Regent Investment Management

Regent Investment Management as of Sept. 30, 2017

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 210 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
JPMorgan Chase & Co. (JPM) 3.4 $10M 106k 95.51
Facebook Inc cl a (META) 3.4 $10M 59k 170.87
Apple (AAPL) 3.2 $9.5M 62k 154.12
Celgene Corporation 2.7 $7.9M 55k 145.81
Farmers Capital Bank 2.3 $6.9M 164k 42.05
Walgreen Boots Alliance (WBA) 2.3 $6.8M 88k 77.22
Dxc Technology (DXC) 2.2 $6.7M 78k 85.88
Alphabet Inc Class C cs (GOOG) 2.2 $6.6M 6.9k 959.04
priceline.com Incorporated 2.1 $6.2M 3.4k 1830.86
Johnson & Johnson (JNJ) 2.0 $6.1M 47k 130.02
CVS Caremark Corporation (CVS) 1.8 $5.4M 66k 81.33
Procter & Gamble Company (PG) 1.7 $4.9M 54k 90.97
Brown-Forman Corporation (BF.B) 1.6 $4.7M 87k 54.30
Amazon (AMZN) 1.5 $4.4M 4.6k 961.33
Morgan Stanley (MS) 1.4 $4.3M 89k 48.17
Comcast Corporation (CMCSA) 1.3 $4.0M 103k 38.48
Merck & Co (MRK) 1.3 $3.8M 60k 64.03
Time Warner 1.3 $3.8M 37k 102.45
Berkshire Hathaway (BRK.B) 1.2 $3.5M 19k 183.33
FedEx Corporation (FDX) 1.1 $3.4M 15k 225.58
Cavium 1.1 $3.4M 51k 65.94
Alphabet Inc Class A cs (GOOGL) 1.1 $3.4M 3.5k 973.82
Lowe's Companies (LOW) 1.1 $3.2M 40k 79.94
Enbridge (ENB) 1.1 $3.2M 76k 41.83
McKesson Corporation (MCK) 1.1 $3.2M 21k 153.63
Western Digital (WDC) 1.0 $3.0M 35k 86.40
Chevron Corporation (CVX) 1.0 $2.9M 25k 117.51
Bank of America Corporation (BAC) 0.8 $2.5M 99k 25.34
Whirlpool Corporation (WHR) 0.8 $2.5M 14k 184.45
General Electric Company 0.8 $2.5M 103k 24.18
Williams Companies (WMB) 0.8 $2.5M 82k 30.01
Carnival Corporation (CCL) 0.8 $2.4M 38k 64.57
V.F. Corporation (VFC) 0.8 $2.3M 37k 63.57
Pfizer (PFE) 0.8 $2.3M 65k 35.70
UnitedHealth (UNH) 0.8 $2.2M 12k 195.83
Microsoft Corporation (MSFT) 0.8 $2.2M 30k 74.49
Anheuser-Busch InBev NV (BUD) 0.8 $2.2M 19k 119.30
Dowdupont 0.8 $2.2M 32k 69.22
Honeywell International (HON) 0.7 $2.1M 15k 141.77
Workday Inc cl a (WDAY) 0.7 $2.1M 20k 105.40
Charles Schwab Corporation (SCHW) 0.7 $2.0M 45k 43.73
Cisco Systems (CSCO) 0.7 $2.0M 58k 33.64
Prudential Financial (PRU) 0.7 $1.9M 18k 106.31
Humana (HUM) 0.7 $1.9M 8.0k 243.66
Alibaba Group Holding (BABA) 0.7 $1.9M 11k 172.71
Danaher Corporation (DHR) 0.6 $1.9M 22k 85.79
Coca-Cola Company (KO) 0.6 $1.8M 41k 45.01
Citigroup (C) 0.6 $1.8M 25k 72.72
Visa (V) 0.6 $1.8M 17k 105.23
Vanguard Emerging Markets ETF (VWO) 0.6 $1.8M 41k 43.58
