Regent Investment Management

Regent Investment Management as of Dec. 31, 2014

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 195 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
CVS Caremark Corporation (CVS) 3.4 $6.7M 70k 96.30
Apple (AAPL) 3.2 $6.3M 57k 110.39
Walgreen Boots Alliance (WBA) 2.8 $5.4M 71k 76.20
Johnson & Johnson (JNJ) 2.3 $4.5M 43k 104.57
Procter & Gamble Company (PG) 2.2 $4.3M 47k 91.08
McKesson Corporation (MCK) 2.2 $4.2M 20k 207.60
Farmers Capital Bank 2.1 $4.1M 177k 23.29
Gilead Sciences (GILD) 2.0 $4.0M 42k 94.25
Celgene Corporation 2.0 $3.9M 35k 111.86
JPMorgan Chase & Co. (JPM) 2.0 $3.9M 62k 62.58
Macy's (M) 1.9 $3.7M 56k 65.76
Kinder Morgan (KMI) 1.7 $3.2M 76k 42.31
V.F. Corporation (VFC) 1.6 $3.0M 41k 74.91
Time Warner 1.4 $2.7M 32k 85.41
Chevron Corporation (CVX) 1.4 $2.7M 24k 112.17
Google Inc Class C 1.3 $2.6M 4.9k 526.33
priceline.com Incorporated 1.2 $2.4M 2.1k 1140.36
Williams Companies (WMB) 1.2 $2.4M 53k 44.95
Verizon Communications (VZ) 1.2 $2.4M 50k 46.78
AmerisourceBergen (COR) 1.2 $2.3M 26k 90.15
Diageo (DEO) 1.2 $2.3M 20k 114.08
Cisco Systems (CSCO) 1.2 $2.3M 82k 27.82
Express Scripts Holding 1.2 $2.3M 27k 84.65
E.I. du Pont de Nemours & Company 1.2 $2.3M 31k 73.93
Mylan 1.2 $2.3M 40k 56.37
Capitala Finance 1.1 $2.1M 119k 17.87
Google 1.1 $2.1M 4.0k 530.78
Merck & Co (MRK) 1.1 $2.1M 37k 56.78
Prudential Financial (PRU) 1.1 $2.1M 23k 90.44
International Business Machines (IBM) 1.0 $1.9M 12k 160.40
Union Pacific Corporation (UNP) 0.9 $1.8M 15k 119.11
iShares Russell 2000 Growth Index (IWO) 0.9 $1.8M 13k 142.41
Coca-Cola Company (KO) 0.9 $1.7M 41k 42.23
ConocoPhillips (COP) 0.9 $1.7M 25k 69.06
iShares Russell 1000 Growth Index (IWF) 0.9 $1.7M 18k 95.63
General Mills (GIS) 0.8 $1.5M 28k 53.34
Halliburton Company (HAL) 0.8 $1.5M 38k 39.33
Seagate Technology Com Stk 0.8 $1.5M 23k 66.52
Eaton (ETN) 0.8 $1.5M 22k 67.94
TJX Companies (TJX) 0.7 $1.4M 21k 68.58
ConAgra Foods (CAG) 0.7 $1.4M 38k 36.28
Baker Hughes Incorporated 0.7 $1.3M 23k 56.08
Vanguard Emerging Markets ETF (VWO) 0.7 $1.3M 32k 40.03
3M Company (MMM) 0.7 $1.3M 7.7k 164.30
Whirlpool Corporation (WHR) 0.6 $1.2M 6.4k 193.77
Thermo Fisher Scientific (TMO) 0.6 $1.2M 9.9k 125.29
MetLife (MET) 0.6 $1.2M 23k 54.08
UnitedHealth (UNH) 0.6 $1.2M 12k 101.11
General Electric Company 0.6 $1.2M 46k 25.27
Home Depot (HD) 0.6 $1.1M 11k 104.95
Medtronic 0.6 $1.1M 16k 72.17
Oracle Corporation (ORCL) 0.6 $1.1M 25k 44.96
Qualcomm (QCOM) 0.6 $1.1M 15k 74.35
StoneMor Partners 0.6 $1.1M 43k 25.77
Templeton Dragon Fund (TDF) 0.6 $1.1M 46k 24.04
Kraft Foods 0.5 $1.1M 17k 62.67
Ace Limited Cmn 0.5 $1.0M 8.9k 114.92
Yum! Brands (YUM) 0.5 $1.0M 14k 72.84
Schlumberger (SLB) 0.5 $1.0M 12k 85.38
United Technologies Corporation 0.5 $1.0M 8.8k 115.05
American International (AIG) 0.5 $1.0M 18k 56.01
Eli Lilly & Co. (LLY) 0.5 $970k 14k 69.01
Kroger (KR) 0.5 $965k 15k 64.20
Honeywell International (HON) 0.5 $967k 9.7k 99.88
