Regent Investment Management as of Dec. 31, 2017
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 206 positions in its portfolio as reported in the December 2017 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
---|---|---|---|---|---|
JPMorgan Chase & Co. (JPM) | 3.7 | $11M | 105k | 106.94 | |
Facebook Inc cl a (META) | 3.5 | $11M | 60k | 176.46 | |
Apple (AAPL) | 3.4 | $11M | 62k | 169.23 | |
Dxc Technology (DXC) | 2.5 | $7.6M | 80k | 94.90 | |
Alphabet Inc Class C cs (GOOG) | 2.4 | $7.3M | 7.0k | 1046.40 | |
Johnson & Johnson (JNJ) | 2.2 | $6.6M | 47k | 139.72 | |
Farmers Capital Bank | 2.1 | $6.3M | 164k | 38.50 | |
Walgreen Boots Alliance (WBA) | 1.9 | $5.8M | 80k | 72.62 | |
priceline.com Incorporated | 1.8 | $5.6M | 3.2k | 1737.69 | |
Brown-Forman Corporation (BF.B) | 1.8 | $5.4M | 79k | 68.66 | |
Amazon (AMZN) | 1.8 | $5.3M | 4.6k | 1169.37 | |
Celgene Corporation | 1.7 | $5.2M | 50k | 104.37 | |
CVS Caremark Corporation (CVS) | 1.6 | $4.9M | 67k | 72.50 | |
Procter & Gamble Company (PG) | 1.6 | $4.9M | 53k | 91.88 | |
Morgan Stanley (MS) | 1.6 | $4.8M | 92k | 52.47 | |
Alibaba Group Holding (BABA) | 1.4 | $4.3M | 25k | 172.43 | |
Cavium | 1.3 | $4.1M | 49k | 83.84 | |
Comcast Corporation (CMCSA) | 1.3 | $3.9M | 97k | 40.05 | |
FedEx Corporation (FDX) | 1.2 | $3.7M | 15k | 249.57 | |
Berkshire Hathaway (BRK.B) | 1.2 | $3.6M | 18k | 198.20 | |
Alphabet Inc Class A cs (GOOGL) | 1.1 | $3.5M | 3.3k | 1053.34 | |
Lowe's Companies (LOW) | 1.1 | $3.3M | 35k | 92.93 | |
Time Warner | 1.0 | $3.0M | 33k | 91.48 | |
Chevron Corporation (CVX) | 1.0 | $3.0M | 24k | 125.19 | |
Western Digital (WDC) | 1.0 | $3.0M | 37k | 79.54 | |
Bank of America Corporation (BAC) | 0.9 | $2.9M | 98k | 29.52 | |
Dowdupont | 0.9 | $2.7M | 38k | 71.22 | |
V.F. Corporation (VFC) | 0.9 | $2.7M | 36k | 74.01 | |
Williams Companies (WMB) | 0.9 | $2.7M | 87k | 30.49 | |
McKesson Corporation (MCK) | 0.9 | $2.6M | 17k | 155.92 | |
Enbridge (ENB) | 0.8 | $2.6M | 66k | 39.11 | |
Carnival Corporation (CCL) | 0.8 | $2.5M | 38k | 66.37 | |
UnitedHealth (UNH) | 0.8 | $2.5M | 11k | 220.43 | |
Microsoft Corporation (MSFT) | 0.8 | $2.5M | 29k | 85.53 | |
Whirlpool Corporation (WHR) | 0.8 | $2.4M | 15k | 168.65 | |
Merck & Co (MRK) | 0.8 | $2.4M | 43k | 56.26 | |
Mylan Nv | 0.8 | $2.4M | 57k | 42.31 | |
Pfizer (PFE) | 0.8 | $2.3M | 65k | 36.22 | |
IAC/InterActive | 0.8 | $2.3M | 19k | 122.26 | |
