Regent Investment Management as of Sept. 30, 2018
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 204 positions in its portfolio as reported in the September 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 4.3 | $14M | 60k | 225.73 | |
| JPMorgan Chase & Co. (JPM) | 3.7 | $12M | 104k | 112.84 | |
| Amazon (AMZN) | 3.0 | $9.5M | 4.7k | 2002.95 | |
| Facebook Inc cl a (META) | 3.0 | $9.4M | 57k | 164.46 | |
| Alphabet Inc Class C cs (GOOG) | 2.7 | $8.6M | 7.2k | 1193.41 | |
| Dxc Technology (DXC) | 2.5 | $7.9M | 84k | 93.53 | |
| WesBan (WSBC) | 2.4 | $7.6M | 170k | 44.58 | |
| Johnson & Johnson (JNJ) | 2.2 | $7.1M | 51k | 138.17 | |
| Walgreen Boots Alliance (WBA) | 1.8 | $5.6M | 77k | 72.91 | |
| Procter & Gamble Company (PG) | 1.7 | $5.4M | 64k | 83.23 | |
| CVS Caremark Corporation (CVS) | 1.6 | $5.2M | 66k | 78.72 | |
| Alibaba Group Holding (BABA) | 1.6 | $5.1M | 31k | 164.75 | |
| Brown-Forman Corporation (BF.B) | 1.6 | $5.1M | 101k | 50.55 | |
| Booking Holdings (BKNG) | 1.5 | $4.8M | 2.4k | 1983.96 | |
| Bank of America Corporation (BAC) | 1.5 | $4.8M | 163k | 29.46 | |
| Morgan Stanley (MS) | 1.4 | $4.5M | 96k | 46.57 | |
| FedEx Corporation (FDX) | 1.4 | $4.4M | 18k | 240.79 | |
| IAC/InterActive | 1.3 | $4.1M | 19k | 216.73 | |
| Celgene Corporation | 1.2 | $3.9M | 44k | 89.49 | |
| Cisco Systems (CSCO) | 1.2 | $3.7M | 77k | 48.65 | |
| Micron Technology (MU) | 1.2 | $3.7M | 83k | 45.23 | |
| Microsoft Corporation (MSFT) | 1.1 | $3.6M | 31k | 114.38 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $3.6M | 3.0k | 1206.92 | |
| Merck & Co (MRK) | 1.0 | $3.3M | 46k | 70.95 | |
| Verizon Communications (VZ) | 1.0 | $3.2M | 61k | 53.40 | |
| Mylan Nv | 1.0 | $3.2M | 88k | 36.60 | |
| At&t (T) | 1.0 | $3.2M | 94k | 33.58 | |
| Lowe's Companies (LOW) | 1.0 | $3.1M | 27k | 114.82 | |
| Citigroup (C) | 1.0 | $3.1M | 43k | 71.74 | |
| Carnival Corporation (CCL) | 0.9 | $3.0M | 48k | 63.76 | |
| Williams Companies (WMB) | 0.9 | $3.0M | 111k | 27.19 | |
| Unilever (UL) | 0.9 | $3.0M | 55k | 54.98 | |
| Dowdupont | 0.9 | $2.9M | 45k | 64.32 | |
| Pfizer (PFE) | 0.8 | $2.6M | 60k | 44.08 | |
| V.F. Corporation (VFC) | 0.8 | $2.6M | 28k | 93.44 | |
| Biosante Pharmaceuticals (ANIP) | 0.8 | $2.6M | 46k | 56.55 | |
| Visa (V) | 0.8 | $2.6M | 17k | 150.12 | |
| Comcast Corporation (CMCSA) | 0.8 | $2.5M | 71k | 35.41 | |
| Workday Inc cl a (WDAY) | 0.8 | $2.5M | 17k | 145.98 | |
| TJX Companies (TJX) | 0.8 | $2.5M | 22k | 112.00 | |
| Berkshire Hathaway (BRK.B) | 0.8 | $2.4M | 11k | 214.07 | |
| Chevron Corporation (CVX) | 0.8 | $2.4M | 20k | 122.27 | |
| UnitedHealth (UNH) | 0.7 | $2.4M | 8.8k | 266.09 | |
| Prudential Financial (PRU) | 0.7 | $2.3M | 23k | 101.33 | |
| Royal Caribbean Cruises (RCL) | 0.7 | $2.2M | 17k | 129.91 | |
| Abbott Laboratories (ABT) | 0.7 | $2.1M | 29k | 73.34 | |
| Albemarle Corporation (ALB) | 0.7 | $2.1M | 21k | 99.79 | |
| Western Digital (WDC) | 0.6 | $2.0M | 35k | 58.54 | |
| Honeywell International (HON) | 0.6 | $2.0M | 12k | 166.38 | |
