Relative Value Partners

Relative Value Partners Group as of March 31, 2018

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 142 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 6.1 $55M 476k 115.99
Tri-Continental Corporation (TY) 3.9 $35M 1.3M 26.31
TCW Strategic Income Fund (TSI) 3.5 $32M 5.7M 5.57
Nuveen Mtg opportunity term (JLS) 3.5 $32M 1.3M 23.75
Ishares Tr cmn (GOVT) 3.3 $30M 1.2M 24.69
THE GDL FUND Closed-End fund (GDL) 3.2 $29M 3.1M 9.32
Special Opportunities Fund (SPE) 3.1 $28M 1.9M 14.74
Special Opp 3.5% Pfd Conv 3.0 $27M 1.0M 25.60
PowerShares FTSE RAFI US 1000 2.9 $27M 240k 110.18
Eaton Vance Limited Duration Income Fund (EVV) 2.9 $26M 2.0M 13.02
Ishares Tr fltg rate nt (FLOT) 2.9 $26M 505k 50.93
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 2.8 $26M 405k 62.98
BlackRock Credit All Inc Trust IV (BTZ) 2.8 $25M 2.0M 12.67
Allianzgi Nfj Divid Int Prem S cefs 2.6 $24M 1.9M 12.70
Vanguard Total Stock Market ETF (VTI) 2.5 $23M 169k 135.72
wisdomtreetrusdivd.. (DGRW) 2.3 $21M 516k 40.36
MFS Charter Income Trust (MCR) 2.1 $19M 2.3M 8.12
BlackRock Floating Rate Income Strat. Fn (FRA) 2.0 $18M 1.2M 14.53
First Trust/Four Corners SFRI Fund II (FCT) 1.9 $18M 1.3M 13.23
Templeton Emerging Markets (EMF) 1.9 $17M 1.0M 16.28
Deutsche Multi-mkt Income Tr Shs cef 1.9 $17M 1.9M 8.78
General American Investors (GAM) 1.8 $17M 493k 33.47
Nuveen Real (JRI) 1.7 $15M 931k 16.22
iShares Lehman 1-3 Year Treas.Bond (SHY) 1.6 $15M 176k 83.56
Vanguard Information Technology ETF (VGT) 1.6 $14M 84k 171.00
Western Asset Vrble Rate Strtgc Fnd 1.6 $14M 847k 16.89
Ishares Msci Japan (EWJ) 1.6 $14M 230k 60.68
SPDR KBW Bank (KBE) 1.4 $13M 266k 47.89
MFS Government Markets Income Trust (MGF) 1.4 $13M 2.7M 4.63
MFS Intermediate Income Trust (MIN) 1.3 $12M 3.1M 3.93
Eaton Vance Floating-Rate Income Trust (EFT) 1.3 $12M 800k 14.95
Voya Prime Rate Trust sh ben int 1.2 $11M 2.1M 5.21
Pioneer Floating Rate Trust (PHD) 1.2 $11M 928k 11.65
Eaton Vance Short Duration Diversified I (EVG) 1.2 $11M 794k 13.64
Spdr S&p Emerging Mkts Dividen inx (EDIV) 1.2 $11M 305k 35.45
Liberty All-Star Equity Fund (USA) 1.2 $11M 1.7M 6.13
iShares Lehman 3-7 Yr Treasury Bond (IEI) 1.1 $9.5M 79k 120.62
Vanguard Short-Term Bond ETF (BSV) 0.9 $8.2M 105k 78.44
Vanguard FTSE All-World ex-US ETF (VEU) 0.9 $8.1M 149k 54.37
Alerian Mlp Etf 0.9 $8.0M 850k 9.37
Rivernorth Doubleline Strate (OPP) 0.7 $6.4M 360k 17.81
Nuveen Mortgage opportunity trm fd2 0.6 $5.7M 253k 22.61
Dws Strategic Income Trust 0.6 $5.7M 465k 12.26
Nuveen Muni Value Fund (NUV) 0.6 $5.3M 563k 9.47
Ladder Capital Corp Class A (LADR) 0.5 $4.7M 312k 15.08
Ares Capital Corporation (ARCC) 0.5 $4.6M 291k 15.87
PennantPark Investment (PNNT) 0.5 $4.4M 664k 6.68
Pennantpark Floating Rate Capi (PFLT) 0.5 $4.2M 320k 13.09
American Cap Sr Floating 0.5 $4.2M 374k 11.15
BlackRock Ltd. Duration Income Trust (BLW) 0.5 $4.1M 271k 15.08
Alpine Total Dyn Fd New cefs 0.5 $4.0M 450k 8.94
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.4 $3.7M 419k 8.73
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $3.2M 31k 103.20
Ares Coml Real Estate (ACRE) 0.3 $3.0M 240k 12.35
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $2.9M 366k 7.94
Granite Pt Mtg Tr (GPMT) 0.3 $2.6M 158k 16.54
Two Hbrs Invt Corp Com New reit 0.3 $2.5M 162k 15.37
BlackRock Enhanced Government Fund (EGF) 0.3 $2.4M 181k 13.03
iShares S&P 500 Index (IVV) 0.2 $2.3M 8.5k 265.33
Blackrock Debt Strat (DSU) 0.2 $2.0M 176k 11.62
Aberdn Emring Mkts Telecomtions 0.2 $1.9M 131k 14.80
Equity Commonwealth (EQC) 0.2 $1.9M 63k 30.66
Tortoise Pwr & Energy 0.2 $1.8M 101k 17.91
MFA Mortgage Investments 0.2 $1.5M 205k 7.53
Anworth Mortgage Asset Corporation 0.2 $1.5M 310k 4.80
Oaktree Strategic Income Cor 0.2 $1.4M 183k 7.89
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.3M 19k 69.70
Microsoft Corporation (MSFT) 0.1 $1.3M 14k 91.25
