Roosevelt Investment as of Sept. 30, 2014
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 227 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Industries N shs - a - (LYB) | 4.4 | $83M | 764k | 108.66 | |
| Discover Financial Services | 4.4 | $82M | 1.3M | 64.39 | |
| Wells Fargo & Company (WFC) | 4.0 | $75M | 1.4M | 51.87 | |
| Biogen Idec (BIIB) | 3.0 | $56M | 169k | 330.81 | |
| Facebook Inc cl a (META) | 2.9 | $54M | 689k | 79.04 | |
| CVS Caremark Corporation (CVS) | 2.9 | $54M | 678k | 79.59 | |
| Hess (HES) | 2.8 | $53M | 560k | 94.32 | |
| Morgan Stanley (MS) | 2.7 | $50M | 1.4M | 34.57 | |
| Microchip Technology (MCHP) | 2.5 | $47M | 997k | 47.23 | |
| Merck & Co (MRK) | 2.5 | $47M | 784k | 59.28 | |
| Weatherford Intl Plc ord | 2.4 | $46M | 2.2M | 20.80 | |
| Microsoft Corporation (MSFT) | 2.3 | $44M | 940k | 46.36 | |
| Home Depot (HD) | 2.3 | $43M | 464k | 91.74 | |
| Mallinckrodt Pub | 2.3 | $42M | 470k | 90.15 | |
| Apple (AAPL) | 2.2 | $42M | 416k | 100.75 | |
| Pfizer (PFE) | 2.2 | $41M | 1.4M | 29.57 | |
| Kansas City Southern | 2.1 | $40M | 329k | 121.20 | |
| Celgene Corporation | 2.1 | $39M | 410k | 94.78 | |
| EOG Resources (EOG) | 2.0 | $38M | 384k | 99.02 | |
| Nextera Energy (NEE) | 2.0 | $37M | 396k | 93.88 | |
| Flowserve Corporation (FLS) | 1.9 | $35M | 493k | 70.52 | |
| Kinder Morgan Management | 1.8 | $34M | 366k | 94.15 | |
| Stratasys (SSYS) | 1.8 | $34M | 281k | 120.78 | |
| Nxp Semiconductors N V (NXPI) | 1.8 | $33M | 484k | 68.43 | |
| Raytheon Company | 1.7 | $33M | 322k | 101.62 | |
| Cme (CME) | 1.7 | $32M | 400k | 79.95 | |
| Cit | 1.4 | $27M | 591k | 45.96 | |
| Fanuc Ltd-unpons (FANUY) | 1.3 | $25M | 823k | 30.20 | |
| Timkensteel (MTUS) | 1.2 | $22M | 482k | 46.49 | |
| Sherwin-Williams Company (SHW) | 1.2 | $22M | 100k | 218.99 | |
| Visa (V) | 1.1 | $21M | 98k | 213.37 | |
| Timken Company (TKR) | 1.1 | $20M | 481k | 42.39 | |
| Boston Beer Company (SAM) | 1.0 | $19M | 84k | 221.76 | |
| American International (AIG) | 0.9 | $18M | 326k | 54.02 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.9 | $18M | 576k | 30.65 | |
| Novo Nordisk A/S (NVO) | 0.9 | $16M | 343k | 47.62 | |
| E.I. du Pont de Nemours & Company | 0.9 | $16M | 224k | 71.76 | |
| Oneok (OKE) | 0.8 | $16M | 245k | 65.55 | |
| Ubs Ag Jersey Brh Alerian Infrst | 0.8 | $15M | 337k | 45.72 | |
| Archer Daniels Midland Company (ADM) | 0.8 | $15M | 294k | 51.10 | |
| Equity Commonwealth (EQC) | 0.7 | $13M | 506k | 25.71 | |
| Eaton (ETN) | 0.7 | $13M | 201k | 63.37 | |
| Berkshire Hathaway (BRK.B) | 0.7 | $13M | 91k | 138.13 | |
| Enterprise Products Partners (EPD) | 0.6 | $11M | 277k | 40.30 | |
| Precision Castparts | 0.6 | $11M | 44k | 236.88 | |
