Regent Investment Management

Regent Investment Management as of June 30, 2018

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 201 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Facebook Inc cl a (META) 3.8 $11M 59k 194.32
Apple (AAPL) 3.8 $11M 61k 185.12
JPMorgan Chase & Co. (JPM) 3.6 $11M 103k 104.20
Farmers Capital Bank 2.8 $8.4M 161k 52.10
Alphabet Inc Class C cs (GOOG) 2.7 $8.1M 7.3k 1115.60
Amazon (AMZN) 2.5 $7.5M 4.4k 1699.73
Dxc Technology (DXC) 2.3 $6.8M 84k 80.61
Johnson & Johnson (JNJ) 2.1 $6.3M 52k 121.34
Alibaba Group Holding (BABA) 1.8 $5.5M 30k 185.52
Procter & Gamble Company (PG) 1.7 $5.0M 65k 78.06
Booking Holdings (BKNG) 1.7 $5.0M 2.4k 2026.98
Brown-Forman Corporation (BF.B) 1.6 $5.0M 101k 49.01
Walgreen Boots Alliance (WBA) 1.6 $4.8M 80k 60.02
Morgan Stanley (MS) 1.5 $4.5M 95k 47.40
Bank of America Corporation (BAC) 1.5 $4.4M 155k 28.19
CVS Caremark Corporation (CVS) 1.4 $4.3M 68k 64.35
Celgene Corporation 1.3 $3.9M 49k 79.43
FedEx Corporation (FDX) 1.3 $3.8M 17k 227.05
IAC/InterActive 1.1 $3.4M 22k 152.50
Alphabet Inc Class A cs (GOOGL) 1.1 $3.4M 3.0k 1129.34
Cavium 1.1 $3.2M 37k 86.51
Microsoft Corporation (MSFT) 1.0 $3.1M 31k 98.61
Williams Companies (WMB) 1.0 $3.0M 112k 27.11
At&t (T) 1.0 $3.0M 93k 32.11
Micron Technology (MU) 1.0 $3.0M 57k 52.45
Unilever (UL) 1.0 $2.9M 53k 55.28
Lowe's Companies (LOW) 1.0 $2.9M 30k 95.57
Citigroup (C) 1.0 $2.9M 43k 66.93
Merck & Co (MRK) 0.9 $2.8M 47k 60.70
Mylan Nv 0.9 $2.8M 77k 36.14
Western Digital (WDC) 0.9 $2.8M 36k 77.42
Carnival Corporation (CCL) 0.9 $2.7M 48k 57.32
Chevron Corporation (CVX) 0.9 $2.7M 21k 126.45
Biosante Pharmaceuticals (ANIP) 0.9 $2.7M 40k 66.79
Dowdupont 0.9 $2.6M 40k 65.93
V.F. Corporation (VFC) 0.8 $2.5M 31k 81.51
Whirlpool Corporation (WHR) 0.8 $2.4M 16k 146.24
Comcast Corporation (CMCSA) 0.8 $2.3M 71k 32.81
Pfizer (PFE) 0.8 $2.3M 63k 36.27
Cisco Systems (CSCO) 0.8 $2.3M 53k 43.03
Berkshire Hathaway (BRK.B) 0.8 $2.3M 12k 186.68
Visa (V) 0.7 $2.2M 17k 132.45
UnitedHealth (UNH) 0.7 $2.2M 8.8k 245.39
TJX Companies (TJX) 0.7 $2.1M 22k 95.16
Workday Inc cl a (WDAY) 0.7 $2.1M 17k 121.13
Abbott Laboratories (ABT) 0.7 $2.0M 32k 60.98
Verizon Communications (VZ) 0.6 $1.9M 38k 50.30
Prudential Financial (PRU) 0.6 $1.9M 20k 93.51
Albemarle Corporation (ALB) 0.6 $1.9M 20k 94.35
Vanguard Emerging Markets ETF (VWO) 0.6 $1.8M 44k 42.20
Thermo Fisher Scientific (TMO) 0.6 $1.8M 8.7k 207.14
Royal Caribbean Cruises (RCL) 0.6 $1.8M 17k 103.61
Coca-Cola Company (KO) 0.6 $1.7M 40k 43.87
Honeywell International (HON) 0.6 $1.7M 12k 144.08
Cardinal Health (CAH) 0.6 $1.7M 34k 48.82
Walt Disney Company (DIS) 0.5 $1.6M 16k 104.80
Skyworks Solutions (SWKS) 0.5 $1.6M 17k 96.63
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $1.6M 61k 25.89
Intel Corporation (INTC) 0.5 $1.5M 31k 49.72
Home Depot (HD) 0.5 $1.5M 7.9k 195.11
3M Company (MMM) 0.5 $1.5M 7.6k 196.70
J.M. Smucker Company (SJM) 0.5 $1.5M 14k 107.45
ConocoPhillips (COP) 0.5 $1.4M 21k 69.61
Texas Instruments Incorporated (TXN) 0.5 $1.4M 13k 110.27
