GRT Capital Partners

Shepherd Kaplan Krochuk as of March 31, 2019

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 170 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 12.0 $19M 68k 281.95
Berkshire Hathaway (BRK.A) 6.0 $9.6M 32.00 301218.75
Berkshire Hathaway (BRK.B) 5.9 $9.5M 47k 200.89
California Res Corp 3.3 $5.2M 203k 25.71
Copart (CPRT) 2.2 $3.6M 59k 60.58
Alerian Mlp Etf 1.7 $2.7M 268k 10.03
iShares S&P 500 Growth Index (IVW) 1.6 $2.6M 15k 172.35
WisdomTree LargeCap Dividend Fund (DLN) 1.6 $2.5M 27k 94.21
Whiting Petroleum Corp 1.6 $2.5M 96k 26.15
Wpx Energy 1.5 $2.5M 187k 13.11
Invesco Exchng Traded Fd Tr rusel 1000 eql (EQAL) 1.5 $2.4M 75k 32.18
Noble Energy 1.3 $2.1M 84k 24.72
American Express Company (AXP) 1.3 $2.1M 19k 109.29
Pioneer Natural Resources (PXD) 1.2 $1.9M 13k 152.24
DaVita (DVA) 1.2 $1.9M 36k 54.29
Delta Air Lines (DAL) 1.1 $1.8M 35k 51.65
Campbell Soup Company (CPB) 1.1 $1.7M 45k 38.13
S&p Global (SPGI) 1.1 $1.7M 8.0k 210.55
Thermo Fisher Scientific (TMO) 1.0 $1.6M 5.7k 273.77
Vanguard S&p 500 Etf idx (VOO) 0.9 $1.5M 5.8k 259.55
UnitedHealth (UNH) 0.9 $1.5M 6.0k 247.29
Mag Silver Corp (MAG) 0.9 $1.5M 139k 10.66
Callon Pete Co Del Com Stk 0.9 $1.4M 184k 7.55
Marathon Petroleum Corp (MPC) 0.8 $1.4M 23k 59.85
Methanex Corp (MEOH) 0.8 $1.3M 24k 56.86
Citigroup (C) 0.8 $1.3M 21k 62.20
Pattern Energy 0.8 $1.3M 57k 22.00
Gilead Sciences (GILD) 0.8 $1.2M 19k 65.00
Bwx Technologies (BWXT) 0.8 $1.2M 25k 49.60
Microsoft Corporation (MSFT) 0.8 $1.2M 10k 117.96
Avis Budget (CAR) 0.8 $1.2M 34k 34.85
Invesco Qqq Trust Series 1 (QQQ) 0.8 $1.2M 6.7k 179.70
Wheaton Precious Metals Corp (WPM) 0.7 $1.1M 48k 23.80
Pretium Res Inc Com Isin# Ca74 0.7 $1.1M 132k 8.57
Anthem (ELV) 0.7 $1.1M 3.9k 287.02
SPDR KBW Regional Banking (KRE) 0.7 $1.1M 22k 51.34
Hca Holdings (HCA) 0.7 $1.1M 8.5k 130.39
Diamondback Energy (FANG) 0.7 $1.1M 11k 101.51
iShares Russell Midcap Growth Idx. (IWP) 0.7 $1.0M 7.7k 135.69
Exxon Mobil Corporation (XOM) 0.6 $1.0M 13k 80.77
Phillips 66 (PSX) 0.6 $1.0M 11k 95.22
Pepsi (PEP) 0.6 $990k 8.1k 122.49
Alphabet Inc Class C cs (GOOG) 0.6 $974k 830.00 1173.49
iShares NASDAQ Biotechnology Index (IBB) 0.6 $956k 8.6k 111.77
Hldgs (UAL) 0.6 $960k 12k 79.81
Vanguard Total World Stock Idx (VT) 0.6 $965k 13k 73.19
Kearny Finl Corp Md (KRNY) 0.6 $955k 74k 12.86
Hyde Park Bancorp, Mhc 0.6 $935k 39k 23.90
Walgreen Boots Alliance (WBA) 0.6 $917k 15k 63.24
Coca-Cola Company (KO) 0.6 $880k 19k 46.86
Orion Engineered Carbons (OEC) 0.6 $887k 47k 18.99
Nutrien (NTR) 0.5 $867k 16k 52.78
Celgene Corporation 0.5 $849k 9.0k 94.33
American International (AIG) 0.5 $848k 20k 43.04
Axalta Coating Sys (AXTA) 0.5 $831k 33k 25.22
Fidelity National Information Services (FIS) 0.5 $802k 7.1k 113.05
Travelers Companies (TRV) 0.5 $803k 5.9k 137.15
