Rothschild Investment Corp as of Sept. 30, 2011
Portfolio Holdings for Rothschild Investment Corp
Rothschild Investment Corp holds 312 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Ezchip Semiconductor Lt | 4.7 | $23M | 700k | 33.22 | |
| Apple (AAPL) | 3.6 | $18M | 47k | 381.19 | |
| Qualcomm (QCOM) | 3.1 | $15M | 312k | 48.63 | |
| Johnson & Johnson (JNJ) | 2.3 | $12M | 181k | 63.69 | |
| Abbott Laboratories (ABT) | 2.3 | $11M | 223k | 51.14 | |
| General Electric Company | 2.3 | $11M | 730k | 15.22 | |
| Exxon Mobil Corporation (XOM) | 2.2 | $11M | 151k | 72.63 | |
| Procter & Gamble Company (PG) | 2.1 | $11M | 166k | 63.18 | |
| Verizon Communications (VZ) | 1.6 | $8.0M | 216k | 36.80 | |
| JPMorgan Chase & Co. (JPM) | 1.6 | $7.7M | 255k | 30.12 | |
| Baxter International (BAX) | 1.5 | $7.6M | 135k | 56.14 | |
| 1.5 | $7.6M | 15k | 514.37 | ||
| International Business Machines (IBM) | 1.4 | $7.0M | 40k | 174.87 | |
| Corning Incorporated (GLW) | 1.4 | $6.7M | 539k | 12.36 | |
| Lowe's Companies (LOW) | 1.2 | $6.0M | 311k | 19.34 | |
| SPDR S&P MidCap 400 ETF (MDY) | 1.2 | $5.8M | 41k | 142.13 | |
| At&t (T) | 1.2 | $5.8M | 202k | 28.52 | |
| Pfizer (PFE) | 1.1 | $5.6M | 319k | 17.68 | |
| CBOE Holdings (CBOE) | 1.1 | $5.7M | 232k | 24.47 | |
| ConocoPhillips (COP) | 1.1 | $5.6M | 89k | 63.32 | |
| United Parcel Service (UPS) | 1.1 | $5.3M | 83k | 63.15 | |
| Poplar Forest Partners Institu (IPFPX) | 1.1 | $5.3M | 217k | 24.34 | |
| Zimmer Holdings (ZBH) | 1.1 | $5.2M | 97k | 53.48 | |
| McDonald's Corporation (MCD) | 1.1 | $5.2M | 59k | 87.82 | |
| Exelon Corporation (EXC) | 1.1 | $5.1M | 121k | 42.61 | |
| Chevron Corporation (CVX) | 1.0 | $5.1M | 55k | 92.60 | |
| Goldman Sachs (GS) | 1.0 | $4.9M | 52k | 94.55 | |
| Illinois Tool Works (ITW) | 1.0 | $4.9M | 118k | 41.60 | |
| Best Buy (BBY) | 0.9 | $4.7M | 200k | 23.30 | |
| Medtronic | 0.9 | $4.6M | 139k | 33.24 | |
| Coca-Cola Company (KO) | 0.8 | $4.1M | 61k | 67.56 | |
| Jacobs Engineering | 0.8 | $4.1M | 126k | 32.29 | |
| Carnival Corporation (CCL) | 0.8 | $3.9M | 130k | 30.30 | |
| Berkshire Hathaway (BRK.B) | 0.8 | $3.9M | 54k | 71.04 | |
| iShares S&P MidCap 400 Index (IJH) | 0.8 | $3.9M | 50k | 77.99 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $3.8M | 76k | 50.64 | |
| Raymond James Financial (RJF) | 0.8 | $3.7M | 144k | 25.96 | |
| NetLogic Microsystems | 0.8 | $3.7M | 77k | 48.11 | |
| International Game Technology | 0.7 | $3.7M | 251k | 14.53 | |
| Dollar Tree (DLTR) | 0.7 | $3.6M | 48k | 75.12 | |
| 3M Company (MMM) | 0.7 | $3.5M | 49k | 71.79 | |
