Relative Value Partners

Relative Value Partners Group as of Sept. 30, 2021

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 191 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ishares Tr S&p 100 Etf (OEF) 6.9 $92M 468k 197.44
Vanguard Index Fds Value Etf (VTV) 4.8 $65M 477k 135.37
Vanguard Index Fds Total Stk Mkt (VTI) 4.5 $60M 269k 222.06
Ishares Tr Us Treas Bd Etf (GOVT) 4.1 $55M 2.1M 26.53
Special Opportunities Fund (SPE) 3.9 $52M 3.4M 15.37
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 3.5 $47M 460k 101.93
Invesco Exchange Traded Ftse Rafi 1000 (PRF) 3.5 $46M 291k 158.36
Spdr Ser Tr Portfolio Short (SPSB) 3.4 $46M 1.5M 31.25
Wisdomtree Tr Us Qtly Div Grt (DGRW) 3.2 $43M 736k 58.84
Vanguard Scottsdale Fds Inter Term Treas (VGIT) 2.8 $37M 549k 67.55
Ishares Tr Cmbs Etf (CMBS) 2.7 $36M 667k 54.06
Ishares Tr 0-3 Mnth Treasry (SGOV) 2.6 $35M 348k 100.02
Nfj Dividend Interest (NFJ) 2.6 $34M 2.3M 14.83
Ishares Tr S&p 500 Val Etf (IVE) 2.5 $34M 234k 145.42
Ishares Tr Barclays 7-10 Yr (IEF) 2.5 $34M 292k 115.22
Spdr Ser Tr Portfolio Intrmd (SPIB) 2.3 $30M 833k 36.52
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 1.9 $25M 495k 50.49
Ishares Tr Ibonds Dec22 Etf 1.8 $25M 974k 25.32
BlackRock Floating Rate Income Strat. Fn (FRA) 1.8 $24M 1.8M 13.36
Ishares Tr S&p 500 Index (IVV) 1.7 $22M 52k 430.82
Saba Capital Inc & Optunty Shares 1.5 $21M 4.5M 4.55
Vertical Cap Income Fund Shs Ben Int (CCIF) 1.4 $19M 1.8M 10.49
Barings Bdc (BBDC) 1.3 $17M 1.5M 11.02
Ishares U S Etf Tr Blackrock St Mat (NEAR) 1.2 $16M 318k 50.14
Eaton Vance Limited Duration Income Fund (EVV) 1.2 $16M 1.2M 13.18
Vanguard World Fds Inf Tech Etf (VGT) 1.1 $15M 37k 402.18
Tortoise Pwr & Energy (TPZ) 1.0 $13M 1.0M 13.24
Tri-Continental Corporation (TY) 1.0 $13M 399k 33.38
Nuveen Int Dur Qual Mun Trm 0.9 $12M 798k 14.71
Templeton Emerging Markets (EMF) 0.9 $12M 691k 16.97
Vanguard Intl Equity Index Glb Ex Us Etf (VNQI) 0.9 $12M 205k 56.31
Eaton Vance Municipal Bond Fund (EIM) 0.8 $11M 839k 13.38
Wisdomtree Tr Us Largecap Fund (EPS) 0.8 $10M 218k 45.99
Nuveen High Income November 0.7 $10M 1.1M 9.39
Nuveen Mtg opportunity term (JLS) 0.7 $9.9M 473k 20.83
Gdl Fund Com Sh Ben It (GDL) 0.7 $9.8M 1.1M 8.98
Nuveen Real (JRI) 0.7 $9.4M 612k 15.35
Aberdeen Chile Fund (AEF) 0.7 $9.0M 1.1M 8.32
Ishares Tr Core Msci Eafe (IEFA) 0.6 $8.6M 115k 74.25
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.6 $8.1M 48k 169.26
First Tr Sr Floating Rate 2022 Com Shs 0.6 $7.8M 805k 9.64
Oaktree Specialty Lending Corp 0.6 $7.6M 1.1M 7.06
Tpg Re Finance Trust Inc reit (TRTX) 0.5 $7.2M 567k 12.61
Ladder Cap Corp Cl A (LADR) 0.5 $7.1M 634k 11.25
Ishares Tr Rus 1000 Val Etf (IWD) 0.5 $7.1M 45k 156.51
Vanguard Index Fds Small Cp Etf (VB) 0.5 $6.6M 30k 218.67
Brightspire Capital Com Cl A (BRSP) 0.4 $6.0M 623k 9.55
Granite Pt Mtg Tr (GPMT) 0.4 $5.6M 423k 13.17
PennantPark Investment (PNNT) 0.4 $5.5M 835k 6.60
Ishares Tr S&p Midcap Fund (IJH) 0.4 $5.5M 21k 263.06
Ishares Tr 3-7 Yr Treas Bd (IEI) 0.4 $5.4M 42k 130.16
Spdr Index Shs Fds S&p Em Mkt Div (EDIV) 0.4 $5.3M 179k 29.63
Vanguard Intl Equity Index Ftse Emr Mkt Etf (VWO) 0.4 $5.2M 105k 50.01
Equity Comwlth Com Sh Ben Int (EQC) 0.4 $4.8M 185k 25.98
Focus Finl Partners Com Cl A 0.4 $4.7M 90k 52.37
Ishares Tr Usa Quality Fctr (QUAL) 0.3 $4.7M 35k 131.72
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.3 $4.6M 56k 81.93
Kinder Morgan (KMI) 0.3 $4.6M 273k 16.73
Golub Capital BDC (GBDC) 0.3 $4.4M 278k 15.81
Eastern Bankshares (EBC) 0.3 $4.1M 204k 20.30
Ishares Tr Core Msci Emkt (IEMG) 0.3 $3.8M 61k 61.76
Macquarie Global Infr Total Rtrn Fnd 0.3 $3.7M 160k 23.31
Aberdeen Total Dynamic Divd Com Sh Ben Int (AOD) 0.3 $3.7M 378k 9.74
BRT Realty Trust (BRT) 0.3 $3.6M 185k 19.51
Pennantpark Floating Rate Capi (PFLT) 0.3 $3.4M 267k 12.88
Ares Coml Real Estate (ACRE) 0.3 $3.4M 220k 15.43
Equity Residential Sh Ben Int (EQR) 0.2 $3.2M 39k 81.51
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.2 $3.2M 7.4k 430.51
Global X Fds Nasdaq 100 Cover (QYLD) 0.2 $3.1M 139k 22.06
Monmouth Real Estate Cl A 0.2 $2.8M 149k 18.65
Ishares Tr Cre U S Reit Etf (USRT) 0.2 $2.7M 46k 58.66
Nuveen Multi-mkt Inc Income (JMM) 0.2 $2.7M 353k 7.53
Ishares Tr 1-3 Yr Treas Bd (SHY) 0.2 $2.6M 31k 86.14
Ishares Tr Edge Msci Usa Vl (VLUE) 0.2 $2.5M 25k 100.69
Principal Real Estate Income Shs Ben Int (PGZ) 0.2 $2.4M 167k 14.70
Ares Capital Corporation (ARCC) 0.2 $2.4M 120k 20.33
Guggenheim Enhanced Equity Income Fund. 0.2 $2.4M 262k 9.29
Ishares Tr Sp Smcp600vl Etf (IJS) 0.2 $2.4M 24k 100.66
Ishares Tr Rus 1000 Grw Etf (IWF) 0.2 $2.3M 8.4k 274.07
Voya Global Eq Div & Pr Opp (IGD) 0.2 $2.3M 388k 5.90
Microsoft Corporation (MSFT) 0.2 $2.2M 7.7k 281.97
First Tr Exchange-traded No Amer Energy (EMLP) 0.2 $2.1M 89k 23.67
Rayonier (RYN) 0.2 $2.1M 58k 35.68
Vanguard Scottsdale Fds Vng Rus1000idx (VONE) 0.2 $2.0M 10k 200.78
BlackRock Floating Rate Income Trust (BGT) 0.1 $1.9M 142k 13.28
Ishares Gold Tr Ishares New (IAU) 0.1 $1.8M 55k 33.41
Wisdomtree Tr Jp Smallcp Div (DFJ) 0.1 $1.8M 23k 76.86
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $1.7M 149k 11.70
Pimco Enrgy Tactical Cr Opp Com Shs Ben Int (PDX) 0.1 $1.7M 139k 12.37
Ishares Tr Msci Eafe Etf (EFA) 0.1 $1.6M 20k 78.03
Pimco Equity Ser Rafi Dyn Emerg (MFEM) 0.1 $1.5M 51k 29.45
Spdr Ser Tr S&p Divid Etf (SDY) 0.1 $1.4M 12k 117.54
Invesco Exch Traded Fd Tr Ii Ftse Rafi Emng (PXH) 0.1 $1.3M 57k 22.33
Ishares Tr Pfd And Incm Sec (PFF) 0.1 $1.2M 32k 38.80
Vanguard Malvern Fds Strm Infproidx (VTIP) 0.1 $1.2M 22k 52.57
Wisdomtree Tr Us Midcap Fund (EZM) 0.1 $1.1M 20k 52.01
BlackRock MuniHolding Insured Investm 0.1 $1.0M 71k 14.58
Loews Corporation (L) 0.1 $1000k 19k 53.93
Ihs Markit SHS 0.1 $998k 8.6k 116.59
Invesco Exch Traded Fd Tr Ii Ftse Rafi Dev (PXF) 0.1 $995k 21k 46.84
Ishares Tr Grwt Allocat Etf (AOR) 0.1 $988k 18k 55.49
Intel Corporation (INTC) 0.1 $975k 18k 53.28
Japan Smaller Capitalizaion Fund (JOF) 0.1 $937k 104k 9.05
Tcw Special Purpose Acqu Cor Com Cl A 0.1 $905k 93k 9.78
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.1 $891k 43k 20.54
Bank of America Corporation (BAC) 0.1 $884k 21k 42.44
Vaneck Etf Trust Gold Miners Etf (GDX) 0.1 $872k 30k 29.48
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $795k 7.8k 101.77
Ssga Active Etf Tr Globl Allo Etf (GAL) 0.1 $790k 17k 45.57
Chevron Corporation (CVX) 0.1 $779k 7.7k 101.45
Apple (AAPL) 0.1 $732k 5.2k 141.50
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $727k 46k 15.68
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.1 $724k 17k 42.52
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $684k 154k 4.45
General Motors Company (GM) 0.1 $682k 13k 52.75
Citigroup (C) 0.1 $670k 9.6k 70.16
Abbott Laboratories (ABT) 0.1 $670k 5.7k 118.14
Automatic Data Processing (ADP) 0.0 $643k 3.2k 200.94
Ishares Tr Core High Dv Etf (HDV) 0.0 $626k 6.6k 94.33
Abbvie (ABBV) 0.0 $625k 5.8k 107.80
Lincoln National Corporation (LNC) 0.0 $615k 9.0k 68.72
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.0 $591k 9.3k 63.89
Ishares Msci Jpn Etf New (EWJ) 0.0 $582k 8.3k 70.21
Vanguard Scottsdale Fds Vng Rus2000idx (VTWO) 0.0 $579k 6.5k 88.61
Ishares Tr Ibonds Dec21 Etf 0.0 $568k 23k 24.71
Putnam Muni Opportunities Tr Sh Ben Int (PMO) 0.0 $564k 41k 13.76
Williams Companies (WMB) 0.0 $537k 21k 25.94
Spdr Ser Tr Portfolio Agrgte (SPAB) 0.0 $526k 18k 29.84
Vanguard Intl Equity Index Tt Wrld St Etf (VT) 0.0 $526k 5.2k 101.82
Cisco Systems (CSCO) 0.0 $517k 9.5k 54.42
Vanguard Ftse All-world Ex-us Allwrld Ex Us (VEU) 0.0 $500k 8.2k 61.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $499k 28k 17.89
Wisdomtree Tr India Erngs Fd (EPI) 0.0 $480k 13k 37.38
Pfizer (PFE) 0.0 $466k 11k 43.00
Century Bancorporation Cl A Non Vtg 0.0 $459k 4.0k 115.38
Northeast Cmnty Bancorp (NECB) 0.0 $457k 42k 10.88
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $452k 47k 9.71
Paychex (PAYX) 0.0 $450k 4.0k 112.50
Nuveen Ny Select Tax Free Pr Sh Ben Int (NXN) 0.0 $444k 32k 13.92
Blue Foundry Bancorp (BLFY) 0.0 $444k 32k 13.79
Ishares Tr Russell 2000 Etf (IWM) 0.0 $436k 2.0k 218.55
New Germany Fund (GF) 0.0 $434k 22k 19.77
Spdr Index Shs Fds Glb Nat Resrce (GNR) 0.0 $429k 8.3k 51.41
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.0 $420k 1.5k 273.08
Ishares Tr Short Treas Bd (SHV) 0.0 $418k 3.8k 110.38
Union Pacific Corporation (UNP) 0.0 $412k 2.1k 196.19
Ellsworth Fund (ECF) 0.0 $390k 29k 13.35
Affiliated Managers (AMG) 0.0 $384k 2.5k 151.18
Merck & Co (MRK) 0.0 $379k 5.0k 75.80
JPMorgan Chase & Co. (JPM) 0.0 $378k 2.3k 163.78
Hartford Financial Services (HIG) 0.0 $371k 5.3k 70.67
Barclays Bank Ipath Selct Mlp (ATMP) 0.0 $362k 23k 15.76
Aberdeen Global Dynamic Divd F (AGD) 0.0 $361k 31k 11.62
Ares Acquisition Corporation Com Cl A 0.0 $356k 37k 9.75
Verizon Communications (VZ) 0.0 $350k 6.5k 53.99
Johnson & Johnson (JNJ) 0.0 $344k 2.1k 161.43
Unum (UNM) 0.0 $322k 13k 25.06
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.0 $315k 4.3k 73.17
Ishares Tr Intl Qlty Factor (IQLT) 0.0 $314k 8.3k 37.93
Independent Bank 0.0 $307k 4.3k 71.15
Japan Equity Fund ietf (JEQ) 0.0 $306k 31k 9.77
Vanguard World Fds Utilities Etf (VPU) 0.0 $304k 2.2k 140.42
Wal-Mart Stores (WMT) 0.0 $300k 2.2k 139.53
Ishares Tr Intl Sel Div Etf (IDV) 0.0 $284k 9.4k 30.37
Southside Bancshares (SBSI) 0.0 $277k 7.2k 38.34
Vanguard Index Fds Mid Cap Etf (VO) 0.0 $272k 1.1k 237.14
Tortoise Energy Infrastructure closed end funds (TYG) 0.0 $264k 9.7k 27.13
Eli Lilly & Co. (LLY) 0.0 $259k 1.1k 231.46
Ishares Silver Tr Ishares (SLV) 0.0 $257k 13k 20.56
J P Morgan Exchange-traded F Ultra Sht Muncpl (JMST) 0.0 $255k 5.0k 51.00
European Equity Fund (EEA) 0.0 $254k 23k 11.16
Kellogg Company (K) 0.0 $252k 4.0k 63.80
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 0.0 $248k 5.0k 49.32
Royce Global Value Tr (RGT) 0.0 $245k 16k 15.42
Phillips 66 (PSX) 0.0 $238k 3.4k 70.10
Spdr Ser Tr S&p Biotech (XBI) 0.0 $230k 1.8k 125.61
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.0 $221k 4.0k 54.74
Liberty All Star Equity Sh Ben Int (USA) 0.0 $220k 26k 8.59
Ishares Tr National Mun Etf (MUB) 0.0 $220k 1.9k 116.03
Vanguard Intl Equity Index Ftse Europe Etf (VGK) 0.0 $219k 3.3k 65.61
ConocoPhillips (COP) 0.0 $210k 3.1k 67.74
Wisdomtree Tr Japn Hedge Eqt (DXJ) 0.0 $205k 3.2k 63.15
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $203k 2.8k 73.76
Nuveen Cr Strategies Income Com Shs (JQC) 0.0 $162k 25k 6.61
MFA Mortgage Investments 0.0 $140k 30k 4.67
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $140k 10k 14.00
Cc Neuberger Prin Hldgs Ii Shs Cl A 0.0 $128k 13k 9.81
Absolute Software Corporation 0.0 $110k 10k 11.00
TCW Strategic Income Fund (TSI) 0.0 $99k 17k 5.81
Aegon N V Ny Registry Shs 0.0 $53k 11k 5.05
Genworth Finl Com Cl A (GNW) 0.0 $45k 12k 3.75