Shufro Rose & Co

Shufro Rose & Co as of Sept. 30, 2012

Portfolio Holdings for Shufro Rose & Co

Shufro Rose & Co holds 238 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Cms Energy Cor p 33.5 $375M 679.00 552583.21
Exxon Mobil Corporation (XOM) 3.0 $34M 366k 91.45
General Electric Company 3.0 $33M 1.5M 22.71
Intel Corporation (INTC) 2.5 $29M 1.3M 22.65
Texas Instruments Incorporated (TXN) 2.2 $25M 914k 27.55
Teva Pharmaceutical Industries (TEVA) 1.6 $18M 429k 41.41
Medtronic 1.5 $17M 396k 43.12
JPMorgan Chase & Co. (JPM) 1.5 $17M 419k 40.48
Exelon Corporation (EXC) 1.4 $16M 439k 35.58
Avery Dennison Corporation (AVY) 1.4 $15M 478k 31.82
Amgen (AMGN) 1.2 $14M 165k 84.29
Vodafone 1.2 $14M 483k 28.49
Johnson Controls 1.2 $14M 501k 27.40
Sonoco Products Company (SON) 1.2 $14M 437k 30.99
Microsoft Corporation (MSFT) 1.2 $13M 439k 29.76
Thermo Fisher Scientific (TMO) 1.1 $12M 205k 58.83
E.I. du Pont de Nemours & Company 1.1 $12M 237k 50.27
Pfizer (PFE) 0.9 $11M 421k 24.85
Agrium 0.9 $11M 101k 103.71
3M Company (MMM) 0.9 $10M 109k 92.41
HCC Insurance Holdings 0.9 $10M 298k 33.89
MetLife (MET) 0.9 $9.8M 285k 34.46
Examworks 0.9 $9.7M 651k 14.92
Illinois Tool Works (ITW) 0.8 $9.5M 160k 59.47
National Western Life Insurance Company 0.8 $8.8M 61k 143.24
International Paper Company (IP) 0.8 $8.4M 232k 36.32
Jacobs Engineering 0.8 $8.5M 209k 40.43
Buckle (BKE) 0.7 $8.2M 180k 45.43
Abbott Laboratories (ABT) 0.7 $8.0M 116k 68.56
Cisco Systems (CSCO) 0.7 $8.0M 420k 19.09
Meredith Corporation 0.7 $7.9M 226k 35.00
Quest Diagnostics Incorporated (DGX) 0.7 $7.8M 123k 63.43
Mobile Mini 0.7 $7.9M 473k 16.70
Skechers USA (SKX) 0.7 $7.9M 388k 20.40
FreightCar America (RAIL) 0.7 $7.4M 417k 17.79
Chico's FAS 0.7 $7.4M 407k 18.11
Newport Corporation 0.6 $7.1M 640k 11.06
Harsco Corporation (NVRI) 0.6 $6.9M 338k 20.53
Vishay Precision (VPG) 0.6 $6.9M 491k 13.98
Hewlett-Packard Company 0.6 $6.7M 394k 17.06
Baker Hughes Incorporated 0.6 $6.5M 144k 45.23
L-3 Communications Holdings 0.6 $6.5M 90k 71.70
Corning Incorporated (GLW) 0.6 $6.2M 472k 13.15
Ceradyne 0.6 $6.2M 254k 24.43
Layne Christensen Company 0.5 $6.1M 309k 19.61
Walker & Dunlop (WD) 0.5 $6.1M 396k 15.37
AVX Corporation 0.5 $5.9M 615k 9.59
Kelly Services (KELYA) 0.5 $6.0M 475k 12.60
Blyth 0.5 $6.0M 230k 25.99
BP (BP) 0.5 $5.8M 137k 42.36
Alcoa 0.5 $5.9M 662k 8.85
International Rectifier Corporation 0.5 $5.6M 335k 16.69
Itt 0.5 $5.2M 260k 20.15
Berkshire Hathaway (BRK.B) 0.5 $5.1M 57k 88.19
Simpson Manufacturing (SSD) 0.4 $4.7M 165k 28.61
Bar Harbor Bankshares (BHB) 0.4 $4.8M 133k 35.74
Vistaprint N V 0.4 $4.6M 136k 34.14
Johnson & Johnson (JNJ) 0.4 $4.5M 65k 68.90
