Roosevelt Investment Group as of Sept. 30, 2017
Portfolio Holdings for Roosevelt Investment Group
Roosevelt Investment Group holds 183 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.4 | $37M | 238k | 154.12 | |
| Berkshire Hathaway (BRK.B) | 2.7 | $29M | 160k | 183.32 | |
| Alphabet Inc Class A cs (GOOGL) | 2.6 | $28M | 29k | 973.74 | |
| iShares S&P 1500 Index Fund (ITOT) | 2.5 | $27M | 476k | 57.63 | |
| Johnson & Johnson (JNJ) | 2.4 | $26M | 203k | 130.01 | |
| Amazon (AMZN) | 2.1 | $23M | 24k | 961.34 | |
| Northrop Grumman Corporation (NOC) | 2.0 | $22M | 77k | 287.72 | |
| Microchip Technology (MCHP) | 2.0 | $22M | 243k | 89.78 | |
| Cme (CME) | 2.0 | $21M | 157k | 135.68 | |
| Lockheed Martin Corporation (LMT) | 1.9 | $21M | 68k | 310.30 | |
| Dowdupont | 1.9 | $21M | 303k | 69.23 | |
| Facebook Inc cl a (META) | 1.8 | $20M | 117k | 170.87 | |
| Suntrust Banks Inc $1.00 Par Cmn | 1.8 | $20M | 331k | 59.77 | |
| Nextera Energy (NEE) | 1.8 | $20M | 133k | 146.55 | |
| Old Dominion Freight Line (ODFL) | 1.7 | $19M | 172k | 110.11 | |
| U.S. Bancorp (USB) | 1.7 | $18M | 336k | 53.59 | |
| Home Depot (HD) | 1.6 | $18M | 109k | 163.56 | |
| Pfizer (PFE) | 1.6 | $17M | 481k | 35.70 | |
| 3M Company (MMM) | 1.6 | $17M | 82k | 209.90 | |
| Honeywell International (HON) | 1.6 | $17M | 121k | 141.74 | |
| UnitedHealth (UNH) | 1.5 | $16M | 84k | 195.85 | |
| Union Pacific Corporation (UNP) | 1.5 | $16M | 139k | 115.97 | |
| Ebay, Inc., 6.00% | 1.5 | $16M | 593k | 27.03 | |
| Walt Disney Company (DIS) | 1.4 | $15M | 155k | 98.57 | |
| S&p Global (SPGI) | 1.4 | $15M | 98k | 156.31 | |
| MarketAxess Holdings (MKTX) | 1.4 | $15M | 83k | 184.51 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 1.4 | $15M | 235k | 64.17 | |
| Wells Fargo 5.85% public | 1.4 | $15M | 546k | 27.28 | |
| Crown Castle Intl (CCI) | 1.4 | $15M | 147k | 99.98 | |
| Las Vegas Sands (LVS) | 1.3 | $14M | 213k | 64.16 | |
| MasterCard Incorporated (MA) | 1.1 | $13M | 88k | 141.19 | |
| Dominion Resources Inc p | 1.1 | $13M | 485k | 25.79 | |
| Edwards Lifesciences (EW) | 1.1 | $12M | 112k | 109.31 | |
| Microsoft Corporation (MSFT) | 1.1 | $12M | 162k | 74.49 | |
| Prudential Financial (PRU) | 1.1 | $12M | 111k | 106.32 | |
| Ross Stores (ROST) | 1.1 | $12M | 180k | 64.57 | |
| Newell Rubbermaid (NWL) | 1.1 | $12M | 270k | 42.67 | |
| EOG Resources (EOG) | 1.1 | $12M | 119k | 96.74 | |
| Lam Research Corporation (LRCX) | 1.1 | $12M | 62k | 185.03 | |
| Prologis (PLD) | 1.0 | $11M | 177k | 63.46 | |
| United Rentals (URI) | 1.0 | $11M | 80k | 138.74 | |
| Visa (V) | 1.0 | $11M | 104k | 105.24 | |
| Southern Co./the, 6.25% | 1.0 | $11M | 396k | 27.40 | |
| Health Care SPDR (XLV) | 1.0 | $11M | 131k | 81.73 | |
| Martin Marietta Materials (MLM) | 1.0 | $11M | 52k | 206.23 | |
| Kraft Heinz (KHC) | 0.9 | $10M | 130k | 77.55 | |
