Regent Investment Management as of March 31, 2015
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 191 positions in its portfolio as reported in the March 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| CVS Caremark Corporation (CVS) | 3.6 | $7.1M | 69k | 103.21 | |
| Apple (AAPL) | 3.5 | $6.8M | 55k | 124.42 | |
| Walgreen Boots Alliance (WBA) | 3.0 | $5.9M | 70k | 84.68 | |
| McKesson Corporation (MCK) | 2.5 | $4.9M | 22k | 226.21 | |
| Celgene Corporation | 2.2 | $4.4M | 38k | 115.27 | |
| Johnson & Johnson (JNJ) | 2.2 | $4.3M | 42k | 100.59 | |
| Gilead Sciences (GILD) | 2.1 | $4.2M | 43k | 98.14 | |
| JPMorgan Chase & Co. (JPM) | 2.1 | $4.1M | 69k | 60.58 | |
| Farmers Capital Bank | 2.0 | $3.9M | 167k | 23.25 | |
| Procter & Gamble Company (PG) | 1.9 | $3.9M | 47k | 81.93 | |
| Macy's (M) | 1.9 | $3.7M | 57k | 64.90 | |
| Time Warner | 1.7 | $3.3M | 39k | 84.45 | |
| V.F. Corporation (VFC) | 1.6 | $3.1M | 41k | 75.31 | |
| Kinder Morgan (KMI) | 1.6 | $3.1M | 74k | 42.06 | |
| Google Inc Class C | 1.4 | $2.7M | 5.0k | 548.03 | |
| Williams Companies (WMB) | 1.4 | $2.7M | 54k | 50.59 | |
| AmerisourceBergen (COR) | 1.3 | $2.6M | 23k | 113.67 | |
| Chevron Corporation (CVX) | 1.3 | $2.5M | 24k | 104.97 | |
| Verizon Communications (VZ) | 1.2 | $2.4M | 50k | 48.64 | |
| priceline.com Incorporated | 1.2 | $2.5M | 2.1k | 1164.29 | |
| Mylan Nv | 1.2 | $2.3M | 39k | 59.35 | |
| Express Scripts Holding | 1.2 | $2.3M | 26k | 86.76 | |
| Diageo (DEO) | 1.1 | $2.2M | 20k | 110.59 | |
| 1.1 | $2.2M | 4.0k | 554.74 | ||
| E.I. du Pont de Nemours & Company | 1.1 | $2.1M | 30k | 71.46 | |
| Capitala Finance | 1.1 | $2.1M | 113k | 18.76 | |
| Merck & Co (MRK) | 1.1 | $2.1M | 36k | 57.48 | |
| Cisco Systems (CSCO) | 1.0 | $2.1M | 75k | 27.53 | |
| Prudential Financial (PRU) | 1.0 | $2.0M | 25k | 80.31 | |
| Union Pacific Corporation (UNP) | 1.0 | $2.0M | 18k | 108.30 | |
| iShares Russell 2000 Growth Index (IWO) | 1.0 | $1.9M | 13k | 151.57 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.8 | $1.6M | 36k | 44.41 | |
| General Mills (GIS) | 0.8 | $1.6M | 28k | 56.59 | |
| ConocoPhillips (COP) | 0.8 | $1.6M | 25k | 62.25 | |
| Coca-Cola Company (KO) | 0.8 | $1.5M | 38k | 40.55 | |
| Halliburton Company (HAL) | 0.8 | $1.5M | 34k | 43.89 | |
| Eaton (ETN) | 0.8 | $1.5M | 22k | 67.95 | |
| UnitedHealth (UNH) | 0.7 | $1.4M | 12k | 118.31 | |
| TJX Companies (TJX) | 0.7 | $1.4M | 21k | 70.05 | |
| Whirlpool Corporation (WHR) | 0.7 | $1.4M | 6.8k | 202.05 | |
| ConAgra Foods (CAG) | 0.7 | $1.4M | 38k | 36.54 | |
| Kraft Foods | 0.7 | $1.3M | 15k | 87.10 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $1.3M | 9.8k | 134.38 | |
| Seagate Technology Com Stk | 0.7 | $1.3M | 26k | 52.04 | |
| International Business Machines (IBM) | 0.7 | $1.3M | 8.1k | 160.44 | |
