Regent Investment Management

Regent Investment Management as of Dec. 31, 2018

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 196 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
JPMorgan Chase & Co. (JPM) 3.8 $10M 105k 97.62
Apple (AAPL) 3.7 $9.8M 62k 157.75
Alphabet Inc Class C cs (GOOG) 2.8 $7.5M 7.3k 1035.64
Amazon (AMZN) 2.6 $7.1M 4.7k 1502.02
Facebook Inc cl a (META) 2.6 $7.0M 54k 131.09
Johnson & Johnson (JNJ) 2.6 $6.8M 53k 129.05
WesBan (WSBC) 2.3 $6.2M 170k 36.69
Procter & Gamble Company (PG) 2.2 $5.9M 64k 91.93
Microsoft Corporation (MSFT) 2.1 $5.6M 56k 101.56
Walgreen Boots Alliance (WBA) 1.9 $5.1M 75k 68.33
Brown-Forman Corporation (BF.B) 1.8 $4.8M 101k 47.58
CVS Caremark Corporation (CVS) 1.7 $4.6M 71k 65.52
Dxc Technology (DXC) 1.7 $4.5M 84k 53.17
Booking Holdings (BKNG) 1.6 $4.2M 2.4k 1722.34
Cisco Systems (CSCO) 1.4 $3.7M 85k 43.33
Bank of America Corporation (BAC) 1.4 $3.6M 147k 24.64
Merck & Co (MRK) 1.3 $3.5M 46k 76.41
Verizon Communications (VZ) 1.3 $3.4M 61k 56.22
Morgan Stanley (MS) 1.3 $3.4M 85k 39.65
IAC/InterActive 1.2 $3.3M 18k 183.02
Alibaba Group Holding (BABA) 1.2 $3.2M 23k 137.08
Alphabet Inc Class A cs (GOOGL) 1.1 $3.1M 2.9k 1044.86
FedEx Corporation (FDX) 1.1 $2.9M 18k 161.34
At&t (T) 1.1 $2.8M 98k 28.54
Unilever (UL) 1.0 $2.7M 53k 52.26
Celgene Corporation 1.0 $2.7M 42k 64.10
Dowdupont 0.9 $2.5M 48k 53.49
Lowe's Companies (LOW) 0.9 $2.5M 27k 92.37
Pfizer (PFE) 0.9 $2.4M 56k 43.66
Comcast Corporation (CMCSA) 0.9 $2.4M 71k 34.05
Citigroup (C) 0.9 $2.4M 46k 52.06
Berkshire Hathaway (BRK.B) 0.9 $2.3M 11k 204.19
Carnival Corporation (CCL) 0.9 $2.3M 47k 49.30
Visa (V) 0.8 $2.3M 17k 131.94
Workday Inc cl a (WDAY) 0.8 $2.3M 14k 159.66
Chevron Corporation (CVX) 0.8 $2.2M 20k 108.79
UnitedHealth (UNH) 0.8 $2.2M 8.8k 249.12
Biosante Pharmaceuticals (ANIP) 0.8 $2.1M 47k 45.02
Abbott Laboratories (ABT) 0.8 $2.1M 29k 72.32
Micron Technology (MU) 0.8 $2.0M 64k 31.74
Abbvie (ABBV) 0.8 $2.0M 22k 92.19
Royal Caribbean Cruises (RCL) 0.7 $2.0M 20k 97.79
V.F. Corporation (VFC) 0.7 $2.0M 28k 71.35
Williams Companies (WMB) 0.7 $2.0M 89k 22.05
TJX Companies (TJX) 0.7 $1.9M 43k 44.73
Coca-Cola Company (KO) 0.7 $1.9M 40k 47.35
Prudential Financial (PRU) 0.7 $1.9M 23k 81.57
Kinder Morgan (KMI) 0.7 $1.8M 119k 15.38
Thermo Fisher Scientific (TMO) 0.7 $1.8M 8.2k 223.73
Walt Disney Company (DIS) 0.7 $1.7M 16k 109.64
Honeywell International (HON) 0.6 $1.6M 12k 132.13
Intel Corporation (INTC) 0.6 $1.5M 32k 46.95
3M Company (MMM) 0.5 $1.4M 7.4k 190.49
Albemarle Corporation (ALB) 0.5 $1.4M 18k 77.06
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $1.4M 60k 23.52
Mylan Nv 0.5 $1.4M 52k 27.40
Vanguard Emerging Markets ETF (VWO) 0.5 $1.4M 37k 38.11
Home Depot (HD) 0.5 $1.4M 8.0k 171.85
Delta Air Lines (DAL) 0.5 $1.4M 27k 49.90
J.M. Smucker Company (SJM) 0.5 $1.3M 14k 93.48
Kimberly-Clark Corporation (KMB) 0.5 $1.3M 12k 113.95
AmerisourceBergen (COR) 0.5 $1.3M 18k 74.38
Cardinal Health (CAH) 0.5 $1.3M 28k 44.61
