Regent Investment Management as of Sept. 30, 2017
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 210 positions in its portfolio as reported in the September 2017 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
JPMorgan Chase & Co. (JPM) | 3.4 | $10M | 106k | 95.51 | |
Facebook Inc cl a (META) | 3.4 | $10M | 59k | 170.87 | |
Apple (AAPL) | 3.2 | $9.5M | 62k | 154.12 | |
Celgene Corporation | 2.7 | $7.9M | 55k | 145.81 | |
Farmers Capital Bank | 2.3 | $6.9M | 164k | 42.05 | |
Walgreen Boots Alliance (WBA) | 2.3 | $6.8M | 88k | 77.22 | |
Dxc Technology (DXC) | 2.2 | $6.7M | 78k | 85.88 | |
Alphabet Inc Class C cs (GOOG) | 2.2 | $6.6M | 6.9k | 959.04 | |
priceline.com Incorporated | 2.1 | $6.2M | 3.4k | 1830.86 | |
Johnson & Johnson (JNJ) | 2.0 | $6.1M | 47k | 130.02 | |
CVS Caremark Corporation (CVS) | 1.8 | $5.4M | 66k | 81.33 | |
Procter & Gamble Company (PG) | 1.7 | $4.9M | 54k | 90.97 | |
Brown-Forman Corporation (BF.B) | 1.6 | $4.7M | 87k | 54.30 | |
Amazon (AMZN) | 1.5 | $4.4M | 4.6k | 961.33 | |
Morgan Stanley (MS) | 1.4 | $4.3M | 89k | 48.17 | |
Comcast Corporation (CMCSA) | 1.3 | $4.0M | 103k | 38.48 | |
Merck & Co (MRK) | 1.3 | $3.8M | 60k | 64.03 | |
Time Warner | 1.3 | $3.8M | 37k | 102.45 | |
Berkshire Hathaway (BRK.B) | 1.2 | $3.5M | 19k | 183.33 | |
FedEx Corporation (FDX) | 1.1 | $3.4M | 15k | 225.58 | |
Cavium | 1.1 | $3.4M | 51k | 65.94 | |
Alphabet Inc Class A cs (GOOGL) | 1.1 | $3.4M | 3.5k | 973.82 | |
Lowe's Companies (LOW) | 1.1 | $3.2M | 40k | 79.94 | |
Enbridge (ENB) | 1.1 | $3.2M | 76k | 41.83 | |
McKesson Corporation (MCK) | 1.1 | $3.2M | 21k | 153.63 | |
Western Digital (WDC) | 1.0 | $3.0M | 35k | 86.40 | |
Chevron Corporation (CVX) | 1.0 | $2.9M | 25k | 117.51 | |
Bank of America Corporation (BAC) | 0.8 | $2.5M | 99k | 25.34 | |
Whirlpool Corporation (WHR) | 0.8 | $2.5M | 14k | 184.45 | |
General Electric Company | 0.8 | $2.5M | 103k | 24.18 | |
Williams Companies (WMB) | 0.8 | $2.5M | 82k | 30.01 | |
Carnival Corporation (CCL) | 0.8 | $2.4M | 38k | 64.57 | |
V.F. Corporation (VFC) | 0.8 | $2.3M | 37k | 63.57 | |
Pfizer (PFE) | 0.8 | $2.3M | 65k | 35.70 | |
UnitedHealth (UNH) | 0.8 | $2.2M | 12k | 195.83 | |
Microsoft Corporation (MSFT) | 0.8 | $2.2M | 30k | 74.49 | |
Anheuser-Busch InBev NV (BUD) | 0.8 | $2.2M | 19k | 119.30 | |
Dowdupont | 0.8 | $2.2M | 32k | 69.22 | |
Honeywell International (HON) | 0.7 | $2.1M | 15k | 141.77 | |
