GRT Capital Partners

Shepherd Kaplan Krochuk as of March 31, 2021

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 180 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
EQT Corporation (EQT) 7.3 $19M 1.0M 18.58
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 7.1 $18M 470k 38.98
Vanguard Scottsdale Fds Mortg-back Sec (VMBS) 5.9 $15M 286k 53.37
Vaneck Vectors Etf Tr Fallen Angel Hg (ANGL) 4.7 $12M 382k 31.93
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 4.3 $11M 192k 58.15
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 3.7 $9.7M 149k 65.28
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 3.7 $9.5M 252k 37.72
Apple (AAPL) 2.8 $7.3M 60k 122.15
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 2.5 $6.4M 64k 99.68
Ishares Tr Msci Usa Mmentm (MTUM) 2.4 $6.2M 39k 160.85
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.3 $6.0M 24k 255.46
First Tr Morningstar Divid L SHS (FDL) 2.3 $5.9M 181k 32.72
Ishares Tr Short Treas Bd (SHV) 2.3 $5.9M 53k 110.50
Pioneer Natural Resources 2.2 $5.7M 36k 158.82
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 2.1 $5.3M 100k 53.36
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.9 $5.0M 152k 33.04
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.5 $3.9M 98k 39.49
California Res Corp Com Stock (CRC) 1.4 $3.6M 151k 24.06
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 1.4 $3.5M 148k 23.84
DaVita (DVA) 1.3 $3.3M 31k 107.78
Vanguard Index Fds Real Estate Etf (VNQ) 1.2 $3.2M 35k 91.85
Energy Transfer Com Ut Ltd Ptn (ET) 1.1 $2.9M 378k 7.68
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 1.0 $2.7M 180k 15.00
Devon Energy Corporation (DVN) 0.9 $2.3M 105k 21.85
Campbell Soup Company (CPB) 0.9 $2.2M 45k 50.28
Copart (CPRT) 0.8 $2.1M 20k 108.64
Diamondback Energy (FANG) 0.8 $2.0M 27k 73.48
S&p Global (SPGI) 0.8 $2.0M 5.6k 352.78
United Parcel Service CL B (UPS) 0.6 $1.7M 9.9k 170.03
Microsoft Corporation (MSFT) 0.6 $1.6M 6.9k 235.82
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.6 $1.6M 50k 32.50
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $1.6M 7.2k 221.37
Alphabet Cap Stk Cl C (GOOG) 0.6 $1.5M 730.00 2068.49
Qualcomm (QCOM) 0.6 $1.4M 11k 132.57
Cimarex Energy 0.5 $1.4M 24k 59.40
Ultra Clean Holdings (UCTT) 0.5 $1.3M 23k 58.04
ConocoPhillips Call Option (COP) 0.5 $1.3M 24k 52.67
Cenovus Energy Call Option (CVE) 0.5 $1.2M 160k 7.52
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.4 $1.2M 14k 82.50
Ishares Tr S&p 500 Grwt Etf (IVW) 0.4 $1.1M 18k 65.12
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.4 $1.1M 2.8k 396.43
Sprott Com New (SII) 0.4 $1.1M 29k 38.00
Thermo Fisher Scientific (TMO) 0.4 $1.1M 2.4k 456.28
Mag Silver Corp (MAG) 0.4 $1.1M 71k 15.01
Paypal Holdings (PYPL) 0.4 $976k 4.0k 242.91
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.4 $956k 2.6k 364.47
Scorpio Tankers SHS (STNG) 0.4 $931k 50k 18.45
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.4 $925k 4.6k 198.97
Netflix (NFLX) 0.3 $905k 1.7k 521.61
Abbvie (ABBV) 0.3 $865k 8.0k 108.21
Pepsi (PEP) 0.3 $820k 5.8k 141.38
Valero Energy Corporation (VLO) 0.3 $815k 11k 71.58
Facebook Cl A (META) 0.3 $798k 2.7k 294.68
UnitedHealth (UNH) 0.3 $788k 2.1k 372.05
