Regent Investment Management

Regent Investment Management as of Dec. 31, 2017

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 206 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
JPMorgan Chase & Co. (JPM) 3.7 $11M 105k 106.94
Facebook Inc cl a (META) 3.5 $11M 60k 176.46
Apple (AAPL) 3.4 $11M 62k 169.23
Dxc Technology (DXC) 2.5 $7.6M 80k 94.90
Alphabet Inc Class C cs (GOOG) 2.4 $7.3M 7.0k 1046.40
Johnson & Johnson (JNJ) 2.2 $6.6M 47k 139.72
Farmers Capital Bank 2.1 $6.3M 164k 38.50
Walgreen Boots Alliance (WBA) 1.9 $5.8M 80k 72.62
priceline.com Incorporated 1.8 $5.6M 3.2k 1737.69
Brown-Forman Corporation (BF.B) 1.8 $5.4M 79k 68.66
Amazon (AMZN) 1.8 $5.3M 4.6k 1169.37
Celgene Corporation 1.7 $5.2M 50k 104.37
CVS Caremark Corporation (CVS) 1.6 $4.9M 67k 72.50
Procter & Gamble Company (PG) 1.6 $4.9M 53k 91.88
Morgan Stanley (MS) 1.6 $4.8M 92k 52.47
Alibaba Group Holding (BABA) 1.4 $4.3M 25k 172.43
Cavium 1.3 $4.1M 49k 83.84
Comcast Corporation (CMCSA) 1.3 $3.9M 97k 40.05
FedEx Corporation (FDX) 1.2 $3.7M 15k 249.57
Berkshire Hathaway (BRK.B) 1.2 $3.6M 18k 198.20
Alphabet Inc Class A cs (GOOGL) 1.1 $3.5M 3.3k 1053.34
Lowe's Companies (LOW) 1.1 $3.3M 35k 92.93
Time Warner 1.0 $3.0M 33k 91.48
Chevron Corporation (CVX) 1.0 $3.0M 24k 125.19
Western Digital (WDC) 1.0 $3.0M 37k 79.54
Bank of America Corporation (BAC) 0.9 $2.9M 98k 29.52
Dowdupont 0.9 $2.7M 38k 71.22
V.F. Corporation (VFC) 0.9 $2.7M 36k 74.01
Williams Companies (WMB) 0.9 $2.7M 87k 30.49
McKesson Corporation (MCK) 0.9 $2.6M 17k 155.92
Enbridge (ENB) 0.8 $2.6M 66k 39.11
Carnival Corporation (CCL) 0.8 $2.5M 38k 66.37
UnitedHealth (UNH) 0.8 $2.5M 11k 220.43
Microsoft Corporation (MSFT) 0.8 $2.5M 29k 85.53
Whirlpool Corporation (WHR) 0.8 $2.4M 15k 168.65
Merck & Co (MRK) 0.8 $2.4M 43k 56.26
Mylan Nv 0.8 $2.4M 57k 42.31
Pfizer (PFE) 0.8 $2.3M 65k 36.22
IAC/InterActive 0.8 $2.3M 19k 122.26
Unilever (UL) 0.8 $2.3M 41k 55.33
Cisco Systems (CSCO) 0.7 $2.2M 58k 38.29
Prudential Financial (PRU) 0.7 $2.2M 19k 114.98
Biosante Pharmaceuticals (ANIP) 0.7 $2.1M 33k 64.45
Anheuser-Busch InBev NV (BUD) 0.7 $2.1M 19k 111.56
Honeywell International (HON) 0.7 $2.1M 13k 153.35
Workday Inc cl a (WDAY) 0.7 $2.0M 20k 101.75
Royal Caribbean Cruises (RCL) 0.6 $2.0M 16k 119.27
Citigroup (C) 0.6 $2.0M 26k 74.42
Charles Schwab Corporation (SCHW) 0.6 $1.9M 37k 51.36