Unilever (UL) | 0.8 | $2.3M | 41k | 55.33 | |
Cisco Systems (CSCO) | 0.7 | $2.2M | 58k | 38.29 | |
Prudential Financial (PRU) | 0.7 | $2.2M | 19k | 114.98 | |
Biosante Pharmaceuticals (ANIP) | 0.7 | $2.1M | 33k | 64.45 | |
Anheuser-Busch InBev NV (BUD) | 0.7 | $2.1M | 19k | 111.56 | |
Honeywell International (HON) | 0.7 | $2.1M | 13k | 153.35 | |
Workday Inc cl a (WDAY) | 0.7 | $2.0M | 20k | 101.75 | |
Royal Caribbean Cruises (RCL) | 0.6 | $2.0M | 16k | 119.27 | |
Citigroup (C) | 0.6 | $2.0M | 26k | 74.42 | |
Charles Schwab Corporation (SCHW) | 0.6 | $1.9M | 37k | 51.36 | |
Coca-Cola Company (KO) | 0.6 | $1.9M | 41k | 45.87 | |
Abbott Laboratories (ABT) | 0.6 | $1.9M | 33k | 57.07 | |
Visa (V) | 0.6 | $1.9M | 17k | 114.03 | |
3M Company (MMM) | 0.6 | $1.8M | 7.8k | 235.39 | |
Micron Technology (MU) | 0.6 | $1.8M | 44k | 41.11 | |
TJX Companies (TJX) | 0.6 | $1.8M | 23k | 76.48 | |
Texas Instruments Incorporated (TXN) | 0.6 | $1.7M | 16k | 104.46 | |
Thermo Fisher Scientific (TMO) | 0.6 | $1.7M | 8.9k | 189.84 | |
Schwab Emerging Markets Equity ETF (SCHE) | 0.5 | $1.6M | 58k | 27.94 | |
Landmark Infrastructure | 0.5 | $1.6M | 90k | 18.09 | |
Bristol Myers Squibb (BMY) | 0.5 | $1.5M | 25k | 61.29 | |
Oracle Corporation (ORCL) | 0.5 | $1.6M | 33k | 47.28 | |
Intel Corporation (INTC) | 0.5 | $1.5M | 33k | 46.16 | |
Home Depot (HD) | 0.5 | $1.5M | 7.9k | 189.51 | |
Verizon Communications (VZ) | 0.5 | $1.5M | 28k | 52.91 | |
AmerisourceBergen (COR) | 0.5 | $1.5M | 16k | 91.80 | |
Danaher Corporation (DHR) | 0.5 | $1.5M | 16k | 92.83 | |
At&t (T) | 0.5 | $1.4M | 37k | 38.87 | |
Delta Air Lines (DAL) | 0.5 | $1.4M | 24k | 55.98 | |
Gilead Sciences (GILD) | 0.4 | $1.3M | 19k | 71.64 | |
Vanguard Emerging Markets ETF (VWO) | 0.4 | $1.3M | 29k | 45.91 | |
Kraft Heinz (KHC) | 0.4 | $1.3M | 17k | 77.75 | |
Humana (HUM) | 0.4 | $1.3M | 5.2k | 248.09 | |
ON Semiconductor (ON) | 0.4 | $1.3M | 62k | 20.94 | |
Abbvie (ABBV) | 0.4 | $1.3M | 13k | 96.67 | |
Walt Disney Company (DIS) | 0.4 | $1.2M | 11k | 107.51 | |
Chubb (CB) | 0.4 | $1.2M | 8.3k | 146.14 | |
ConocoPhillips (COP) | 0.4 | $1.2M | 21k | 54.90 | |
Ameriprise Financial (AMP) | 0.4 | $1.1M | 6.7k | 169.44 | |
Diageo (DEO) | 0.4 | $1.1M | 7.8k | 146.06 | |
Kimberly-Clark Corporation (KMB) | 0.4 | $1.1M | 9.1k | 120.66 | |
Palo Alto Networks (PANW) | 0.4 | $1.1M | 7.6k | 145.00 | |
