Rivernorth Capital Management

Rivernorth Capital Management as of Dec. 31, 2017

Portfolio Holdings for Rivernorth Capital Management

Rivernorth Capital Management holds 170 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Western Asset Emerging Mrkts Dbt Fnd (EMD) 4.4 $64M 4.1M 15.55
Liberty All-Star Equity Fund (USA) 4.3 $61M 9.7M 6.30
Nuveen Insured Tax-Free Adv Munici (NEA) 3.3 $47M 3.4M 13.75
Eaton Vance Limited Duration Income Fund (EVV) 3.2 $47M 3.4M 13.65
Western Asst High Incm Opprtnty Fnd (HIO) 3.1 $45M 8.9M 5.07
BlackRock Credit All Inc Trust IV (BTZ) 2.6 $38M 2.8M 13.32
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.5 $36M 4.4M 8.22
BlackRock Corporate High Yield Fund VI (HYT) 2.5 $35M 3.2M 10.94
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.0 $29M 2.6M 10.88
Nuveen Div. Advantage Muni. Fund (NAD) 1.9 $28M 2.0M 14.06
Invesco Van Kampen Senior Income Trust (VVR) 1.9 $27M 6.2M 4.39
LEGG MASON BW GLOBAL Income 1.9 $27M 2.1M 12.77
Cornerstone Strategic Value (CLM) 1.9 $27M 1.7M 15.47
Templeton Global Income Fund (SABA) 1.8 $26M 4.1M 6.46
Prudential Gl Sh Dur Hi Yld 1.8 $26M 1.8M 14.41
Alpine Total Dyn Fd New cefs 1.8 $26M 2.8M 9.47
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.7 $24M 2.1M 11.42
Voya Prime Rate Trust sh ben int 1.7 $24M 4.7M 5.07
Western Asset Global High Income Fnd (EHI) 1.6 $23M 2.3M 10.22
Templeton Emerging Markets Income Fund (TEI) 1.6 $23M 2.1M 11.17
Corporate Capital Trust 1.6 $23M 1.4M 15.98
Ares Capital Corporation (ARCC) 1.6 $23M 1.4M 15.72
Nexpoint Credit Strategies Fund (NXDT) 1.6 $22M 881k 25.29
Invesco Van Kampen Dyn Cr Opp Fund 1.5 $22M 1.9M 11.71
PIMCO High Income Fund (PHK) 1.4 $20M 2.7M 7.46
Brookfield Real Assets Incom shs ben int (RA) 1.4 $20M 856k 23.37
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 1.4 $20M 1.3M 15.50
Blackrock Debt Strat (DSU) 1.3 $18M 1.6M 11.72
Pimco Dynamic Credit Income other 1.2 $18M 783k 22.44
First Tr Sr Floating Rate 20 1.2 $17M 1.9M 9.13
Allianzgi Con Incm 2024 Targ 1.0 $14M 1.5M 9.10
Virtus Total Return Fund cf 0.9 $14M 1.1M 12.90
Vanguard Emerging Markets ETF (VWO) 0.9 $13M 292k 45.91
Western Asset Hgh Yld Dfnd (HYI) 0.9 $13M 859k 15.12
Morgan Stanley Emerging Markets Domestic (EDD) 0.9 $13M 1.6M 7.70
Managed Duration Invtmt Grd Mun Fund 0.8 $12M 858k 13.43
Delaware Enhanced Glbl. Div. & Inc. Fund 0.8 $12M 944k 12.13
Blackrock Multi-sector Incom other (BIT) 0.8 $12M 634k 18.15
PowerShares FTSE RAFI US 1000 0.8 $11M 101k 113.58
Kayne Anderson MLP Investment (KYN) 0.7 $11M 550k 19.05
Prudential Sht Duration Hg Y 0.7 $11M 710k 14.77
Ares Dynamic Cr Allocation (ARDC) 0.7 $11M 637k 16.42
Sprott Focus Tr (FUND) 0.7 $11M 1.3M 7.92
Reaves Utility Income Fund (UTG) 0.7 $10M 324k 30.94
Invesco Van Kampen High Inc Trust II (VLT) 0.7 $9.6M 655k 14.71
Morgan Stanley Emerging Markets Debt (MSD) 0.7 $9.6M 960k 9.98
Central Fd Cda Ltd cl a 0.7 $9.6M 713k 13.40
Nuveen Mtg opportunity term (JLS) 0.7 $9.4M 383k 24.69
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.7 $9.4M 794k 11.79
Fs Investment Corporation 0.6 $9.1M 1.2M 7.35
Allianzgi Nfj Divid Int Prem S cefs 0.6 $8.9M 686k 13.05
Clough Global Equity Fund closed-end fund (GLQ) 0.6 $8.7M 652k 13.37
Garrison Capital 0.6 $8.6M 1.1M 8.11
Tri-Continental Corporation (TY) 0.6 $8.2M 305k 26.94