CVS Caremark Corporation (CVS) 0.4 $4.5M 92k 48.41
American Eagle Outfitters (AEO) 0.4 $4.3M 205k 21.08
Systemax 0.4 $4.3M 363k 11.81
Dell 0.4 $4.2M 424k 9.85
International Business Machines (IBM) 0.4 $4.0M 19k 207.41
Procter & Gamble Company (PG) 0.3 $4.0M 57k 69.35
Flextronics International Ltd Com Stk (FLEX) 0.3 $4.0M 660k 6.00
Chevron Corporation (CVX) 0.3 $3.8M 32k 116.56
Marvell Technology Group 0.3 $3.8M 414k 9.15
Swiss Helvetia Fund (SWZ) 0.3 $3.4M 315k 10.77
Teradyne (TER) 0.3 $2.9M 207k 14.22
Strattec Security (STRT) 0.2 $2.8M 131k 21.24
Exelis 0.2 $2.8M 275k 10.34
Japan Equity Fund 0.2 $2.6M 514k 5.09
Cascade Corporation 0.2 $2.3M 42k 54.73
Unilever (UL) 0.2 $2.4M 65k 36.51
Consolidated-Tomoka Land 0.2 $2.3M 71k 32.88
Kohl's Corporation (KSS) 0.2 $2.3M 45k 51.22
Kellogg Company (K) 0.2 $2.1M 42k 51.65
Middleburg Financial 0.2 $2.1M 118k 17.76
Superior Industries International (SUP) 0.2 $2.2M 126k 17.09
Harris & Harris 0.2 $2.1M 559k 3.79
Berkshire Hathaway (BRK.A) 0.2 $2.0M 15.00 132666.67
Qualcomm (QCOM) 0.2 $2.0M 32k 62.46
Aon 0.2 $2.1M 39k 52.28
Emerson Electric (EMR) 0.2 $1.9M 40k 48.25
Gentex Corporation (GNTX) 0.2 $1.9M 112k 16.99
Tejon Ranch Company (TRC) 0.2 $1.9M 64k 30.03
Merck & Co (MRK) 0.2 $1.8M 41k 45.08
Washington Post Company 0.2 $1.8M 5.0k 362.84
Prospect Capital Corporation (PSEC) 0.2 $1.7M 151k 11.51
Citigroup (C) 0.2 $1.7M 53k 32.71
Pdc Energy 0.2 $1.8M 57k 31.62
Home Depot (HD) 0.1 $1.7M 28k 60.34
M&T Bank Corporation (MTB) 0.1 $1.6M 17k 95.11
Friedman Inds (FRD) 0.1 $1.5M 151k 10.23
Japan Smaller Capitalizaion Fund (JOF) 0.1 $1.6M 219k 7.21
Copart (CPRT) 0.1 $1.2M 43k 27.71
Agilysys (AGYS) 0.1 $1.3M 150k 8.59
Seneca Foods Corporation (SENEA) 0.1 $1.2M 42k 29.86
Salisbury Ban 0.1 $1.3M 50k 24.99
MFS Intermediate Income Trust (MIN) 0.1 $1.1M 178k 6.42
Omega Protein Corporation 0.1 $1.1M 163k 6.86
Target Corporation (TGT) 0.1 $994k 16k 63.46
Gilead Sciences (GILD) 0.1 $1.0M 16k 66.33
Time Warner 0.1 $927k 21k 45.32
Commercial Metals Company (CMC) 0.1 $891k 68k 13.20
Meadowbrook Insurance 0.1 $931k 121k 7.69
J&J Snack Foods (JJSF) 0.1 $859k 15k 57.27
Enerplus Corp 0.1 $890k 54k 16.56
Bank of America Corporation (BAC) 0.1 $774k 88k 8.83
Walt Disney Company (DIS) 0.1 $741k 14k 52.27
ConocoPhillips (COP) 0.1 $738k 13k 57.15
Pepsi (PEP) 0.1 $741k 11k 70.74
United Technologies Corporation 0.1 $786k 10k 78.21
Henry Schein (HSIC) 0.1 $808k 10k 79.22
Trinity Industries (TRN) 0.1 $821k 27k 29.96
Healthcare Services (HCSG) 0.1 $730k 32k 22.83
Hardinge 0.1 $742k 72k 10.25
Getty Realty (GTY) 0.1 $793k 44k 17.94
Xylem (XYL) 0.1 $754k 30k 25.14
Wal-Mart Stores (WMT) 0.1 $671k 9.1k 73.74