| Gilead Sciences (GILD) | 0.5 | $10M | 96k | 106.45 | |
| Alcoa | 0.5 | $10M | 620k | 16.09 | |
| Honeywell International (HON) | 0.5 | $9.3M | 100k | 93.12 | |
| 0.5 | $9.1M | 15k | 588.38 | ||
| MasterCard Incorporated (MA) | 0.5 | $8.5M | 115k | 73.92 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.4 | $8.0M | 243k | 32.69 | |
| McDonald's Corporation (MCD) | 0.4 | $7.6M | 81k | 94.81 | |
| Ann | 0.4 | $7.3M | 178k | 41.13 | |
| Tyco International Ltd S hs | 0.3 | $6.5M | 145k | 44.57 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.3 | $6.5M | 88k | 73.63 | |
| Ross Stores (ROST) | 0.3 | $5.9M | 78k | 75.57 | |
| Old Dominion Freight Line (ODFL) | 0.3 | $5.6M | 79k | 70.64 | |
| Aetna | 0.3 | $5.5M | 67k | 80.99 | |
| Vornado Realty Trust | 0.3 | $5.5M | 208k | 26.43 | |
| Johnson & Johnson (JNJ) | 0.3 | $5.1M | 47k | 106.58 | |
| Stanleyblack&decker5.75 p | 0.3 | $5.0M | 204k | 24.68 | |
| Google Inc Class C | 0.3 | $5.1M | 8.9k | 577.33 | |
| Kimco Realty Corporation | 0.2 | $4.6M | 183k | 24.95 | |
| General Electric Company | 0.2 | $4.2M | 166k | 25.62 | |
| Deutsche Bank 6.625% p | 0.2 | $4.0M | 156k | 25.39 | |
| Pnc Financial Services Group | 0.2 | $3.9M | 144k | 27.31 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.2 | $3.9M | 143k | 27.51 | |
| Nextera Energy Capital 5.7% Pf p | 0.2 | $3.8M | 157k | 24.15 | |
| Bristol Myers Squibb (BMY) | 0.2 | $3.5M | 69k | 51.18 | |
| Aegon N V Pfd Perp 6.375 ps | 0.2 | $3.6M | 142k | 25.44 | |
| Public Storage | 0.2 | $3.6M | 142k | 25.69 | |
| JPMorgan Chase & Co. (JPM) | 0.2 | $3.4M | 57k | 60.24 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $3.4M | 36k | 96.15 | |
| DaVita (DVA) | 0.2 | $3.1M | 43k | 73.15 | |
| Lockheed Martin Corporation (LMT) | 0.2 | $3.2M | 18k | 182.80 | |
| Alliance Data Systems Corporation (BFH) | 0.2 | $3.1M | 13k | 248.28 | |
| Micron Technology (MU) | 0.2 | $3.3M | 95k | 34.26 | |
| Goldman Sachs Group Inc 6.125% preferred | 0.2 | $3.1M | 120k | 25.97 | |
| D Qwest Corp 7.375%, 6/1/51 pfddom | 0.2 | $3.3M | 126k | 26.02 | |
| Discover Finl Svs | 0.2 | $3.2M | 128k | 25.22 | |
| Kinder Morgan (KMI) | 0.2 | $3.0M | 77k | 38.34 | |
| Public Storage | 0.2 | $2.9M | 112k | 26.22 | |
| Mondelez Int (MDLZ) | 0.2 | $3.0M | 86k | 34.27 | |
| Eli Lilly & Co. (LLY) | 0.1 | $2.9M | 44k | 64.85 | |
| Lorillard | 0.1 | $2.7M | 46k | 59.92 | |
| Jp Morgan Chase Cap Xx1 p | 0.1 | $2.6M | 101k | 25.56 | |
| Us Bancorp 6.5% Pfd preferred | 0.1 | $2.7M | 94k | 28.68 | |
| Dow Chemical Company | 0.1 | $2.5M | 48k | 52.43 | |
| Verizon Communications (VZ) | 0.1 | $2.4M | 49k | 49.98 | |
| ConAgra Foods (CAG) | 0.1 | $2.5M | 76k | 33.04 | |
| Cheniere Energy (LNG) | 0.1 | $2.3M | 29k | 80.03 | |