| Abbvie (ABBV) | 0.6 | $2.0M | 21k | 94.56 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $1.9M | 8.0k | 244.08 | |
| Whirlpool Corporation (WHR) | 0.6 | $1.9M | 16k | 118.77 | |
| Coca-Cola Company (KO) | 0.6 | $1.8M | 40k | 46.19 | |
| Walt Disney Company (DIS) | 0.6 | $1.8M | 16k | 116.91 | |
| Vanguard Emerging Markets ETF (VWO) | 0.6 | $1.8M | 44k | 41.01 | |
| Home Depot (HD) | 0.5 | $1.6M | 7.8k | 207.14 | |
| J.M. Smucker Company (SJM) | 0.5 | $1.6M | 16k | 102.60 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.5 | $1.6M | 62k | 25.71 | |
| 3M Company (MMM) | 0.5 | $1.6M | 7.4k | 210.73 | |
| Delta Air Lines (DAL) | 0.5 | $1.6M | 27k | 57.81 | |
| Cardinal Health (CAH) | 0.5 | $1.5M | 28k | 54.00 | |
| ConocoPhillips (COP) | 0.5 | $1.5M | 20k | 77.41 | |
| Skyworks Solutions (SWKS) | 0.5 | $1.5M | 17k | 90.72 | |
| Intel Corporation (INTC) | 0.5 | $1.5M | 31k | 47.30 | |
| Humana (HUM) | 0.5 | $1.5M | 4.3k | 338.57 | |
| Oracle Corporation (ORCL) | 0.4 | $1.4M | 27k | 51.57 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.3M | 12k | 113.67 | |
| McKesson Corporation (MCK) | 0.4 | $1.3M | 10k | 132.64 | |
| Anheuser-Busch InBev NV (BUD) | 0.4 | $1.3M | 15k | 87.58 | |
| Kinder Morgan (KMI) | 0.4 | $1.4M | 76k | 17.74 | |
| Landmark Infrastructure | 0.4 | $1.3M | 96k | 13.85 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.3M | 12k | 107.33 | |
| iShares Russell 2000 Growth Index (IWO) | 0.4 | $1.3M | 6.0k | 215.09 | |
| AmerisourceBergen (COR) | 0.4 | $1.2M | 14k | 92.24 | |
| Illumina (ILMN) | 0.4 | $1.3M | 3.4k | 367.01 | |
| Pepsi (PEP) | 0.4 | $1.2M | 11k | 111.84 | |
| Charles Schwab Corporation (SCHW) | 0.4 | $1.2M | 24k | 49.16 | |
| Bristol Myers Squibb (BMY) | 0.3 | $1.1M | 18k | 62.10 | |
| Stryker Corporation (SYK) | 0.3 | $1.1M | 6.3k | 177.66 | |
| Express Scripts Holding | 0.3 | $1.1M | 11k | 95.04 | |
| Palo Alto Networks (PANW) | 0.3 | $1.1M | 4.9k | 225.36 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.3 | $1.1M | 7.8k | 135.56 | |
| Energy Transfer Partners | 0.3 | $1.0M | 47k | 22.25 | |
| iShares Russell 1000 Growth Index (IWF) | 0.3 | $1.0M | 6.5k | 155.93 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $978k | 12k | 84.98 | |
| United Technologies Corporation | 0.3 | $1000k | 7.2k | 139.76 | |
| Enbridge (ENB) | 0.3 | $1.0M | 31k | 32.30 | |
| Kraft Heinz (KHC) | 0.3 | $998k | 18k | 55.11 | |
| Gilead Sciences (GILD) | 0.3 | $944k | 12k | 77.25 | |
| ON Semiconductor (ON) | 0.3 | $943k | 51k | 18.42 | |
| Chubb (CB) | 0.3 | $969k | 7.2k | 133.69 | |
| Emerson Electric (EMR) | 0.3 | $935k | 12k | 76.60 | |
| Danaher Corporation (DHR) | 0.3 | $939k | 8.6k | 108.64 | |
| Phillips 66 (PSX) | 0.3 | $935k | 8.3k | 112.72 | |
| Diageo (DEO) | 0.3 | $901k | 6.4k | 141.62 | |
| Marvell Technology Group | 0.3 | $902k | 47k | 19.31 | |
| Taiwan Semiconductor Mfg (TSM) | 0.3 | $870k | 20k | 44.14 | |
| Horizon Pharma | 0.3 | $871k | 45k | 19.58 | |
| Yum! Brands (YUM) | 0.3 | $823k | 9.1k | 90.94 | |
| MetLife (MET) | 0.3 | $822k | 18k | 46.73 | |
