Roosevelt Investment as of Sept. 30, 2014
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 227 positions in its portfolio as reported in the September 2014 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
---|---|---|---|---|---|
Industries N shs - a - (LYB) | 4.4 | $83M | 764k | 108.66 | |
Discover Financial Services (DFS) | 4.4 | $82M | 1.3M | 64.39 | |
Wells Fargo & Company (WFC) | 4.0 | $75M | 1.4M | 51.87 | |
Biogen Idec (BIIB) | 3.0 | $56M | 169k | 330.81 | |
Facebook Inc cl a (META) | 2.9 | $54M | 689k | 79.04 | |
CVS Caremark Corporation (CVS) | 2.9 | $54M | 678k | 79.59 | |
Hess (HES) | 2.8 | $53M | 560k | 94.32 | |
Morgan Stanley (MS) | 2.7 | $50M | 1.4M | 34.57 | |
Microchip Technology (MCHP) | 2.5 | $47M | 997k | 47.23 | |
Merck & Co (MRK) | 2.5 | $47M | 784k | 59.28 | |
Weatherford Intl Plc ord | 2.4 | $46M | 2.2M | 20.80 | |
Microsoft Corporation (MSFT) | 2.3 | $44M | 940k | 46.36 | |
Home Depot (HD) | 2.3 | $43M | 464k | 91.74 | |
Mallinckrodt Pub | 2.3 | $42M | 470k | 90.15 | |
Apple (AAPL) | 2.2 | $42M | 416k | 100.75 | |
Pfizer (PFE) | 2.2 | $41M | 1.4M | 29.57 | |
Kansas City Southern | 2.1 | $40M | 329k | 121.20 | |
Celgene Corporation | 2.1 | $39M | 410k | 94.78 | |
EOG Resources (EOG) | 2.0 | $38M | 384k | 99.02 | |
Nextera Energy (NEE) | 2.0 | $37M | 396k | 93.88 | |
Flowserve Corporation (FLS) | 1.9 | $35M | 493k | 70.52 | |
Kinder Morgan Management | 1.8 | $34M | 366k | 94.15 | |
Stratasys (SSYS) | 1.8 | $34M | 281k | 120.78 | |
Nxp Semiconductors N V (NXPI) | 1.8 | $33M | 484k | 68.43 | |
Raytheon Company | 1.7 | $33M | 322k | 101.62 | |
Cme (CME) | 1.7 | $32M | 400k | 79.95 | |
Cit | 1.4 | $27M | 591k | 45.96 | |
Fanuc Ltd-unpons (FANUY) | 1.3 | $25M | 823k | 30.20 | |
Timkensteel (MTUS) | 1.2 | $22M | 482k | 46.49 | |
Sherwin-Williams Company (SHW) | 1.2 | $22M | 100k | 218.99 | |
Visa (V) | 1.1 | $21M | 98k | 213.37 | |
Timken Company (TKR) | 1.1 | $20M | 481k | 42.39 | |
Boston Beer Company (SAM) | 1.0 | $19M | 84k | 221.76 | |
American International (AIG) | 0.9 | $18M | 326k | 54.02 | |
Plains Gp Hldgs L P shs a rep ltpn | 0.9 | $18M | 576k | 30.65 | |
Novo Nordisk A/S (NVO) | 0.9 | $16M | 343k | 47.62 | |
E.I. du Pont de Nemours & Company | 0.9 | $16M | 224k | 71.76 | |
Oneok (OKE) | 0.8 | $16M | 245k | 65.55 | |
Ubs Ag Jersey Brh Alerian Infrst | 0.8 | $15M | 337k | 45.72 | |
Archer Daniels Midland Company (ADM) | 0.8 | $15M | 294k | 51.10 | |
Equity Commonwealth (EQC) | 0.7 | $13M | 506k | 25.71 | |
Eaton (ETN) | 0.7 | $13M | 201k | 63.37 | |
Berkshire Hathaway (BRK.B) | 0.7 | $13M | 91k | 138.13 | |
Enterprise Products Partners (EPD) | 0.6 | $11M | 277k | 40.30 | |