Whirlpool Corporation (WHR) 0.5 $1.2M 12k 106.83
ConocoPhillips (COP) 0.5 $1.2M 20k 62.37
Pepsi (PEP) 0.5 $1.2M 11k 110.51
Baidu (BIDU) 0.5 $1.2M 7.7k 158.55
Oracle Corporation (ORCL) 0.5 $1.2M 27k 45.15
Humana (HUM) 0.4 $1.2M 4.1k 286.44
Texas Instruments Incorporated (TXN) 0.4 $1.1M 12k 94.49
Western Digital (WDC) 0.4 $1.1M 30k 36.98
McKesson Corporation (MCK) 0.4 $1.1M 10k 110.45
Ameriprise Financial (AMP) 0.4 $1.1M 11k 104.33
General Mills (GIS) 0.4 $1.1M 28k 38.94
Skyworks Solutions (SWKS) 0.4 $1.1M 16k 67.02
Horizon Pharma 0.4 $1.0M 53k 19.55
Charles Schwab Corporation (SCHW) 0.4 $980k 24k 41.51
Stryker Corporation (SYK) 0.4 $991k 6.3k 156.78
Chubb (CB) 0.4 $968k 7.5k 129.17
Bristol Myers Squibb (BMY) 0.3 $943k 18k 52.00
Anheuser-Busch InBev NV (BUD) 0.3 $930k 14k 65.80
Diageo (DEO) 0.3 $902k 6.4k 141.78
Illumina (ILMN) 0.3 $918k 3.1k 300.00
Palo Alto Networks (PANW) 0.3 $913k 4.9k 188.25
Danaher Corporation (DHR) 0.3 $891k 8.6k 103.09
Union Pacific Corporation (UNP) 0.3 $847k 6.1k 138.24
Yum! Brands (YUM) 0.3 $832k 9.1k 91.93
ON Semiconductor (ON) 0.3 $795k 48k 16.52
Enbridge (ENB) 0.3 $802k 26k 31.08
Landmark Infrastructure 0.3 $811k 70k 11.53
Exxon Mobil Corporation (XOM) 0.3 $785k 12k 68.21
Nextera Energy (NEE) 0.3 $783k 4.5k 173.91
United Technologies Corporation 0.3 $787k 7.4k 106.42
Gilead Sciences (GILD) 0.3 $744k 12k 62.52
Energy Transfer Equity (ET) 0.3 $753k 57k 13.20
iShares MSCI Brazil Index (EWZ) 0.3 $751k 20k 38.22
Travelers Companies (TRV) 0.3 $719k 6.0k 119.75
Emerson Electric (EMR) 0.3 $729k 12k 59.72
Becton, Dickinson and (BDX) 0.3 $712k 3.2k 225.17
MetLife (MET) 0.3 $722k 18k 41.04
Phillips 66 (PSX) 0.3 $715k 8.3k 86.20
Rio Tinto (RIO) 0.3 $688k 14k 48.45
Mondelez Int (MDLZ) 0.3 $705k 18k 40.04
Wells Fargo & Company (WFC) 0.2 $656k 14k 46.06
Anthem (ELV) 0.2 $661k 2.5k 262.82
Taiwan Semiconductor Mfg (TSM) 0.2 $644k 18k 36.88
CBS Corporation 0.2 $631k 14k 43.71
Marvell Technology Group 0.2 $617k 38k 16.19
U.S. Bancorp (USB) 0.2 $575k 13k 45.68
American Express Company (AXP) 0.2 $581k 6.1k 95.25
Royal Dutch Shell 0.2 $599k 10k 59.99
Lamar Advertising Co-a (LAMR) 0.2 $575k 8.3k 69.15
Kraft Heinz (KHC) 0.2 $599k 14k 43.07
MasterCard Incorporated (MA) 0.2 $565k 3.0k 188.71
Norfolk Southern (NSC) 0.2 $573k 3.8k 149.45
Henry Schein (HSIC) 0.2 $550k 7.0k 78.57
Fiserv (FI) 0.2 $551k 7.5k 73.53
PPL Corporation (PPL) 0.2 $550k 19k 28.35
Capitala Finance 0.2 $555k 77k 7.17
Maxim Integrated Products 0.2 $536k 11k 50.81
Activision Blizzard 0.2 $536k 12k 46.58
Hldgs (UAL) 0.2 $527k 6.3k 83.65
Broadcom (AVGO) 0.2 $540k 2.1k 254.12
Cigna Corp (CI) 0.2 $523k 2.8k 189.84
PNC Financial Services (PNC) 0.2 $517k 4.4k 116.78
Eli Lilly & Co. (LLY) 0.2 $506k 4.4k 115.75
Halliburton Company (HAL) 0.2 $508k 19k 26.56
Philip Morris International (PM) 0.2 $501k 7.5k 66.71
Liberty All-Star Equity Fund (USA) 0.2 $520k 97k 5.38
Perspecta 0.2 $498k 29k 17.22
American International (AIG) 0.2 $489k 12k 39.37