| Noble Corporation Com Stk | 0.7 | $3.5M | 121k | 29.35 | |
| Bristol Myers Squibb (BMY) | 0.7 | $3.5M | 111k | 31.38 | |
| Cisco Systems (CSCO) | 0.7 | $3.5M | 223k | 15.49 | |
| American Cap Income Builder Cl (CIBFX) | 0.7 | $3.5M | 74k | 46.90 | |
| Starwood Property Trust (STWD) | 0.7 | $3.4M | 197k | 17.16 | |
| Manpower (MAN) | 0.7 | $3.3M | 100k | 33.62 | |
| Republic Services (RSG) | 0.7 | $3.3M | 117k | 28.06 | |
| Duke Energy Corporation | 0.7 | $3.2M | 159k | 19.99 | |
| Arch Coal | 0.6 | $3.0M | 208k | 14.58 | |
| Microsoft Corporation (MSFT) | 0.6 | $2.8M | 111k | 24.89 | |
| Alcoa | 0.6 | $2.8M | 288k | 9.57 | |
| Merck & Co (MRK) | 0.6 | $2.8M | 85k | 32.70 | |
| Ford Motor Company (F) | 0.5 | $2.6M | 271k | 9.67 | |
| Royce Value Trust (RVT) | 0.5 | $2.5M | 223k | 11.08 | |
| Br Malls Participacoes Gdr 144 | 0.5 | $2.4M | 120k | 20.39 | |
| Costco Wholesale Corporation (COST) | 0.5 | $2.4M | 29k | 82.11 | |
| Enbridge Energy Partners | 0.5 | $2.4M | 88k | 27.47 | |
| Pepsi (PEP) | 0.5 | $2.4M | 38k | 61.89 | |
| Deere & Company (DE) | 0.5 | $2.3M | 35k | 64.58 | |
| Wal-Mart Stores (WMT) | 0.4 | $2.1M | 40k | 51.89 | |
| E.I. du Pont de Nemours & Company | 0.4 | $2.1M | 51k | 39.97 | |
| iShares Russell 2000 Index (IWM) | 0.4 | $2.1M | 32k | 64.28 | |
| Intel Corporation (INTC) | 0.4 | $2.0M | 94k | 21.33 | |
| Amgen (AMGN) | 0.4 | $2.0M | 36k | 54.95 | |
| Nike (NKE) | 0.4 | $2.0M | 23k | 85.49 | |
| Home Depot (HD) | 0.4 | $2.0M | 60k | 32.87 | |
| Spdr S&p 500 Etf (SPY) | 0.4 | $2.0M | 18k | 113.16 | |
| NYSE Euronext | 0.4 | $1.9M | 82k | 23.24 | |
| CVS Caremark Corporation (CVS) | 0.4 | $1.9M | 58k | 33.59 | |
| Eli Lilly & Co. (LLY) | 0.4 | $1.9M | 50k | 36.96 | |
| Natural Resource Partners | 0.4 | $1.9M | 73k | 25.36 | |
| Novartis (NVS) | 0.4 | $1.8M | 32k | 55.76 | |
| Allergan | 0.3 | $1.7M | 20k | 82.40 | |
| Starwood Hotels & Resorts Worldwide | 0.3 | $1.7M | 43k | 38.83 | |
| Jos. A. Bank Clothiers | 0.3 | $1.6M | 35k | 46.63 | |
| TJX Companies (TJX) | 0.3 | $1.6M | 29k | 55.47 | |
| United Technologies Corporation | 0.3 | $1.5M | 22k | 70.37 | |
| Oracle Corporation (ORCL) | 0.3 | $1.5M | 53k | 28.74 | |
| Boeing Company (BA) | 0.3 | $1.5M | 24k | 60.52 | |
| Chesapeake Energy Corporation | 0.3 | $1.5M | 58k | 25.55 | |
| Miller Industries (MLR) | 0.3 | $1.5M | 84k | 17.35 | |
| BP (BP) | 0.3 | $1.4M | 40k | 36.06 | |
| Philip Morris International (PM) | 0.3 | $1.4M | 23k | 62.38 | |
| Integrys Energy | 0.3 | $1.4M | 30k | 48.62 | |
| Capital World Grw&incm Cl F (CWGFX) | 0.3 | $1.4M | 47k | 30.26 | |
| Kinder Morgan Energy Partners | 0.3 | $1.4M | 20k | 68.37 | |