| Metlife Inc. 6.5% Pfd Non-cumu p | 0.1 | $2.2M | 87k | 25.62 | |
| Qwest Corp p | 0.1 | $2.3M | 92k | 25.16 | |
| Plum Creek Timber | 0.1 | $2.0M | 52k | 39.00 | |
| Philip Morris International (PM) | 0.1 | $2.0M | 25k | 83.42 | |
| United States Cellular Corp | 0.1 | $2.1M | 83k | 25.30 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.1 | $2.1M | 80k | 25.91 | |
| Wells Fargo 5.85% public | 0.1 | $2.0M | 80k | 25.63 | |
| Waste Management (WM) | 0.1 | $1.8M | 38k | 47.52 | |
| TECO Energy | 0.1 | $1.9M | 107k | 17.38 | |
| Target Corporation (TGT) | 0.1 | $2.0M | 31k | 62.69 | |
| Entergy Corporation (ETR) | 0.1 | $1.8M | 24k | 77.32 | |
| Questar Corporation | 0.1 | $1.9M | 87k | 22.29 | |
| Duke Energy (DUK) | 0.1 | $1.8M | 25k | 74.77 | |
| Kraft Foods | 0.1 | $1.8M | 32k | 56.40 | |
| Allstate Corp Pfd 6.625% Cal | 0.1 | $2.0M | 76k | 25.60 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.6M | 18k | 94.07 | |
| Altria (MO) | 0.1 | $1.6M | 35k | 45.94 | |
| Southern Company (SO) | 0.1 | $1.7M | 39k | 43.65 | |
| Regency Energy Partners | 0.1 | $1.7M | 52k | 32.62 | |
| Williams Partners | 0.1 | $1.6M | 31k | 53.03 | |
| O'reilly Automotive (ORLY) | 0.1 | $1.6M | 11k | 150.40 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $1.7M | 63k | 26.64 | |
| Nextera Energy Capital Holdings | 0.1 | $1.7M | 72k | 23.67 | |
| Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.7M | 67k | 25.91 | |
| At&t (T) | 0.1 | $1.5M | 43k | 35.23 | |
| Royal Dutch Shell | 0.1 | $1.6M | 21k | 76.18 | |
| Kinder Morgan Energy Partners | 0.1 | $1.5M | 16k | 93.26 | |
| Rayonier (RYN) | 0.1 | $1.6M | 51k | 31.15 | |
| Bb&t Pfd 5.625% | 0.1 | $1.5M | 66k | 23.14 | |
| Wells Fargo p | 0.1 | $1.4M | 62k | 22.79 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.3M | 29k | 45.34 | |
| Tractor Supply Company (TSCO) | 0.1 | $1.3M | 21k | 61.50 | |
| R.R. Donnelley & Sons Company | 0.1 | $1.4M | 83k | 16.47 | |
| International Business Machines (IBM) | 0.1 | $1.3M | 7.1k | 189.87 | |
| Alexion Pharmaceuticals | 0.1 | $1.4M | 8.2k | 165.82 | |
| Powershares Senior Loan Portfo mf | 0.1 | $1.3M | 52k | 24.28 | |
| D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 25.35 | |
| Tribune Co New Cl A | 0.1 | $1.3M | 19k | 65.81 | |
| Olin Corporation (OLN) | 0.1 | $1.1M | 44k | 25.26 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $1.1M | 6.00 | 189666.67 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $1.1M | 22k | 52.35 | |
| Stericycle (SRCL) | 0.1 | $1.1M | 9.9k | 116.55 | |
| Verisk Analytics (VRSK) | 0.1 | $1.1M | 19k | 60.86 | |
| CenterPoint Energy (CNP) | 0.1 | $1.1M | 46k | 24.47 | |
| Enbridge Energy Partners | 0.1 | $1.2M | 31k | 38.86 | |