Tcp Capital 0.1 $1.3M 91k 14.22
Williams Companies (WMB) 0.1 $1.2M 49k 24.86
iShares Russell 1000 Growth Index (IWF) 0.1 $1.1M 8.4k 136.06
SPDR S&P Dividend (SDY) 0.1 $1.1M 12k 91.18
Vanguard REIT ETF (VNQ) 0.1 $985k 13k 75.50
Loews Corporation (L) 0.1 $887k 18k 49.72
Intel Corporation (INTC) 0.1 $865k 17k 52.11
Eagle Pt Cr (ECC) 0.1 $868k 48k 18.15
BlackRock Income Trust 0.1 $822k 140k 5.87
Vanguard Emerging Markets ETF (VWO) 0.1 $793k 17k 46.98
Templeton Emerging Markets Income Fund (TEI) 0.1 $836k 74k 11.30
Johnson & Johnson (JNJ) 0.1 $759k 5.9k 128.21
SPDR Barclays Capital Aggregate Bo (SPAB) 0.1 $699k 25k 28.14
Trupanion (TRUP) 0.1 $725k 24k 29.91
Chevron Corporation (CVX) 0.1 $636k 5.6k 114.08
New Germany Fund (GF) 0.1 $598k 31k 19.52
SPDR S&P Emerging Markets (SPEM) 0.1 $669k 17k 39.29
Bank of America Corporation (BAC) 0.1 $540k 18k 30.00
Exxon Mobil Corporation (XOM) 0.1 $574k 7.7k 74.64
Spdr S&p 500 Etf (SPY) 0.1 $527k 2.0k 263.37
Bank of the Ozarks 0.1 $514k 11k 48.29
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $582k 16k 37.56
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $525k 13k 40.27
Vanguard Utilities ETF (VPU) 0.1 $515k 4.6k 111.86
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $500k 8.2k 60.96
Citigroup (C) 0.1 $506k 7.5k 67.44
Ihs Markit 0.1 $505k 11k 48.28
Cisco Systems (CSCO) 0.1 $420k 9.8k 42.86
iShares S&P 500 Value Index (IVE) 0.1 $491k 4.5k 109.45
Utilities SPDR (XLU) 0.1 $440k 8.7k 50.57
European Equity Fund (EEA) 0.1 $412k 43k 9.67
Putnam Municipal Opportunities Trust (PMO) 0.1 $478k 41k 11.66
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $450k 9.2k 48.96
Royce Global Value Tr (RGT) 0.1 $475k 43k 10.97
Nuveen Multi-mkt Inc Income (JMM) 0.1 $426k 59k 7.21
Caesars Entmt Corp note 5.000%10/0 0.1 $429k 2.5k 174.82
Wal-Mart Stores (WMT) 0.0 $356k 4.0k 89.00
WisdomTree India Earnings Fund (EPI) 0.0 $381k 15k 26.20
Vanguard Small-Cap ETF (VB) 0.0 $405k 2.8k 147.11
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $389k 28k 13.95
General Motors Company (GM) 0.0 $375k 10k 36.30
SPDR Barclays Capital High Yield B 0.0 $397k 11k 35.81
Elements Rogers Intl Commodity Etn etf 0.0 $375k 68k 5.51
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $369k 41k 9.00
Lazard Global Total Return & Income Fund (LGI) 0.0 $337k 19k 17.82
WisdomTree Japan Total Dividend (DXJ) 0.0 $348k 6.2k 55.94
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $326k 28k 11.56
Ellsworth Fund (ECF) 0.0 $359k 39k 9.15
BlackRock New York Insured Municipal 0.0 $400k 32k 12.50
Macquarie Global Infr Total Rtrn Fnd 0.0 $387k 17k 22.22
Schwab Strategic Tr 0 (SCHP) 0.0 $342k 6.2k 54.89
Eaton Vance Fltng Rate 2022 0.0 $355k 38k 9.31
iShares MSCI Emerging Markets Indx (EEM) 0.0 $231k 4.8k 48.25
Pfizer (PFE) 0.0 $238k 6.7k 35.52
Union Pacific Corporation (UNP) 0.0 $269k 2.0k 134.50
Unum (UNM) 0.0 $274k 5.8k 47.65
International Business Machines (IBM) 0.0 $292k 1.9k 153.68
Merck & Co (MRK) 0.0 $245k 4.5k 54.44
John Bean Technologies Corporation (JBTM) 0.0 $261k 2.3k 113.48
Southside Bancshares (SBSI) 0.0 $269k 7.7k 34.73
Vanguard European ETF (VGK) 0.0 $301k 5.2k 58.19
Swiss Helvetia Fund (SWZ) 0.0 $295k 24k 12.24
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $300k 22k 13.91
Lazard World Dividend & Income Fund 0.0 $233k 20k 11.49
Anchor Bancorp 0.0 $228k 9.2k 24.73
Alpine Global Dynamic 0.0 $301k 29k 10.49
Japan Equity Fund ietf (JEQ) 0.0 $308k 34k 9.16
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $254k 12k 21.94
iShares S&P 500 Growth Index (IVW) 0.0 $213k 1.4k 154.80
Vanguard Mid-Cap ETF (VO) 0.0 $217k 1.4k 154.34
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.0 $196k 15k 12.98
Ishares Tr hdg msci eafe (HEFA) 0.0 $224k 7.8k 28.68
Genworth Financial (GNW) 0.0 $74k 26k 2.85
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $116k 10k 11.60