Regent Investment Management as of March 31, 2018
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 206 positions in its portfolio as reported in the March 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| JPMorgan Chase & Co. (JPM) | 3.8 | $11M | 103k | 109.97 | |
| Apple (AAPL) | 3.5 | $11M | 63k | 167.78 | |
| Facebook Inc cl a (META) | 3.3 | $9.6M | 60k | 159.79 | |
| Dxc Technology (DXC) | 2.7 | $8.0M | 79k | 100.53 | |
| Alphabet Inc Class C cs (GOOG) | 2.5 | $7.3M | 7.1k | 1031.86 | |
| Farmers Capital Bank | 2.2 | $6.6M | 164k | 39.95 | |
| Amazon (AMZN) | 2.2 | $6.5M | 4.5k | 1447.23 | |
| Johnson & Johnson (JNJ) | 2.0 | $6.0M | 47k | 128.15 | |
| Brown-Forman Corporation (BF.B) | 1.9 | $5.5M | 101k | 54.40 | |
| Booking Holdings (BKNG) | 1.7 | $5.1M | 2.5k | 2080.52 | |
| Walgreen Boots Alliance (WBA) | 1.7 | $5.0M | 76k | 65.47 | |
| Morgan Stanley (MS) | 1.7 | $4.9M | 91k | 53.96 | |
| Procter & Gamble Company (PG) | 1.7 | $4.9M | 62k | 79.29 | |
| Alibaba Group Holding (BABA) | 1.6 | $4.9M | 27k | 183.55 | |
| Celgene Corporation | 1.5 | $4.5M | 50k | 89.21 | |
| CVS Caremark Corporation (CVS) | 1.4 | $4.3M | 69k | 62.21 | |
| FedEx Corporation (FDX) | 1.3 | $3.8M | 16k | 240.14 | |
| Western Digital (WDC) | 1.1 | $3.3M | 36k | 92.28 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $3.3M | 3.2k | 1037.18 | |
| Bank of America Corporation (BAC) | 1.0 | $3.0M | 101k | 29.99 | |
| IAC/InterActive | 1.0 | $3.0M | 19k | 156.38 | |
| Cavium | 1.0 | $3.0M | 38k | 79.39 | |
| Time Warner | 1.0 | $2.9M | 31k | 94.57 | |
| Microsoft Corporation (MSFT) | 1.0 | $2.9M | 32k | 91.27 | |
| Berkshire Hathaway (BRK.B) | 1.0 | $2.9M | 14k | 199.50 | |
| Carnival Corporation (CCL) | 0.9 | $2.8M | 43k | 65.58 | |
| Williams Companies (WMB) | 0.9 | $2.8M | 111k | 24.86 | |
| Mylan Nv | 0.9 | $2.8M | 68k | 41.17 | |
| Unilever (UL) | 0.9 | $2.8M | 50k | 55.56 | |
| Citigroup (C) | 0.9 | $2.8M | 41k | 67.50 | |
| Comcast Corporation (CMCSA) | 0.9 | $2.7M | 79k | 34.17 | |
| Lowe's Companies (LOW) | 0.9 | $2.7M | 31k | 87.76 | |
| Micron Technology (MU) | 0.9 | $2.7M | 51k | 52.13 | |
| Dowdupont | 0.9 | $2.6M | 40k | 63.71 | |
| Chevron Corporation (CVX) | 0.8 | $2.5M | 22k | 114.03 | |
| V.F. Corporation (VFC) | 0.8 | $2.5M | 34k | 74.13 | |
| Cisco Systems (CSCO) | 0.8 | $2.4M | 57k | 42.89 | |
| Vanguard Emerging Markets ETF (VWO) | 0.8 | $2.4M | 51k | 46.99 | |
| Pfizer (PFE) | 0.8 | $2.3M | 64k | 35.49 | |
| UnitedHealth (UNH) | 0.8 | $2.2M | 10k | 213.98 | |
| Workday Inc cl a (WDAY) | 0.8 | $2.2M | 18k | 127.09 | |
| Whirlpool Corporation (WHR) | 0.7 | $2.2M | 14k | 153.12 | |
| Prudential Financial (PRU) | 0.7 | $2.1M | 21k | 103.56 | |
| Biosante Pharmaceuticals (ANIP) | 0.7 | $2.1M | 36k | 58.22 | |
| McKesson Corporation (MCK) | 0.7 | $2.1M | 15k | 140.87 | |
| Merck & Co (MRK) | 0.7 | $2.1M | 38k | 54.46 | |
| Royal Caribbean Cruises (RCL) | 0.7 | $2.0M | 17k | 117.76 | |
| Visa (V) | 0.7 | $2.0M | 17k | 119.63 | |
| Abbott Laboratories (ABT) | 0.7 | $1.9M | 32k | 59.91 | |
| TJX Companies (TJX) | 0.6 | $1.9M | 23k | 81.57 | |