Pretium Res Inc Com Isin# Ca74 0.3 $778k 75k 10.37
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.3 $776k 7.6k 102.05
PPL Corporation (PPL) 0.3 $771k 27k 28.84
Newmont Mining Corporation (NEM) 0.3 $751k 13k 60.29
Syntax Etf Tr Stratifd Lrg Cap 0.3 $734k 12k 62.13
Citigroup Com New (C) 0.3 $728k 10k 72.80
Silvercrest Metals (SILV) 0.3 $687k 85k 8.08
Coca-Cola Company (KO) 0.3 $674k 13k 52.69
Abbott Laboratories (ABT) 0.3 $659k 5.5k 119.82
Wal-Mart Stores (WMT) 0.2 $643k 4.7k 135.88
Royce Value Trust (RVT) 0.2 $618k 34k 18.10
Voya Global Eq Div & Pr Opp (IGD) 0.2 $617k 108k 5.70
Spdr Gold Tr Gold Shs (GLD) 0.2 $616k 3.9k 159.83
Gabelli Dividend & Income Trust (GDV) 0.2 $614k 26k 23.95
Anthem (ELV) 0.2 $610k 1.7k 358.82
American Express Company (AXP) 0.2 $608k 4.3k 141.40
Stamps Com New 0.2 $599k 3.0k 199.67
Kinder Morgan (KMI) 0.2 $598k 36k 16.66
Mondelez Intl Cl A (MDLZ) 0.2 $585k 10k 58.50
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $580k 5.8k 100.17
Spdr Ser Tr Spdr Bloomberg (BIL) 0.2 $580k 6.3k 91.48
Fidelity National Information Services (FIS) 0.2 $576k 4.1k 140.59
Group 1 Automotive (GPI) 0.2 $552k 3.5k 157.71
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $551k 92k 6.03
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $543k 11k 50.28
Wisdomtree Tr Floatng Rat Trea 0.2 $543k 22k 25.12
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.2 $542k 6.3k 86.31
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 0.2 $541k 11k 51.33
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $536k 8.7k 61.54
Wheaton Precious Metals Corp (WPM) 0.2 $535k 14k 38.21
Visa Com Cl A (V) 0.2 $531k 2.5k 211.72
Neuberger Berman Mlp Income (NML) 0.2 $531k 127k 4.20
Enterprise Products Partners (EPD) 0.2 $526k 24k 22.02
Procter & Gamble Company (PG) 0.2 $515k 3.8k 135.53
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $510k 4.4k 114.63
Johnson & Johnson (JNJ) 0.2 $503k 3.1k 164.38
Seagate Technology SHS 0.2 $491k 6.4k 76.72
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $487k 11k 42.98
Kirkland Lake Gold 0.2 $473k 14k 33.79
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.2 $461k 48k 9.57
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $449k 10k 43.31
Altra Holdings 0.2 $448k 8.1k 55.31
Phillips 66 (PSX) 0.2 $436k 5.4k 81.50
At&t (T) 0.2 $426k 14k 30.26
BlackRock Global Energy & Resources Trus (BGR) 0.2 $413k 47k 8.88
Kearny Finl Corp Md (KRNY) 0.2 $411k 34k 12.09
Crowdstrike Hldgs Cl A (CRWD) 0.2 $405k 2.2k 182.51
Lumen Technologies (LUMN) 0.2 $403k 30k 13.34
Royce Micro Capital Trust (RMT) 0.1 $387k 34k 11.29
Comstock Resources (CRK) 0.1 $386k 70k 5.54
BioDelivery Sciences International 0.1 $368k 94k 3.91
New Germany Fund (GF) 0.1 $364k 18k 19.79
Bank of America Corporation (BAC) 0.1 $364k 9.4k 38.72
First Trust New Opportunities 0.1 $357k 67k 5.33
Tekla Healthcare Invs Sh Ben Int (HQH) 0.1 $351k 14k 24.44
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $349k 4.5k 78.39
Discovery Com Ser C 0.1 $347k 9.4k 36.91
Travelers Companies (TRV) 0.1 $346k 2.3k 150.43
Tri-Continental Corporation (TY) 0.1 $337k 10k 32.47
Gaia Cl A (GAIA) 0.1 $326k 27k 11.90
Berry Plastics (BERY) 0.1 $319k 5.2k 61.35
Harborone Bancorp Com New (HONE) 0.1 $317k 24k 13.49