Workday Inc cl a (WDAY) | 0.7 | $2.1M | 20k | 105.40 | |
Charles Schwab Corporation (SCHW) | 0.7 | $2.0M | 45k | 43.73 | |
Cisco Systems (CSCO) | 0.7 | $2.0M | 58k | 33.64 | |
Prudential Financial (PRU) | 0.7 | $1.9M | 18k | 106.31 | |
Humana (HUM) | 0.7 | $1.9M | 8.0k | 243.66 | |
Alibaba Group Holding (BABA) | 0.7 | $1.9M | 11k | 172.71 | |
Danaher Corporation (DHR) | 0.6 | $1.9M | 22k | 85.79 | |
Coca-Cola Company (KO) | 0.6 | $1.8M | 41k | 45.01 | |
Citigroup (C) | 0.6 | $1.8M | 25k | 72.72 | |
Visa (V) | 0.6 | $1.8M | 17k | 105.23 | |
Vanguard Emerging Markets ETF (VWO) | 0.6 | $1.8M | 41k | 43.58 | |
Abbott Laboratories (ABT) | 0.6 | $1.7M | 33k | 53.34 | |
TJX Companies (TJX) | 0.6 | $1.7M | 23k | 73.74 | |
3M Company (MMM) | 0.6 | $1.6M | 7.8k | 209.92 | |
Royal Caribbean Cruises (RCL) | 0.6 | $1.6M | 14k | 118.52 | |
Thermo Fisher Scientific (TMO) | 0.6 | $1.6M | 8.7k | 189.16 | |
Gilead Sciences (GILD) | 0.5 | $1.6M | 20k | 81.00 | |
Oracle Corporation (ORCL) | 0.5 | $1.6M | 33k | 48.35 | |
Allergan | 0.5 | $1.6M | 7.9k | 205.01 | |
AmerisourceBergen (COR) | 0.5 | $1.6M | 19k | 82.77 | |
Verizon Communications (VZ) | 0.5 | $1.6M | 32k | 49.48 | |
IAC/InterActive | 0.5 | $1.5M | 13k | 117.59 | |
At&t (T) | 0.5 | $1.5M | 38k | 39.18 | |
Texas Instruments Incorporated (TXN) | 0.5 | $1.5M | 16k | 89.66 | |
Biosante Pharmaceuticals (ANIP) | 0.5 | $1.4M | 28k | 52.50 | |
SYSCO Corporation (SYY) | 0.5 | $1.4M | 27k | 53.96 | |
Kraft Heinz (KHC) | 0.5 | $1.4M | 18k | 77.58 | |
Landmark Infrastructure | 0.5 | $1.4M | 83k | 16.95 | |
American International (AIG) | 0.5 | $1.4M | 22k | 61.37 | |
Home Depot (HD) | 0.5 | $1.4M | 8.3k | 163.54 | |
Schwab Emerging Markets Equity ETF (SCHE) | 0.5 | $1.3M | 50k | 26.90 | |
Walt Disney Company (DIS) | 0.4 | $1.3M | 13k | 98.54 | |
Intel Corporation (INTC) | 0.4 | $1.3M | 34k | 38.08 | |
ON Semiconductor (ON) | 0.4 | $1.3M | 70k | 18.47 | |
Chubb (CB) | 0.4 | $1.2M | 8.3k | 142.49 | |
Delta Air Lines (DAL) | 0.4 | $1.1M | 24k | 48.21 | |
Micron Technology (MU) | 0.4 | $1.2M | 29k | 39.32 | |
Abbvie (ABBV) | 0.4 | $1.2M | 13k | 88.89 | |
Kimberly-Clark Corporation (KMB) | 0.4 | $1.1M | 9.5k | 117.63 | |
Fiserv (FI) | 0.4 | $1.1M | 8.7k | 128.95 | |
Charter Communications Inc New Cl A cl a (CHTR) | 0.4 | $1.1M | 3.1k | 363.55 | |
Palo Alto Networks (PANW) | 0.4 | $1.1M | 7.6k | 144.08 | |
Newell Rubbermaid (NWL) | 0.4 | $1.1M | 25k | 42.69 | |