| Holly Energy Partners | 0.1 | $1.1M | 30k | 36.38 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.2M | 46k | 25.55 | |
| Kkr Financial Holdings | 0.1 | $1.0M | 39k | 26.69 | |
| BP (BP) | 0.1 | $865k | 20k | 43.93 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.1 | $1.0M | 987k | 1.04 | |
| Intel Corp sdcv | 0.1 | $953k | 750k | 1.27 | |
| Natural Resource Partners | 0.1 | $939k | 72k | 13.04 | |
| Reed Elsevier | 0.1 | $962k | 15k | 64.43 | |
| KKR & Co | 0.1 | $1.0M | 45k | 22.29 | |
| Hsbc Usa Inc. New Prf. G p | 0.1 | $878k | 38k | 22.96 | |
| Spdr Short-term High Yield mf (SJNK) | 0.1 | $1.0M | 34k | 29.92 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $992k | 40k | 25.14 | |
| Weyerhaeuser C conv prf | 0.1 | $992k | 18k | 54.03 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $777k | 3.9k | 196.91 | |
| Simpson Manufacturing (SSD) | 0.0 | $723k | 25k | 29.15 | |
| Procter & Gamble Company (PG) | 0.0 | $813k | 9.7k | 83.71 | |
| Weyerhaeuser Company (WY) | 0.0 | $730k | 23k | 31.87 | |
| Public Service Enterprise (PEG) | 0.0 | $761k | 20k | 37.22 | |
| Roper Industries (ROP) | 0.0 | $738k | 5.0k | 146.23 | |
| Gulfport Energy Corporation | 0.0 | $818k | 15k | 53.41 | |
| Plains All American Pipeline (PAA) | 0.0 | $764k | 13k | 58.86 | |
| Spectra Energy Partners | 0.0 | $750k | 14k | 53.00 | |
| Church & Dwight (CHD) | 0.0 | $731k | 10k | 70.17 | |
| Global Partners (GLP) | 0.0 | $717k | 17k | 41.69 | |
| Getty Realty (GTY) | 0.0 | $701k | 41k | 16.99 | |
| Senomyx | 0.0 | $825k | 101k | 8.20 | |
| Ubs Ag Jersey Branch | 0.0 | $718k | 9.8k | 73.33 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $829k | 11k | 72.75 | |
| Bank of America Corporation (BAC) | 0.0 | $611k | 36k | 17.05 | |
| Costco Wholesale Corporation (COST) | 0.0 | $648k | 5.2k | 125.36 | |
| Hawaiian Electric Industries (HE) | 0.0 | $645k | 24k | 26.55 | |
| International Paper Company (IP) | 0.0 | $541k | 11k | 47.77 | |
| United Technologies Corporation | 0.0 | $643k | 6.1k | 105.65 | |
| Danaher Corporation (DHR) | 0.0 | $550k | 7.2k | 76.01 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $626k | 19k | 32.66 | |
| Hugoton Royalty Trust (HGTXU) | 0.0 | $474k | 53k | 8.98 | |
| Domino's Pizza (DPZ) | 0.0 | $492k | 6.4k | 76.96 | |
| Us Bancorp | 0.0 | $630k | 23k | 26.98 | |
| Capital One Finl 6% Pfd B p | 0.0 | $473k | 20k | 23.40 | |
| Wells Fargo pre | 0.0 | $548k | 24k | 22.73 | |
| State Street Corp | 0.0 | $494k | 22k | 23.00 | |
| Crown Castle International Corp. pfd stk | 0.0 | $476k | 4.5k | 105.19 | |
| Jpm 6.27 12/31/49 | 0.0 | $575k | 23k | 25.56 | |
| Eqc 5 3/4 08/01/42 | 0.0 | $596k | 28k | 21.69 | |
| American Express Company (AXP) | 0.0 | $428k | 4.9k | 87.60 | |