Aberdeen Chile Fund (AEF) 0.1 $317k 37k 8.64
Ishares Tr Core S&p500 Etf (IVV) 0.1 $309k 777.00 397.68
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $309k 25k 12.48
Taiwan Fund (TWN) 0.1 $308k 11k 28.28
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $308k 27k 11.51
Vontier Corporation (VNT) 0.1 $303k 10k 30.30
Atlas Air Worldwide Hldgs In Com New 0.1 $302k 5.0k 60.40
Putnam Master Inter Income T Sh Ben Int (PIM) 0.1 $300k 69k 4.33
Petroleum & Res Corp Com cef (PEO) 0.1 $297k 20k 14.70
Aldeyra Therapeutics (ALDX) 0.1 $297k 25k 11.88
AllianceBernstein Global Hgh Incm (AWF) 0.1 $297k 25k 11.85
W.R. Grace & Co. 0.1 $293k 4.9k 59.80
General Motors Company (GM) 0.1 $287k 5.0k 57.40
Northern Dynasty Minerals Lt Com New (NAK) 0.1 $285k 450k 0.63
Amgen (AMGN) 0.1 $283k 1.1k 248.46
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $278k 31k 8.97
Cnx Resources Corporation (CNX) 0.1 $277k 19k 14.71
Fmc Corp Com New (FMC) 0.1 $277k 2.5k 110.80
Asa Gold And Precious Mtls L SHS (ASA) 0.1 $271k 14k 19.95
Frontline Shs New Call Option 0.1 $271k 39k 7.00
Putnam Premier Income Tr Sh Ben Int (PPT) 0.1 $269k 55k 4.87
Vermilion Energy (VET) 0.1 $269k 37k 7.27
Nutrien (NTR) 0.1 $269k 5.0k 53.80
Tekla Life Sciences Invs Sh Ben Int (HQL) 0.1 $262k 13k 19.71
Skyworks Solutions (SWKS) 0.1 $261k 1.4k 183.29
Vanguard Index Fds Small Cp Etf (VB) 0.1 $260k 1.2k 214.34
Iaa 0.1 $259k 4.7k 55.11
Bwx Technologies (BWXT) 0.1 $257k 3.9k 65.90
Merit Medical Systems (MMSI) 0.1 $257k 4.3k 59.77
Japan Smaller Capitalizaion Fund (JOF) 0.1 $256k 28k 9.31
Alamos Gold Com Cl A (AGI) 0.1 $254k 32k 7.83
Wabtec Corporation (WAB) 0.1 $253k 3.2k 79.06
Envista Hldgs Corp (NVST) 0.1 $249k 6.1k 40.82
General American Investors (GAM) 0.1 $247k 6.2k 39.90
Cbre Clarion Global Real Estat re (IGR) 0.1 $245k 31k 7.82
Osisko Gold Royalties (OR) 0.1 $242k 22k 11.00
New Gold Inc Cda Call Option (NGD) 0.1 $240k 156k 1.54
Gilead Sciences (GILD) 0.1 $239k 3.7k 64.59
Enbridge (ENB) 0.1 $237k 6.5k 36.46
Vulcan Materials Company (VMC) 0.1 $236k 1.4k 168.57
Agnico (AEM) 0.1 $231k 4.0k 57.75
Ingevity (NGVT) 0.1 $227k 3.0k 75.67
Methanex Corp (MEOH) 0.1 $221k 6.0k 36.83
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $210k 3.9k 53.34
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $207k 1.0k 207.00
Tecnoglass SHS (TGLS) 0.1 $198k 17k 12.00
Dht Holdings Shs New (DHT) 0.1 $194k 33k 5.92
Templeton Emerging Markets (EMF) 0.1 $192k 10k 19.12
Goodrich Pete Corp Com Par 0.1 $181k 19k 9.45
First Tr Mlp & Energy Income 0.1 $174k 25k 6.91
Nexgen Energy (NXE) 0.1 $163k 45k 3.62
Enerplus Corp 0.1 $161k 32k 5.00
Eaton Vance Short Duration Diversified I (EVG) 0.1 $154k 12k 13.14
Whole Earth Brands Com Cl A (FREE) 0.1 $150k 12k 13.04
Marathon Oil Corporation Call Option (MRO) 0.1 $142k 13k 10.68
Invacare Corporation 0.0 $128k 16k 8.00
Sustainable Develp Acqu I Unit 02/04/2026 0.0 $109k 11k 9.91
Kinross Gold Corp (KGC) 0.0 $107k 16k 6.69
Transocean Reg Shs (RIG) 0.0 $83k 23k 3.58
ardmore Shipping Call Option (ASC) 0.0 $54k 12k 4.50
Applied Genetic Technol Corp C 0.0 $51k 10k 5.10
Tilray Note 5.000%10/0 0.0 $46k 50k 0.92
Taseko Cad Call Option (TGB) 0.0 $27k 16k 1.74
Galectin Therapeutics Com New (GALT) 0.0 $26k 12k 2.17