Precision Castparts | 0.6 | $11M | 44k | 236.88 | |
Gilead Sciences (GILD) | 0.5 | $10M | 96k | 106.45 | |
Alcoa | 0.5 | $10M | 620k | 16.09 | |
Honeywell International (HON) | 0.5 | $9.3M | 100k | 93.12 | |
0.5 | $9.1M | 15k | 588.38 | ||
MasterCard Incorporated (MA) | 0.5 | $8.5M | 115k | 73.92 | |
Cabot Oil & Gas Corporation (CTRA) | 0.4 | $8.0M | 243k | 32.69 | |
McDonald's Corporation (MCD) | 0.4 | $7.6M | 81k | 94.81 | |
Ann | 0.4 | $7.3M | 178k | 41.13 | |
Tyco International Ltd S hs | 0.3 | $6.5M | 145k | 44.57 | |
Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.3 | $6.5M | 88k | 73.63 | |
Ross Stores (ROST) | 0.3 | $5.9M | 78k | 75.57 | |
Old Dominion Freight Line (ODFL) | 0.3 | $5.6M | 79k | 70.64 | |
Aetna | 0.3 | $5.5M | 67k | 80.99 | |
Vornado Realty Trust | 0.3 | $5.5M | 208k | 26.43 | |
Johnson & Johnson (JNJ) | 0.3 | $5.1M | 47k | 106.58 | |
Stanleyblack&decker5.75 p | 0.3 | $5.0M | 204k | 24.68 | |
Google Inc Class C | 0.3 | $5.1M | 8.9k | 577.33 | |
Kimco Realty Corporation | 0.2 | $4.6M | 183k | 24.95 | |
General Electric Company | 0.2 | $4.2M | 166k | 25.62 | |
Deutsche Bank 6.625% p | 0.2 | $4.0M | 156k | 25.39 | |
Pnc Financial Services Group | 0.2 | $3.9M | 144k | 27.31 | |
Reinsurance Grp Of Amerpfd 6.2 p | 0.2 | $3.9M | 143k | 27.51 | |
Nextera Energy Capital 5.7% Pf p | 0.2 | $3.8M | 157k | 24.15 | |
Bristol Myers Squibb (BMY) | 0.2 | $3.5M | 69k | 51.18 | |
Aegon N V Pfd Perp 6.375 ps | 0.2 | $3.6M | 142k | 25.44 | |
Public Storage | 0.2 | $3.6M | 142k | 25.69 | |
JPMorgan Chase & Co. (JPM) | 0.2 | $3.4M | 57k | 60.24 | |
Occidental Petroleum Corporation (OXY) | 0.2 | $3.4M | 36k | 96.15 | |
DaVita (DVA) | 0.2 | $3.1M | 43k | 73.15 | |
Lockheed Martin Corporation (LMT) | 0.2 | $3.2M | 18k | 182.80 | |
Alliance Data Systems Corporation (BFH) | 0.2 | $3.1M | 13k | 248.28 | |
Micron Technology (MU) | 0.2 | $3.3M | 95k | 34.26 | |
Goldman Sachs Group Inc 6.125% preferred | 0.2 | $3.1M | 120k | 25.97 | |
D Qwest Corp 7.375%, 6/1/51 pfddom | 0.2 | $3.3M | 126k | 26.02 | |
Discover Finl Svs | 0.2 | $3.2M | 128k | 25.22 | |
Kinder Morgan (KMI) | 0.2 | $3.0M | 77k | 38.34 | |
Public Storage | 0.2 | $2.9M | 112k | 26.22 | |
Mondelez Int (MDLZ) | 0.2 | $3.0M | 86k | 34.27 | |
Eli Lilly & Co. (LLY) | 0.1 | $2.9M | 44k | 64.85 | |
Lorillard | 0.1 | $2.7M | 46k | 59.92 | |
Jp Morgan Chase Cap Xx1 p | 0.1 | $2.6M | 101k | 25.56 | |
Us Bancorp 6.5% Pfd preferred | 0.1 | $2.7M | 94k | 28.68 | |
Dow Chemical Company | 0.1 | $2.5M | 48k | 52.43 | |
Verizon Communications (VZ) | 0.1 | $2.4M | 49k | 49.98 | |
ConAgra Foods (CAG) | 0.1 | $2.5M | 76k | 33.04 | |