McKesson Corporation (MCK) 0.5 $1.4M 11k 133.43
Delta Air Lines (DAL) 0.5 $1.4M 28k 49.54
Kimberly-Clark Corporation (KMB) 0.5 $1.4M 13k 105.33
Landmark Infrastructure 0.5 $1.3M 97k 13.85
Humana (HUM) 0.4 $1.3M 4.4k 297.74
Charles Schwab Corporation (SCHW) 0.4 $1.3M 25k 51.09
Oracle Corporation (ORCL) 0.4 $1.2M 28k 44.07
iShares Russell 2000 Growth Index (IWO) 0.4 $1.2M 6.0k 204.36
Abbvie (ABBV) 0.4 $1.2M 13k 92.62
Pepsi (PEP) 0.4 $1.2M 11k 108.83
Anheuser-Busch InBev NV (BUD) 0.4 $1.2M 12k 100.74
iShares Russell 2000 Value Index (IWN) 0.4 $1.2M 8.8k 131.95
AmerisourceBergen (COR) 0.4 $1.1M 14k 85.27
Enbridge (ENB) 0.4 $1.1M 31k 35.70
Stryker Corporation (SYK) 0.4 $1.1M 6.3k 168.80
Kinder Morgan (KMI) 0.4 $1.1M 62k 17.67
ON Semiconductor (ON) 0.3 $1.0M 46k 22.24
Bristol Myers Squibb (BMY) 0.3 $1.0M 18k 55.33
Diageo (DEO) 0.3 $974k 6.8k 144.04
Phillips 66 (PSX) 0.3 $977k 8.7k 112.36
Palo Alto Networks (PANW) 0.3 $997k 4.9k 205.57
Kraft Heinz (KHC) 0.3 $995k 16k 62.83
Exxon Mobil Corporation (XOM) 0.3 $952k 12k 82.73
Illumina (ILMN) 0.3 $965k 3.5k 279.31
United Technologies Corporation 0.3 $920k 7.4k 125.08
Chubb (CB) 0.3 $921k 7.2k 127.07
Rio Tinto (RIO) 0.3 $893k 16k 55.47
Danaher Corporation (DHR) 0.3 $902k 9.1k 98.65
Gilead Sciences (GILD) 0.3 $866k 12k 70.87
Express Scripts Holding 0.3 $876k 11k 77.24
Energy Transfer Partners 0.3 $864k 45k 19.04
Perspecta 0.3 $854k 42k 20.56
Emerson Electric (EMR) 0.3 $844k 12k 69.14
MetLife (MET) 0.3 $843k 19k 43.59
Nextera Energy (NEE) 0.3 $794k 4.8k 167.09
General Mills (GIS) 0.3 $790k 18k 44.25
Ameriprise Financial (AMP) 0.2 $750k 5.4k 139.85
Wells Fargo & Company (WFC) 0.2 $762k 14k 55.41
Yum! Brands (YUM) 0.2 $708k 9.1k 78.23
Royal Dutch Shell 0.2 $725k 10k 72.61
American International (AIG) 0.2 $712k 13k 53.04
Mondelez Int (MDLZ) 0.2 $708k 17k 41.02
Travelers Companies (TRV) 0.2 $685k 5.6k 122.34
First Solar (FSLR) 0.2 $695k 13k 52.65
Halliburton Company (HAL) 0.2 $648k 14k 45.06
American Express Company (AXP) 0.2 $622k 6.4k 97.95
Maxim Integrated Products 0.2 $619k 11k 58.67
MasterCard Incorporated (MA) 0.2 $607k 3.1k 196.50
PNC Financial Services (PNC) 0.2 $598k 4.4k 135.03
Norfolk Southern (NSC) 0.2 $590k 3.9k 150.93
Philip Morris International (PM) 0.2 $590k 7.3k 80.67
Schlumberger (SLB) 0.2 $587k 8.8k 67.07
Fiserv (FI) 0.2 $607k 8.2k 74.08
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $597k 9.5k 63.11
Horizon Pharma 0.2 $614k 37k 16.55
Anthem (ELV) 0.2 $599k 2.5k 238.17
Lamar Advertising Co-a (LAMR) 0.2 $592k 8.7k 68.32
Moody's Corporation (MCO) 0.2 $574k 3.4k 170.68
PPL Corporation (PPL) 0.2 $568k 20k 28.54
Baidu (BIDU) 0.2 $571k 2.4k 242.98
Capitala Finance 0.2 $561k 68k 8.30
Union Pacific Corporation (UNP) 0.2 $551k 3.9k 141.57
Ciena Corporation (CIEN) 0.2 $544k 21k 26.49
Henry Schein (HSIC) 0.2 $508k 7.0k 72.57
Beacon Roofing Supply (BECN) 0.2 $514k 12k 42.58
Liberty All-Star Equity Fund (USA) 0.2 $508k 79k 6.41
Lincoln National Corporation (LNC) 0.2 $479k 7.7k 62.21
Royal Dutch Shell 0.2 $491k 7.1k 69.17
Activision Blizzard 0.2 $466k 6.1k 76.29