| Trust For Professnal Marketfie | 0.3 | $1.4M | 106k | 13.09 | |
| Progress Energy | 0.3 | $1.3M | 25k | 51.71 | |
| Walgreen Company | 0.3 | $1.4M | 41k | 32.89 | |
| Genco Shipping & Trading | 0.3 | $1.3M | 162k | 7.81 | |
| Devon Energy Corporation (DVN) | 0.3 | $1.3M | 23k | 55.46 | |
| Norfolk Southern (NSC) | 0.3 | $1.3M | 21k | 61.04 | |
| FirstEnergy (FE) | 0.3 | $1.3M | 28k | 44.92 | |
| Dow Chemical Company | 0.3 | $1.3M | 57k | 22.45 | |
| GlaxoSmithKline | 0.3 | $1.3M | 31k | 41.29 | |
| TeleTech Holdings | 0.3 | $1.3M | 83k | 15.24 | |
| LHC | 0.3 | $1.3M | 76k | 17.06 | |
| Covanta Holding Corporation | 0.2 | $1.2M | 81k | 15.19 | |
| Visa (V) | 0.2 | $1.2M | 14k | 85.69 | |
| Caterpillar (CAT) | 0.2 | $1.2M | 16k | 73.85 | |
| Halliburton Company (HAL) | 0.2 | $1.2M | 38k | 30.53 | |
| ProShares Short S&P500 | 0.2 | $1.2M | 26k | 46.09 | |
| Consolidated Edison (ED) | 0.2 | $1.1M | 20k | 57.02 | |
| Emerson Electric (EMR) | 0.2 | $1.1M | 27k | 41.32 | |
| Rydex S&P Equal Weight ETF | 0.2 | $1.1M | 27k | 41.42 | |
| Nucor Corporation (NUE) | 0.2 | $1.0M | 32k | 31.63 | |
| Universal Health Services (UHS) | 0.2 | $1.0M | 30k | 34.00 | |
| Target Corporation (TGT) | 0.2 | $1.0M | 21k | 49.03 | |
| Barrick Gold Corp (GOLD) | 0.2 | $961k | 21k | 46.65 | |
| Honeywell International (HON) | 0.2 | $973k | 22k | 43.90 | |
| Praxair | 0.2 | $989k | 11k | 93.43 | |
| Canadian Natl Ry (CNI) | 0.2 | $951k | 14k | 66.59 | |
| eBay (EBAY) | 0.2 | $926k | 31k | 29.50 | |
| Shire | 0.2 | $911k | 9.7k | 93.92 | |
| Allstate Corporation (ALL) | 0.2 | $907k | 38k | 23.69 | |
| Cohen & Steers Quality Income Realty (RQI) | 0.2 | $893k | 116k | 7.67 | |
| J.B. Hunt Transport Services (JBHT) | 0.2 | $860k | 24k | 36.13 | |
| Enterprise Products Partners (EPD) | 0.2 | $857k | 21k | 40.15 | |
| San Juan Basin Royalty Trust (SJT) | 0.2 | $833k | 36k | 22.98 | |
| Cnooc | 0.2 | $790k | 4.9k | 160.24 | |
| MasterCard Incorporated (MA) | 0.2 | $788k | 2.5k | 317.10 | |
| Ameren Corporation (AEE) | 0.2 | $788k | 27k | 29.77 | |
| PowerShares QQQ Trust, Series 1 | 0.2 | $782k | 15k | 52.54 | |
| KKR & Co | 0.2 | $770k | 74k | 10.40 | |
| Advisors Ser Tr Pl Fr Prtn A | 0.2 | $808k | 33k | 24.27 | |
| Apache Corporation | 0.1 | $733k | 9.1k | 80.28 | |
| Jazz Pharmaceuticals | 0.1 | $742k | 18k | 41.52 | |
| Amer Intl Grw & Inc Cl F-1 (IGIFX) | 0.1 | $741k | 28k | 26.76 | |
| Capital Income Builders Fd Sh (CAIBX) | 0.1 | $723k | 15k | 46.88 | |
| Waste Management (WM) | 0.1 | $710k | 22k | 32.54 | |
| Raytheon Company | 0.1 | $705k | 17k | 40.89 | |