Abbott Laboratories (ABT) 0.6 $1.7M 33k 53.34
TJX Companies (TJX) 0.6 $1.7M 23k 73.74
3M Company (MMM) 0.6 $1.6M 7.8k 209.92
Royal Caribbean Cruises (RCL) 0.6 $1.6M 14k 118.52
Thermo Fisher Scientific (TMO) 0.6 $1.6M 8.7k 189.16
Gilead Sciences (GILD) 0.5 $1.6M 20k 81.00
Oracle Corporation (ORCL) 0.5 $1.6M 33k 48.35
Allergan 0.5 $1.6M 7.9k 205.01
AmerisourceBergen (COR) 0.5 $1.6M 19k 82.77
Verizon Communications (VZ) 0.5 $1.6M 32k 49.48
IAC/InterActive 0.5 $1.5M 13k 117.59
At&t (T) 0.5 $1.5M 38k 39.18
Texas Instruments Incorporated (TXN) 0.5 $1.5M 16k 89.66
Biosante Pharmaceuticals (ANIP) 0.5 $1.4M 28k 52.50
SYSCO Corporation (SYY) 0.5 $1.4M 27k 53.96
Kraft Heinz (KHC) 0.5 $1.4M 18k 77.58
Landmark Infrastructure 0.5 $1.4M 83k 16.95
American International (AIG) 0.5 $1.4M 22k 61.37
Home Depot (HD) 0.5 $1.4M 8.3k 163.54
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $1.3M 50k 26.90
Walt Disney Company (DIS) 0.4 $1.3M 13k 98.54
Intel Corporation (INTC) 0.4 $1.3M 34k 38.08
ON Semiconductor (ON) 0.4 $1.3M 70k 18.47
Chubb (CB) 0.4 $1.2M 8.3k 142.49
Delta Air Lines (DAL) 0.4 $1.1M 24k 48.21
Micron Technology (MU) 0.4 $1.2M 29k 39.32
Abbvie (ABBV) 0.4 $1.2M 13k 88.89
Kimberly-Clark Corporation (KMB) 0.4 $1.1M 9.5k 117.63
Fiserv (FI) 0.4 $1.1M 8.7k 128.95
Charter Communications Inc New Cl A cl a (CHTR) 0.4 $1.1M 3.1k 363.55
Palo Alto Networks (PANW) 0.4 $1.1M 7.6k 144.08
Newell Rubbermaid (NWL) 0.4 $1.1M 25k 42.69
ConocoPhillips (COP) 0.4 $1.1M 21k 50.06
Diageo (DEO) 0.4 $1.1M 8.0k 132.18
Mondelez Int (MDLZ) 0.4 $1.1M 27k 40.65
Bristol Myers Squibb (BMY) 0.3 $1.0M 16k 63.71
Automatic Data Processing (ADP) 0.3 $1.0M 9.4k 109.29
MetLife (MET) 0.3 $1.0M 20k 51.93
iShares FTSE/Xinhua China 25 Index (FXI) 0.3 $1000k 23k 44.05
Ameriprise Financial (AMP) 0.3 $1.0M 6.9k 148.48
Vanguard European ETF (VGK) 0.3 $976k 17k 58.30
Rio Tinto (RIO) 0.3 $936k 20k 47.21
Phillips 66 (PSX) 0.3 $913k 10k 91.57
Exxon Mobil Corporation (XOM) 0.3 $901k 11k 81.98
General Mills (GIS) 0.3 $884k 17k 51.76
Pepsi (PEP) 0.3 $892k 8.0k 111.37
Stryker Corporation (SYK) 0.3 $895k 6.3k 142.06
U.S. Bancorp (USB) 0.3 $854k 16k 53.59
Schlumberger (SLB) 0.3 $873k 13k 69.77
United Technologies Corporation 0.3 $854k 7.4k 116.11
Yum! Brands (YUM) 0.3 $832k 11k 73.63
Ciena Corporation (CIEN) 0.3 $817k 37k 21.97
Wells Fargo & Company (WFC) 0.3 $809k 15k 55.12
Nextera Energy (NEE) 0.3 $797k 5.4k 146.62