Hldgs (UAL) 0.2 $488k 7.0k 69.71
Hewlett Packard Enterprise (HPE) 0.2 $487k 33k 14.61
Taiwan Semiconductor Mfg (TSM) 0.1 $449k 12k 36.55
Adobe Systems Incorporated (ADBE) 0.1 $463k 1.9k 243.68
Kroger (KR) 0.1 $441k 16k 28.45
Paypal Holdings (PYPL) 0.1 $441k 5.3k 83.21
Hartford Financial Services (HIG) 0.1 $409k 8.0k 51.12
Waters Corporation (WAT) 0.1 $434k 2.2k 193.75
Goodyear Tire & Rubber Company (GT) 0.1 $433k 19k 23.31
Amgen (AMGN) 0.1 $425k 2.3k 184.78
Brown-Forman Corporation (BF.A) 0.1 $408k 8.4k 48.80
Magna Intl Inc cl a (MGA) 0.1 $416k 7.2k 58.12
Ventas (VTR) 0.1 $421k 7.4k 56.91
Tesla Motors (TSLA) 0.1 $408k 1.2k 342.86
Coty Inc Cl A (COTY) 0.1 $426k 30k 14.10
iShares MSCI Emerging Markets Indx (EEM) 0.1 $372k 8.6k 43.29
McDonald's Corporation (MCD) 0.1 $366k 2.3k 156.81
CBS Corporation 0.1 $357k 6.4k 56.20
Hillenbrand (HI) 0.1 $364k 7.7k 47.19
Jabil Circuit (JBL) 0.1 $368k 13k 27.67
Eaton (ETN) 0.1 $348k 4.7k 74.64
Medtronic (MDT) 0.1 $360k 4.2k 85.71
Yum China Holdings (YUMC) 0.1 $348k 9.1k 38.45
Aena Sa Eur10 Isin#es010504600 0.1 $363k 2.0k 181.50
Caterpillar (CAT) 0.1 $336k 2.5k 135.76
Altria (MO) 0.1 $327k 5.8k 56.80
Churchill Downs (CHDN) 0.1 $319k 1.1k 296.74
iShares Russell Midcap Growth Idx. (IWP) 0.1 $326k 2.6k 126.60
Mosaic (MOS) 0.1 $338k 12k 28.06
American Airls (AAL) 0.1 $340k 8.9k 38.01
Allergan 0.1 $339k 2.0k 166.58
Adient (ADNT) 0.1 $329k 6.7k 49.25
U.S. Bancorp (USB) 0.1 $302k 6.0k 49.98
Devon Energy Corporation (DVN) 0.1 $303k 6.9k 43.98
Eli Lilly & Co. (LLY) 0.1 $288k 3.4k 85.45
Occidental Petroleum Corporation (OXY) 0.1 $310k 3.7k 83.78
ConAgra Foods (CAG) 0.1 $285k 8.0k 35.74
Genuine Parts Company (GPC) 0.1 $275k 3.0k 91.67
Microchip Technology (MCHP) 0.1 $269k 3.0k 90.91
Newell Rubbermaid (NWL) 0.1 $279k 11k 25.83
eBay (EBAY) 0.1 $276k 7.6k 36.32
iShares MSCI EAFE Index Fund (EFA) 0.1 $273k 4.1k 66.88
Seagate Technology Com Stk 0.1 $282k 5.0k 56.40
Templeton Dragon Fund (TDF) 0.1 $266k 13k 21.28
Fortive (FTV) 0.1 $273k 3.5k 77.25
Kkr & Co (KKR) 0.1 $273k 11k 24.82
Annaly Capital Management 0.1 $237k 23k 10.31
Blackstone 0.1 $241k 7.5k 32.13
General Electric Company 0.1 $230k 17k 13.62
Sherwin-Williams Company (SHW) 0.1 $234k 575.00 406.96
International Paper Company (IP) 0.1 $247k 4.8k 52.00
Mid-America Apartment (MAA) 0.1 $249k 2.5k 100.61
Apollo Investment 0.1 $243k 44k 5.57
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $246k 3.2k 75.93
S&p Global (SPGI) 0.1 $251k 1.2k 203.57
Nxp Semi-conductors - Submitte 0.1 $226k 2.1k 109.18
Zimmer Holdings (ZBH) 0.1 $201k 1.8k 111.67
Macquarie Infrastructure Company 0.1 $209k 5.0k 42.22
Texas Roadhouse (TXRH) 0.1 $203k 3.1k 65.48
Teck Resources Ltd cl b (TECK) 0.1 $219k 8.6k 25.47
Invesco Financial Preferred Et other (PGF) 0.1 $211k 12k 18.43
Pgx etf (PGX) 0.1 $195k 13k 14.55
Flextronics International Ltd Com Stk (FLEX) 0.1 $193k 14k 14.09
BGC Partners 0.1 $148k 13k 11.38
Washington Prime Group 0.0 $81k 10k 8.06
BioTime 0.0 $46k 23k 2.04
Wmi Holdings 0.0 $13k 10k 1.30
Wonder Auto Tech Inc Xxx Escro 0.0 $0 10k 0.00