| Vanguard Emerging Markets ETF (VWO) | 0.7 | $1.3M | 31k | 40.86 | |
| Medtronic (MDT) | 0.6 | $1.2M | 16k | 77.98 | |
| 3M Company (MMM) | 0.6 | $1.2M | 7.2k | 165.01 | |
| Home Depot (HD) | 0.6 | $1.2M | 10k | 113.58 | |
| MetLife (MET) | 0.6 | $1.2M | 23k | 50.57 | |
| General Electric Company | 0.6 | $1.2M | 46k | 24.80 | |
| Kroger (KR) | 0.6 | $1.2M | 15k | 76.64 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.6 | $1.1M | 12k | 97.96 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.1M | 17k | 64.51 | |
| Templeton Dragon Fund (TDF) | 0.6 | $1.1M | 45k | 24.84 | |
| StoneMor Partners | 0.6 | $1.1M | 38k | 28.81 | |
| Oracle Corporation (ORCL) | 0.5 | $1.1M | 25k | 43.13 | |
| Yum! Brands (YUM) | 0.5 | $1.0M | 13k | 78.75 | |
| United Technologies Corporation | 0.5 | $1.0M | 8.7k | 117.22 | |
| Qualcomm (QCOM) | 0.5 | $1.0M | 15k | 69.35 | |
| Ace Limited Cmn | 0.5 | $997k | 8.9k | 111.46 | |
| Baker Hughes Incorporated | 0.5 | $1.0M | 16k | 63.59 | |
| Honeywell International (HON) | 0.5 | $1.0M | 9.7k | 104.32 | |
| American International (AIG) | 0.5 | $1.0M | 19k | 54.77 | |
| Mondelez Int (MDLZ) | 0.5 | $977k | 27k | 36.07 | |
| Walt Disney Company (DIS) | 0.5 | $969k | 9.2k | 104.93 | |
| CBS Corporation | 0.5 | $962k | 16k | 60.61 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $949k | 17k | 57.17 | |
| Schlumberger (SLB) | 0.5 | $909k | 11k | 83.44 | |
| Phillips 66 (PSX) | 0.4 | $849k | 11k | 78.63 | |
| Ameriprise Financial (AMP) | 0.4 | $833k | 6.4k | 130.91 | |
| Exxon Mobil Corporation (XOM) | 0.4 | $815k | 9.6k | 84.96 | |
| EMC Corporation | 0.4 | $806k | 32k | 25.55 | |
| Anheuser-Busch InBev NV (BUD) | 0.4 | $808k | 6.6k | 121.96 | |
| American Airls (AAL) | 0.4 | $808k | 15k | 52.81 | |
| Illumina (ILMN) | 0.4 | $775k | 4.2k | 185.63 | |
| Humana (HUM) | 0.4 | $746k | 4.2k | 178.00 | |
| U.S. Bancorp (USB) | 0.4 | $733k | 17k | 43.65 | |
| Pepsi (PEP) | 0.4 | $727k | 7.6k | 95.62 | |
| ON Semiconductor (ON) | 0.4 | $714k | 59k | 12.11 | |
| Devon Energy Corporation (DVN) | 0.3 | $696k | 12k | 60.34 | |
| Danaher Corporation (DHR) | 0.3 | $686k | 8.1k | 84.95 | |
| Apollo Investment | 0.3 | $683k | 89k | 7.67 | |
| FedEx Corporation (FDX) | 0.3 | $670k | 4.1k | 165.39 | |
| Mid-America Apartment (MAA) | 0.3 | $678k | 8.8k | 77.26 | |
| Target Corporation (TGT) | 0.3 | $674k | 8.2k | 82.07 | |
| Advance Auto Parts (AAP) | 0.3 | $659k | 4.4k | 149.60 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.3 | $651k | 1.9k | 343.54 | |
| Lamar Advertising Co-a (LAMR) | 0.3 | $658k | 11k | 59.28 | |
| Abbvie (ABBV) | 0.3 | $635k | 11k | 58.53 | |
| Philip Morris International (PM) | 0.3 | $603k | 8.0k | 75.35 | |
| Travelers Companies (TRV) | 0.3 | $590k | 5.5k | 108.16 | |
| Stryker Corporation (SYK) | 0.3 | $600k | 6.5k | 92.31 | |
| Jabil Circuit (JBL) | 0.3 | $590k | 25k | 23.37 | |
