Signature Estate and Investment Advisors

Signature Estate & Investment Advisors as of Sept. 30, 2016

Portfolio Holdings for Signature Estate & Investment Advisors

Signature Estate & Investment Advisors holds 157 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Rydex S&P 500 Pure Growth ETF 9.8 $67M 791k 84.23
Ubs Ag Jersey Brh Alerian Infrst 4.8 $33M 1.2M 28.39
iShares S&P NA Tech. Sec. Idx (IGM) 3.7 $26M 207k 123.61
Energy Select Sector SPDR (XLE) 3.7 $25M 358k 70.61
Powershares Etf Tr Ii euro cur hdg 3.7 $25M 1.0M 24.37
WisdomTree Japan Total Dividend (DXJ) 3.6 $25M 576k 42.91
Claymore Exchange Trd Fd Tr gug bull2020 e 3.2 $22M 1000k 21.71
Vanguard Europe Pacific ETF (VEA) 2.7 $18M 493k 37.41
Kayne Anderson MLP Investment (KYN) 2.6 $18M 859k 20.63
WisdomTree DEFA (DWM) 2.4 $16M 341k 47.07
Constellation Brands (STZ) 2.2 $15M 90k 166.49
Broad 2.2 $15M 86k 172.52
WisdomTree Intl. SmallCap Div (DLS) 2.1 $14M 234k 61.37
UnitedHealth (UNH) 2.1 $14M 102k 140.00
MasterCard Incorporated (MA) 2.1 $14M 139k 101.77
Facebook Inc cl a (META) 2.1 $14M 110k 128.27
At&t (T) 2.0 $14M 339k 40.61
TJX Companies (TJX) 2.0 $13M 179k 74.78
Alphabet Inc Class A cs (GOOGL) 1.9 $13M 17k 804.05
Thermo Fisher Scientific (TMO) 1.9 $13M 84k 159.06
EOG Resources (EOG) 1.9 $13M 137k 96.71
Intercontinental Exchange (ICE) 1.9 $13M 49k 269.37
Danaher Corporation (DHR) 1.9 $13M 162k 78.39
General Electric Company 1.8 $13M 421k 29.62
Simon Property (SPG) 1.8 $12M 58k 207.00
Kraft Heinz (KHC) 1.6 $11M 124k 89.51
Time Warner 1.6 $11M 137k 79.61
Clearbridge Energy M 1.6 $11M 670k 16.28
Vanguard Value ETF (VTV) 1.4 $9.5M 109k 87.00
WisdomTree MidCap Dividend Fund (DON) 1.3 $9.0M 99k 90.88
Vanguard Mid-Cap Value ETF (VOE) 1.3 $8.9M 96k 93.57
Vanguard Mid-Cap Growth ETF (VOT) 1.3 $8.8M 83k 106.39
Vanguard Growth ETF (VUG) 1.2 $8.4M 75k 112.29
Apple Hospitality Reit (APLE) 1.2 $8.1M 439k 18.51
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.2 $8.1M 269k 29.98
Vanguard Small-Cap Growth ETF (VBK) 1.1 $7.2M 55k 131.77
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.9 $5.9M 112k 52.41
Ishares Inc emrgmkt dividx (DVYE) 0.8 $5.7M 158k 35.90
Ishares 2020 Amt-free Muni Bond Etf 0.8 $5.4M 208k 25.81
iShares S&P 500 Growth Index (IVW) 0.7 $4.5M 37k 121.65
WisdomTree SmallCap Dividend Fund (DES) 0.6 $3.9M 52k 75.22
Vanguard High Dividend Yield ETF (VYM) 0.5 $3.4M 47k 72.13
BlackRock Enhanced Capital and Income (CII) 0.5 $3.3M 240k 13.78
PowerShares FTSE RAFI Developed Markets 0.5 $3.2M 87k 36.75
iShares S&P 500 Value Index (IVE) 0.5 $3.2M 33k 94.95
Vanguard Small-Cap Value ETF (VBR) 0.4 $3.0M 27k 110.65
Vanguard Emerging Markets ETF (VWO) 0.4 $3.0M 80k 37.63
Schwab Strategic Tr us lrg cap etf (SCHX) 0.4 $2.7M 53k 51.62