| Perspecta | 0.3 | $828k | 32k | 25.71 | |
| Ameriprise Financial (AMP) | 0.2 | $792k | 5.4k | 147.68 | |
| CBS Corporation | 0.2 | $812k | 14k | 57.44 | |
| Nextera Energy (NEE) | 0.2 | $796k | 4.8k | 167.55 | |
| Rio Tinto (RIO) | 0.2 | $806k | 16k | 51.01 | |
| Travelers Companies (TRV) | 0.2 | $773k | 6.0k | 129.72 | |
| Mondelez Int (MDLZ) | 0.2 | $757k | 18k | 42.97 | |
| General Mills (GIS) | 0.2 | $728k | 17k | 42.94 | |
| Norfolk Southern (NSC) | 0.2 | $692k | 3.8k | 180.49 | |
| Wells Fargo & Company (WFC) | 0.2 | $718k | 14k | 52.59 | |
| Royal Dutch Shell | 0.2 | $708k | 10k | 70.91 | |
| American International (AIG) | 0.2 | $715k | 13k | 53.26 | |
| Anthem (ELV) | 0.2 | $689k | 2.5k | 273.96 | |
| MasterCard Incorporated (MA) | 0.2 | $666k | 3.0k | 222.44 | |
| American Express Company (AXP) | 0.2 | $660k | 6.2k | 106.45 | |
| Union Pacific Corporation (UNP) | 0.2 | $634k | 3.9k | 162.90 | |
| Halliburton Company (HAL) | 0.2 | $640k | 16k | 40.56 | |
| Philip Morris International (PM) | 0.2 | $629k | 7.7k | 81.60 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $647k | 8.3k | 77.81 | |
| PNC Financial Services (PNC) | 0.2 | $602k | 4.4k | 136.11 | |
| Maxim Integrated Products | 0.2 | $595k | 11k | 56.40 | |
| Henry Schein (HSIC) | 0.2 | $595k | 7.0k | 85.00 | |
| Beacon Roofing Supply (BECN) | 0.2 | $601k | 17k | 36.20 | |
| Fiserv (FI) | 0.2 | $617k | 7.5k | 82.33 | |
| Capitala Finance | 0.2 | $592k | 68k | 8.70 | |
| Moody's Corporation (MCO) | 0.2 | $562k | 3.4k | 167.11 | |
| PPL Corporation (PPL) | 0.2 | $582k | 20k | 29.25 | |
| Baidu (BIDU) | 0.2 | $560k | 2.5k | 228.57 | |
| Schlumberger (SLB) | 0.2 | $527k | 8.7k | 60.91 | |
| First Solar (FSLR) | 0.2 | $547k | 11k | 48.41 | |
| Ciena Corporation (CIEN) | 0.2 | $557k | 18k | 31.23 | |
| Liberty All-Star Equity Fund (USA) | 0.2 | $539k | 79k | 6.80 | |
| Hewlett Packard Enterprise (HPE) | 0.2 | $536k | 33k | 16.30 | |
| Lincoln National Corporation (LNC) | 0.2 | $521k | 7.7k | 67.66 | |
| Activision Blizzard | 0.2 | $508k | 6.1k | 83.17 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $486k | 1.8k | 270.00 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $465k | 8.9k | 52.51 | |
| Hldgs (UAL) | 0.1 | $476k | 5.3k | 89.02 | |
| American Airls (AAL) | 0.1 | $490k | 12k | 41.37 | |
| Paypal Holdings (PYPL) | 0.1 | $466k | 5.3k | 87.92 | |
| Waters Corporation (WAT) | 0.1 | $436k | 2.2k | 194.64 | |
| Kroger (KR) | 0.1 | $451k | 16k | 29.10 | |
| Hartford Financial Services (HIG) | 0.1 | $400k | 8.0k | 50.00 | |
| Hillenbrand (HI) | 0.1 | $403k | 7.7k | 52.25 | |
| Brown-Forman Corporation (BF.A) | 0.1 | $422k | 8.3k | 50.78 | |
| Ventas (VTR) | 0.1 | $402k | 7.4k | 54.41 | |
| Eaton (ETN) | 0.1 | $404k | 4.7k | 86.84 | |
| Caterpillar (CAT) | 0.1 | $377k | 2.5k | 152.32 | |
| McDonald's Corporation (MCD) | 0.1 | $390k | 2.3k | 167.10 | |
| Goodyear Tire & Rubber Company (GT) | 0.1 | $380k | 16k | 23.38 | |
| Amgen (AMGN) | 0.1 | $373k | 1.8k | 207.22 | |
| Mosaic (MOS) | 0.1 | $391k | 12k | 32.46 | |