United Parcel Service (UPS) 0.1 $706k 9.9k 71.49
At&t (T) 0.1 $638k 17k 37.65
Apple (AAPL) 0.1 $628k 942.00 666.67
Royal Dutch Shell 0.1 $659k 9.5k 69.34
Sanofi-Aventis SA (SNY) 0.1 $663k 15k 43.05
Walgreen Company 0.1 $663k 18k 36.43
Applied Materials (AMAT) 0.1 $690k 62k 11.16
Tesoro Corporation 0.1 $649k 16k 41.87
Weatherford International Lt reg 0.1 $687k 54k 12.68
Templeton Dragon Fund (TDF) 0.1 $635k 25k 25.60
DWS Multi Market Income Trust (KMM) 0.1 $723k 64k 11.28
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $722k 43k 16.97
Berkshire Bancorp Inc Del equity 0.1 $619k 75k 8.23
Time Warner Cable 0.1 $540k 5.7k 94.94
Legg Mason 0.1 $523k 21k 24.67
Coca-Cola Company (KO) 0.1 $516k 14k 37.90
Greater China Fund 0.1 $585k 51k 11.40
Union Pacific Corporation (UNP) 0.1 $506k 4.3k 118.61
Valero Energy Corporation (VLO) 0.1 $551k 17k 31.67
General Mills (GIS) 0.1 $607k 15k 39.80
Old Republic International Corporation (ORI) 0.1 $518k 56k 9.29
Louisiana-Pacific Corporation (LPX) 0.1 $568k 46k 12.48
SanDisk Corporation 0.1 $574k 13k 43.37
SPDR S&P MidCap 400 ETF (MDY) 0.1 $581k 3.2k 179.65
SPDR S&P Biotech (XBI) 0.1 $541k 5.8k 93.28
Pimco Income Strategy Fund (PFL) 0.1 $548k 42k 13.22
Sociedad Quimica y Minera (SQM) 0.0 $400k 6.5k 61.54
Bank of New York Mellon Corporation (BK) 0.0 $415k 18k 22.60
Bristol Myers Squibb (BMY) 0.0 $468k 14k 33.75
Kimberly-Clark Corporation (KMB) 0.0 $394k 4.6k 85.65
Automatic Data Processing (ADP) 0.0 $434k 7.4k 58.65
American Electric Power Company (AEP) 0.0 $424k 9.7k 43.93
New York Community Ban 0.0 $455k 32k 14.13
CONSOL Energy 0.0 $411k 14k 30.00
CARBO Ceramics 0.0 $394k 6.3k 62.79
Veolia Environnement (VEOEY) 0.0 $423k 39k 10.82
Seaboard Corporation (SEB) 0.0 $474k 210.00 2257.14
Carriage Services (CSV) 0.0 $419k 43k 9.67
Carnival Corporation (CCL) 0.0 $287k 7.9k 36.40
NYSE Euronext 0.0 $307k 13k 24.59
SYSCO Corporation (SYY) 0.0 $378k 12k 31.24
eBay (EBAY) 0.0 $315k 6.5k 48.28
Schlumberger (SLB) 0.0 $352k 4.9k 72.28
D.R. Horton (DHI) 0.0 $281k 14k 20.57
Lexington Realty Trust (LXP) 0.0 $339k 35k 9.65
Donegal (DGICA) 0.0 $323k 23k 14.03
Orbotech Ltd Com Stk 0.0 $320k 37k 8.56
Cray 0.0 $305k 24k 12.71
Blackrock Kelso Capital 0.0 $360k 37k 9.70
Entropic Communications 0.0 $346k 60k 5.82
iShares Silver Trust (SLV) 0.0 $301k 9.0k 33.44
Templeton Global Income Fund 0.0 $363k 38k 9.55
Lakeland Industries (LAKE) 0.0 $373k 63k 5.95
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $317k 41k 7.77
Cohen & Steers infrastucture Fund (UTF) 0.0 $336k 19k 18.20
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $364k 22k 16.25
Pimco Income Strategy Fund II (PFN) 0.0 $346k 30k 11.42