| NiSource (NI) | 0.1 | $683k | 32k | 21.39 | |
| Schlumberger (SLB) | 0.1 | $706k | 12k | 59.75 | |
| Williams Companies (WMB) | 0.1 | $672k | 28k | 24.33 | |
| SPDR Gold Trust (GLD) | 0.1 | $689k | 4.4k | 158.06 | |
| PowerShares DB Com Indx Trckng Fund | 0.1 | $673k | 26k | 25.75 | |
| Ceragon Networks (CRNT) | 0.1 | $685k | 72k | 9.55 | |
| Columbia Acorn Fund Z (ACRNX) | 0.1 | $711k | 28k | 25.68 | |
| Time Warner | 0.1 | $631k | 21k | 29.95 | |
| Morgan Stanley (MS) | 0.1 | $635k | 47k | 13.52 | |
| Bemis Company | 0.1 | $619k | 21k | 29.32 | |
| American Electric Power Company (AEP) | 0.1 | $633k | 17k | 38.03 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $664k | 20k | 32.95 | |
| CF Industries Holdings (CF) | 0.1 | $659k | 5.3k | 123.41 | |
| Eaton Vance Tax-Managed Global Buy-Write (ETW) | 0.1 | $647k | 66k | 9.76 | |
| Agic Equity & Conv Income | 0.1 | $627k | 41k | 15.17 | |
| Te Connectivity Ltd for (TEL) | 0.1 | $621k | 22k | 28.13 | |
| Annaly Capital Management | 0.1 | $609k | 37k | 16.62 | |
| Walt Disney Company (DIS) | 0.1 | $597k | 20k | 30.13 | |
| Darden Restaurants (DRI) | 0.1 | $603k | 14k | 42.75 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $583k | 19k | 30.46 | |
| Dean Foods Company | 0.1 | $569k | 64k | 8.86 | |
| CVR Energy (CVI) | 0.1 | $613k | 29k | 21.14 | |
| Repsol YPF (REPYY) | 0.1 | $607k | 23k | 26.83 | |
| QuickLogic Corporation | 0.1 | $599k | 256k | 2.34 | |
| American Balanced Fd Cl F (BALFX) | 0.1 | $567k | 33k | 16.98 | |
| Cvr Partners Lp unit | 0.1 | $568k | 24k | 23.54 | |
| Telefonica Brasil Sa | 0.1 | $590k | 22k | 26.43 | |
| International Paper Company (IP) | 0.1 | $539k | 23k | 23.26 | |
| Stryker Corporation (SYK) | 0.1 | $543k | 12k | 47.11 | |
| Gap (GPS) | 0.1 | $528k | 33k | 16.24 | |
| BreitBurn Energy Partners | 0.1 | $545k | 31k | 17.41 | |
| iShares MSCI Japan Index | 0.1 | $558k | 59k | 9.46 | |
| UGI Corporation (UGI) | 0.1 | $556k | 21k | 26.29 | |
| Stifel Financial (SF) | 0.1 | $549k | 21k | 26.55 | |
| Oil Service HOLDRs | 0.1 | $536k | 5.2k | 103.08 | |
| Apollo Investment | 0.1 | $563k | 75k | 7.52 | |
| Market Vectors Brazil Small Cap ETF | 0.1 | $546k | 14k | 39.17 | |
| Compugen (CGEN) | 0.1 | $521k | 130k | 4.00 | |
| American Income Fnd Of America (AMECX) | 0.1 | $520k | 33k | 15.64 | |
| Oppenheimer Develop Mkts Cl A | 0.1 | $557k | 19k | 28.76 | |
| Northern Trust Corporation (NTRS) | 0.1 | $511k | 15k | 34.95 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $468k | 13k | 37.22 | |
| Foot Locker (FL) | 0.1 | $511k | 26k | 20.08 | |
| Kroger (KR) | 0.1 | $494k | 23k | 21.96 | |