Abbott Laboratories (ABT) 0.5 $785k 9.8k 79.92
Procter & Gamble Company (PG) 0.5 $774k 7.4k 104.10
Ultra Clean Holdings (UCTT) 0.5 $756k 73k 10.36
Johnson & Johnson (JNJ) 0.5 $735k 5.3k 139.79
Concho Resources 0.5 $745k 6.7k 111.00
American Airls (AAL) 0.5 $743k 23k 31.75
Parsley Energy Inc-class A 0.5 $736k 38k 19.31
iShares MSCI Emerging Markets Indx (EEM) 0.5 $728k 17k 42.92
Vanguard Small-Cap Value ETF (VBR) 0.5 $721k 5.6k 128.68
Sinclair Broadcast 0.4 $713k 19k 38.48
Gaia (GAIA) 0.4 $696k 76k 9.15
Enbridge (ENB) 0.4 $656k 18k 36.29
Bank of New York Mellon Corporation (BK) 0.4 $641k 13k 50.47
Cimarex Energy 0.4 $633k 9.1k 69.91
Mondelez Int (MDLZ) 0.4 $626k 13k 49.89
Paypal Holdings (PYPL) 0.4 $620k 6.0k 103.87
Snap-on Incorporated (SNA) 0.4 $597k 3.8k 156.61
Altra Holdings 0.4 $590k 19k 31.05
Tesla Motors (TSLA) 0.3 $560k 2.0k 280.00
Proshares Tr ultrapro qqq (TQQQ) 0.3 $561k 9.9k 56.67
Caterpillar (CAT) 0.3 $542k 4.0k 135.50
Wal-Mart Stores (WMT) 0.3 $546k 5.6k 97.53
Aberdeen Asia-Pacific Income Fund (FAX) 0.3 $523k 124k 4.23
General American Investors (GAM) 0.3 $536k 16k 33.29
First Tr High Income L/s (FSD) 0.3 $529k 36k 14.62
Blackrock Res & Commodities Strategy Tr (BCX) 0.3 $528k 65k 8.17
Facebook Inc cl a (META) 0.3 $534k 3.2k 166.72
Berry Plastics (BERY) 0.3 $536k 9.9k 53.87
Petroleum & Res Corp Com cef (PEO) 0.3 $531k 32k 16.77
Central Securities (CET) 0.3 $511k 18k 28.64
Morgan Stanley Emerging Markets Domestic (EDD) 0.3 $511k 77k 6.61
Dividend & Income Fund (BXSY) 0.3 $513k 45k 11.37
Allianzgi Nfj Divid Int Prem S cefs 0.3 $517k 43k 12.06
Seagate Technology Com Stk 0.3 $477k 10k 47.91
Highpoint Res Corp 0.3 $476k 215k 2.21
Amgen (AMGN) 0.3 $470k 2.5k 189.82
Visa (V) 0.3 $469k 3.0k 156.33
Pcsb Fncl 0.3 $452k 23k 19.57
Bank of America Corporation (BAC) 0.3 $431k 16k 27.60
Core Laboratories 0.3 $438k 6.4k 68.89
Mohawk Industries (MHK) 0.3 $416k 3.3k 126.06
FMC Corporation (FMC) 0.2 $400k 5.2k 76.89
Cbre Clarion Global Real Estat re (IGR) 0.2 $404k 54k 7.47
Invesco Exchange Traded Fd T dynmc bldg con (PKB) 0.2 $399k 14k 27.70
Flextronics International Ltd Com Stk (FLEX) 0.2 $379k 38k 9.99
KAR Auction Services (KAR) 0.2 $372k 7.3k 51.28
iShares Lehman Short Treasury Bond (SHV) 0.2 $362k 3.3k 110.70
Ishares Tr trs flt rt bd (TFLO) 0.2 $362k 7.2k 50.42
Wisdomtree Tr blmbrg fl tr 0.2 $362k 14k 25.10
Etf Managers Tr purefunds ise cy (HACK) 0.2 $366k 9.2k 40.00
Goldman Sachs Etf Tr treasuryaccess (GBIL) 0.2 $361k 3.6k 100.28
Spdr Ser Tr 1 3 hgh yield (BIL) 0.2 $361k 3.9k 91.62
Penn National Gaming (PENN) 0.2 $352k 18k 20.11
Cenovus Energy (CVE) 0.2 $332k 38k 8.69
Agnico (AEM) 0.2 $333k 7.6k 43.54
Select Sector Spdr Tr Communic etfeqty (XLC) 0.2 $329k 7.0k 46.81
Vanguard Total Stock Market ETF (VTI) 0.2 $319k 2.2k 144.80
Asa (ASA) 0.2 $306k 30k 10.25