Mondelez Int (MDLZ) 0.5 $966k 27k 36.34
EMC Corporation 0.5 $916k 31k 29.74
Exxon Mobil Corporation (XOM) 0.5 $887k 9.6k 92.46
Texas Instruments Incorporated (TXN) 0.5 $888k 17k 53.49
Walt Disney Company (DIS) 0.4 $851k 9.0k 94.19
Ameriprise Financial (AMP) 0.4 $842k 6.4k 132.33
Bristol Myers Squibb (BMY) 0.4 $843k 14k 59.05
Pepsi (PEP) 0.4 $813k 8.6k 94.50
Illumina (ILMN) 0.4 $817k 4.4k 184.63
U.S. Bancorp (USB) 0.4 $777k 17k 44.93
Phillips 66 (PSX) 0.4 $774k 11k 71.69
Apollo Investment 0.4 $764k 103k 7.42
Anheuser-Busch InBev NV (BUD) 0.4 $733k 6.5k 112.34
CBS Corporation 0.4 $726k 13k 55.35
American Express Company (AXP) 0.4 $704k 7.6k 93.05
Devon Energy Corporation (DVN) 0.4 $706k 12k 61.21
Danaher Corporation (DHR) 0.4 $692k 8.1k 85.70
Intel Corporation (INTC) 0.3 $654k 18k 36.30
Philip Morris International (PM) 0.3 $672k 8.3k 81.42
Hertz Global Holdings 0.3 $634k 25k 24.94
Norfolk Southern (NSC) 0.3 $625k 5.7k 109.65
eBay (EBAY) 0.3 $626k 11k 56.14
Target Corporation (TGT) 0.3 $623k 8.2k 75.86
Koninklijke Philips Electronics NV (PHG) 0.3 $595k 21k 29.02
Stryker Corporation (SYK) 0.3 $613k 6.5k 94.31
Humana (HUM) 0.3 $602k 4.2k 143.64
Flowserve Corporation (FLS) 0.3 $604k 10k 59.80
Unilever (UL) 0.3 $604k 15k 40.48
Lamar Advertising Co-a (LAMR) 0.3 $595k 11k 53.60
FedEx Corporation (FDX) 0.3 $591k 3.4k 173.77
Travelers Companies (TRV) 0.3 $577k 5.5k 105.77
iShares NASDAQ Biotechnology Index (IBB) 0.3 $575k 1.9k 303.43
China Petroleum & Chemical 0.3 $565k 7.0k 80.95
Baxter International (BAX) 0.3 $561k 7.7k 73.33
Kimberly-Clark Corporation (KMB) 0.3 $556k 4.8k 115.45
Amgen (AMGN) 0.3 $558k 3.5k 159.43
Nextera Energy (NEE) 0.3 $556k 5.2k 106.29
Via 0.3 $546k 7.3k 75.31
Wells Fargo & Company (WFC) 0.3 $552k 10k 54.77
Newell Rubbermaid (NWL) 0.3 $552k 15k 38.07
Maxim Integrated Products 0.3 $545k 17k 31.87
Lincoln National Corporation (LNC) 0.3 $525k 9.1k 57.69
Health Care SPDR (XLV) 0.3 $528k 7.7k 68.35
Morgan Stanley (MS) 0.3 $526k 14k 38.82
iShares MSCI EAFE Index Fund (EFA) 0.3 $530k 8.7k 60.88
Abbvie (ABBV) 0.3 $529k 8.1k 65.44
Hewlett-Packard Company 0.3 $511k 13k 40.16
ON Semiconductor (ON) 0.3 $507k 50k 10.14
iShares S&P US Pref Stock Idx Fnd (PFF) 0.3 $512k 13k 39.41
Microsoft Corporation (MSFT) 0.2 $495k 11k 46.50
At&t (T) 0.2 $472k 14k 33.58
Henry Schein (HSIC) 0.2 $477k 3.5k 136.29
Landmark Infrastructure 0.2 $470k 28k 16.91
Ventas (VTR) 0.2 $448k 6.3k 71.68
Jabil Circuit (JBL) 0.2 $428k 20k 21.84
Cavium 0.2 $433k 7.0k 61.86
Abbott Laboratories (ABT) 0.2 $414k 9.2k 45.00
Mid-America Apartment (MAA) 0.2 $409k 5.5k 74.70
Dcp Midstream Partners 0.2 $418k 9.2k 45.46
iShares Dow Jones Transport. Avg. (IYT) 0.2 $415k 2.5k 164.03
Schwab Emerging Markets Equity ETF (SCHE) 0.2 $411k 17k 23.91
PNC Financial Services (PNC) 0.2 $389k 4.3k 91.29
Altria (MO) 0.2 $392k 8.0k 49.25
Brown-Forman Corporation (BF.A) 0.2 $384k 4.4k 87.67
General Motors Company (GM) 0.2 $396k 11k 34.89
Western Digital (WDC) 0.2 $377k 3.4k 110.56