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.4 $2.7M 49k 55.13
WisdomTree Intl. MidCap Dividend F (DIM) 0.4 $2.5M 44k 56.06
First Tr Exchange-traded Fd pfd secs inc etf 0.3 $2.2M 112k 19.55
SPDR MSCI ACWI ex-US (CWI) 0.3 $2.0M 61k 32.48
Vanguard Mid-Cap ETF (VO) 0.3 $1.8M 14k 129.48
WisdomTree Intl. LargeCap Div (DOL) 0.2 $1.6M 38k 43.24
Rydex S&P MidCap 400 Pure Growth ETF 0.2 $1.6M 13k 124.70
SPDR DJ Wilshire Small Cap Value (SLYV) 0.2 $1.5M 14k 107.25
wisdomtreetrusdivd.. (DGRW) 0.2 $1.4M 42k 32.28
WisdomTree Total Dividend Fund (DTD) 0.2 $1.3M 16k 78.12
SPDR S&P International Dividend (DWX) 0.2 $1.3M 35k 36.79
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.2 $1.3M 45k 27.68
Exxon Mobil Corporation (XOM) 0.2 $1.1M 13k 87.29
Apple (AAPL) 0.2 $1.1M 9.6k 113.00
First Trust Large Cap Value Opp Fnd (FTA) 0.2 $1.1M 26k 42.58
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $1.1M 12k 95.67
SPDR S&P Emerging Markets (SPEM) 0.1 $1.0M 17k 60.61
Schwab U S Small Cap ETF (SCHA) 0.1 $1.0M 18k 57.57
Db-x Msci Japan Etf equity (DBJP) 0.1 $1.0M 32k 32.91
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.1 $934k 11k 86.39
Amazon (AMZN) 0.1 $906k 1.1k 837.34
Vanguard Small-Cap ETF (VB) 0.1 $859k 7.0k 122.24
SPDR DJ Wilshire Mid Cap Growth (MDYG) 0.1 $903k 7.1k 127.60
Bank of America Corporation (BAC) 0.1 $799k 51k 15.64
East West Ban (EWBC) 0.1 $809k 22k 36.72
PowerShares Intl. Dividend Achiev. 0.1 $828k 56k 14.73
Rydex Etf Trust s^psc600 purgr 0.1 $834k 9.4k 89.12
Northrop Grumman Corporation (NOC) 0.1 $764k 3.6k 213.89
Stryker Corporation (SYK) 0.1 $752k 6.5k 116.44
Nextera Energy (NEE) 0.1 $683k 5.6k 122.27
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $689k 15k 45.42
Claymore Etf gug blt2017 hy 0.1 $693k 27k 25.92
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $624k 3.3k 191.12
Vanguard Energy ETF (VDE) 0.1 $546k 5.6k 97.76
Johnson & Johnson (JNJ) 0.1 $499k 4.2k 118.25
Schlumberger (SLB) 0.1 $493k 6.3k 78.68
Wisdomtree Tr intl hedge eqt (HEDJ) 0.1 $450k 8.4k 53.74
Vanguard Dividend Appreciation ETF (VIG) 0.1 $386k 4.6k 83.89
Claymore Exchange-traded Fd gugg crp bd 2017 0.1 $419k 19k 22.66
Costco Wholesale Corporation (COST) 0.1 $354k 2.3k 152.72
Kimberly-Clark Corporation (KMB) 0.1 $339k 2.7k 126.02
Spectra Energy 0.1 $360k 8.4k 42.79
C.R. Bard 0.1 $308k 1.4k 224.00
Masco Corporation (MAS) 0.1 $319k 9.3k 34.30
Tyson Foods (TSN) 0.1 $348k 4.7k 74.65
Nike (NKE) 0.1 $325k 6.2k 52.61
Agilent Technologies Inc C ommon (A) 0.1 $309k 6.6k 47.12
Vanguard Short-Term Bond ETF (BSV) 0.1 $374k 4.6k 80.90
Delta Air Lines (DAL) 0.1 $320k 8.1k 39.33
Lam Research Corporation 0.1 $333k 3.5k 94.84
Align Technology (ALGN) 0.1 $332k 3.5k 93.81
Financial Select Sector SPDR (XLF) 0.1 $367k 19k 19.31
SPDR S&P Biotech (XBI) 0.1 $322k 4.9k 66.36