Coca-Cola Company (KO) 0.6 $1.9M 41k 45.87
Abbott Laboratories (ABT) 0.6 $1.9M 33k 57.07
Visa (V) 0.6 $1.9M 17k 114.03
3M Company (MMM) 0.6 $1.8M 7.8k 235.39
Micron Technology (MU) 0.6 $1.8M 44k 41.11
TJX Companies (TJX) 0.6 $1.8M 23k 76.48
Texas Instruments Incorporated (TXN) 0.6 $1.7M 16k 104.46
Thermo Fisher Scientific (TMO) 0.6 $1.7M 8.9k 189.84
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $1.6M 58k 27.94
Landmark Infrastructure 0.5 $1.6M 90k 18.09
Bristol Myers Squibb (BMY) 0.5 $1.5M 25k 61.29
Oracle Corporation (ORCL) 0.5 $1.6M 33k 47.28
Intel Corporation (INTC) 0.5 $1.5M 33k 46.16
Home Depot (HD) 0.5 $1.5M 7.9k 189.51
Verizon Communications (VZ) 0.5 $1.5M 28k 52.91
AmerisourceBergen (COR) 0.5 $1.5M 16k 91.80
Danaher Corporation (DHR) 0.5 $1.5M 16k 92.83
At&t (T) 0.5 $1.4M 37k 38.87
Delta Air Lines (DAL) 0.5 $1.4M 24k 55.98
Gilead Sciences (GILD) 0.4 $1.3M 19k 71.64
Vanguard Emerging Markets ETF (VWO) 0.4 $1.3M 29k 45.91
Kraft Heinz (KHC) 0.4 $1.3M 17k 77.75
Humana (HUM) 0.4 $1.3M 5.2k 248.09
ON Semiconductor (ON) 0.4 $1.3M 62k 20.94
Abbvie (ABBV) 0.4 $1.3M 13k 96.67
Walt Disney Company (DIS) 0.4 $1.2M 11k 107.51
Chubb (CB) 0.4 $1.2M 8.3k 146.14
ConocoPhillips (COP) 0.4 $1.2M 21k 54.90
Ameriprise Financial (AMP) 0.4 $1.1M 6.7k 169.44
Diageo (DEO) 0.4 $1.1M 7.8k 146.06
Kimberly-Clark Corporation (KMB) 0.4 $1.1M 9.1k 120.66
Palo Alto Networks (PANW) 0.4 $1.1M 7.6k 145.00
iShares Russell 2000 Growth Index (IWO) 0.3 $1.1M 5.6k 186.71
iShares FTSE/Xinhua China 25 Index (FXI) 0.3 $1.0M 23k 46.16
Automatic Data Processing (ADP) 0.3 $1.0M 8.8k 117.24
General Mills (GIS) 0.3 $1.0M 17k 59.31
Fiserv (FI) 0.3 $994k 7.6k 131.10
Phillips 66 (PSX) 0.3 $1.0M 10k 101.10
Pepsi (PEP) 0.3 $974k 8.1k 119.94
Stryker Corporation (SYK) 0.3 $975k 6.3k 154.76
MetLife (MET) 0.3 $985k 20k 50.56
WisdomTree Japan Total Dividend (DXJ) 0.3 $967k 16k 59.33
Rio Tinto (RIO) 0.3 $933k 18k 52.94
United Technologies Corporation 0.3 $938k 7.4k 127.53
Express Scripts Holding 0.3 $934k 13k 74.66
Exxon Mobil Corporation (XOM) 0.3 $918k 11k 83.68
Yum! Brands (YUM) 0.3 $922k 11k 81.59
Charter Communications Inc New Cl A cl a (CHTR) 0.3 $911k 2.7k 335.91
General Electric Company 0.3 $887k 51k 17.45
Newell Rubbermaid (NWL) 0.3 $871k 28k 30.91
American International (AIG) 0.3 $890k 15k 59.57
U.S. Bancorp (USB) 0.3 $854k 16k 53.61
Wells Fargo & Company (WFC) 0.3 $840k 14k 60.64