Philip Morris International (PM) 0.3 $789k 7.1k 111.01
Illumina (ILMN) 0.3 $794k 4.0k 199.25
Express Scripts Holding 0.3 $792k 13k 63.31
Moody's Corporation (MCO) 0.2 $757k 5.4k 139.13
Emerson Electric (EMR) 0.2 $742k 12k 62.81
Royal Dutch Shell 0.2 $746k 12k 62.51
Skyworks Solutions (SWKS) 0.2 $705k 6.9k 101.88
Energy Transfer Partners 0.2 $699k 38k 18.30
Travelers Companies (TRV) 0.2 $663k 5.4k 122.55
Laboratory Corp. of America Holdings (LH) 0.2 $640k 4.2k 151.05
Macquarie Infrastructure Company 0.2 $642k 8.9k 72.13
Goodyear Tire & Rubber Company (GT) 0.2 $634k 19k 33.24
Coty Inc Cl A (COTY) 0.2 $635k 38k 16.52
Mylan Nv 0.2 $636k 20k 31.35
American Express Company (AXP) 0.2 $588k 6.5k 90.46
PNC Financial Services (PNC) 0.2 $598k 4.4k 134.83
Lincoln National Corporation (LNC) 0.2 $588k 8.0k 73.50
Mid-America Apartment (MAA) 0.2 $580k 5.4k 106.91
Amgen (AMGN) 0.2 $606k 3.3k 186.46
Maxim Integrated Products 0.2 $580k 12k 47.74
Lamar Advertising Co-a (LAMR) 0.2 $601k 8.8k 68.57
Norfolk Southern (NSC) 0.2 $552k 4.2k 132.22
Henry Schein (HSIC) 0.2 $574k 7.0k 82.00
Baidu (BIDU) 0.2 $557k 2.3k 247.56
Eaton (ETN) 0.2 $555k 7.2k 76.74
Aena Sa Eur10 Isin#es010504600 0.2 $555k 3.1k 180.49
Halliburton Company (HAL) 0.2 $537k 12k 46.02
MasterCard Incorporated (MA) 0.2 $491k 3.5k 141.09
Adobe Systems Incorporated (ADBE) 0.2 $507k 3.4k 149.12
Royal Dutch Shell 0.2 $518k 8.5k 60.65
Hldgs (UAL) 0.2 $493k 8.1k 60.86
Anthem (ELV) 0.2 $513k 2.7k 190.00
Paypal Holdings (PYPL) 0.2 $519k 8.1k 64.07
Hewlett Packard Enterprise (HPE) 0.2 $502k 34k 14.70
Adient (ADNT) 0.2 $519k 6.2k 83.98
iShares MSCI Emerging Markets Indx (EEM) 0.2 $475k 11k 44.84
Brown-Forman Corporation (BF.A) 0.2 $466k 8.4k 55.74
Unilever (UL) 0.2 $481k 8.3k 57.95
Life Storage Inc reit 0.2 $483k 5.9k 81.86
Taiwan Semiconductor Mfg (TSM) 0.1 $443k 12k 37.59
Hartford Financial Services (HIG) 0.1 $443k 8.0k 55.38
Union Pacific Corporation (UNP) 0.1 $437k 3.8k 116.04
Ventas (VTR) 0.1 $449k 6.9k 65.20
Yum China Holdings (YUMC) 0.1 $452k 11k 40.00
McDonald's Corporation (MCD) 0.1 $419k 2.7k 156.64
Waters Corporation (WAT) 0.1 $402k 2.2k 179.46
Templeton Dragon Fund (TDF) 0.1 $404k 19k 20.82
Capitala Finance 0.1 $419k 44k 9.54
CBS Corporation 0.1 $386k 6.7k 58.03
Cardinal Health (CAH) 0.1 $395k 5.9k 66.89
Activision Blizzard 0.1 $394k 6.1k 64.51
Jabil Circuit (JBL) 0.1 $383k 13k 28.58
Altria (MO) 0.1 $365k 5.8k 63.40