| Bristol Myers Squibb (BMY) | 0.6 | $1.8M | 29k | 63.25 | |
| Verizon Communications (VZ) | 0.6 | $1.8M | 39k | 47.82 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $1.8M | 8.9k | 206.50 | |
| Anheuser-Busch InBev NV (BUD) | 0.6 | $1.8M | 16k | 109.97 | |
| Albemarle Corporation (ALB) | 0.6 | $1.8M | 19k | 92.74 | |
| Charles Schwab Corporation (SCHW) | 0.6 | $1.7M | 33k | 52.23 | |
| Honeywell International (HON) | 0.6 | $1.8M | 12k | 144.48 | |
| Coca-Cola Company (KO) | 0.6 | $1.7M | 39k | 43.43 | |
| 3M Company (MMM) | 0.6 | $1.7M | 7.8k | 219.55 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.6 | $1.7M | 59k | 28.70 | |
| Landmark Infrastructure | 0.6 | $1.6M | 98k | 16.65 | |
| Intel Corporation (INTC) | 0.5 | $1.6M | 31k | 52.09 | |
| Delta Air Lines (DAL) | 0.5 | $1.5M | 28k | 54.80 | |
| Kimberly-Clark Corporation (KMB) | 0.5 | $1.5M | 14k | 110.14 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.5M | 15k | 103.88 | |
| Home Depot (HD) | 0.5 | $1.4M | 7.9k | 178.19 | |
| At&t (T) | 0.5 | $1.4M | 39k | 35.66 | |
| Skyworks Solutions (SWKS) | 0.5 | $1.3M | 13k | 100.26 | |
| Oracle Corporation (ORCL) | 0.4 | $1.3M | 28k | 45.76 | |
| AmerisourceBergen (COR) | 0.4 | $1.3M | 15k | 86.20 | |
| ConocoPhillips (COP) | 0.4 | $1.3M | 21k | 59.27 | |
| Humana (HUM) | 0.4 | $1.2M | 4.6k | 268.84 | |
| Abbvie (ABBV) | 0.4 | $1.3M | 13k | 94.61 | |
| ON Semiconductor (ON) | 0.4 | $1.2M | 47k | 24.46 | |
| Enbridge (ENB) | 0.4 | $1.2M | 37k | 31.47 | |
| Walt Disney Company (DIS) | 0.4 | $1.1M | 11k | 100.41 | |
| Kinder Morgan (KMI) | 0.4 | $1.1M | 72k | 15.05 | |
| Kraft Heinz (KHC) | 0.4 | $1.1M | 17k | 62.27 | |
| Chubb (CB) | 0.4 | $1.1M | 7.7k | 136.81 | |
| Stryker Corporation (SYK) | 0.3 | $1.0M | 6.3k | 160.95 | |
| Danaher Corporation (DHR) | 0.3 | $993k | 10k | 97.90 | |
| Palo Alto Networks (PANW) | 0.3 | $1.0M | 5.6k | 181.61 | |
| Gilead Sciences (GILD) | 0.3 | $971k | 13k | 75.42 | |
| Diageo (DEO) | 0.3 | $956k | 7.1k | 135.37 | |
| United Technologies Corporation | 0.3 | $925k | 7.4k | 125.76 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.3 | $890k | 19k | 47.27 | |
| Rio Tinto (RIO) | 0.3 | $876k | 17k | 51.53 | |
| First Solar (FSLR) | 0.3 | $873k | 12k | 70.98 | |
| MetLife (MET) | 0.3 | $893k | 20k | 45.87 | |
| iShares MSCI Brazil Index (EWZ) | 0.3 | $898k | 20k | 44.90 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $848k | 11k | 74.58 | |
| Yum! Brands (YUM) | 0.3 | $856k | 10k | 85.17 | |
| Pepsi (PEP) | 0.3 | $865k | 7.9k | 109.20 | |
| Illumina (ILMN) | 0.3 | $822k | 3.5k | 236.55 | |
| Phillips 66 (PSX) | 0.3 | $841k | 8.8k | 95.95 | |
| Ameriprise Financial (AMP) | 0.3 | $793k | 5.4k | 147.87 | |
| Emerson Electric (EMR) | 0.3 | $813k | 12k | 68.29 | |
| General Mills (GIS) | 0.3 | $801k | 18k | 45.05 | |
| Nextera Energy (NEE) | 0.3 | $790k | 4.8k | 163.41 | |
| American International (AIG) | 0.3 | $804k | 15k | 54.45 | |
| Express Scripts Holding | 0.3 | $788k | 11k | 69.12 | |
| Mondelez Int (MDLZ) | 0.3 | $779k | 19k | 41.73 | |