Illumina (ILMN) 0.3 $868k 4.0k 218.36
Emerson Electric (EMR) 0.3 $830k 12k 69.72
Allergan 0.3 $824k 5.0k 163.49
Moody's Corporation (MCO) 0.3 $803k 5.4k 147.58
Royal Dutch Shell 0.3 $781k 11k 68.30
Philip Morris International (PM) 0.2 $773k 7.3k 105.71
Mondelez Int (MDLZ) 0.2 $763k 18k 42.79
Nextera Energy (NEE) 0.2 $740k 4.7k 156.29
Energy Transfer Partners 0.2 $735k 41k 17.92
Travelers Companies (TRV) 0.2 $690k 5.1k 135.59
Skyworks Solutions (SWKS) 0.2 $716k 7.5k 94.96
Baidu (BIDU) 0.2 $667k 2.9k 234.04
Ciena Corporation (CIEN) 0.2 $676k 32k 20.92
Coty Inc Cl A (COTY) 0.2 $669k 34k 19.89
American Express Company (AXP) 0.2 $646k 6.5k 99.38
PNC Financial Services (PNC) 0.2 $640k 4.4k 144.19
Maxim Integrated Products 0.2 $635k 12k 52.26
Schlumberger (SLB) 0.2 $633k 9.4k 67.43
Lamar Advertising Co-a (LAMR) 0.2 $651k 8.8k 74.27
Lincoln National Corporation (LNC) 0.2 $615k 8.0k 76.88
Norfolk Southern (NSC) 0.2 $605k 4.2k 144.91
Adobe Systems Incorporated (ADBE) 0.2 $596k 3.4k 175.29
Macquarie Infrastructure Company 0.2 $610k 9.5k 64.21
Eaton (ETN) 0.2 $596k 7.5k 79.08
Anthem (ELV) 0.2 $608k 2.7k 225.19
Goodyear Tire & Rubber Company (GT) 0.2 $568k 18k 32.32
Royal Dutch Shell 0.2 $570k 8.5k 66.74
Adient (ADNT) 0.2 $565k 7.2k 78.69
Mid-America Apartment (MAA) 0.2 $546k 5.4k 100.65
Brown-Forman Corporation (BF.A) 0.2 $562k 8.4k 67.22
MasterCard Incorporated (MA) 0.2 $527k 3.5k 151.44
Union Pacific Corporation (UNP) 0.2 $522k 3.9k 134.12
Kinder Morgan (KMI) 0.2 $512k 28k 18.08
Taiwan Semiconductor Mfg (TSM) 0.2 $487k 12k 39.64
Amgen (AMGN) 0.2 $487k 2.8k 173.93
Halliburton Company (HAL) 0.2 $502k 10k 48.88
Henry Schein (HSIC) 0.2 $489k 7.0k 69.86
Liberty All-Star Equity Fund (USA) 0.2 $500k 79k 6.30
Hewlett Packard Enterprise (HPE) 0.2 $489k 34k 14.36
Life Storage Inc reit 0.2 $494k 5.6k 89.01
Hartford Financial Services (HIG) 0.1 $450k 8.0k 56.25
McDonald's Corporation (MCD) 0.1 $444k 2.6k 172.16
Kroger (KR) 0.1 $445k 16k 27.47
Paypal Holdings (PYPL) 0.1 $456k 6.2k 73.55
Yum China Holdings (YUMC) 0.1 $452k 11k 40.00
Waters Corporation (WAT) 0.1 $433k 2.2k 193.30
Magna Intl Inc cl a (MGA) 0.1 $416k 7.4k 56.63
Ventas (VTR) 0.1 $438k 7.3k 60.04
iShares MSCI Emerging Markets Indx (EEM) 0.1 $405k 8.6k 47.13
Caterpillar (CAT) 0.1 $390k 2.5k 157.58
Laboratory Corp. of America Holdings (LH) 0.1 $389k 2.4k 159.49