| Royal Dutch Shell | 0.1 | $509k | 8.2k | 62.07 | |
| Templeton Dragon Fund (TDF) | 0.1 | $494k | 20k | 24.22 | |
| Thai Fund | 0.1 | $477k | 40k | 11.82 | |
| Wal-mart de Mexico S A B de C V (WMMVY) | 0.1 | $469k | 20k | 23.02 | |
| American Europac Gwth Fd Cl A (AEPGX) | 0.1 | $474k | 14k | 34.17 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $460k | 13k | 35.09 | |
| PPG Industries (PPG) | 0.1 | $424k | 6.0k | 70.67 | |
| SYSCO Corporation (SYY) | 0.1 | $461k | 18k | 25.90 | |
| Supervalu | 0.1 | $466k | 70k | 6.66 | |
| Xilinx | 0.1 | $428k | 16k | 27.45 | |
| Altria (MO) | 0.1 | $432k | 16k | 26.83 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $427k | 4.00 | 106750.00 | |
| First Solar (FSLR) | 0.1 | $442k | 7.0k | 63.14 | |
| First National Bank Alaska (FBAK) | 0.1 | $433k | 286.00 | 1513.99 | |
| Amazon (AMZN) | 0.1 | $429k | 2.0k | 216.12 | |
| Ventas (VTR) | 0.1 | $421k | 8.5k | 49.36 | |
| MetLife (MET) | 0.1 | $445k | 16k | 27.99 | |
| Terex Corporation (TEX) | 0.1 | $435k | 42k | 10.27 | |
| Pinnacle West Capital Corporation (PNW) | 0.1 | $442k | 10k | 42.91 | |
| WisdomTree Intl. LargeCap Div (DOL) | 0.1 | $465k | 12k | 37.96 | |
| Fidelity Advisor Ser I Lev | 0.1 | $422k | 16k | 26.76 | |
| MB Financial | 0.1 | $417k | 28k | 14.72 | |
| State Street Corporation (STT) | 0.1 | $373k | 12k | 32.18 | |
| Bank of America Corporation (BAC) | 0.1 | $379k | 62k | 6.12 | |
| FedEx Corporation (FDX) | 0.1 | $415k | 6.1k | 67.76 | |
| Kraft Foods | 0.1 | $414k | 12k | 33.61 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $396k | 16k | 24.17 | |
| Potash Corp. Of Saskatchewan I | 0.1 | $402k | 9.3k | 43.27 | |
| Southern Company (SO) | 0.1 | $375k | 8.9k | 42.37 | |
| Accenture (ACN) | 0.1 | $411k | 7.8k | 52.69 | |
| Frontier Communications | 0.1 | $385k | 63k | 6.11 | |
| Cliffs Natural Resources | 0.1 | $396k | 7.7k | 51.16 | |
| BHP Billiton (BHP) | 0.1 | $390k | 5.9k | 66.50 | |
| Cibc Cad (CM) | 0.1 | $375k | 5.4k | 69.90 | |
| Celgene Corporation | 0.1 | $387k | 6.2k | 61.95 | |
| Systemax | 0.1 | $396k | 31k | 12.73 | |
| iShares MSCI Malaysia Index Fund | 0.1 | $417k | 34k | 12.19 | |
| Aberdeen Latin Amer Eqty | 0.1 | $382k | 13k | 29.19 | |
| Taiwan Fund (TWN) | 0.1 | $377k | 25k | 15.01 | |
| Claymore/zacks Mid-cap Core Etf cmn | 0.1 | $416k | 16k | 26.04 | |
| Monsanto Company | 0.1 | $356k | 5.9k | 60.05 | |
| Newmont Mining Corporation (NEM) | 0.1 | $321k | 5.1k | 62.94 | |
| Hess (HES) | 0.1 | $369k | 7.0k | 52.53 | |
| Hewlett-Packard Company | 0.1 | $333k | 15k | 22.48 | |
| Xerox Corporation | 0.1 | $356k | 51k | 6.97 | |