| Energy Transfer Partners | 0.3 | $773k | 48k | 16.22 | |
| Travelers Companies (TRV) | 0.2 | $739k | 5.3k | 138.81 | |
| Wells Fargo & Company (WFC) | 0.2 | $726k | 14k | 52.41 | |
| Philip Morris International (PM) | 0.2 | $747k | 7.5k | 99.43 | |
| Fiserv (FI) | 0.2 | $727k | 10k | 71.32 | |
| Automatic Data Processing (ADP) | 0.2 | $712k | 6.3k | 113.43 | |
| PNC Financial Services (PNC) | 0.2 | $669k | 4.4k | 151.14 | |
| Royal Dutch Shell | 0.2 | $654k | 10k | 65.50 | |
| Baidu (BIDU) | 0.2 | $658k | 3.0k | 223.05 | |
| Maxim Integrated Products | 0.2 | $635k | 11k | 60.19 | |
| American Express Company (AXP) | 0.2 | $606k | 6.5k | 93.23 | |
| Schlumberger (SLB) | 0.2 | $594k | 9.2k | 64.83 | |
| Ciena Corporation (CIEN) | 0.2 | $599k | 23k | 25.92 | |
| Coty Inc Cl A (COTY) | 0.2 | $600k | 33k | 18.29 | |
| Hewlett Packard Enterprise (HPE) | 0.2 | $588k | 34k | 17.54 | |
| MasterCard Incorporated (MA) | 0.2 | $567k | 3.2k | 175.05 | |
| Beacon Roofing Supply (BECN) | 0.2 | $576k | 11k | 53.04 | |
| Anthem (ELV) | 0.2 | $553k | 2.5k | 219.88 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $558k | 8.8k | 63.66 | |
| Lincoln National Corporation (LNC) | 0.2 | $526k | 7.2k | 73.06 | |
| Moody's Corporation (MCO) | 0.2 | $542k | 3.4k | 161.17 | |
| Norfolk Southern (NSC) | 0.2 | $541k | 4.0k | 135.79 | |
| Union Pacific Corporation (UNP) | 0.2 | $523k | 3.9k | 134.38 | |
| Mid-America Apartment (MAA) | 0.2 | $527k | 5.8k | 91.26 | |
| Halliburton Company (HAL) | 0.2 | $541k | 12k | 46.92 | |
| Royal Dutch Shell | 0.2 | $519k | 8.1k | 63.81 | |
| Horizon Pharma | 0.2 | $545k | 38k | 14.20 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $516k | 12k | 43.78 | |
| Goodyear Tire & Rubber Company (GT) | 0.2 | $494k | 19k | 26.59 | |
| Capitala Finance | 0.2 | $492k | 64k | 7.72 | |
| Amgen (AMGN) | 0.2 | $477k | 2.8k | 170.36 | |
| Henry Schein (HSIC) | 0.2 | $470k | 7.0k | 67.14 | |
| J.M. Smucker Company (SJM) | 0.2 | $470k | 3.8k | 123.88 | |
| Liberty All-Star Equity Fund (USA) | 0.2 | $485k | 79k | 6.12 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.2 | $480k | 1.5k | 311.28 | |
| Life Storage Inc reit | 0.2 | $464k | 5.6k | 83.60 | |
| Waters Corporation (WAT) | 0.1 | $445k | 2.2k | 198.66 | |
| Brown-Forman Corporation (BF.A) | 0.1 | $446k | 8.4k | 53.35 | |
| Eaton (ETN) | 0.1 | $452k | 5.7k | 79.90 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $415k | 8.6k | 48.29 | |
| Hartford Financial Services (HIG) | 0.1 | $412k | 8.0k | 51.50 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $411k | 1.9k | 216.32 | |
| Activision Blizzard | 0.1 | $412k | 6.1k | 67.45 | |
| Hldgs (UAL) | 0.1 | $417k | 6.0k | 69.50 | |
| Paypal Holdings (PYPL) | 0.1 | $402k | 5.3k | 75.85 | |
| Adient (ADNT) | 0.1 | $411k | 6.9k | 59.74 | |
| Yum China Holdings (YUMC) | 0.1 | $417k | 10k | 41.49 | |
| Aena Sa Eur10 Isin#es010504600 | 0.1 | $403k | 2.0k | 201.50 | |
| McDonald's Corporation (MCD) | 0.1 | $376k | 2.4k | 156.41 | |
| General Electric Company | 0.1 | $370k | 28k | 13.47 | |
| Newell Rubbermaid (NWL) | 0.1 | $392k | 15k | 25.45 | |