ConocoPhillips (COP) | 0.4 | $1.1M | 21k | 50.06 | |
Diageo (DEO) | 0.4 | $1.1M | 8.0k | 132.18 | |
Mondelez Int (MDLZ) | 0.4 | $1.1M | 27k | 40.65 | |
Bristol Myers Squibb (BMY) | 0.3 | $1.0M | 16k | 63.71 | |
Automatic Data Processing (ADP) | 0.3 | $1.0M | 9.4k | 109.29 | |
MetLife (MET) | 0.3 | $1.0M | 20k | 51.93 | |
iShares FTSE/Xinhua China 25 Index (FXI) | 0.3 | $1000k | 23k | 44.05 | |
Ameriprise Financial (AMP) | 0.3 | $1.0M | 6.9k | 148.48 | |
Vanguard European ETF (VGK) | 0.3 | $976k | 17k | 58.30 | |
Rio Tinto (RIO) | 0.3 | $936k | 20k | 47.21 | |
Phillips 66 (PSX) | 0.3 | $913k | 10k | 91.57 | |
Exxon Mobil Corporation (XOM) | 0.3 | $901k | 11k | 81.98 | |
General Mills (GIS) | 0.3 | $884k | 17k | 51.76 | |
Pepsi (PEP) | 0.3 | $892k | 8.0k | 111.37 | |
Stryker Corporation (SYK) | 0.3 | $895k | 6.3k | 142.06 | |
U.S. Bancorp (USB) | 0.3 | $854k | 16k | 53.59 | |
Schlumberger (SLB) | 0.3 | $873k | 13k | 69.77 | |
United Technologies Corporation | 0.3 | $854k | 7.4k | 116.11 | |
Yum! Brands (YUM) | 0.3 | $832k | 11k | 73.63 | |
Ciena Corporation (CIEN) | 0.3 | $817k | 37k | 21.97 | |
Wells Fargo & Company (WFC) | 0.3 | $809k | 15k | 55.12 | |
Nextera Energy (NEE) | 0.3 | $797k | 5.4k | 146.62 | |
Philip Morris International (PM) | 0.3 | $789k | 7.1k | 111.01 | |
Illumina (ILMN) | 0.3 | $794k | 4.0k | 199.25 | |
Express Scripts Holding | 0.3 | $792k | 13k | 63.31 | |
Moody's Corporation (MCO) | 0.2 | $757k | 5.4k | 139.13 | |
Emerson Electric (EMR) | 0.2 | $742k | 12k | 62.81 | |
Royal Dutch Shell | 0.2 | $746k | 12k | 62.51 | |
Skyworks Solutions (SWKS) | 0.2 | $705k | 6.9k | 101.88 | |
Energy Transfer Partners | 0.2 | $699k | 38k | 18.30 | |
Travelers Companies (TRV) | 0.2 | $663k | 5.4k | 122.55 | |
Laboratory Corp. of America Holdings (LH) | 0.2 | $640k | 4.2k | 151.05 | |
Macquarie Infrastructure Company | 0.2 | $642k | 8.9k | 72.13 | |
Goodyear Tire & Rubber Company (GT) | 0.2 | $634k | 19k | 33.24 | |
Coty Inc Cl A (COTY) | 0.2 | $635k | 38k | 16.52 | |
Mylan Nv | 0.2 | $636k | 20k | 31.35 | |
American Express Company (AXP) | 0.2 | $588k | 6.5k | 90.46 | |
PNC Financial Services (PNC) | 0.2 | $598k | 4.4k | 134.83 | |
Lincoln National Corporation (LNC) | 0.2 | $588k | 8.0k | 73.50 | |
Mid-America Apartment (MAA) | 0.2 | $580k | 5.4k | 106.91 | |
Amgen (AMGN) | 0.2 | $606k | 3.3k | 186.46 | |
Maxim Integrated Products | 0.2 | $580k | 12k | 47.74 | |
Lamar Advertising Co-a (LAMR) | 0.2 | $601k | 8.8k | 68.57 | |
