inc 6.75% Cum p 0.4 $410k 8.6k 47.71
Eaton Vance Limited Duration Income Fund (EVV) 0.4 $415k 31k 13.23
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 0.4 $413k 14k 28.79
Caterpillar (CAT) 0.4 $404k 2.7k 148.09
Cintas Corporation (CTAS) 0.4 $389k 1.4k 269.02
First Trust S&P REIT Index Fund (FRI) 0.4 $391k 15k 26.13
Zoetis Inc Cl A (ZTS) 0.4 $393k 3.0k 132.19
Ishares Tr core strm usbd (ISTB) 0.4 $380k 7.5k 50.53
salesforce (CRM) 0.3 $368k 2.3k 163.19
Alliant Energy Corporation (LNT) 0.3 $360k 6.6k 54.86
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.3 $358k 10k 35.77
Walt Disney Company (DIS) 0.3 $349k 2.4k 144.39
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.3 $346k 6.4k 54.29
Suno (SUN) 0.3 $348k 11k 30.57
Becton, Dickinson and (BDX) 0.3 $333k 1.2k 272.06
Pgx etf (PGX) 0.3 $340k 23k 15.03
Visa (V) 0.3 $325k 1.7k 187.64
Putnam Managed Municipal Income Trust (PMM) 0.3 $328k 41k 8.03
Abbvie (ABBV) 0.3 $331k 3.7k 89.17
First Tr Exchange Traded Fd dorsey wright (IFV) 0.3 $330k 16k 21.27
Alphabet Inc Class C cs (GOOG) 0.3 $327k 245.00 1334.69
Magellan Midstream Partners 0.3 $312k 5.0k 62.95
Ishares Core Intl Stock Etf core (IXUS) 0.3 $320k 5.2k 61.62
Ishares Tr core intl aggr (IAGG) 0.3 $313k 5.7k 54.67
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $309k 40k 7.70
SPDR Barclays Capital Convertible SecETF (CWB) 0.3 $301k 5.4k 55.72
Nuveen Div. Advantage Muni. Fund (NAD) 0.3 $306k 21k 14.60
First Tr Dynamic Europe Eqt 0.3 $303k 20k 14.93
Uber Technologies (UBER) 0.3 $309k 10k 30.00
Merck & Co (MRK) 0.3 $298k 3.3k 91.05
Gabelli Dividend & Income Trust (GDV) 0.3 $297k 14k 21.94
Van Kampen Advantage Muni Incm Tr II (VKI) 0.3 $293k 26k 11.17
First Trust Ind/Prod AlphaDEX (FXR) 0.3 $284k 6.3k 44.94
Geo Group Inc/the reit (GEO) 0.3 $282k 17k 16.62
New Residential Investment (RITM) 0.3 $281k 17k 16.20
Walgreen Boots Alliance (WBA) 0.3 $281k 4.8k 58.89
Market Vectors Etf High Yield Muni Index etf (HYD) 0.3 $279k 4.4k 63.89
Bristol Myers Squibb (BMY) 0.3 $278k 4.3k 64.31
Diageo (DEO) 0.2 $265k 1.6k 168.68
CVS Caremark Corporation (CVS) 0.2 $254k 3.4k 74.07
Gabelli Equity Trust (GAB) 0.2 $248k 41k 6.08
Utilities SPDR (XLU) 0.2 $237k 3.7k 64.45
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.2 $245k 9.9k 24.71
Mainstay Definedterm Mn Opp (MMD) 0.2 $242k 12k 20.98
Exchange Traded Concepts Tr Em emqq em intern (EMQQ) 0.2 $241k 6.9k 35.13
Cummins (CMI) 0.2 $228k 1.3k 179.25
Pimco Dynamic Credit Income other 0.2 $228k 9.0k 25.28
First Tr Exch Trd Alpha Fd I em sml cp alph (FEMS) 0.2 $236k 5.9k 39.70
Blackrock Science & (BST) 0.2 $234k 7.0k 33.20
Ares Capital Corporation (ARCC) 0.2 $217k 12k 18.47
America First Tax Exempt Investors 0.2 $224k 29k 7.65
BP (BP) 0.2 $213k 5.6k 37.71
Chevron Corporation (CVX) 0.2 $210k 1.8k 119.79
Stryker Corporation (SYK) 0.2 $210k 1.0k 210.00
Accenture (ACN) 0.2 $215k 1.0k 209.96
iShares S&P 500 Growth Index (IVW) 0.2 $209k 1.1k 193.52
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.2 $209k 20k 10.34
First Trust Energy AlphaDEX (FXN) 0.2 $210k 20k 10.59
Cbre Clarion Global Real Estat re (IGR) 0.2 $211k 27k 7.95
Alphabet Inc Class A cs (GOOGL) 0.2 $211k 158.00 1335.44
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.2 $213k 8.7k 24.40
Cisco Systems (CSCO) 0.2 $201k 4.2k 47.91
Ford Motor Company (F) 0.2 $204k 22k 9.30
Energy Transfer Equity (ET) 0.2 $205k 16k 12.89
Claymore Guggenheim Strategic (GOF) 0.2 $202k 11k 18.17
Omeros Corporation (OMER) 0.2 $177k 13k 13.99
Tekla Life Sciences sh ben int (HQL) 0.2 $179k 10k 17.50
Invesco Quality Municipal Inc Trust (IQI) 0.2 $169k 14k 12.55
Allianzgi Nfj Divid Int Prem S cefs 0.2 $172k 13k 12.95
Sirius Xm Holdings 0.2 $166k 23k 7.22
Guggenheim Enhanced Equity Income Fund. 0.1 $154k 19k 8.01
Nuveen Mun High Income Opp F (NMZ) 0.1 $153k 11k 14.15
Fidus Invt (FDUS) 0.1 $153k 10k 14.78
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $148k 17k 8.84
Liberty All-Star Growth Fund (ASG) 0.1 $135k 21k 6.50
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $136k 10k 13.49
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $140k 14k 9.92
Kayne Anderson Mdstm Energy 0.1 $135k 13k 10.52
Calamos Convertible & Hi Income Fund (CHY) 0.1 $126k 11k 11.40
BGC Partners 0.1 $112k 19k 6.04
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $112k 22k 5.08
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $121k 10k 12.06
Annaly Capital Management 0.1 $98k 10k 9.45
Aberdeen Asia-Pacific Income Fund 0.1 $64k 15k 4.27
Allianzgi Conv & Inc Fd taxable cef 0.1 $62k 11k 5.68
Permrock Royalty Trust tr unit (PRT) 0.1 $59k 11k 5.36
Encore Cap Group Inc note 3.000% 7/0 0.0 $12k 12k 1.00