| Kroger (KR) | 0.1 | $371k | 16k | 23.94 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $374k | 6.7k | 56.26 | |
| Ventas (VTR) | 0.1 | $397k | 8.0k | 49.60 | |
| Jabil Circuit (JBL) | 0.1 | $385k | 13k | 28.73 | |
| Caterpillar (CAT) | 0.1 | $365k | 2.5k | 147.47 | |
| CBS Corporation | 0.1 | $357k | 7.0k | 51.35 | |
| Hillenbrand (HI) | 0.1 | $354k | 7.7k | 45.90 | |
| Altria (MO) | 0.1 | $359k | 5.8k | 62.36 | |
| Tesla Motors (TSLA) | 0.1 | $343k | 1.3k | 265.89 | |
| American Airls (AAL) | 0.1 | $345k | 6.6k | 51.93 | |
| Medtronic (MDT) | 0.1 | $353k | 4.4k | 80.23 | |
| U.S. Bancorp (USB) | 0.1 | $313k | 6.2k | 50.46 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $319k | 1.7k | 190.45 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $317k | 2.6k | 123.11 | |
| eBay (EBAY) | 0.1 | $306k | 7.6k | 40.26 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $285k | 4.1k | 69.77 | |
| ConAgra Foods (CAG) | 0.1 | $284k | 7.7k | 36.91 | |
| Seagate Technology Com Stk | 0.1 | $293k | 5.0k | 58.60 | |
| Templeton Dragon Fund (TDF) | 0.1 | $298k | 13k | 22.24 | |
| Mosaic (MOS) | 0.1 | $288k | 12k | 24.31 | |
| Allergan | 0.1 | $309k | 1.8k | 168.39 | |
| Redfin Corp (RDFN) | 0.1 | $305k | 13k | 22.84 | |
| Blackstone | 0.1 | $272k | 8.5k | 32.00 | |
| Eli Lilly & Co. (LLY) | 0.1 | $269k | 3.5k | 77.44 | |
| Genuine Parts Company (GPC) | 0.1 | $270k | 3.0k | 90.00 | |
| Microchip Technology (MCHP) | 0.1 | $270k | 3.0k | 91.25 | |
| Churchill Downs (CHDN) | 0.1 | $262k | 1.1k | 243.72 | |
| Apollo Investment | 0.1 | $275k | 53k | 5.22 | |
| Fortive (FTV) | 0.1 | $274k | 3.5k | 77.53 | |
| Annaly Capital Management | 0.1 | $240k | 23k | 10.44 | |
| Devon Energy Corporation (DVN) | 0.1 | $229k | 7.2k | 31.85 | |
| Cardinal Health (CAH) | 0.1 | $224k | 3.6k | 62.57 | |
| Sherwin-Williams Company (SHW) | 0.1 | $225k | 575.00 | 391.30 | |
| International Paper Company (IP) | 0.1 | $222k | 4.2k | 53.49 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $240k | 3.7k | 64.86 | |
| Macquarie Infrastructure Company | 0.1 | $227k | 6.2k | 36.91 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $245k | 2.0k | 121.83 | |
| KKR & Co | 0.1 | $244k | 12k | 20.33 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.1 | $231k | 3.2k | 71.65 | |
| S&p Global (SPGI) | 0.1 | $236k | 1.2k | 191.40 | |
| Nxp Semi-conductors - Submitte | 0.1 | $242k | 2.1k | 116.91 | |
| Raytheon Company | 0.1 | $216k | 1.0k | 216.00 | |
| Starbucks Corporation (SBUX) | 0.1 | $205k | 3.5k | 57.86 | |
| PPL Corporation (PPL) | 0.1 | $218k | 7.7k | 28.31 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $211k | 13k | 16.29 | |
| Texas Roadhouse (TXRH) | 0.1 | $202k | 3.5k | 57.71 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $209k | 8.1k | 25.80 | |
| Welltower Inc Com reit (WELL) | 0.1 | $201k | 3.7k | 54.32 | |
| BGC Partners | 0.1 | $176k | 13k | 13.50 | |
| Washington Prime Group | 0.0 | $94k | 14k | 6.69 | |
| BioTime | 0.0 | $61k | 23k | 2.71 | |
| Wmi Holdings | 0.0 | $14k | 10k | 1.40 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