| Allergan | 0.1 | $388k | 2.0k | 190.66 | |
| Eli Lilly & Co. (LLY) | 0.1 | $361k | 3.4k | 107.18 | |
| Altria (MO) | 0.1 | $347k | 5.8k | 60.27 | |
| Jabil Circuit (JBL) | 0.1 | $360k | 13k | 27.07 | |
| Coty Inc Cl A (COTY) | 0.1 | $363k | 29k | 12.56 | |
| Aena Sa Eur10 Isin#es010504600 | 0.1 | $347k | 2.0k | 173.50 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $326k | 7.6k | 42.93 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $304k | 3.7k | 82.16 | |
| Qualcomm (QCOM) | 0.1 | $309k | 4.3k | 71.99 | |
| ConAgra Foods (CAG) | 0.1 | $310k | 9.1k | 33.97 | |
| Yum China Holdings (YUMC) | 0.1 | $318k | 9.1k | 35.14 | |
| Devon Energy Corporation (DVN) | 0.1 | $275k | 6.9k | 39.91 | |
| Genuine Parts Company (GPC) | 0.1 | $298k | 3.0k | 99.33 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $277k | 4.1k | 67.85 | |
| Churchill Downs (CHDN) | 0.1 | $299k | 1.1k | 278.14 | |
| Tesla Motors (TSLA) | 0.1 | $287k | 1.1k | 264.76 | |
| Fortive (FTV) | 0.1 | $298k | 3.5k | 84.32 | |
| Annaly Capital Management | 0.1 | $250k | 24k | 10.24 | |
| U.S. Bancorp (USB) | 0.1 | $266k | 5.0k | 52.75 | |
| Blackstone | 0.1 | $248k | 6.5k | 38.15 | |
| Microchip Technology (MCHP) | 0.1 | $249k | 3.2k | 78.82 | |
| Sherwin-Williams Company (SHW) | 0.1 | $262k | 575.00 | 455.65 | |
| Mid-America Apartment (MAA) | 0.1 | $248k | 2.5k | 100.20 | |
| eBay (EBAY) | 0.1 | $264k | 8.0k | 33.00 | |
| Royal Dutch Shell | 0.1 | $245k | 3.6k | 68.06 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $267k | 2.0k | 132.77 | |
| Templeton Dragon Fund (TDF) | 0.1 | $249k | 13k | 19.92 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.1 | $258k | 3.1k | 82.11 | |
| Wmi Holdings | 0.1 | $242k | 174k | 1.39 | |
| S&p Global (SPGI) | 0.1 | $241k | 1.2k | 195.46 | |
| Adient (ADNT) | 0.1 | $270k | 6.9k | 39.24 | |
| United Parcel Service (UPS) | 0.1 | $209k | 1.8k | 116.83 | |
| International Paper Company (IP) | 0.1 | $233k | 4.8k | 49.05 | |
| LifePoint Hospitals | 0.1 | $225k | 3.5k | 64.51 | |
| Starbucks Corporation (SBUX) | 0.1 | $218k | 3.8k | 56.73 | |
| Hershey Company (HSY) | 0.1 | $211k | 2.1k | 101.78 | |
| Zimmer Holdings (ZBH) | 0.1 | $237k | 1.8k | 131.67 | |
| Seagate Technology Com Stk | 0.1 | $237k | 5.0k | 47.40 | |
| Texas Roadhouse (TXRH) | 0.1 | $215k | 3.1k | 69.35 | |
| Apollo Investment | 0.1 | $226k | 42k | 5.43 | |
| Kkr & Co (KKR) | 0.1 | $218k | 8.0k | 27.25 | |
| Invesco Financial Preferred Et other (PGF) | 0.1 | $208k | 12k | 18.17 | |
| General Electric Company | 0.1 | $179k | 16k | 11.27 | |
| Newell Rubbermaid (NWL) | 0.1 | $207k | 10k | 20.29 | |
| Raytheon Company | 0.1 | $207k | 1.0k | 207.00 | |
| Teck Resources Ltd cl b (TECK) | 0.1 | $207k | 8.6k | 24.07 | |
| BGC Partners | 0.1 | $162k | 14k | 11.84 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $154k | 12k | 13.16 | |
| Washington Prime Group | 0.0 | $132k | 18k | 7.31 | |
| Etfis Ser Tr I infrac act m | 0.0 | $89k | 12k | 7.42 | |
| BioTime | 0.0 | $53k | 23k | 2.36 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