iShares Russell 2000 Growth Index (IWO) | 0.3 | $1.1M | 5.6k | 186.71 | |
iShares FTSE/Xinhua China 25 Index (FXI) | 0.3 | $1.0M | 23k | 46.16 | |
Automatic Data Processing (ADP) | 0.3 | $1.0M | 8.8k | 117.24 | |
General Mills (GIS) | 0.3 | $1.0M | 17k | 59.31 | |
Fiserv (FI) | 0.3 | $994k | 7.6k | 131.10 | |
Phillips 66 (PSX) | 0.3 | $1.0M | 10k | 101.10 | |
Pepsi (PEP) | 0.3 | $974k | 8.1k | 119.94 | |
Stryker Corporation (SYK) | 0.3 | $975k | 6.3k | 154.76 | |
MetLife (MET) | 0.3 | $985k | 20k | 50.56 | |
WisdomTree Japan Total Dividend (DXJ) | 0.3 | $967k | 16k | 59.33 | |
Rio Tinto (RIO) | 0.3 | $933k | 18k | 52.94 | |
United Technologies Corporation | 0.3 | $938k | 7.4k | 127.53 | |
Express Scripts Holding | 0.3 | $934k | 13k | 74.66 | |
Exxon Mobil Corporation (XOM) | 0.3 | $918k | 11k | 83.68 | |
Yum! Brands (YUM) | 0.3 | $922k | 11k | 81.59 | |
Charter Communications Inc New Cl A cl a (CHTR) | 0.3 | $911k | 2.7k | 335.91 | |
General Electric Company | 0.3 | $887k | 51k | 17.45 | |
Newell Rubbermaid (NWL) | 0.3 | $871k | 28k | 30.91 | |
American International (AIG) | 0.3 | $890k | 15k | 59.57 | |
U.S. Bancorp (USB) | 0.3 | $854k | 16k | 53.61 | |
Wells Fargo & Company (WFC) | 0.3 | $840k | 14k | 60.64 | |
Illumina (ILMN) | 0.3 | $868k | 4.0k | 218.36 | |
Emerson Electric (EMR) | 0.3 | $830k | 12k | 69.72 | |
Allergan | 0.3 | $824k | 5.0k | 163.49 | |
Moody's Corporation (MCO) | 0.3 | $803k | 5.4k | 147.58 | |
Royal Dutch Shell | 0.3 | $781k | 11k | 68.30 | |
Philip Morris International (PM) | 0.2 | $773k | 7.3k | 105.71 | |
Mondelez Int (MDLZ) | 0.2 | $763k | 18k | 42.79 | |
Nextera Energy (NEE) | 0.2 | $740k | 4.7k | 156.29 | |
Energy Transfer Partners | 0.2 | $735k | 41k | 17.92 | |
Travelers Companies (TRV) | 0.2 | $690k | 5.1k | 135.59 | |
Skyworks Solutions (SWKS) | 0.2 | $716k | 7.5k | 94.96 | |
Baidu (BIDU) | 0.2 | $667k | 2.9k | 234.04 | |
Ciena Corporation (CIEN) | 0.2 | $676k | 32k | 20.92 | |
Coty Inc Cl A (COTY) | 0.2 | $669k | 34k | 19.89 | |
American Express Company (AXP) | 0.2 | $646k | 6.5k | 99.38 | |
PNC Financial Services (PNC) | 0.2 | $640k | 4.4k | 144.19 | |
Maxim Integrated Products | 0.2 | $635k | 12k | 52.26 | |
Schlumberger (SLB) | 0.2 | $633k | 9.4k | 67.43 | |
Lamar Advertising Co-a (LAMR) | 0.2 | $651k | 8.8k | 74.27 | |
Lincoln National Corporation (LNC) | 0.2 | $615k | 8.0k | 76.88 | |
Norfolk Southern (NSC) | 0.2 | $605k | 4.2k | 144.91 | |