Apollo Investment 0.1 $364k 60k 6.12
Medtronic (MDT) 0.1 $342k 4.4k 77.73
Devon Energy Corporation (DVN) 0.1 $321k 8.7k 36.73
Kroger (KR) 0.1 $325k 16k 20.06
eBay (EBAY) 0.1 $312k 8.1k 38.52
iShares MSCI EAFE Index Fund (EFA) 0.1 $318k 4.7k 68.39
American Airls (AAL) 0.1 $312k 6.6k 47.45
Caterpillar (CAT) 0.1 $309k 2.5k 124.85
Eli Lilly & Co. (LLY) 0.1 $303k 3.5k 85.47
Genuine Parts Company (GPC) 0.1 $303k 3.2k 95.73
Hillenbrand (HI) 0.1 $300k 7.7k 38.90
ConAgra Foods (CAG) 0.1 $293k 8.7k 33.70
J.M. Smucker Company (SJM) 0.1 $283k 2.7k 105.05
Seagate Technology Com Stk 0.1 $292k 8.8k 33.18
iShares Russell 2000 Growth Index (IWO) 0.1 $300k 1.7k 179.10
iShares Russell Midcap Growth Idx. (IWP) 0.1 $291k 2.6k 113.01
Annaly Capital Management 0.1 $273k 23k 12.17
Blackstone 0.1 $267k 8.0k 33.38
Occidental Petroleum Corporation (OXY) 0.1 $257k 4.0k 64.25
Tenne 0.1 $279k 4.6k 60.65
Texas Roadhouse (TXRH) 0.1 $260k 5.3k 49.06
Mosaic (MOS) 0.1 $277k 13k 21.56
S&p Global (SPGI) 0.1 $258k 1.6k 156.46
Airbus Se Eur1 Isin#nl00002351 (EADSF) 0.1 $277k 2.9k 95.22
Tractor Supply Company (TSCO) 0.1 $239k 3.8k 63.40
Microchip Technology (MCHP) 0.1 $251k 2.8k 89.64
Molson Coors Brewing Company (TAP) 0.1 $245k 3.0k 81.67
Starbucks Corporation (SBUX) 0.1 $235k 4.4k 53.62
StoneMor Partners 0.1 $247k 38k 6.53
iShares Russell 2000 Value Index (IWN) 0.1 $250k 2.0k 124.32
KKR & Co 0.1 $234k 12k 20.35
Liberty All-Star Equity Fund (USA) 0.1 $223k 37k 6.00
Fortive (FTV) 0.1 $250k 3.5k 70.74
Nxp Semi-conductors - Submitte 0.1 $234k 2.1k 113.04
Dominion Resources (D) 0.1 $207k 2.7k 76.78
United Parcel Service (UPS) 0.1 $221k 1.8k 120.20
Sherwin-Williams Company (SHW) 0.1 $206k 575.00 358.26
LifePoint Hospitals 0.1 $203k 3.5k 57.85
International Business Machines (IBM) 0.1 $217k 1.5k 145.34
Hershey Company (HSY) 0.1 $221k 2.0k 109.41
Churchill Downs (CHDN) 0.1 $222k 1.1k 206.51
Magna Intl Inc cl a (MGA) 0.1 $219k 4.1k 53.33
Zimmer Holdings (ZBH) 0.1 $211k 1.8k 117.22
Flextronics International Ltd Com Stk (FLEX) 0.1 $198k 12k 16.57
Kinder Morgan (KMI) 0.1 $198k 10k 19.18
BGC Partners 0.1 $189k 13k 14.50
Ford Motor Company (F) 0.1 $140k 12k 11.94
American Midstream Partners Lp us equity 0.1 $160k 12k 13.61
Cleveland-cliffs (CLF) 0.0 $78k 11k 7.20
BioTime 0.0 $64k 23k 2.84
China Green Agriculture 0.0 $12k 10k 1.20
Reneuron Group Plc Ord F 0.0 $2.0k 100k 0.02
Wonder Auto Tech Inc Xxx Escro 0.0 $0 10k 0.00