| Mocon | 0.1 | $351k | 22k | 15.81 | |
| PowerShares FTSE RAFI US 1000 | 0.1 | $328k | 6.7k | 48.96 | |
| iShares MSCI Thailand Index Fund (THD) | 0.1 | $343k | 6.4k | 53.26 | |
| William Blair Intl Gwth Fd Cl | 0.1 | $367k | 21k | 17.83 | |
| Oppenheimer Intl S Co Cl A | 0.1 | $331k | 17k | 19.54 | |
| Unified Ser Tr Appleseed | 0.1 | $369k | 30k | 12.31 | |
| Time Warner Cable | 0.1 | $316k | 5.0k | 62.69 | |
| Archer Daniels Midland Company (ADM) | 0.1 | $305k | 12k | 24.78 | |
| Medco Health Solutions | 0.1 | $320k | 6.8k | 46.89 | |
| Wells Fargo & Company (WFC) | 0.1 | $296k | 12k | 24.14 | |
| Automatic Data Processing (ADP) | 0.1 | $309k | 6.6k | 47.18 | |
| CenturyLink | 0.1 | $277k | 8.4k | 33.17 | |
| Colgate-Palmolive Company (CL) | 0.1 | $313k | 3.5k | 88.79 | |
| Nextera Energy (NEE) | 0.1 | $304k | 5.6k | 54.03 | |
| Starbucks Corporation (SBUX) | 0.1 | $310k | 8.3k | 37.35 | |
| Omni (OMC) | 0.1 | $301k | 8.2k | 36.82 | |
| Chatham Lodging Trust (CLDT) | 0.1 | $298k | 30k | 9.92 | |
| First Eagle Gold Fund (SGGDX) | 0.1 | $303k | 9.5k | 31.79 | |
| American Balanced (ABALX) | 0.1 | $287k | 17k | 16.98 | |
| Templeton Global Invt Bric | 0.1 | $298k | 27k | 10.91 | |
| U.S. Bancorp (USB) | 0.1 | $263k | 11k | 23.52 | |
| Ameriprise Financial (AMP) | 0.1 | $232k | 5.9k | 39.37 | |
| KKR Financial Holdings | 0.1 | $253k | 34k | 7.44 | |
| Zebra Technologies (ZBRA) | 0.1 | $251k | 8.1k | 30.89 | |
| Transocean (RIG) | 0.1 | $228k | 4.8k | 47.70 | |
| Sprint Nextel Corporation | 0.1 | $224k | 74k | 3.05 | |
| General Mills (GIS) | 0.1 | $248k | 6.5k | 38.45 | |
| Royal Dutch Shell | 0.1 | $260k | 4.2k | 61.51 | |
| Danaher Corporation (DHR) | 0.1 | $250k | 6.0k | 41.99 | |
| EMC Corporation | 0.1 | $256k | 12k | 20.98 | |
| Nicor | 0.1 | $250k | 4.6k | 54.95 | |
| H.J. Heinz Company | 0.1 | $225k | 4.5k | 50.56 | |
| MVC Capital | 0.1 | $262k | 25k | 10.48 | |
| Titan Machinery (TITN) | 0.1 | $252k | 14k | 17.87 | |
| Banco Bradesco SA (BBD) | 0.1 | $232k | 16k | 14.78 | |
| China Uni | 0.1 | $268k | 13k | 20.38 | |
| Hain Celestial (HAIN) | 0.1 | $264k | 8.7k | 30.52 | |
| Tor Dom Bk Cad (TD) | 0.1 | $222k | 3.1k | 71.04 | |
| SPDR S&P Homebuilders (XHB) | 0.1 | $234k | 18k | 13.30 | |
| American Funds- Growth Fnd Of mf (GFAFX) | 0.1 | $226k | 8.5k | 26.52 | |
| Korea (KF) | 0.1 | $259k | 7.0k | 37.15 | |
| Royce Focus Tr | 0.1 | $238k | 39k | 6.05 | |
| American Capital Wld Grth & In (CWGIX) | 0.1 | $253k | 8.3k | 30.31 | |
| Shire | 0.1 | $250k | 8.0k | 31.25 | |
| Columbia Fds Ser Tr Largecap V | 0.1 | $246k | 26k | 9.51 | |