| American Express Company (AXP) | 0.3 | $575k | 7.4k | 78.06 | |
| Intel Corporation (INTC) | 0.3 | $563k | 18k | 31.25 | |
| eBay (EBAY) | 0.3 | $568k | 9.9k | 57.66 | |
| Flowserve Corporation (FLS) | 0.3 | $571k | 10k | 56.53 | |
| Unilever (UL) | 0.3 | $572k | 14k | 41.69 | |
| Landmark Infrastructure | 0.3 | $568k | 31k | 18.17 | |
| Health Care SPDR (XLV) | 0.3 | $560k | 7.7k | 72.49 | |
| Norfolk Southern (NSC) | 0.3 | $545k | 5.3k | 102.83 | |
| Koninklijke Philips Electronics NV (PHG) | 0.3 | $543k | 19k | 28.32 | |
| Amgen (AMGN) | 0.3 | $559k | 3.5k | 159.71 | |
| Nextera Energy (NEE) | 0.3 | $544k | 5.2k | 104.00 | |
| Actavis | 0.3 | $556k | 1.9k | 297.64 | |
| China Petroleum & Chemical | 0.3 | $540k | 6.8k | 79.65 | |
| Lincoln National Corporation (LNC) | 0.3 | $540k | 9.4k | 57.45 | |
| Wells Fargo & Company (WFC) | 0.3 | $526k | 9.7k | 54.35 | |
| SPDR S&P Homebuilders (XHB) | 0.3 | $534k | 15k | 36.83 | |
| Eli Lilly & Co. (LLY) | 0.3 | $507k | 7.0k | 72.69 | |
| Hertz Global Holdings | 0.3 | $517k | 24k | 21.70 | |
| Baxter International (BAX) | 0.2 | $486k | 7.1k | 68.45 | |
| Morgan Stanley (MS) | 0.2 | $484k | 14k | 35.72 | |
| Newell Rubbermaid (NWL) | 0.2 | $488k | 13k | 39.04 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.2 | $488k | 7.6k | 64.17 | |
| Henry Schein (HSIC) | 0.2 | $489k | 3.5k | 139.71 | |
| Anthem (ELV) | 0.2 | $486k | 3.1k | 154.53 | |
| Microsoft Corporation (MSFT) | 0.2 | $465k | 11k | 40.63 | |
| At&t (T) | 0.2 | $446k | 14k | 32.65 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $462k | 4.3k | 107.04 | |
| Maxim Integrated Products | 0.2 | $456k | 13k | 34.81 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $429k | 18k | 23.46 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $430k | 3.5k | 124.64 | |
| Lowe's Companies (LOW) | 0.2 | $412k | 5.5k | 74.34 | |
| Ventas (VTR) | 0.2 | $420k | 5.8k | 73.04 | |
| General Motors Company (GM) | 0.2 | $407k | 11k | 37.51 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $414k | 17k | 24.33 | |
| MasterCard Incorporated (MA) | 0.2 | $398k | 4.6k | 86.33 | |
| Hewlett-Packard Company | 0.2 | $397k | 13k | 31.20 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $398k | 4.4k | 90.87 | |
| PNC Financial Services (PNC) | 0.2 | $381k | 4.1k | 93.20 | |
| Altria (MO) | 0.2 | $365k | 7.3k | 49.97 | |
| Stericycle (SRCL) | 0.2 | $372k | 2.7k | 140.38 | |
| Hartford Financial Services (HIG) | 0.2 | $360k | 8.6k | 41.86 | |
| Tractor Supply Company (TSCO) | 0.2 | $361k | 4.2k | 85.06 | |
| Cavium | 0.2 | $361k | 5.1k | 70.78 | |
| Facebook Inc cl a (META) | 0.2 | $354k | 4.3k | 82.33 | |
| BP (BP) | 0.2 | $326k | 8.3k | 39.06 | |
| Starbucks Corporation (SBUX) | 0.2 | $338k | 3.6k | 94.76 | |
| J.M. Smucker Company (SJM) | 0.2 | $344k | 3.0k | 115.86 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $311k | 7.7k | 40.16 | |