| JPMorgan Chase & Co. (JPM) | 0.9 | $9.8M | 103k | 95.51 | |
| Torchmark Corp., 6.13% | 0.8 | $9.1M | 338k | 26.83 | |
| Allstate Corp Pfd 6.625% Cal | 0.8 | $8.6M | 321k | 26.80 | |
| American Express Company (AXP) | 0.8 | $8.3M | 91k | 90.46 | |
| Pnc Financial Services Group | 0.8 | $8.2M | 285k | 28.71 | |
| Ishares Inc core msci emkt (IEMG) | 0.7 | $7.8M | 144k | 54.02 | |
| Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) | 0.7 | $7.2M | 267k | 27.14 | |
| Berkley | 0.7 | $7.3M | 277k | 26.23 | |
| Chevron Corporation (CVX) | 0.6 | $6.8M | 58k | 117.50 | |
| Allergan | 0.6 | $6.7M | 33k | 204.95 | |
| Reinsurance Grp Of Amer Pfd preferred (RZB) | 0.6 | $6.5M | 224k | 28.94 | |
| Bright Horizons Fam Sol In D (BFAM) | 0.6 | $6.1M | 71k | 86.21 | |
| Marathon Petroleum Corp (MPC) | 0.5 | $5.9M | 105k | 56.08 | |
| Senior Housing Properties-callable pref | 0.5 | $5.7M | 211k | 27.12 | |
| Cof 6.7 12/31/49 | 0.5 | $5.6M | 207k | 27.17 | |
| Dte Energy Co., Series F, 6.00 Percent | 0.5 | $5.6M | 204k | 27.37 | |
| Hess (HES) | 0.5 | $5.4M | 116k | 46.89 | |
| Schlumberger (SLB) | 0.5 | $5.5M | 79k | 69.76 | |
| Qwest Corp p | 0.5 | $5.1M | 202k | 25.36 | |
| Boeing Company (BA) | 0.5 | $4.9M | 19k | 254.20 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.4 | $4.8M | 186k | 25.54 | |
| Dlr 7 3/8 12/31/49 | 0.4 | $4.8M | 176k | 27.12 | |
| Fifth Third Pfd 6.625% p (FITBI) | 0.4 | $4.8M | 159k | 29.99 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.4 | $4.6M | 171k | 26.75 | |
| Akzo Nobel | 0.4 | $4.6M | 149k | 30.73 | |
| Lamb Weston Hldgs (LW) | 0.4 | $4.4M | 95k | 46.89 | |
| Nevro (NVRO) | 0.4 | $4.3M | 47k | 90.89 | |
| American Financial Group, Inc., 6.00% | 0.4 | $4.3M | 160k | 26.76 | |
| Charles Schwab Corp. 6% Pfd. p | 0.4 | $4.1M | 161k | 25.39 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.4 | $4.2M | 146k | 28.45 | |
| Procter & Gamble Company (PG) | 0.4 | $4.0M | 44k | 90.97 | |
| Legg Mason Inc Pfd preferred (LMICL) | 0.4 | $3.9M | 145k | 26.81 | |
| Wells Fargo 6.625% | 0.3 | $3.8M | 131k | 28.91 | |
| Abbvie (ABBV) | 0.3 | $3.7M | 42k | 88.86 | |
| Nextera Energy Capital 5.7% Pf p | 0.3 | $3.5M | 140k | 25.19 | |
| Qwest Corp, 6.63% | 0.3 | $3.5M | 139k | 25.45 | |
| NVIDIA Corporation (NVDA) | 0.3 | $3.2M | 18k | 178.74 | |
| Jpm 6.3 12/31/49 | 0.3 | $3.2M | 121k | 26.72 | |
| Time Warner | 0.3 | $2.9M | 29k | 102.46 | |
| Hartford Jr Sub 7.875 P referred | 0.3 | $2.9M | 97k | 30.36 | |
| Discover Finl Svs | 0.3 | $3.0M | 116k | 25.45 | |
| BB&T Corporation | 0.3 | $2.9M | 61k | 46.93 | |
| Pepsi (PEP) | 0.2 | $2.7M | 24k | 111.42 | |
| Enbridge (ENB) | 0.2 | $2.7M | 64k | 41.84 | |
| Chubb (CB) | 0.2 | $2.7M | 19k | 142.57 | |
| SYSCO Corporation (SYY) | 0.2 | $2.7M | 49k | 53.96 | |
| Southern Company (SO) | 0.2 | $2.6M | 53k | 49.14 | |