Adobe Systems Incorporated (ADBE) | 0.2 | $596k | 3.4k | 175.29 | |
Macquarie Infrastructure Company | 0.2 | $610k | 9.5k | 64.21 | |
Eaton (ETN) | 0.2 | $596k | 7.5k | 79.08 | |
Anthem (ELV) | 0.2 | $608k | 2.7k | 225.19 | |
Goodyear Tire & Rubber Company (GT) | 0.2 | $568k | 18k | 32.32 | |
Royal Dutch Shell | 0.2 | $570k | 8.5k | 66.74 | |
Adient (ADNT) | 0.2 | $565k | 7.2k | 78.69 | |
Mid-America Apartment (MAA) | 0.2 | $546k | 5.4k | 100.65 | |
Brown-Forman Corporation (BF.A) | 0.2 | $562k | 8.4k | 67.22 | |
MasterCard Incorporated (MA) | 0.2 | $527k | 3.5k | 151.44 | |
Union Pacific Corporation (UNP) | 0.2 | $522k | 3.9k | 134.12 | |
Kinder Morgan (KMI) | 0.2 | $512k | 28k | 18.08 | |
Taiwan Semiconductor Mfg (TSM) | 0.2 | $487k | 12k | 39.64 | |
Amgen (AMGN) | 0.2 | $487k | 2.8k | 173.93 | |
Halliburton Company (HAL) | 0.2 | $502k | 10k | 48.88 | |
Henry Schein (HSIC) | 0.2 | $489k | 7.0k | 69.86 | |
Liberty All-Star Equity Fund (USA) | 0.2 | $500k | 79k | 6.30 | |
Hewlett Packard Enterprise (HPE) | 0.2 | $489k | 34k | 14.36 | |
Life Storage Inc reit | 0.2 | $494k | 5.6k | 89.01 | |
Hartford Financial Services (HIG) | 0.1 | $450k | 8.0k | 56.25 | |
McDonald's Corporation (MCD) | 0.1 | $444k | 2.6k | 172.16 | |
Kroger (KR) | 0.1 | $445k | 16k | 27.47 | |
Paypal Holdings (PYPL) | 0.1 | $456k | 6.2k | 73.55 | |
Yum China Holdings (YUMC) | 0.1 | $452k | 11k | 40.00 | |
Waters Corporation (WAT) | 0.1 | $433k | 2.2k | 193.30 | |
Magna Intl Inc cl a (MGA) | 0.1 | $416k | 7.4k | 56.63 | |
Ventas (VTR) | 0.1 | $438k | 7.3k | 60.04 | |
iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $405k | 8.6k | 47.13 | |
Caterpillar (CAT) | 0.1 | $390k | 2.5k | 157.58 | |
Laboratory Corp. of America Holdings (LH) | 0.1 | $389k | 2.4k | 159.49 | |
Altria (MO) | 0.1 | $411k | 5.8k | 71.39 | |
Activision Blizzard | 0.1 | $387k | 6.1k | 63.36 | |
Templeton Dragon Fund (TDF) | 0.1 | $396k | 18k | 21.52 | |
Hldgs (UAL) | 0.1 | $398k | 5.9k | 67.46 | |
Capitala Finance | 0.1 | $408k | 56k | 7.28 | |
Aena Sa Eur10 Isin#es010504600 | 0.1 | $406k | 2.0k | 203.00 | |
Devon Energy Corporation (DVN) | 0.1 | $356k | 8.6k | 41.44 | |
J.M. Smucker Company (SJM) | 0.1 | $372k | 3.0k | 124.25 | |
Jabil Circuit (JBL) | 0.1 | $365k | 14k | 26.26 | |
Medtronic (MDT) | 0.1 | $355k | 4.4k | 80.68 | |
CBS Corporation | 0.1 | $339k | 5.8k | 58.94 | |
Hillenbrand (HI) | 0.1 | $345k | 7.7k | 44.73 | |