Cheniere Energy (LNG) | 0.1 | $2.3M | 29k | 80.03 | |
Metlife Inc. 6.5% Pfd Non-cumu p | 0.1 | $2.2M | 87k | 25.62 | |
Qwest Corp p | 0.1 | $2.3M | 92k | 25.16 | |
Plum Creek Timber | 0.1 | $2.0M | 52k | 39.00 | |
Philip Morris International (PM) | 0.1 | $2.0M | 25k | 83.42 | |
United States Cellular Corp | 0.1 | $2.1M | 83k | 25.30 | |
Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.1 | $2.1M | 80k | 25.91 | |
Wells Fargo 5.85% public | 0.1 | $2.0M | 80k | 25.63 | |
Waste Management (WM) | 0.1 | $1.8M | 38k | 47.52 | |
TECO Energy | 0.1 | $1.9M | 107k | 17.38 | |
Target Corporation (TGT) | 0.1 | $2.0M | 31k | 62.69 | |
Entergy Corporation (ETR) | 0.1 | $1.8M | 24k | 77.32 | |
Questar Corporation | 0.1 | $1.9M | 87k | 22.29 | |
Duke Energy (DUK) | 0.1 | $1.8M | 25k | 74.77 | |
Kraft Foods | 0.1 | $1.8M | 32k | 56.40 | |
Allstate Corp Pfd 6.625% Cal | 0.1 | $2.0M | 76k | 25.60 | |
Exxon Mobil Corporation (XOM) | 0.1 | $1.6M | 18k | 94.07 | |
Altria (MO) | 0.1 | $1.6M | 35k | 45.94 | |
Southern Company (SO) | 0.1 | $1.7M | 39k | 43.65 | |
Regency Energy Partners | 0.1 | $1.7M | 52k | 32.62 | |
Williams Partners | 0.1 | $1.6M | 31k | 53.03 | |
O'reilly Automotive (ORLY) | 0.1 | $1.6M | 11k | 150.40 | |
Hsbc Holdings Plc Pfd preferr | 0.1 | $1.7M | 63k | 26.64 | |
Nextera Energy Capital Holdings | 0.1 | $1.7M | 72k | 23.67 | |
Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.7M | 67k | 25.91 | |
At&t (T) | 0.1 | $1.5M | 43k | 35.23 | |
Royal Dutch Shell | 0.1 | $1.6M | 21k | 76.18 | |
Kinder Morgan Energy Partners | 0.1 | $1.5M | 16k | 93.26 | |
Rayonier (RYN) | 0.1 | $1.6M | 51k | 31.15 | |
Bb&t Pfd 5.625% | 0.1 | $1.5M | 66k | 23.14 | |
Wells Fargo p | 0.1 | $1.4M | 62k | 22.79 | |
Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.3M | 29k | 45.34 | |
Tractor Supply Company (TSCO) | 0.1 | $1.3M | 21k | 61.50 | |
R.R. Donnelley & Sons Company | 0.1 | $1.4M | 83k | 16.47 | |
International Business Machines (IBM) | 0.1 | $1.3M | 7.1k | 189.87 | |
Alexion Pharmaceuticals | 0.1 | $1.4M | 8.2k | 165.82 | |
Powershares Senior Loan Portfo mf | 0.1 | $1.3M | 52k | 24.28 | |
D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 25.35 | |
Tribune Co New Cl A | 0.1 | $1.3M | 19k | 65.81 | |
Olin Corporation (OLN) | 0.1 | $1.1M | 44k | 25.26 | |
Berkshire Hathaway (BRK.A) | 0.1 | $1.1M | 6.00 | 189666.67 | |
Marsh & McLennan Companies (MMC) | 0.1 | $1.1M | 22k | 52.35 | |
Stericycle (SRCL) | 0.1 | $1.1M | 9.9k | 116.55 | |
Verisk Analytics (VRSK) | 0.1 | $1.1M | 19k | 60.86 | |
CenterPoint Energy (CNP) | 0.1 | $1.1M | 46k | 24.47 | |