Taiwan Semiconductor Mfg (TSM) 0.2 $347k 16k 22.35
Hartford Financial Services (HIG) 0.2 $359k 8.6k 41.74
McDonald's Corporation (MCD) 0.2 $347k 3.7k 93.66
Tractor Supply Company (TSCO) 0.2 $342k 4.3k 78.73
Stericycle (SRCL) 0.2 $347k 2.7k 130.94
Lowe's Companies (LOW) 0.2 $354k 5.1k 68.84
J.M. Smucker Company (SJM) 0.2 $360k 3.6k 100.87
Anthem (ELV) 0.2 $352k 2.8k 125.71
Caterpillar (CAT) 0.2 $335k 3.7k 91.66
Genuine Parts Company (GPC) 0.2 $340k 3.2k 106.42
Occidental Petroleum Corporation (OXY) 0.2 $339k 4.2k 80.71
Yahoo! 0.2 $326k 6.5k 50.54
Ensco Plc Shs Class A 0.2 $338k 11k 29.92
BP (BP) 0.2 $318k 8.3k 38.10
iShares MSCI Emerging Markets Indx (EEM) 0.2 $306k 7.8k 39.31
BioMarin Pharmaceutical (BMRN) 0.2 $312k 3.5k 90.43
Apache Corporation 0.2 $321k 5.1k 62.70
Plum Creek Timber 0.2 $310k 7.3k 42.74
Deere & Company (DE) 0.2 $306k 3.5k 88.52
Tenne 0.2 $306k 5.4k 56.67
PowerShares Preferred Portfolio 0.2 $315k 22k 14.69
Nationstar Mortgage 0.2 $310k 11k 28.18
Royal Dutch Shell 0.1 $297k 4.4k 66.98
Starbucks Corporation (SBUX) 0.1 $293k 3.6k 82.14
Ciena Corporation (CIEN) 0.1 $301k 16k 19.42
NPS Pharmaceuticals 0.1 $290k 8.1k 35.80
Schwab U S Broad Market ETF (SCHB) 0.1 $296k 5.9k 49.87
Hillenbrand (HI) 0.1 $266k 7.7k 34.49
Brown-Forman Corporation (BF.B) 0.1 $282k 3.2k 87.96
Ford Motor Company (F) 0.1 $281k 18k 15.52
Plains All American Pipeline (PAA) 0.1 $282k 5.5k 51.27
Suncor Energy (SU) 0.1 $272k 8.6k 31.81
BlackRock Insured Municipal Income Trust (BYM) 0.1 $280k 19k 14.40
American Airls (AAL) 0.1 $279k 5.2k 53.65
LifePoint Hospitals 0.1 $252k 3.5k 71.79
MarkWest Energy Partners 0.1 $244k 3.6k 67.13
Advance Auto Parts (AAP) 0.1 $256k 1.6k 159.01
Skyworks Solutions (SWKS) 0.1 $255k 3.5k 72.65
Texas Roadhouse (TXRH) 0.1 $246k 7.3k 33.70
Cameron International Corporation 0.1 $247k 5.0k 49.90
iShares Russell 2000 Value Index (IWN) 0.1 $250k 2.5k 101.58
Comcast Corporation (CMCSA) 0.1 $240k 4.1k 58.11
Blackstone 0.1 $237k 7.0k 33.86
Pfizer (PFE) 0.1 $243k 7.8k 31.14
United Parcel Service (UPS) 0.1 $241k 2.2k 111.32
iShares Russell Midcap Growth Idx. (IWP) 0.1 $240k 2.6k 93.20
Actavis 0.1 $243k 945.00 257.14
Lear Corporation (LEA) 0.1 $216k 2.2k 98.18
India Fund (IFN) 0.1 $222k 8.6k 25.80
Royal Caribbean Cruises (RCL) 0.1 $214k 2.6k 82.31
Avis Budget (CAR) 0.1 $219k 3.3k 66.36
Energy Transfer Partners 0.1 $223k 3.4k 65.01
PowerShares Fin. Preferred Port. 0.1 $209k 12k 18.25
Annaly Capital Management 0.1 $194k 18k 10.82
Flextronics International Ltd Com Stk (FLEX) 0.1 $178k 16k 11.16
KKR & Co 0.1 $175k 7.5k 23.18
Singapore Fund 0.1 $119k 10k 11.90
BGC Partners 0.0 $64k 7.0k 9.14
Tianyin Pharmaceutical 0.0 $15k 20k 0.74
D Implant Sciences Corp Com Stk 0.0 $26k 24k 1.08
Amarantus Bioscience Hld 0.0 $25k 311k 0.08
Chinacast Education Corporation (CAST) 0.0 $0 10k 0.00
Cresud Sa Commercial 0.0 $897.400000 90k 0.01
Reneuron Group Plc Ord F 0.0 $5.0k 100k 0.05
Wonder Auto Tech Inc Xxx Escro 0.0 $0 14k 0.00