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $301k 24k 12.41
Kinder Morgan (KMI) 0.2 $308k 15k 20.01
Qualcomm (QCOM) 0.2 $285k 5.0k 57.00
iShares Russell Midcap Index Fund (IWR) 0.2 $293k 5.4k 53.95
Alibaba Group Holding (BABA) 0.2 $288k 1.6k 182.51
Harborone Ban 0.2 $292k 17k 17.23
Kirkland Lake Gold 0.2 $289k 9.5k 30.42
Enterprise Products Partners (EPD) 0.2 $280k 9.6k 29.14
Group 1 Automotive (GPI) 0.2 $267k 4.1k 64.66
iShares S&P MidCap 400 Growth (IJK) 0.2 $267k 1.2k 219.03
SPDR KBW Bank (KBE) 0.2 $265k 6.3k 41.78
iShares S&P SmallCap 600 Index (IJR) 0.2 $279k 3.6k 77.22
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $269k 25k 10.68
Wells Fargo Adv Inc Opport Fund (EAD) 0.2 $265k 34k 7.87
Franklin Universal Trust (FT) 0.2 $272k 39k 7.03
Nuveen Real (JRI) 0.2 $271k 17k 16.04
ardmore Shipping (ASC) 0.2 $271k 44k 6.16
Eagle Materials (EXP) 0.2 $253k 3.0k 84.33
SPDR Gold Trust (GLD) 0.2 $251k 2.1k 122.02
Vanguard Europe Pacific ETF (VEA) 0.2 $255k 6.2k 40.92
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.2 $260k 25k 10.50
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $259k 62k 4.19
Invesco Van Kampen Dyn Cr Opp Fund 0.2 $256k 24k 10.87
Morgan Stanley Emerging Markets Debt (MSD) 0.2 $259k 29k 8.97
Biolife Solutions (BLFS) 0.2 $250k 14k 17.86
Source Capital (SOR) 0.1 $233k 6.5k 36.01
Ubs Ag Jersey Brh exch sec lkd41 0.1 $239k 12k 19.68
iShares Russell 1000 Value Index (IWD) 0.1 $227k 1.8k 123.64
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $231k 27k 8.57
Mexico Fund (MXF) 0.1 $228k 17k 13.85
Antero Res (AR) 0.1 $224k 25k 8.84
3M Company (MMM) 0.1 $208k 1.0k 208.00
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $200k 36k 5.56
Delaware Enhanced Glbl. Div. & Inc. Fund 0.1 $199k 21k 9.69
Tekla Healthcare Opportunit (THQ) 0.1 $198k 11k 17.66
Nexgen Energy (NXE) 0.1 $173k 107k 1.62
Royce Micro Capital Trust (RMT) 0.1 $158k 19k 8.32
Royce Value Trust (RVT) 0.1 $138k 10k 13.72
Tecnoglass (TGLS) 0.1 $146k 20k 7.30
Gabelli mutual funds - (GGZ) 0.1 $142k 12k 11.80
International Game Technology (IGT) 0.1 $145k 11k 12.96
Checkpoint Therapeutics 0.1 $143k 50k 2.86
Nuverra Environmental 0.1 $150k 17k 8.91
Boulder Growth & Income Fund (STEW) 0.1 $125k 12k 10.78
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $128k 10k 12.52
Eaton Vance Senior Income Trust (EVF) 0.1 $126k 21k 6.15
Credit Suisse AM Inc Fund (CIK) 0.1 $136k 44k 3.10
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $129k 25k 5.25
Royce Global Value Tr (RGT) 0.1 $125k 12k 10.06
Azure Pwr Global (AZREF) 0.1 $126k 11k 11.25
Japan Smaller Capitalizaion Fund (JOF) 0.1 $110k 13k 8.80
Dawson Geophysical (DWSN) 0.1 $76k 26k 2.94
Ashford Hospitality Trust 0.0 $67k 14k 4.79
Kinross Gold Corp (KGC) 0.0 $57k 17k 3.45
Templeton Global Income Fund (SABA) 0.0 $66k 10k 6.35