Wells Fargo Adv Inc Opport Fund (EAD) 0.6 $8.1M 969k 8.40
Nuveen Mortgage opportunity trm fd2 0.6 $8.2M 345k 23.74
Advent Claymore Convertible Sec & Inc (AVK) 0.6 $7.9M 497k 15.88
Blackstone Gso Strategic (BGB) 0.6 $7.9M 504k 15.71
Nuveen Global High (JGH) 0.6 $8.0M 472k 16.91
General American Investors (GAM) 0.5 $7.7M 224k 34.40
Gabelli Equity Trust (GAB) 0.5 $7.6M 1.2M 6.19
Deutsche High Income Opport 0.5 $7.2M 479k 15.02
PowerShares FTSE RAFI Emerging MarketETF 0.5 $6.9M 308k 22.33
Western Asset High Incm Fd I (HIX) 0.5 $6.8M 978k 6.97
MFS Charter Income Trust (MCR) 0.5 $6.7M 785k 8.48
Eaton Vance Senior Income Trust (EVF) 0.5 $6.6M 1.0M 6.52
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.4 $6.4M 459k 13.92
Lehman Brothers First Trust IOF (NHS) 0.4 $6.1M 521k 11.76
Royce Micro Capital Trust (RMT) 0.4 $6.1M 647k 9.44
Andina Acquisition Corp Ii 0.4 $6.1M 588k 10.30
Tortoise Energy Infrastructure 0.4 $5.8M 200k 29.08
Vanguard Europe Pacific ETF (VEA) 0.4 $5.7M 126k 44.86
Eaton Vance Fltng Rate 2022 0.4 $5.4M 588k 9.24
Deutsche Multi-mkt Income Tr Shs cef 0.4 $5.4M 607k 8.85
Aberdeen Asia-Pacific Income Fund (FAX) 0.4 $5.1M 1.1M 4.88
Royce Value Trust (RVT) 0.3 $5.1M 314k 16.17
Nuveen Int Dur Qual Mun Trm 0.3 $5.0M 392k 12.87
Eagle Grwth & Income Oppty F 0.3 $4.8M 292k 16.59
Special Opp 3.5% Pfd Conv 0.3 $4.9M 191k 25.85
Allianzgi Equity & Conv In 0.3 $4.7M 224k 21.13
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.3 $4.6M 340k 13.40
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.3 $4.5M 751k 5.99
Morgan Stanley income sec 0.3 $4.2M 230k 18.35
American Cap Sr Floating 0.3 $4.1M 394k 10.52
Cornerstone Total Rtrn Fd In (CRF) 0.3 $3.8M 251k 15.28
Pensare Acquisition Corp 0.3 $3.9M 400k 9.67
PIMCO Strategic Global Government Fund (RCS) 0.3 $3.8M 409k 9.18
Advent/Claymore Enhanced Growth & Income 0.2 $3.6M 437k 8.34
Madison Covered Call Eq Strat (MCN) 0.2 $3.6M 461k 7.72
Triangle Capital Corporation 0.2 $3.3M 345k 9.49
Goldman Sachs Mlp Energy Ren 0.2 $3.3M 536k 6.15
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $3.2M 136k 23.24
Hennessy Cap Acquston Corp I 0.2 $3.2M 325k 9.80
Lazard World Dividend & Income Fund 0.2 $3.1M 263k 11.63
Apollo Tactical Income Fd In (AIF) 0.2 $3.1M 195k 15.75
Leisure Acquisition Corp unit 99/99/9999 0.2 $3.0M 307k 9.91
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $2.9M 180k 15.89
Nuveen Emerging Mkts Debt 20 0.2 $2.9M 306k 9.40
Haymaker Acquisition unit 10/19/2022 0.2 $2.9M 295k 9.90
Cm Seven Star Acquisition 0.2 $2.9M 300k 9.65
Adams Express Company (ADX) 0.2 $2.5M 164k 15.03
Madison Strategic Sector Premium Fund 0.2 $2.4M 203k 11.71
Oha Investment 0.2 $2.5M 2.2M 1.15
Big Rock Partners Acquisi Co unit 11/20/2022 0.2 $2.5M 240k 10.23
Solar Cap (SLRC) 0.2 $2.3M 114k 20.21
Modern Media Acquisition 0.2 $2.3M 230k 9.80
National Energy Services Reu (NESR) 0.2 $2.3M 230k 9.95
Kbl Merger Corp Iv 0.2 $2.2M 230k 9.71
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $2.0M 206k 9.77
Stellar Acquisition Iii 0.1 $2.0M 200k 10.21
Forum Merger Corp - A 0.1 $2.0M 200k 9.98
Legacy Acquisition Corp unit 05/31/2024 0.1 $2.0M 200k 9.94
Black Ridge Acquisition Corp 0.1 $1.9M 200k 9.65
Osprey Energy Acquisition Co Cl A 0.1 $1.7M 175k 9.60