Warwick Valley Telephone Company 0.0 $373k 29k 13.00
BCB Ban (BCBP) 0.0 $289k 28k 10.51
Phillips 66 (PSX) 0.0 $330k 7.1k 46.30
Northeast Utilities System 0.0 $219k 5.7k 38.10
American Express Company (AXP) 0.0 $264k 4.7k 56.77
SLM Corporation (SLM) 0.0 $259k 17k 15.70
Newmont Mining Corporation (NEM) 0.0 $280k 5.0k 56.00
Verizon Communications (VZ) 0.0 $258k 5.7k 45.50
Vishay Intertechnology (VSH) 0.0 $245k 25k 9.80
Koninklijke Philips Electronics NV (PHG) 0.0 $264k 11k 23.43
Mylan 0.0 $238k 9.8k 24.36
Novartis (NVS) 0.0 $276k 4.5k 61.13
Ford Motor Company (F) 0.0 $199k 20k 9.85
Lowe's Companies (LOW) 0.0 $202k 6.7k 30.15
Chesapeake Energy Corporation 0.0 $243k 13k 18.84
H.J. Heinz Company 0.0 $207k 3.7k 55.95
Jefferies 0.0 $176k 13k 13.64
Boardwalk Pipeline Partners 0.0 $237k 8.5k 27.88
National Fuel Gas (NFG) 0.0 $211k 3.9k 53.96
Onebeacon Insurance Group Ltd Cl-a 0.0 $208k 16k 13.42
Research Frontiers (REFR) 0.0 $208k 47k 4.43
Suncor Energy (SU) 0.0 $256k 7.8k 32.78
American Water Works (AWK) 0.0 $203k 5.5k 36.91
ImmuCell Corporation (ICCC) 0.0 $251k 49k 5.10
Schmitt Industries (SMIT) 0.0 $279k 86k 3.24
Western Asset Municipal Partners Fnd 0.0 $256k 15k 17.40
Rand Capital Corporation 0.0 $250k 92k 2.70
Atlantic American Corporation (AAME) 0.0 $206k 75k 2.74
JetBlue Airways Corporation (JBLU) 0.0 $142k 30k 4.77
Intelligent Sys Corp (CCRD) 0.0 $127k 86k 1.48
American Software (AMSWA) 0.0 $147k 18k 8.14
Symmetri 0.0 $139k 20k 6.95
TICC Capital 0.0 $150k 15k 10.34
Southwest Airlines (LUV) 0.0 $94k 11k 8.70
Geron Corporation (GERN) 0.0 $83k 49k 1.70
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $84k 24k 3.57
Astro-Med (ALOT) 0.0 $86k 10k 8.60
BioDelivery Sciences International 0.0 $103k 16k 6.32
Oclaro 0.0 $111k 41k 2.69
CyberOptics Corporation 0.0 $73k 10k 7.23
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $158k 16k 9.69
Opko Health (OPK) 0.0 $60k 15k 4.14
CAMAC Energy 0.0 $92k 196k 0.47
Putnam Premier Income Trust (PPT) 0.0 $128k 22k 5.71
Goldfield Corporation 0.0 $127k 67k 1.89
Dreyfus High Yield Strategies Fund 0.0 $63k 15k 4.34
Dot Hill Systems 0.0 $23k 22k 1.05
Chinacast Education Corporation (CAST) 0.0 $14k 32k 0.44
Audiocodes Ltd Com Stk (AUDC) 0.0 $30k 12k 2.50
Enzo Biochem (ENZ) 0.0 $37k 19k 1.99
Guaranty Ban 0.0 $52k 26k 1.98
Ym Biosciences 0.0 $27k 15k 1.80
Augusta Res Corp 0.0 $31k 11k 2.82
Cardium Therapeutics 0.0 $2.0k 13k 0.16
GSE Systems 0.0 $40k 20k 2.00
Magellan Petroleum Corporation 0.0 $28k 28k 1.02
Zalicus 0.0 $7.0k 10k 0.70
Equus Total Return (EQS) 0.0 $42k 19k 2.18
China Shengda Packaging 0.0 $22k 25k 0.90
Manhattan Bridge Capital (LOAN) 0.0 $35k 34k 1.03
Atc Venture (ATCV) 0.0 $7.0k 47k 0.15