| Kimco Realty Corporation | 0.2 | $2.5M | 99k | 25.35 | |
| Vz 5.9 02/15/54 | 0.2 | $2.5M | 92k | 27.19 | |
| Jpm 6 1/8 12/31/49 | 0.2 | $2.5M | 92k | 26.75 | |
| Duke Energy (DUK) | 0.2 | $2.4M | 29k | 83.91 | |
| State Street | 0.2 | $2.4M | 88k | 26.67 | |
| Paychex (PAYX) | 0.2 | $2.3M | 38k | 59.97 | |
| Air Products & Chemicals (APD) | 0.2 | $2.2M | 14k | 151.22 | |
| Vanguard Health Care ETF (VHT) | 0.2 | $2.2M | 14k | 152.30 | |
| Us Bancorp 6.5% Pfd preferred | 0.2 | $2.1M | 72k | 29.14 | |
| General Electric Company | 0.2 | $1.8M | 77k | 24.18 | |
| Raytheon Company | 0.2 | $1.8M | 9.5k | 186.55 | |
| Universal Display Corporation (OLED) | 0.2 | $1.8M | 14k | 128.82 | |
| Public Storage Z 6% Pfd Call 6 p | 0.2 | $1.8M | 67k | 26.15 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.6M | 20k | 81.96 | |
| Target Corporation (TGT) | 0.1 | $1.5M | 25k | 58.99 | |
| Enterprise Products Partners (EPD) | 0.1 | $1.4M | 53k | 26.08 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.5M | 1.5k | 959.32 | |
| Bb&t Corp 5.625% public | 0.1 | $1.4M | 52k | 26.65 | |
| Public Storage Dep 1/1000 Pfd p | 0.1 | $1.3M | 49k | 26.94 | |
| Carlyle Group Lp 5.875 Non Cum Red Perp Pfd Units Series A equity | 0.1 | $1.3M | 51k | 25.57 | |
| General Dynamics Corporation (GD) | 0.1 | $1.2M | 5.7k | 205.64 | |
| State Street Corp, Series G, 5.35% (STT.PG) | 0.1 | $1.1M | 42k | 27.21 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $1.1M | 4.00 | 274750.00 | |
| Nextera Energy Partners (NEP) | 0.1 | $1.1M | 27k | 40.28 | |
| Colgate-Palmolive Company (CL) | 0.1 | $997k | 14k | 72.82 | |
| Stanleyblack&decker5.75 p | 0.1 | $998k | 39k | 25.44 | |
| Wells Fargo Pfd 6% Ser V | 0.1 | $936k | 35k | 26.44 | |
| Capital One Financialco Ser G p | 0.1 | $952k | 38k | 25.17 | |
| ConAgra Foods (CAG) | 0.1 | $830k | 25k | 33.75 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $717k | 2.9k | 251.31 | |
| Vornado Realty Trust 5.4% Seri p (VNO.PL) | 0.1 | $793k | 31k | 25.40 | |
| Apollo Management Llc prd | 0.1 | $764k | 29k | 26.33 | |
| McDonald's Corporation (MCD) | 0.1 | $651k | 4.2k | 156.79 | |
| International Business Machines (IBM) | 0.1 | $629k | 4.3k | 145.20 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $702k | 8.4k | 83.97 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $633k | 24k | 26.98 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $625k | 24k | 25.58 | |
| Costco Wholesale Corporation (COST) | 0.1 | $503k | 3.1k | 164.22 | |
| Vanguard Financials ETF (VFH) | 0.1 | $580k | 8.9k | 65.41 | |
| Kinder Morgan (KMI) | 0.1 | $594k | 31k | 19.19 | |
| Wells Fargo pre | 0.1 | $524k | 21k | 24.99 | |
| Ppl Cap Fdg Inc Jr Sub Nt 2013 preferred | 0.1 | $519k | 20k | 25.71 | |
| Ishares Tr 0-5yr invt gr cp (SLQD) | 0.1 | $539k | 11k | 50.66 | |
| Jpm 6.27 12/31/49 | 0.1 | $511k | 19k | 26.89 | |