Paypal Holdings (PYPL) 0.2 $485k 5.8k 84.06
Moody's Corporation (MCO) 0.2 $442k 3.2k 140.01
McDonald's Corporation (MCD) 0.2 $414k 2.3k 177.38
Waters Corporation (WAT) 0.2 $423k 2.2k 188.84
First Solar (FSLR) 0.2 $418k 9.8k 42.46
Hewlett Packard Enterprise (HPE) 0.2 $421k 32k 13.21
Lincoln National Corporation (LNC) 0.1 $400k 7.8k 51.28
Adobe Systems Incorporated (ADBE) 0.1 $407k 1.8k 226.11
Brown-Forman Corporation (BF.A) 0.1 $394k 8.3k 47.41
Ventas (VTR) 0.1 $404k 6.9k 58.51
Ciena Corporation (CIEN) 0.1 $405k 12k 33.93
Kroger (KR) 0.1 $371k 14k 27.48
Magna Intl Inc cl a (MGA) 0.1 $384k 8.5k 45.45
American Airls (AAL) 0.1 $371k 12k 32.14
Hartford Financial Services (HIG) 0.1 $356k 8.0k 44.50
Amgen (AMGN) 0.1 $350k 1.8k 194.44
Caterpillar (CAT) 0.1 $314k 2.5k 126.87
iShares MSCI EAFE Index Fund (EFA) 0.1 $321k 5.5k 58.73
Jabil Circuit (JBL) 0.1 $322k 13k 24.77
Mosaic (MOS) 0.1 $327k 11k 29.20
Eaton (ETN) 0.1 $319k 4.7k 68.54
Aena Sa Eur10 Isin#es010504600 0.1 $310k 2.0k 155.00
iShares MSCI Emerging Markets Indx (EEM) 0.1 $297k 7.6k 39.11
Genuine Parts Company (GPC) 0.1 $288k 3.0k 96.00
Hillenbrand (HI) 0.1 $293k 7.7k 37.99
Altria (MO) 0.1 $284k 5.8k 49.33
Schlumberger (SLB) 0.1 $292k 8.1k 36.11
Beacon Roofing Supply (BECN) 0.1 $305k 9.6k 31.77
Yum China Holdings (YUMC) 0.1 $303k 9.1k 33.48
Churchill Downs (CHDN) 0.1 $262k 1.1k 243.72
Tesla Motors (TSLA) 0.1 $256k 769.00 332.90
Allergan 0.1 $254k 1.9k 133.68
Annaly Capital Management 0.1 $249k 25k 9.82
Microchip Technology (MCHP) 0.1 $227k 3.2k 71.86
Mid-America Apartment (MAA) 0.1 $237k 2.5k 95.76
Qualcomm (QCOM) 0.1 $227k 4.0k 56.86
iShares Russell 2000 Growth Index (IWO) 0.1 $252k 1.5k 168.00
iShares Russell Midcap Growth Idx. (IWP) 0.1 $239k 2.1k 113.81
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $229k 3.3k 69.06
Fortive (FTV) 0.1 $239k 3.5k 67.63
Blackstone 0.1 $209k 7.0k 29.86
Costco Wholesale Corporation (COST) 0.1 $211k 1.0k 203.86
Sherwin-Williams Company (SHW) 0.1 $226k 575.00 393.04
International Paper Company (IP) 0.1 $209k 5.2k 40.27
eBay (EBAY) 0.1 $225k 8.0k 28.12
Occidental Petroleum Corporation (OXY) 0.1 $215k 3.5k 61.43
Weyerhaeuser Company (WY) 0.1 $205k 9.4k 21.81
Starbucks Corporation (SBUX) 0.1 $209k 3.2k 64.45
Hershey Company (HSY) 0.1 $222k 2.1k 107.09
ConAgra Foods (CAG) 0.1 $212k 9.9k 21.32
iShares Russell 2000 Value Index (IWN) 0.1 $216k 2.0k 107.41
Templeton Dragon Fund (TDF) 0.1 $213k 13k 17.04
S&p Global (SPGI) 0.1 $210k 1.2k 170.32
Invesco Financial Preferred Et other (PGF) 0.1 $199k 12k 17.38
Mr Cooper Group (COOP) 0.1 $180k 15k 11.70
BGC Partners 0.1 $169k 33k 5.17
Coty Inc Cl A (COTY) 0.1 $164k 25k 6.56
Apollo Investment Corp. (MFIC) 0.1 $147k 12k 12.39
General Electric Company 0.1 $137k 18k 7.59
Washington Prime Group 0.1 $127k 26k 4.88
Cleveland-cliffs (CLF) 0.0 $117k 15k 7.65
Newmark Group (NMRK) 0.0 $85k 11k 7.93
Etfis Ser Tr I infrac act m 0.0 $60k 12k 5.00
BioTime 0.0 $18k 20k 0.90
Wonder Auto Tech Inc Xxx Escro 0.0 $0 10k 0.00