Enbridge Energy Partners | 0.1 | $1.2M | 31k | 38.86 | |
Holly Energy Partners | 0.1 | $1.1M | 30k | 36.38 | |
D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.2M | 46k | 25.55 | |
Kkr Financial Holdings | 0.1 | $1.0M | 39k | 26.69 | |
BP (BP) | 0.1 | $865k | 20k | 43.93 | |
Omnicare Inc dbcv 3.250%12/1 | 0.1 | $1.0M | 987k | 1.04 | |
Intel Corp sdcv | 0.1 | $953k | 750k | 1.27 | |
Natural Resource Partners | 0.1 | $939k | 72k | 13.04 | |
Reed Elsevier | 0.1 | $962k | 15k | 64.43 | |
KKR & Co | 0.1 | $1.0M | 45k | 22.29 | |
Hsbc Usa Inc. New Prf. G p | 0.1 | $878k | 38k | 22.96 | |
Spdr Short-term High Yield mf (SJNK) | 0.1 | $1.0M | 34k | 29.92 | |
Comcast Corp. 5% Pfd. p | 0.1 | $992k | 40k | 25.14 | |
Weyerhaeuser C conv prf | 0.1 | $992k | 18k | 54.03 | |
Spdr S&p 500 Etf (SPY) | 0.0 | $777k | 3.9k | 196.91 | |
Simpson Manufacturing (SSD) | 0.0 | $723k | 25k | 29.15 | |
Procter & Gamble Company (PG) | 0.0 | $813k | 9.7k | 83.71 | |
Weyerhaeuser Company (WY) | 0.0 | $730k | 23k | 31.87 | |
Public Service Enterprise (PEG) | 0.0 | $761k | 20k | 37.22 | |
Roper Industries (ROP) | 0.0 | $738k | 5.0k | 146.23 | |
Gulfport Energy Corporation | 0.0 | $818k | 15k | 53.41 | |
Plains All American Pipeline (PAA) | 0.0 | $764k | 13k | 58.86 | |
Spectra Energy Partners | 0.0 | $750k | 14k | 53.00 | |
Church & Dwight (CHD) | 0.0 | $731k | 10k | 70.17 | |
Global Partners (GLP) | 0.0 | $717k | 17k | 41.69 | |
Getty Realty (GTY) | 0.0 | $701k | 41k | 16.99 | |
Senomyx | 0.0 | $825k | 101k | 8.20 | |
Ubs Ag Jersey Branch | 0.0 | $718k | 9.8k | 73.33 | |
Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $829k | 11k | 72.75 | |
Bank of America Corporation (BAC) | 0.0 | $611k | 36k | 17.05 | |
Costco Wholesale Corporation (COST) | 0.0 | $648k | 5.2k | 125.36 | |
Hawaiian Electric Industries (HE) | 0.0 | $645k | 24k | 26.55 | |
International Paper Company (IP) | 0.0 | $541k | 11k | 47.77 | |
United Technologies Corporation | 0.0 | $643k | 6.1k | 105.65 | |
Danaher Corporation (DHR) | 0.0 | $550k | 7.2k | 76.01 | |
Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $626k | 19k | 32.66 | |
Hugoton Royalty Trust (HGTXU) | 0.0 | $474k | 53k | 8.98 | |
Domino's Pizza (DPZ) | 0.0 | $492k | 6.4k | 76.96 | |
Us Bancorp | 0.0 | $630k | 23k | 26.98 | |
Capital One Finl 6% Pfd B p | 0.0 | $473k | 20k | 23.40 | |
Wells Fargo pre | 0.0 | $548k | 24k | 22.73 | |
State Street Corp | 0.0 | $494k | 22k | 23.00 | |
Crown Castle International Corp. pfd stk | 0.0 | $476k | 4.5k | 105.19 | |
Jpm 6.27 12/31/49 | 0.0 | $575k | 23k | 25.56 | |
Eqc 5 3/4 08/01/42 | 0.0 | $596k | 28k | 21.69 | |
American Express Company (AXP) | 0.0 | $428k | 4.9k | 87.60 | |
