Smh Capital Advisors

Smh Capital Advisors as of Sept. 30, 2018

Portfolio Holdings for Smh Capital Advisors

Smh Capital Advisors holds 31 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Pdl Biopharma Inc note 2.750 12/0 21.7 $13M 13M 0.99
Fluidigm Corporation convertible cor 16.6 $9.7M 11M 0.86
Ezcorp Inc sr unsecured 06/19 2.625 13.2 $7.7M 7.8M 0.99
Prospect Capital Corporation conb 10.8 $6.3M 6.4M 0.99
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 7.3 $4.2M 3.9M 1.08
Envestnet Inc note 1.750%12/1 5.3 $3.1M 2.8M 1.10
iShares Lehman Aggregate Bond (AGG) 2.1 $1.2M 12k 105.56
Oaktree Specialty Lending Corp 2.0 $1.2M 240k 4.96
SPDR Barclays Capital High Yield B 2.0 $1.2M 33k 36.05
Prospect Capital Corporation (PSEC) 1.9 $1.1M 154k 7.33
Apollo Global Management 'a' 1.6 $947k 27k 34.55
Blackstone 1.6 $941k 25k 38.06
Oaktree Cap 1.5 $853k 21k 41.40
Apollo Investment 1.4 $828k 152k 5.44
Mortgage Reit Index real (REM) 1.3 $745k 17k 43.54
International Business Machines (IBM) 1.2 $724k 4.8k 151.24
Ares Capital Corporation (ARCC) 1.1 $625k 36k 17.18
Spdr S&p 500 Etf (SPY) 1.0 $603k 2.1k 290.60
Solar Cap (SLRC) 1.0 $594k 28k 21.39
Och-Ziff Capital Management 0.9 $531k 358k 1.48
Compass Diversified Holdings (CODI) 0.6 $353k 19k 18.16
BlackRock Corporate High Yield Fund VI (HYT) 0.5 $293k 28k 10.52
AllianceBernstein Global Hgh Incm (AWF) 0.5 $286k 25k 11.67
BlackRock Credit All Inc Trust IV (BTZ) 0.5 $286k 23k 12.24
PDL BioPharma 0.4 $247k 94k 2.63
Verizon Communications (VZ) 0.4 $208k 3.9k 53.46
Adams Express Company (ADX) 0.3 $203k 12k 16.65
Calamos Strategic Total Return Fund (CSQ) 0.3 $203k 15k 13.46
Exxon Mobil Corporation (XOM) 0.3 $200k 2.4k 85.00
Blackrock Multi-sector Incom other (BIT) 0.3 $173k 10k 16.87
Templeton Emerging Markets Income Fund (TEI) 0.3 $165k 17k 9.97