| Monsanto Company | 0.0 | $308k | 2.7k | 112.41 | |
| Chevron Corporation (CVX) | 0.0 | $455k | 3.8k | 119.27 | |
| 3M Company (MMM) | 0.0 | $350k | 2.5k | 141.64 | |
| MDU Resources (MDU) | 0.0 | $356k | 13k | 27.82 | |
| Hca | 0.0 | $356k | 5.1k | 70.50 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $438k | 3.6k | 121.63 | |
| ConocoPhillips (COP) | 0.0 | $420k | 5.5k | 76.47 | |
| Pepsi (PEP) | 0.0 | $341k | 3.7k | 93.17 | |
| SLM Corporation (SLMPRA) | 0.0 | $402k | 8.2k | 49.32 | |
| PPL Corporation (PPL) | 0.0 | $324k | 9.9k | 32.84 | |
| Xcel Energy (XEL) | 0.0 | $424k | 14k | 30.39 | |
| Cognex Corporation (CGNX) | 0.0 | $322k | 8.0k | 40.25 | |
| El Paso Pipeline Partners | 0.0 | $462k | 12k | 40.17 | |
| NuStar Energy | 0.0 | $455k | 6.9k | 65.94 | |
| Park Electrochemical | 0.0 | $458k | 20k | 23.55 | |
| Teleflex Incorporated (TFX) | 0.0 | $399k | 3.8k | 105.17 | |
| Alliance Resource Partners (ARLP) | 0.0 | $343k | 8.0k | 42.88 | |
| Precision Drilling Corporation | 0.0 | $455k | 42k | 10.78 | |
| Market Vectors High Yield Muni. Ind | 0.0 | $347k | 11k | 30.77 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $374k | 14k | 26.94 | |
| Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $339k | 14k | 25.02 | |
| Vornado Realty Lp 7.875% Call | 0.0 | $315k | 13k | 25.28 | |
| Citigroup (C) | 0.0 | $329k | 6.4k | 51.80 | |
| Partnerre | 0.0 | $290k | 11k | 26.85 | |
| Dillards Capital Trust (DDT) | 0.0 | $355k | 14k | 25.88 | |
| Abbvie (ABBV) | 0.0 | $312k | 5.4k | 57.78 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $443k | 19k | 23.98 | |
| Caterpillar (CAT) | 0.0 | $264k | 2.7k | 98.95 | |
| Walt Disney Company (DIS) | 0.0 | $231k | 2.6k | 88.91 | |
| Regions Financial Corporation (RF) | 0.0 | $251k | 25k | 10.04 | |
| Amgen (AMGN) | 0.0 | $249k | 1.8k | 140.68 | |
| Macy's (M) | 0.0 | $279k | 4.8k | 58.25 | |
| Energy Xxi | 0.0 | $223k | 20k | 11.35 | |
| New York Community Ban | 0.0 | $178k | 11k | 15.89 | |
| Mead Johnson Nutrition | 0.0 | $212k | 2.2k | 96.23 | |
| Harte-Hanks | 0.0 | $205k | 32k | 6.37 | |
| Key (KEY) | 0.0 | $216k | 16k | 13.32 | |
| Pepco Holdings | 0.0 | $227k | 8.5k | 26.74 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $256k | 10k | 25.18 | |
| Jp Morgan Alerian Mlp Index | 0.0 | $242k | 4.6k | 53.19 | |
| Morgan Stanley Cap Tr Vi p | 0.0 | $227k | 8.9k | 25.51 | |
| Us Silica Hldgs (SLCA) | 0.0 | $277k | 4.4k | 62.40 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $215k | 8.7k | 24.71 | |
| Farmer Mac Pfd 5.875% Series preferred | 0.0 | $242k | 10k | 24.02 | |
| Allstate Corp 6.75 p | 0.0 | $206k | 7.9k | 26.08 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 |