Monsanto Company | 0.0 | $308k | 2.7k | 112.41 | |
Chevron Corporation (CVX) | 0.0 | $455k | 3.8k | 119.27 | |
3M Company (MMM) | 0.0 | $350k | 2.5k | 141.64 | |
MDU Resources (MDU) | 0.0 | $356k | 13k | 27.82 | |
Hca | 0.0 | $356k | 5.1k | 70.50 | |
Thermo Fisher Scientific (TMO) | 0.0 | $438k | 3.6k | 121.63 | |
ConocoPhillips (COP) | 0.0 | $420k | 5.5k | 76.47 | |
Pepsi (PEP) | 0.0 | $341k | 3.7k | 93.17 | |
SLM Corporation (SLMPRA) | 0.0 | $402k | 8.2k | 49.32 | |
PPL Corporation (PPL) | 0.0 | $324k | 9.9k | 32.84 | |
Xcel Energy (XEL) | 0.0 | $424k | 14k | 30.39 | |
Cognex Corporation (CGNX) | 0.0 | $322k | 8.0k | 40.25 | |
El Paso Pipeline Partners | 0.0 | $462k | 12k | 40.17 | |
NuStar Energy | 0.0 | $455k | 6.9k | 65.94 | |
Park Electrochemical | 0.0 | $458k | 20k | 23.55 | |
Teleflex Incorporated (TFX) | 0.0 | $399k | 3.8k | 105.17 | |
Alliance Resource Partners (ARLP) | 0.0 | $343k | 8.0k | 42.88 | |
Precision Drilling Corporation | 0.0 | $455k | 42k | 10.78 | |
Market Vectors High Yield Muni. Ind | 0.0 | $347k | 11k | 30.77 | |
Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $374k | 14k | 26.94 | |
Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $339k | 14k | 25.02 | |
Vornado Realty Lp 7.875% Call | 0.0 | $315k | 13k | 25.28 | |
Citigroup (C) | 0.0 | $329k | 6.4k | 51.80 | |
Partnerre | 0.0 | $290k | 11k | 26.85 | |
Dillards Capital Trust (DDT) | 0.0 | $355k | 14k | 25.88 | |
Abbvie (ABBV) | 0.0 | $312k | 5.4k | 57.78 | |
Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $443k | 19k | 23.98 | |
Caterpillar (CAT) | 0.0 | $264k | 2.7k | 98.95 | |
Walt Disney Company (DIS) | 0.0 | $231k | 2.6k | 88.91 | |
Regions Financial Corporation (RF) | 0.0 | $251k | 25k | 10.04 | |
Amgen (AMGN) | 0.0 | $249k | 1.8k | 140.68 | |
Macy's (M) | 0.0 | $279k | 4.8k | 58.25 | |
Energy Xxi | 0.0 | $223k | 20k | 11.35 | |
New York Community Ban | 0.0 | $178k | 11k | 15.89 | |
Mead Johnson Nutrition | 0.0 | $212k | 2.2k | 96.23 | |
Harte-Hanks | 0.0 | $205k | 32k | 6.37 | |
Key (KEY) | 0.0 | $216k | 16k | 13.32 | |
Pepco Holdings | 0.0 | $227k | 8.5k | 26.74 | |
Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $256k | 10k | 25.18 | |
Jp Morgan Alerian Mlp Index | 0.0 | $242k | 4.6k | 53.19 | |
Morgan Stanley Cap Tr Vi p | 0.0 | $227k | 8.9k | 25.51 | |
Us Silica Hldgs (SLCA) | 0.0 | $277k | 4.4k | 62.40 | |
Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $215k | 8.7k | 24.71 | |
Farmer Mac Pfd 5.875% Series preferred | 0.0 | $242k | 10k | 24.02 | |
Allstate Corp 6.75 p | 0.0 | $206k | 7.9k | 26.08 | |
Wind Energy America | 0.0 | $0 | 30k | 0.00 |