Altria (MO) 0.1 $411k 5.8k 71.39
Activision Blizzard 0.1 $387k 6.1k 63.36
Templeton Dragon Fund (TDF) 0.1 $396k 18k 21.52
Hldgs (UAL) 0.1 $398k 5.9k 67.46
Capitala Finance 0.1 $408k 56k 7.28
Aena Sa Eur10 Isin#es010504600 0.1 $406k 2.0k 203.00
Devon Energy Corporation (DVN) 0.1 $356k 8.6k 41.44
J.M. Smucker Company (SJM) 0.1 $372k 3.0k 124.25
Jabil Circuit (JBL) 0.1 $365k 14k 26.26
Medtronic (MDT) 0.1 $355k 4.4k 80.68
CBS Corporation 0.1 $339k 5.8k 58.94
Hillenbrand (HI) 0.1 $345k 7.7k 44.73
iShares MSCI EAFE Index Fund (EFA) 0.1 $327k 4.7k 70.28
Apollo Investment 0.1 $323k 57k 5.66
American Airls (AAL) 0.1 $332k 6.4k 52.08
Eli Lilly & Co. (LLY) 0.1 $299k 3.5k 84.43
Genuine Parts Company (GPC) 0.1 $301k 3.2k 95.10
eBay (EBAY) 0.1 $306k 8.1k 37.78
Occidental Petroleum Corporation (OXY) 0.1 $295k 4.0k 73.75
iShares Russell Midcap Growth Idx. (IWP) 0.1 $311k 2.6k 120.78
Mosaic (MOS) 0.1 $304k 12k 25.66
Annaly Capital Management 0.1 $271k 23k 11.87
Blackstone 0.1 $288k 9.0k 32.00
Microchip Technology (MCHP) 0.1 $260k 3.0k 87.87
ConAgra Foods (CAG) 0.1 $271k 7.2k 37.67
Texas Roadhouse (TXRH) 0.1 $279k 5.3k 52.64
KKR & Co 0.1 $284k 14k 21.04
S&p Global (SPGI) 0.1 $279k 1.6k 169.19
Tractor Supply Company (TSCO) 0.1 $256k 3.4k 74.85
United Parcel Service (UPS) 0.1 $237k 2.0k 119.06
Sherwin-Williams Company (SHW) 0.1 $236k 575.00 410.43
International Business Machines (IBM) 0.1 $229k 1.5k 153.38
Starbucks Corporation (SBUX) 0.1 $234k 4.1k 57.31
Hershey Company (HSY) 0.1 $229k 2.0k 113.37
Churchill Downs (CHDN) 0.1 $250k 1.1k 232.56
iShares Russell 2000 Value Index (IWN) 0.1 $253k 2.0k 125.81
Fortive (FTV) 0.1 $256k 3.5k 72.44
Nxp Semi-conductors - Submitte 0.1 $242k 2.1k 116.91
Dominion Resources (D) 0.1 $219k 2.7k 81.23
Cardinal Health (CAH) 0.1 $213k 3.5k 61.21
Molson Coors Brewing Company (TAP) 0.1 $222k 2.7k 82.22
Zimmer Holdings (ZBH) 0.1 $217k 1.8k 120.56
Tenne 0.1 $211k 3.6k 58.61
Seagate Technology Com Stk 0.1 $209k 5.0k 41.80
Flextronics International Ltd Com Stk (FLEX) 0.1 $215k 12k 17.99
Teck Resources Ltd cl b (TECK) 0.1 $215k 8.2k 26.22
Welltower Inc Com reit (WELL) 0.1 $223k 3.5k 63.71
BGC Partners 0.1 $197k 13k 15.12
StoneMor Partners 0.1 $192k 29k 6.55
American Midstream Partners Lp us equity 0.1 $170k 13k 13.33
Washington Prime Group 0.0 $100k 14k 7.14
BioTime 0.0 $48k 23k 2.13
Wonder Auto Tech Inc Xxx Escro 0.0 $0 10k 0.00