| Abbott Laboratories (ABT) | 0.2 | $321k | 6.9k | 46.36 | |
| Western Digital (WDC) | 0.2 | $316k | 3.5k | 90.94 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $307k | 4.2k | 73.10 | |
| Tenne | 0.2 | $322k | 5.6k | 57.50 | |
| Dcp Midstream Partners | 0.2 | $310k | 8.4k | 36.93 | |
| Annaly Capital Management | 0.1 | $304k | 29k | 10.41 | |
| Caterpillar (CAT) | 0.1 | $293k | 3.7k | 80.16 | |
| India Fund (IFN) | 0.1 | $286k | 10k | 28.30 | |
| Genuine Parts Company (GPC) | 0.1 | $295k | 3.2k | 93.21 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $290k | 3.2k | 90.46 | |
| Plum Creek Timber | 0.1 | $293k | 6.7k | 43.52 | |
| Avis Budget (CAR) | 0.1 | $295k | 5.0k | 59.00 | |
| Yahoo! | 0.1 | $287k | 6.5k | 44.50 | |
| Blackstone | 0.1 | $272k | 7.0k | 38.86 | |
| McDonald's Corporation (MCD) | 0.1 | $278k | 2.9k | 97.37 | |
| Plains All American Pipeline (PAA) | 0.1 | $283k | 5.8k | 48.79 | |
| Ciena Corporation (CIEN) | 0.1 | $278k | 14k | 19.31 | |
| Comcast Corporation (CMCSA) | 0.1 | $250k | 4.4k | 56.43 | |
| Via | 0.1 | $253k | 3.7k | 68.38 | |
| LifePoint Hospitals | 0.1 | $258k | 3.5k | 73.50 | |
| Ford Motor Company (F) | 0.1 | $263k | 16k | 16.13 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $254k | 2.5k | 103.21 | |
| Hillenbrand (HI) | 0.1 | $238k | 7.7k | 30.86 | |
| Royal Caribbean Cruises (RCL) | 0.1 | $246k | 3.0k | 82.00 | |
| Texas Roadhouse (TXRH) | 0.1 | $237k | 6.5k | 36.46 | |
| Nationstar Mortgage | 0.1 | $235k | 9.5k | 24.74 | |
| Cardinal Health (CAH) | 0.1 | $208k | 2.3k | 90.43 | |
| United Parcel Service (UPS) | 0.1 | $210k | 2.2k | 97.00 | |
| MarkWest Energy Partners | 0.1 | $213k | 3.2k | 66.25 | |
| Cameron International Corporation | 0.1 | $223k | 5.0k | 45.05 | |
| Suncor Energy (SU) | 0.1 | $209k | 7.2k | 29.23 | |
| Schwab U S Broad Market ETF (SCHB) | 0.1 | $225k | 4.5k | 50.44 | |
| Pfizer (PFE) | 0.1 | $196k | 5.6k | 34.79 | |
| Royal Dutch Shell | 0.1 | $205k | 3.4k | 59.70 | |
| Energy Transfer Partners | 0.1 | $191k | 3.4k | 55.69 | |
| KKR & Co | 0.1 | $190k | 8.3k | 22.76 | |
| Ensco Plc Shs Class A | 0.1 | $204k | 9.7k | 21.04 | |
| Genspera | 0.1 | $184k | 230k | 0.80 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $164k | 13k | 12.66 | |
| Singapore Fund | 0.1 | $114k | 10k | 11.40 | |
| BGC Partners | 0.0 | $66k | 7.0k | 9.43 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $19k | 2.0k | 9.50 | |
| D Implant Sciences Corp Com Stk | 0.0 | $20k | 24k | 0.83 | |
| Amarantus Bioscience Hld | 0.0 | $14k | 271k | 0.05 | |
| Chinacast Education Corporation (CAST) | 0.0 | $0 | 10k | 0.00 | |
| Cresud Sa Commercial | 0.0 | $1.8k | 90k | 0.02 | |
| Tianyin Pharmaceutical | 0.0 | $7.0k | 17k | 0.42 | |
| Reneuron Group Plc Ord F | 0.0 | $5.0k | 100k | 0.05 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