| International Grw & In Cl F-2 (IGFFX) | 0.1 | $242k | 9.1k | 26.70 | |
| Newell Rubbermaid (NWL) | 0.0 | $191k | 16k | 11.85 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $205k | 2.8k | 72.49 | |
| ConAgra Foods (CAG) | 0.0 | $205k | 8.5k | 24.26 | |
| Marathon Oil Corporation (MRO) | 0.0 | $201k | 9.3k | 21.61 | |
| Saks Incorporated | 0.0 | $208k | 24k | 8.75 | |
| Amedisys (AMED) | 0.0 | $215k | 15k | 14.83 | |
| Banco Itau Holding Financeira (ITUB) | 0.0 | $212k | 14k | 15.53 | |
| Adams Express Company (ADX) | 0.0 | $188k | 20k | 9.20 | |
| Massachusetts Invs Tr Sh Ben I (MITTX) | 0.0 | $211k | 12k | 17.05 | |
| Templeton Global Invt Emrg Mkt | 0.0 | $178k | 20k | 9.01 | |
| Blackstone | 0.0 | $145k | 12k | 11.98 | |
| Staples | 0.0 | $171k | 13k | 13.30 | |
| Alaska Communications Systems | 0.0 | $142k | 22k | 6.57 | |
| Inphi Corporation | 0.0 | $140k | 16k | 8.75 | |
| PowerShares Listed Private Eq. | 0.0 | $146k | 19k | 7.68 | |
| Gafisa SA | 0.0 | $115k | 20k | 5.77 | |
| Interpublic Group of Companies (IPG) | 0.0 | $86k | 12k | 7.17 | |
| Key (KEY) | 0.0 | $83k | 14k | 5.91 | |
| Taylor Capital (TAYC) | 0.0 | $93k | 15k | 6.40 | |
| Blackrock Kelso Capital | 0.0 | $102k | 14k | 7.29 | |
| Brandywine Realty Trust (BDN) | 0.0 | $104k | 13k | 8.00 | |
| Inland Real Estate Corporation | 0.0 | $113k | 15k | 7.31 | |
| Shengkai Innovations | 0.0 | $79k | 86k | 0.92 | |
| Pengrowth Energy Corp | 0.0 | $108k | 12k | 9.00 | |
| Manning & Napier Fd World Oppo | 0.0 | $86k | 12k | 6.98 | |
| Oppenheimer Strateg Fd Income | 0.0 | $117k | 29k | 4.07 | |
| LDK Solar | 0.0 | $33k | 11k | 3.14 | |
| Abraxas Petroleum | 0.0 | $53k | 20k | 2.65 | |
| Acorn Energy | 0.0 | $56k | 11k | 5.28 | |
| Oromin Explorations (OLEPF) | 0.0 | $31k | 36k | 0.86 | |
| Franklin Cust Fds Incm Fd Cl A (FKINX) | 0.0 | $68k | 34k | 1.98 | |
| Ambac Financial | 0.0 | $1.0k | 10k | 0.10 | |
| Sirius XM Radio | 0.0 | $22k | 14k | 1.53 | |
| Star Scientific | 0.0 | $23k | 10k | 2.30 | |
| Vantage Drilling Company ord (VTGDF) | 0.0 | $19k | 15k | 1.27 | |
| Cohen & Steers Quality Rlty | 0.0 | $0 | 87k | 0.00 | |
| 100,000 Rivus Bond Fd Fracl Sh | 0.0 | $0 | 88k | 0.00 | |
| Eromanga Hydrocarbons Nl | 0.0 | $0 | 10k | 0.00 | |
| Escrow Dws Rreef Real Estate F | 0.0 | $0 | 58k | 0.00 | |
| Lund Gold | 0.0 | $900.000000 | 30k | 0.03 | |
| Mckenzie Bay Intl | 0.0 | $0 | 10k | 0.00 | |
| One E Commerce Corp | 0.0 | $8.2k | 102k | 0.08 | |
| Qrs Music Technologies (QRSM) | 0.0 | $12k | 49k | 0.24 | |
| Rstk Std Bancshares Inc Hickor | 0.0 | $0 | 104k | 0.00 | |
| Rushnet (RSHN) | 0.0 | $0 | 4.0M | 0.00 |