Norfolk Southern (NSC) | 0.2 | $552k | 4.2k | 132.22 | |
Henry Schein (HSIC) | 0.2 | $574k | 7.0k | 82.00 | |
Baidu (BIDU) | 0.2 | $557k | 2.3k | 247.56 | |
Eaton (ETN) | 0.2 | $555k | 7.2k | 76.74 | |
Aena Sa Eur10 Isin#es010504600 | 0.2 | $555k | 3.1k | 180.49 | |
Halliburton Company (HAL) | 0.2 | $537k | 12k | 46.02 | |
MasterCard Incorporated (MA) | 0.2 | $491k | 3.5k | 141.09 | |
Adobe Systems Incorporated (ADBE) | 0.2 | $507k | 3.4k | 149.12 | |
Royal Dutch Shell | 0.2 | $518k | 8.5k | 60.65 | |
Hldgs (UAL) | 0.2 | $493k | 8.1k | 60.86 | |
Anthem (ELV) | 0.2 | $513k | 2.7k | 190.00 | |
Paypal Holdings (PYPL) | 0.2 | $519k | 8.1k | 64.07 | |
Hewlett Packard Enterprise (HPE) | 0.2 | $502k | 34k | 14.70 | |
Adient (ADNT) | 0.2 | $519k | 6.2k | 83.98 | |
iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $475k | 11k | 44.84 | |
Brown-Forman Corporation (BF.A) | 0.2 | $466k | 8.4k | 55.74 | |
Unilever (UL) | 0.2 | $481k | 8.3k | 57.95 | |
Life Storage Inc reit | 0.2 | $483k | 5.9k | 81.86 | |
Taiwan Semiconductor Mfg (TSM) | 0.1 | $443k | 12k | 37.59 | |
Hartford Financial Services (HIG) | 0.1 | $443k | 8.0k | 55.38 | |
Union Pacific Corporation (UNP) | 0.1 | $437k | 3.8k | 116.04 | |
Ventas (VTR) | 0.1 | $449k | 6.9k | 65.20 | |
Yum China Holdings (YUMC) | 0.1 | $452k | 11k | 40.00 | |
McDonald's Corporation (MCD) | 0.1 | $419k | 2.7k | 156.64 | |
Waters Corporation (WAT) | 0.1 | $402k | 2.2k | 179.46 | |
Templeton Dragon Fund (TDF) | 0.1 | $404k | 19k | 20.82 | |
Capitala Finance | 0.1 | $419k | 44k | 9.54 | |
CBS Corporation | 0.1 | $386k | 6.7k | 58.03 | |
Cardinal Health (CAH) | 0.1 | $395k | 5.9k | 66.89 | |
Activision Blizzard | 0.1 | $394k | 6.1k | 64.51 | |
Jabil Circuit (JBL) | 0.1 | $383k | 13k | 28.58 | |
Altria (MO) | 0.1 | $365k | 5.8k | 63.40 | |
Apollo Investment | 0.1 | $364k | 60k | 6.12 | |
Medtronic (MDT) | 0.1 | $342k | 4.4k | 77.73 | |
Devon Energy Corporation (DVN) | 0.1 | $321k | 8.7k | 36.73 | |
Kroger (KR) | 0.1 | $325k | 16k | 20.06 | |
eBay (EBAY) | 0.1 | $312k | 8.1k | 38.52 | |
iShares MSCI EAFE Index Fund (EFA) | 0.1 | $318k | 4.7k | 68.39 | |
American Airls (AAL) | 0.1 | $312k | 6.6k | 47.45 | |
Caterpillar (CAT) | 0.1 | $309k | 2.5k | 124.85 | |
Eli Lilly & Co. (LLY) | 0.1 | $303k | 3.5k | 85.47 | |
Genuine Parts Company (GPC) | 0.1 | $303k | 3.2k | 95.73 | |
Hillenbrand (HI) | 0.1 | $300k | 7.7k | 38.90 | |