| Sce Trust Iv Cum Pfd J p (SCE.PJ) | 0.1 | $594k | 22k | 27.15 | |
| Nextera Energy Capital Holdings, Inc., Series K, 5.25% | 0.1 | $587k | 23k | 25.53 | |
| Gatx Corp $1.51562 Pfd preferred | 0.1 | $580k | 22k | 26.98 | |
| Altria (MO) | 0.0 | $432k | 6.8k | 63.36 | |
| United Technologies Corporation | 0.0 | $482k | 4.2k | 115.98 | |
| Novo Nordisk A/S (NVO) | 0.0 | $448k | 9.3k | 48.10 | |
| Cheniere Energy (LNG) | 0.0 | $476k | 11k | 45.08 | |
| Ps Business Parks | 0.0 | $395k | 16k | 25.16 | |
| Mondelez Int (MDLZ) | 0.0 | $402k | 9.9k | 40.63 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $432k | 5.7k | 75.46 | |
| National Retail Properties, Inc., Series F, 5.20 Percent | 0.0 | $468k | 19k | 25.09 | |
| Eli Lilly & Co. (LLY) | 0.0 | $310k | 3.6k | 85.45 | |
| Comerica Incorporated (CMA) | 0.0 | $374k | 4.9k | 76.34 | |
| Amgen (AMGN) | 0.0 | $355k | 1.9k | 186.55 | |
| Philip Morris International (PM) | 0.0 | $326k | 2.9k | 110.88 | |
| iShares S&P MidCap 400 Index (IJH) | 0.0 | $301k | 1.7k | 178.85 | |
| Oasis Petroleum | 0.0 | $314k | 35k | 9.11 | |
| Metlife Inc Pfd A Flt preferr (MET.PA) | 0.0 | $301k | 12k | 25.08 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $324k | 12k | 27.79 | |
| Spdr Series Trust equity (IBND) | 0.0 | $313k | 9.1k | 34.57 | |
| Dillards Capital Trust (DDT) | 0.0 | $326k | 13k | 25.75 | |
| Capital One Finl 6% Pfd B p | 0.0 | $293k | 12k | 25.22 | |
| Nextera Energy 5.00% Ser J public | 0.0 | $365k | 15k | 25.17 | |
| Wells Fargo p | 0.0 | $368k | 15k | 25.32 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $283k | 11k | 25.55 | |
| Veritex Hldgs (VBTX) | 0.0 | $294k | 11k | 26.96 | |
| Eversource Energy (ES) | 0.0 | $304k | 5.0k | 60.46 | |
| Public Storage, Series B, 5.40% (PSA.PB) | 0.0 | $280k | 11k | 26.48 | |
| Dte Energy Co., Series B, 5.38% | 0.0 | $310k | 12k | 25.83 | |
| Monsanto Company | 0.0 | $256k | 2.1k | 120.02 | |
| Bristol Myers Squibb (BMY) | 0.0 | $215k | 3.4k | 63.82 | |
| At&t (T) | 0.0 | $222k | 5.7k | 39.26 | |
| Intel Corporation (INTC) | 0.0 | $224k | 5.9k | 38.15 | |
| Merck & Co (MRK) | 0.0 | $269k | 4.2k | 63.97 | |
| Celgene Corporation | 0.0 | $216k | 1.5k | 146.04 | |
| Bb&t Pfd 5.625% | 0.0 | $239k | 9.4k | 25.30 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $218k | 8.5k | 25.65 | |
| Duke Energy Corp 5.125% public | 0.0 | $240k | 9.4k | 25.53 | |
| Gen Elec Cap Corp Nt preferre | 0.0 | $256k | 10k | 25.60 | |
| Enviva Partners Lp master ltd part | 0.0 | $229k | 7.7k | 29.56 | |
| Wells Fargo & Co 5.500% Pfd pfd stk | 0.0 | $250k | 9.7k | 25.73 | |
| Partnerre Pfd Ser H preferred | 0.0 | $247k | 8.6k | 28.72 | |
| iShares Gold Trust | 0.0 | $158k | 13k | 12.33 | |
| New Gold Inc Cda (NGD) | 0.0 | $55k | 15k | 3.72 | |
| Seacor Holding Inc note 3.000 11/1 | 0.0 | $67k | 75k | 0.89 | |
| Northstar Electronics | 0.0 | $0 | 15k | 0.00 |