Pimco Municipal Income Fund (PMF) 0.1 $1.6M 126k 13.00
MFS Multimarket Income Trust (MMT) 0.1 $1.5M 253k 6.07
Special Opportunities Fund (SPE) 0.1 $1.4M 97k 14.89
Matlin & Partners Acquisitio cl a 0.1 $1.5M 150k 9.76
Atlantic Acquisition Corp 0.1 $1.5M 150k 9.86
Industrea Acquisition Corp cl a 0.1 $1.5M 150k 9.75
Eaton Vance Municipal Income Trust (EVN) 0.1 $1.2M 101k 12.40
LMP Capital and Income Fund (SCD) 0.1 $1.2M 89k 13.95
Pioneer Municipal High Income Trust (MHI) 0.1 $1.2M 105k 11.85
Fintech Acquisition Corp Ii 0.1 $1.2M 125k 9.92
Bison Cap Acquisition Corp ord 0.1 $1.2M 125k 9.87
Morgan Stanley Emerging Markets Fund 0.1 $1.1M 62k 17.89
Ubs Ag Jersey Brh exch sec lkd41 0.1 $1.1M 55k 20.76
Blackrock 2022 Gbl Incm Opp 0.1 $1.1M 114k 9.77
Constellation Alpha Cap Corp 0.1 $1.2M 120k 9.75
Draper Oakwood Technology 0.1 $1.2M 120k 9.78
Ubs Ag London Brh 2x lev lng lkd 0.1 $855k 52k 16.44
Gty Technology Holdings Inc cl a 0.1 $794k 80k 9.92
Boulder Growth & Income Fund (STEW) 0.1 $724k 65k 11.08
MFS Investment Grade Municipal Trust (CXH) 0.1 $705k 73k 9.71
Delaware Investments Dividend And Income 0.1 $685k 64k 10.73
Blackstone Gso Lng Shrt Cr I (BGX) 0.1 $707k 44k 15.91
Goldman Sachs Mlp Inc Opp 0.1 $777k 87k 8.94
Pioneer High Income Trust (PHT) 0.0 $463k 48k 9.72
Aberdn Emring Mkts Telecomtions 0.0 $344k 24k 14.53
Capitala Fin Corp 5.75% nt cv 2 0.0 $349k 14k 24.85
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $86k 63k 1.38
Rosehill Resources Inc - A warrant 0.0 $119k 120k 0.99
National Energy Services Reu *w exp 05/05/202 0.0 $189k 230k 0.82
Forum Merger Corp right 06/01/2019 0.0 $132k 200k 0.66
Modern Media Acquisition right 99/99/9999 0.0 $90k 230k 0.39
Atlantic Acquisition Corp right 02/08/2019 0.0 $90k 150k 0.60
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $143k 169k 0.85
Pensare Acquisition Corp *w exp 07/27/202 0.0 $96k 175k 0.55
Pensare Acquisition Corp right 0.0 $175k 350k 0.50
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $99k 300k 0.33
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $96k 300k 0.32
Gty Technology Holdings Inc w exp 99/99/999 0.0 $36k 27k 1.35
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $62k 200k 0.31
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $23k 75k 0.31
Forum Merger Corp *w exp 06/01/202 0.0 $68k 100k 0.68
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $63k 150k 0.42
Modern Media Acquisition w exp 05/17/202 0.0 $63k 115k 0.55
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $46k 230k 0.20
Kbl Merger Corp Iv right 03/22/2019 0.0 $67k 230k 0.29
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $26k 120k 0.22
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $23k 63k 0.37
Bison Cap Acquisition Corp right 03/20/2019 0.0 $48k 125k 0.38
Constellation Alpha Cap Corp right 99/99/9999 0.0 $37k 120k 0.31
Industrea Acquisition Corp *w exp 08/01/202 0.0 $63k 150k 0.42
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $61k 88k 0.70
Black Ridge Acquisition Corp right 07/10/2019 0.0 $28k 100k 0.28
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.0 $50k 150k 0.33
Draper Oakwood Technology right 09/19/2018 0.0 $60k 120k 0.50
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $44k 150k 0.29
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $40k 60k 0.67