Xylem (XYL) 0.1 $335k 6.4k 52.43
Synovus Finl (SNV) 0.1 $317k 9.7k 32.54
Health Care SPDR (XLV) 0.0 $247k 3.4k 72.22
Mohawk Industries (MHK) 0.0 $305k 1.5k 200.13
Amgen (AMGN) 0.0 $263k 1.6k 166.88
iShares S&P 500 Index (IVV) 0.0 $259k 1.2k 217.65
Lowe's Companies (LOW) 0.0 $268k 3.7k 72.30
Industrial SPDR (XLI) 0.0 $286k 4.9k 58.39
Microsemi Corporation 0.0 $293k 7.0k 41.97
UGI Corporation (UGI) 0.0 $258k 5.7k 45.22
Technology SPDR (XLK) 0.0 $298k 6.2k 47.80
Consumer Discretionary SPDR (XLY) 0.0 $307k 3.8k 79.93
PowerShares FTSE RAFI US 1000 0.0 $252k 2.7k 93.44
Equinix (EQIX) 0.0 $307k 851.00 360.75
Orbital Atk 0.0 $286k 3.7k 76.33
Verizon Communications (VZ) 0.0 $224k 4.3k 52.06
Newell Rubbermaid (NWL) 0.0 $224k 4.3k 52.57
Rockwell Collins 0.0 $196k 2.3k 84.30
CVS Caremark Corporation (CVS) 0.0 $192k 2.2k 89.05
TowneBank (TOWN) 0.0 $195k 8.1k 24.08
American International (AIG) 0.0 $173k 2.9k 59.29
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $184k 6.0k 30.92
Claymore Exchange-traded Fd gugg crp bd 2016 0.0 $190k 8.6k 22.10
Dbx Trackers db xtr msci eur (DBEU) 0.0 $201k 7.8k 25.77
Allergan 0.0 $223k 970.00 229.90
iShares MSCI Emerging Markets Indx (EEM) 0.0 $124k 3.3k 37.46
Microsoft Corporation (MSFT) 0.0 $165k 2.9k 57.47
Hartford Financial Services (HIG) 0.0 $128k 3.0k 42.67
JPMorgan Chase & Co. (JPM) 0.0 $108k 1.6k 66.79
Coca-Cola Company (KO) 0.0 $109k 2.6k 42.28
FedEx Corporation (FDX) 0.0 $120k 688.00 174.42
Pfizer (PFE) 0.0 $156k 4.6k 33.94
Walt Disney Company (DIS) 0.0 $153k 1.6k 92.78
FirstEnergy (FE) 0.0 $119k 3.6k 33.08
Intel Corporation (INTC) 0.0 $118k 3.1k 37.81
Pepsi (PEP) 0.0 $129k 1.2k 108.68
Procter & Gamble Company (PG) 0.0 $106k 1.2k 89.98
iShares MSCI EAFE Index Fund (EFA) 0.0 $139k 2.3k 59.22
Visa (V) 0.0 $139k 1.7k 82.59
salesforce (CRM) 0.0 $167k 2.3k 71.49
iShares Russell 1000 Growth Index (IWF) 0.0 $109k 1.0k 103.91
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $127k 1.4k 91.10
Vanguard REIT ETF (VNQ) 0.0 $170k 2.0k 86.65
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $134k 1.1k 120.94
Nuveen Floating Rate Income Fund (JFR) 0.0 $109k 9.8k 11.08
iShares S&P Global Infrastructure Index (IGF) 0.0 $160k 3.8k 41.60
Dreyfus High Yield Strategies Fund 0.0 $148k 43k 3.42
Schwab U S Broad Market ETF (SCHB) 0.0 $164k 3.1k 52.25
Citigroup (C) 0.0 $126k 2.7k 47.37
Spdr Series Trust aerospace def (XAR) 0.0 $113k 1.9k 58.40
Pimco Dynamic Credit Income other 0.0 $157k 7.7k 20.40
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund (FLTR) 0.0 $111k 4.5k 24.90
iShares Russell 1000 Value Index (IWD) 0.0 $101k 954.00 105.87
Vanguard Total Bond Market ETF (BND) 0.0 $101k 1.2k 84.38
Jp Morgan Alerian Mlp Index 0.0 $101k 3.2k 31.49
Alphabet Inc Class C cs (GOOG) 0.0 $102k 131.00 778.63