ConAgra Foods (CAG) | 0.1 | $293k | 8.7k | 33.70 | |
J.M. Smucker Company (SJM) | 0.1 | $283k | 2.7k | 105.05 | |
Seagate Technology Com Stk | 0.1 | $292k | 8.8k | 33.18 | |
iShares Russell 2000 Growth Index (IWO) | 0.1 | $300k | 1.7k | 179.10 | |
iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $291k | 2.6k | 113.01 | |
Annaly Capital Management | 0.1 | $273k | 23k | 12.17 | |
Blackstone | 0.1 | $267k | 8.0k | 33.38 | |
Occidental Petroleum Corporation (OXY) | 0.1 | $257k | 4.0k | 64.25 | |
Tenne | 0.1 | $279k | 4.6k | 60.65 | |
Texas Roadhouse (TXRH) | 0.1 | $260k | 5.3k | 49.06 | |
Mosaic (MOS) | 0.1 | $277k | 13k | 21.56 | |
S&p Global (SPGI) | 0.1 | $258k | 1.6k | 156.46 | |
Airbus Se Eur1 Isin#nl00002351 (EADSF) | 0.1 | $277k | 2.9k | 95.22 | |
Tractor Supply Company (TSCO) | 0.1 | $239k | 3.8k | 63.40 | |
Microchip Technology (MCHP) | 0.1 | $251k | 2.8k | 89.64 | |
Molson Coors Brewing Company (TAP) | 0.1 | $245k | 3.0k | 81.67 | |
Starbucks Corporation (SBUX) | 0.1 | $235k | 4.4k | 53.62 | |
StoneMor Partners | 0.1 | $247k | 38k | 6.53 | |
iShares Russell 2000 Value Index (IWN) | 0.1 | $250k | 2.0k | 124.32 | |
KKR & Co | 0.1 | $234k | 12k | 20.35 | |
Liberty All-Star Equity Fund (USA) | 0.1 | $223k | 37k | 6.00 | |
Fortive (FTV) | 0.1 | $250k | 3.5k | 70.74 | |
Nxp Semi-conductors - Submitte | 0.1 | $234k | 2.1k | 113.04 | |
Dominion Resources (D) | 0.1 | $207k | 2.7k | 76.78 | |
United Parcel Service (UPS) | 0.1 | $221k | 1.8k | 120.20 | |
Sherwin-Williams Company (SHW) | 0.1 | $206k | 575.00 | 358.26 | |
LifePoint Hospitals | 0.1 | $203k | 3.5k | 57.85 | |
International Business Machines (IBM) | 0.1 | $217k | 1.5k | 145.34 | |
Hershey Company (HSY) | 0.1 | $221k | 2.0k | 109.41 | |
Churchill Downs (CHDN) | 0.1 | $222k | 1.1k | 206.51 | |
Magna Intl Inc cl a (MGA) | 0.1 | $219k | 4.1k | 53.33 | |
Zimmer Holdings (ZBH) | 0.1 | $211k | 1.8k | 117.22 | |
Flextronics International Ltd Com Stk (FLEX) | 0.1 | $198k | 12k | 16.57 | |
Kinder Morgan (KMI) | 0.1 | $198k | 10k | 19.18 | |
BGC Partners | 0.1 | $189k | 13k | 14.50 | |
Ford Motor Company (F) | 0.1 | $140k | 12k | 11.94 | |
American Midstream Partners Lp us equity | 0.1 | $160k | 12k | 13.61 | |
Cleveland-cliffs (CLF) | 0.0 | $78k | 11k | 7.20 | |
BioTime | 0.0 | $64k | 23k | 2.84 | |
China Green Agriculture | 0.0 | $12k | 10k | 1.20 | |
Reneuron Group Plc Ord F | 0.0 | $2.0k | 100k | 0.02 | |
Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |