RiverFront Investment Group

RiverFront Investment as of Sept. 30, 2011

Portfolio Holdings for RiverFront Investment

RiverFront Investment holds 106 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
SPDR Barclays Capital High Yield B 10.1 $233M 6.4M 36.19
Vanguard Emerging Markets ETF (VWO) 6.6 $153M 4.3M 35.83
Spdr S&p 500 Etf (SPY) 6.1 $142M 1.3M 113.15
PowerShares Hgh Yield Corporate Bnd 5.1 $118M 6.7M 17.55
Powershares Etf Tr Ii s^p500 low vol 4.9 $113M 4.8M 23.70
iShares Barclays 20+ Yr Treas.Bond (TLT) 3.8 $88M 726k 120.80
PowerShares DB US Dollar Index Bullish 3.4 $80M 3.6M 22.30
Vanguard Short Term Corporate Bond ETF (VCSH) 3.3 $77M 986k 77.62
Vanguard Europe Pacific ETF (VEA) 3.1 $71M 2.4M 30.13
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 2.6 $61M 581k 105.43
WisdomTree LargeCap Dividend Fund (DLN) 2.3 $53M 1.2M 43.97
Health Care SPDR (XLV) 1.8 $41M 1.3M 31.73
International Business Machines (IBM) 1.7 $39M 224k 174.87
Chevron Corporation (CVX) 1.7 $39M 416k 92.59
WisdomTree Dreyfus Chinese Yuan 1.6 $38M 1.5M 25.28
Jp Morgan Alerian Mlp Index 1.6 $38M 1.1M 34.05
McDonald's Corporation (MCD) 1.4 $33M 374k 87.82
WisdomTree Emerging Mkts Small Cp Div (DGS) 1.4 $32M 836k 38.66
Pfizer (PFE) 1.3 $31M 1.7M 17.68
Wisdomtree Asia Local Debt etf us 1.2 $28M 559k 49.42
Claymore/sabrient Stealth Etf cmn 1.2 $27M 1.9M 14.54
Qualcomm (QCOM) 1.1 $26M 542k 48.63
iShares MSCI ACWI ex US Index Fund (ACWX) 1.1 $26M 747k 35.05
Bce (BCE) 1.1 $25M 671k 37.46
Iron Mountain Incorporated 1.1 $25M 780k 31.62
Vanguard Consumer Staples ETF (VDC) 1.0 $24M 309k 76.23
PowerShares Dividend Achievers 1.0 $24M 1.8M 13.46
iShares MSCI EAFE Index Fund (EFA) 1.0 $23M 476k 47.78
Vanguard Dividend Appreciation ETF (VIG) 1.0 $22M 456k 48.76
Microsoft Corporation (MSFT) 0.9 $22M 881k 24.89
Wal-Mart Stores (WMT) 0.9 $22M 415k 51.90
ConocoPhillips (COP) 0.9 $21M 331k 63.32
KLA-Tencor Corporation (KLAC) 0.9 $21M 546k 38.28
People's United Financial 0.9 $20M 1.8M 11.40
Verizon Communications (VZ) 0.8 $20M 534k 36.80
Time Warner Cable 0.8 $19M 305k 62.67
SPDR Gold Trust (GLD) 0.8 $18M 117k 158.06
MeadWestva 0.7 $17M 700k 24.56
Consumer Discretionary SPDR (XLY) 0.7 $17M 482k 34.86
Moody's Corporation (MCO) 0.7 $16M 534k 30.45
American Express Company (AXP) 0.7 $16M 347k 44.90
Caterpillar (CAT) 0.7 $16M 211k 73.84
Financial Select Sector SPDR (XLF) 0.7 $15M 1.3M 11.81
Tiffany & Co. 0.6 $14M 228k 60.82
SPDR S&P MidCap 400 ETF (MDY) 0.6 $14M 97k 142.13
iShares MSCI Emerging Markets Indx (EEM) 0.5 $12M 347k 35.10
Vanguard Information Technology ETF (VGT) 0.5 $11M 192k 56.76
Darden Restaurants (DRI) 0.5 $11M 250k 42.75
Global X Fds glb x asean 40 (ASEA) 0.5 $11M 791k 13.61
Oneok (OKE) 0.4 $9.5M 286k 33.02
Global X China Consumer ETF (CHIQ) 0.4 $9.0M 712k 12.69
CareFusion Corporation 0.4 $8.4M 349k 23.95
Ball Corporation (BALL) 0.3 $7.9M 255k 31.02
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $7.6M 92k 82.83
Powershares Etf Tr Ii s^p smcp it po 0.3 $7.2M 307k 23.47
Exxon Mobil Corporation (XOM) 0.3 $6.8M 94k 72.63
Apple (AAPL) 0.3 $6.9M 18k 381.35
PowerShares DWA Technical Ldrs Pf 0.3 $6.9M 314k 21.96
HCC Insurance Holdings 0.3 $6.1M 227k 27.05
Esterline Technologies Corporation 0.2 $5.7M 110k 51.84
Verisign (VRSN) 0.2 $5.5M 191k 28.61
Henry Schein (HSIC) 0.2 $5.5M 89k 62.01
East West Ban (EWBC) 0.2 $5.5M 368k 14.91
iShares MSCI Canada Index (EWC) 0.2 $5.4M 214k 25.49
Vanguard Energy ETF (VDE) 0.2 $5.4M 63k 86.34
Vanguard Industrials ETF (VIS) 0.2 $5.4M 101k 54.00
Hasbro (HAS) 0.2 $5.4M 166k 32.61
BMC Software 0.2 $5.3M 138k 38.56
Hologic (HOLX) 0.2 $5.4M 357k 15.21
Dollar Tree (DLTR) 0.2 $5.3M 140k 37.57
Powershares Etf Tr Ii s^p smcp hc po 0.2 $5.3M 192k 27.61
Penn National Gaming (PENN) 0.2 $5.1M 154k 33.29
Microchip Technology (MCHP) 0.2 $4.8M 155k 31.11
First Tr Nasdaq Aba Cmnty Bk ut com shs etf (QABA) 0.2 $4.9M 256k 19.20
PerkinElmer (RVTY) 0.2 $4.6M 239k 19.21
Superior Energy Services 0.2 $4.5M 173k 26.24
Snap-on Incorporated (SNA) 0.2 $4.5M 100k 44.40
iShares S&P MidCap 400 Index (IJH) 0.2 $4.5M 57k 77.99
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $4.4M 43k 103.98
PSS World Medical 0.2 $4.2M 212k 19.69
First Trust Dow Jones Sel.MicroCap (FDM) 0.2 $4.1M 239k 17.14
PowerShares FTSE RAFI Emerging MarketETF 0.2 $4.1M 215k 19.02
P.F. Chang's China Bistro 0.1 $3.5M 130k 27.24
Cracker Barrel Old Country Store (CBRL) 0.1 $3.5M 87k 40.03
L-3 Communications Holdings 0.1 $3.5M 57k 61.98
Corporate Office Properties Trust (CDP) 0.1 $3.2M 147k 21.78
AECOM Technology Corporation (ACM) 0.1 $3.1M 178k 17.67
Weingarten Realty Investors 0.1 $3.2M 151k 21.17
iShares Dow Jones US Real Estate (IYR) 0.1 $3.2M 63k 50.57
DuPont Fabros Technology 0.1 $3.2M 162k 19.69
Ubs Ag Jersey Brh Alerian Infrst 0.1 $3.3M 114k 28.82
Carrizo Oil & Gas 0.1 $2.9M 137k 21.56
Oil States International (OIS) 0.1 $2.9M 57k 50.92
Anixter International 0.1 $3.1M 65k 47.45
Sensient Technologies Corporation (SXT) 0.1 $2.9M 88k 32.55
Complete Production Services 0.1 $2.7M 142k 18.85
Scotts Miracle-Gro Company (SMG) 0.1 $2.8M 62k 44.59
Forest Oil Corporation 0.1 $2.5M 172k 14.40
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $2.6M 24k 106.81
Manpower (MAN) 0.1 $2.3M 68k 33.61
Powershares Active Mng Etf T us real est 0.1 $2.3M 52k 44.48
Vanguard Telecommunication Services ETF (VOX) 0.1 $2.2M 36k 60.67
Halliburton Company (HAL) 0.1 $1.9M 62k 30.52
EnerSys (ENS) 0.1 $1.9M 94k 20.02
PowerShares Zacks Micro Cap 0.1 $1.4M 160k 8.79
iShares S&P SmallCap 600 Index (IJR) 0.1 $1.1M 18k 58.55