iShares MSCI EAFE Index Fund (EFA) | 0.1 | $327k | 4.7k | 70.28 | |
Apollo Investment | 0.1 | $323k | 57k | 5.66 | |
American Airls (AAL) | 0.1 | $332k | 6.4k | 52.08 | |
Eli Lilly & Co. (LLY) | 0.1 | $299k | 3.5k | 84.43 | |
Genuine Parts Company (GPC) | 0.1 | $301k | 3.2k | 95.10 | |
eBay (EBAY) | 0.1 | $306k | 8.1k | 37.78 | |
Occidental Petroleum Corporation (OXY) | 0.1 | $295k | 4.0k | 73.75 | |
iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $311k | 2.6k | 120.78 | |
Mosaic (MOS) | 0.1 | $304k | 12k | 25.66 | |
Annaly Capital Management | 0.1 | $271k | 23k | 11.87 | |
Blackstone | 0.1 | $288k | 9.0k | 32.00 | |
Microchip Technology (MCHP) | 0.1 | $260k | 3.0k | 87.87 | |
ConAgra Foods (CAG) | 0.1 | $271k | 7.2k | 37.67 | |
Texas Roadhouse (TXRH) | 0.1 | $279k | 5.3k | 52.64 | |
KKR & Co | 0.1 | $284k | 14k | 21.04 | |
S&p Global (SPGI) | 0.1 | $279k | 1.6k | 169.19 | |
Tractor Supply Company (TSCO) | 0.1 | $256k | 3.4k | 74.85 | |
United Parcel Service (UPS) | 0.1 | $237k | 2.0k | 119.06 | |
Sherwin-Williams Company (SHW) | 0.1 | $236k | 575.00 | 410.43 | |
International Business Machines (IBM) | 0.1 | $229k | 1.5k | 153.38 | |
Starbucks Corporation (SBUX) | 0.1 | $234k | 4.1k | 57.31 | |
Hershey Company (HSY) | 0.1 | $229k | 2.0k | 113.37 | |
Churchill Downs (CHDN) | 0.1 | $250k | 1.1k | 232.56 | |
iShares Russell 2000 Value Index (IWN) | 0.1 | $253k | 2.0k | 125.81 | |
Fortive (FTV) | 0.1 | $256k | 3.5k | 72.44 | |
Nxp Semi-conductors - Submitte | 0.1 | $242k | 2.1k | 116.91 | |
Dominion Resources (D) | 0.1 | $219k | 2.7k | 81.23 | |
Cardinal Health (CAH) | 0.1 | $213k | 3.5k | 61.21 | |
Molson Coors Brewing Company (TAP) | 0.1 | $222k | 2.7k | 82.22 | |
Zimmer Holdings (ZBH) | 0.1 | $217k | 1.8k | 120.56 | |
Tenne | 0.1 | $211k | 3.6k | 58.61 | |
Seagate Technology Com Stk | 0.1 | $209k | 5.0k | 41.80 | |
Flextronics International Ltd Com Stk (FLEX) | 0.1 | $215k | 12k | 17.99 | |
Teck Resources Ltd cl b (TECK) | 0.1 | $215k | 8.2k | 26.22 | |
Welltower Inc Com reit (WELL) | 0.1 | $223k | 3.5k | 63.71 | |
BGC Partners | 0.1 | $197k | 13k | 15.12 | |
StoneMor Partners | 0.1 | $192k | 29k | 6.55 | |
American Midstream Partners Lp us equity | 0.1 | $170k | 13k | 13.33 | |
Washington Prime Group | 0.0 | $100k | 14k | 7.14 | |
BioTime | 0.0 | $48k | 23k | 2.13 | |
Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |