Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of March 31, 2014

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 284 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Opportunity Fund 3.3 $5.7M 607k 9.32
Virtus Total Return Fund Cef 3.1 $5.3M 1.2M 4.42
Alpine Total Dyn Fd New cefs 2.9 $5.0M 592k 8.39
Petroleum & Resources Corporation 2.8 $4.8M 173k 27.92
Adams Express Company (ADX) 2.7 $4.5M 350k 12.98
Tri-Continental Corporation (TY) 2.6 $4.4M 217k 20.08
Pimco Dynamic Credit Income other 2.1 $3.6M 160k 22.60
Federated Enhanced Treasury 1.7 $2.9M 215k 13.63
General American Investors (GAM) 1.7 $2.9M 82k 35.23
Alpine Global Dynamic 1.6 $2.7M 274k 10.01
RMR Asia Pacific Real Estate Fund 1.6 $2.7M 145k 18.56
Seaboard Corporation (SEB) 1.6 $2.7M 1.0k 2621.44
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.6 $2.6M 208k 12.75
Copa Holdings Sa Cmn Stk - Cl A cmn 1.5 $2.6M 18k 145.17
BlackRock Credit All Inc Trust IV (BTZ) 1.4 $2.4M 178k 13.52
Liberty All-Star Equity Fund (USA) 1.4 $2.4M 404k 5.88
Royce Value Trust (RVT) 1.4 $2.4M 151k 15.73
Herzfeld Caribbean Basin (CUBA) 1.4 $2.4M 289k 8.17
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 1.3 $2.2M 90k 23.97
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 1.2 $2.1M 20k 105.50
Putnam Premier Income Trust (PPT) 1.2 $2.1M 373k 5.53
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.2 $2.1M 157k 13.10
Cohen & Steers infrastucture Fund (UTF) 1.2 $2.0M 93k 22.08
MasTec (MTZ) 1.1 $1.9M 45k 43.44
Morgan Stanley Emerging Markets Domestic (EDD) 1.1 $1.9M 144k 13.12
American Select Portfolio 1.1 $1.8M 186k 9.93
Blackrock Build America Bond Trust (BBN) 1.1 $1.8M 89k 20.24
Gabelli Equity Trust Preferred Series G preferred 1.0 $1.7M 74k 22.96
BlackRock Enhanced Dividend Achievers Tr (BDJ) 1.0 $1.7M 210k 7.94
Nuveen Real (JRI) 1.0 $1.7M 91k 18.39
Royal Caribbean Cruises (RCL) 1.0 $1.6M 30k 54.57
Japan Equity Fund ietf (JEQ) 0.9 $1.6M 247k 6.53
Lennar Corporation (LEN) 0.9 $1.6M 41k 39.63
First Tr High Income L/s (FSD) 0.8 $1.4M 81k 17.73
BlackRock Global Opportunities Equity Tr (BOE) 0.8 $1.4M 98k 14.63
Nuveen Mult Curr St Gv Incm 0.8 $1.4M 137k 10.49
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.8 $1.4M 135k 10.34
First Trust/FIDAC Mortgage Income Fund (FMY) 0.8 $1.4M 89k 15.74
Putnam High Income Securities Fund 0.8 $1.4M 163k 8.37
Zweig Total Return 0.8 $1.4M 97k 14.06
Watsco, Incorporated (WSO) 0.8 $1.3M 13k 99.92
Korea (KF) 0.8 $1.3M 33k 40.12
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.8 $1.3M 99k 13.30
Montgomery Street Income Securities 0.8 $1.3M 79k 16.09
Doubleline Income Solutions (DSL) 0.8 $1.3M 61k 21.22
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.3M 95k 13.18
Carnival Corporation (CCL) 0.7 $1.2M 33k 37.85
Bancolombia (CIB) 0.7 $1.2M 21k 56.48
Chiquita Brands International 0.7 $1.2M 95k 12.45
Advent Claymore Convertible Sec & Inc (AVK) 0.7 $1.2M 63k 18.58
Boulder Growth & Income Fund (STEW) 0.7 $1.2M 143k 8.13
New Germany Fund (GF) 0.7 $1.1M 57k 19.46
Norwegian Cruise Line Hldgs (NCLH) 0.7 $1.1M 34k 32.26
Allianzgi Equity & Conv In 0.6 $1.0M 54k 19.46
Aberdeen Asia-Pacific Income Fund (FAX) 0.6 $1.0M 166k 6.11
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.6 $1.0M 47k 21.20
Kayne Anderson Mdstm Energy 0.6 $976k 29k 33.94
Grupo Televisa (TV) 0.6 $945k 28k 33.27
AllianceBernstein Income Fund 0.6 $941k 128k 7.34
Japan Smaller Capitalizaion Fund (JOF) 0.6 $938k 107k 8.76
Clough Global Equity Fund closed-end fund (GLQ) 0.6 $935k 61k 15.42
Steiner Leisure Ltd Com Stk 0.5 $900k 20k 46.23
America Movil Sab De Cv spon adr l 0.5 $888k 45k 19.87
Fomento Economico Mexicano SAB (FMX) 0.5 $886k 9.5k 93.26
Freeport-McMoRan Copper & Gold (FCX) 0.5 $893k 27k 33.07
Nuveen Insd Dividend Advantage (NVG) 0.5 $862k 65k 13.33
First Tr Inter Duration Pfd & Income (FPF) 0.5 $819k 37k 22.13
Norfolk Southern (NSC) 0.5 $777k 8.0k 97.12
LMP Capital and Income Fund (SCD) 0.5 $779k 48k 16.10
Nuveen Qual Preferred Inc. Fund III 0.5 $784k 94k 8.37
Eaton Vance Risk Managed Diversified (ETJ) 0.5 $772k 68k 11.30
Bancroft Fund (BCV) 0.4 $750k 38k 19.54
Neuberger Berman Real Estate Sec (NRO) 0.4 $730k 155k 4.72
TECO Energy 0.4 $695k 41k 17.16
Royce Micro Capital Trust (RMT) 0.4 $697k 57k 12.24
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.4 $691k 86k 8.06
Nuveen Munpl Markt Opp Fund 0.4 $697k 55k 12.76
Cemex SAB de CV (CX) 0.4 $689k 55k 12.63
Boulder Total Return Fund 0.4 $678k 28k 24.32
Nexpoint Credit Strategies 0.4 $681k 62k 11.07
Thai Fund 0.4 $653k 60k 10.83
Gdl Fund Preferred Series B preferred 0.4 $645k 13k 50.39
Brookfield Global Listed 0.4 $632k 30k 21.37
Macquarie Global Infr Total Rtrn Fnd 0.4 $612k 26k 23.49
Clough Global Allocation Fun (GLV) 0.3 $592k 39k 15.18
Fresh Del Monte Produce (FDP) 0.3 $576k 21k 27.57
Kayne Anderson Energy Total Return Fund 0.3 $571k 21k 27.32
Delaware Enhanced Glbl. Div. & Inc. Fund 0.3 $573k 47k 12.30
Pimco Dynamic Incm Fund (PDI) 0.3 $553k 18k 30.30
Atlantic Tele-Network 0.3 $527k 8.0k 65.88
Tortoise Pipeline & Energy 0.3 $521k 18k 29.11
Central Securities (CET) 0.3 $508k 23k 22.36
BlackRock Enhanced Capital and Income (CII) 0.3 $506k 36k 13.97
Tahoe Resources 0.3 $505k 24k 21.13
Tortoise Energy equity 0.3 $505k 20k 24.80
Cohen & Steers REIT/P (RNP) 0.3 $486k 29k 17.00
TCW Strategic Income Fund (TSI) 0.3 $485k 89k 5.46
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.3 $489k 42k 11.62
Cohen & Steers Dividend Majors Fund 0.3 $468k 30k 15.45
Morgan Stanley Asia Pacific Fund 0.3 $461k 27k 16.87
Jz Capital Partners (JZCLF) 0.3 $443k 60k 7.38
Evertec (EVTC) 0.3 $436k 18k 24.71
American Strategic Income Portf. Inc II 0.2 $419k 50k 8.31
Calamos Global Dynamic Income Fund (CHW) 0.2 $421k 47k 9.01
Royce Focus Tr 0.2 $382k 48k 7.97
Cushing Renaissance 0.2 $371k 14k 25.87
Center Coast Mlp And Infrastructure unit 0.2 $379k 22k 17.23
Putnam Master Int. Income (PIM) 0.2 $363k 71k 5.15
Nuveen Build Amer Bd Opptny 0.2 $363k 18k 20.49
Singapore Fund 0.2 $364k 29k 12.47
Teekay Lng Partners 0.2 $346k 8.4k 41.38
Templeton Dragon Fund (TDF) 0.2 $325k 13k 24.49
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.2 $299k 15k 19.66
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.2 $294k 26k 11.15
Source Capital (SOR) 0.2 $294k 4.3k 68.58
Guggenheim Bld Amr Bds Mng D (GBAB) 0.2 $289k 14k 20.73
Morgan Stanley income sec 0.2 $283k 16k 17.55
Vulcan Materials Company (VMC) 0.2 $266k 4.0k 66.50
Advent/Claymore Enhanced Growth & Income 0.2 $274k 27k 10.19
Aberdeen Indonesia Fund 0.2 $275k 29k 9.43
Western Asset Hgh Yld Dfnd (HYI) 0.2 $280k 16k 17.87
iShares S&P Latin America 40 Index (ILF) 0.1 $256k 7.0k 36.57
Nuveen Build Amer Bd (NBB) 0.1 $247k 13k 19.60
Zweig Fund 0.1 $262k 17k 15.20
Dividend & Income Fund (BXSY) 0.1 $262k 17k 15.30
Apollo Tactical Income Fd In (AIF) 0.1 $250k 14k 17.83
Martin Marietta Materials (MLM) 0.1 $244k 1.9k 128.42
John Hancock Hdg Eq & Inc (HEQ) 0.1 $235k 13k 17.54
MFS InterMarket Income Trust I 0.1 $217k 26k 8.33
BlackRock Global Energy & Resources Trus (BGR) 0.1 $218k 9.0k 24.13
First Trust Enhanced Equity Income Fund (FFA) 0.1 $215k 16k 13.36
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $218k 22k 9.91
Mexico Equity and Income Fund (MXE) 0.1 $224k 15k 14.53
BlackRock Muniyield Michigan Ins. Fnd II 0.1 $218k 18k 12.42
Western Union Company (WU) 0.1 $196k 12k 16.33
Guggenheim Equal 0.1 $202k 11k 18.79
Nuveen Intermediate 0.1 $210k 18k 11.99
Jpmorgan China Region 0.1 $202k 14k 14.25
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.1 $206k 17k 11.97
Equus Total Return (EQS) 0.1 $179k 93k 1.92
Special Opportunities Fund (SPE) 0.1 $185k 11k 16.25
RENN Global Entrepreneurs Fund (RCG) 0.1 $181k 107k 1.70
Margo Caribe (MRGO) 0.1 $180k 64k 2.80
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $193k 17k 11.52
Popular (BPOP) 0.1 $186k 6.0k 31.00
Brookfield Total Return Fd I 0.1 $194k 8.0k 24.25
Seacor Holdings 0.1 $173k 2.0k 86.50
Nuveen Equity Premium Advantage Fund 0.1 $174k 14k 12.70
Avenue Income Cr Strat 0.1 $162k 9.2k 17.64
Fuego Enterprises 0.1 $169k 513k 0.33
Neuberger Berman Mlp Income (NML) 0.1 $162k 9.0k 18.00
Eaton Vance Fltg Rate In 0.1 $170k 9.3k 18.22
EATON VANCE MI Municipal 0.1 $154k 13k 12.01
European Equity Fund (EEA) 0.1 $153k 17k 9.05
Gabelli Dividend & Income Trust (GDV) 0.1 $154k 7.0k 22.00
Nuveen Premium Income Muni Fund 2 0.1 $153k 11k 13.38
Alliance California Municipal Income Fun 0.1 $150k 12k 12.71
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.1 $148k 12k 12.18
Nuveen Flexible Invt Income 0.1 $154k 9.0k 17.11
Royce Global Value Tr (RGT) 0.1 $153k 17k 8.96
Asa (ASA) 0.1 $138k 10k 13.39
H&Q Life Sciences Investors 0.1 $144k 6.6k 21.82
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $133k 11k 11.65
Eaton Vance California Mun. Income Trust (CEV) 0.1 $131k 11k 12.05
Foxby (FXBY) 0.1 $142k 77k 1.84
Flaherty & Crumrine Dyn P (DFP) 0.1 $140k 6.4k 21.77
Morgan Stanley India Investment Fund (IIF) 0.1 $120k 6.1k 19.57
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.1 $112k 36k 3.11
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $121k 6.1k 19.99
Central Europe and Russia Fund (CEE) 0.1 $122k 4.6k 26.33
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $118k 15k 7.87
Nuveen New Jersey Divid 0.1 $111k 8.6k 12.91
New Ireland Fund 0.1 $125k 8.7k 14.32
General American Inv Co eqp (GAM.PB) 0.1 $125k 4.9k 25.51
THE GDL FUND Closed-End fund (GDL) 0.1 $121k 11k 11.04
Nuveen Int Dur Qual Mun Trm 0.1 $121k 10k 12.16
Cohen & Steers Mlp Fund 0.1 $118k 6.6k 17.96
PriceSmart (PSMT) 0.1 $101k 1.0k 101.00
Central Fd Cda Ltd cl a 0.1 $110k 8.0k 13.75
China Fund (CHN) 0.1 $100k 5.0k 20.00
Calamos Strategic Total Return Fund (CSQ) 0.1 $95k 8.5k 11.13
Madison Strategic Sector Premium Fund 0.1 $95k 7.8k 12.20
Delaware Investments Dividend And Income 0.1 $100k 11k 9.55
Nuveen Conn Prem Income Mun sh ben int 0.1 $107k 8.8k 12.15
Blackrock Util & Infrastrctu (BUI) 0.1 $95k 5.0k 19.00
Era 0.1 $94k 3.2k 29.24
Voya Natural Res Eq Inc Fund 0.1 $108k 10k 10.54
iShares Barclays TIPS Bond Fund (TIP) 0.1 $84k 750.00 112.00
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $83k 5.4k 15.26
Mfs Calif Mun 0.1 $93k 8.8k 10.57
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $84k 6.5k 12.92
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $85k 6.0k 14.16
Nuveen Insured Quality Muncipal Fund 0.1 $89k 7.0k 12.71
Fort Dearborn Income Securities 0.1 $78k 5.4k 14.44
Nuveen Michigan Qlity Incom Municipal 0.1 $80k 5.9k 13.52
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.1 $90k 6.8k 13.24
Brookfield Mortg. Opportunity bond etf 0.1 $84k 5.0k 16.80
Ares Multi Strategy Cr Fd In 0.1 $88k 4.0k 21.99
Market Vectors Gold Miners ETF 0.0 $71k 3.0k 23.67
Aberdn Emring Mkts Telecomtions 0.0 $66k 5.0k 13.30
Nuveen Equity Premium Income Fund (BXMX) 0.0 $67k 5.3k 12.62
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $67k 3.9k 17.14
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $66k 5.5k 12.11
Nuveen Dividend Advantage Municipal Fd 2 0.0 $68k 5.0k 13.60
Nuveen Quality Income Municipal Fund 0.0 $63k 4.7k 13.33
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $62k 4.3k 14.42
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $67k 6.2k 10.79
First Trust Active Dividend Income Fund 0.0 $60k 6.9k 8.70
Engex (EGX) 0.0 $60k 16k 3.85
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $64k 5.0k 12.80
LEGG MASON BW GLOBAL Income 0.0 $74k 4.2k 17.59
Dreyfus Mun Bd Infrastructure 0.0 $74k 6.6k 11.21
Starbucks Corporation (SBUX) 0.0 $44k 600.00 73.33
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $47k 3.6k 12.90
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $57k 4.0k 14.25
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $59k 5.0k 11.80
Aberdeen Israel Fund 0.0 $50k 2.8k 18.18
Turkish Investment Fund 0.0 $53k 4.9k 10.86
Asia Pacific Fund 0.0 $57k 5.5k 10.36
Nuveen Select Quality Municipal Fund 0.0 $56k 4.2k 13.33
BlackRock Insured Municipal Income Inves 0.0 $55k 4.0k 13.75
Trust Spanish (SBSAA) 0.0 $47k 8.0k 5.85
Duff & Phelps Global (DPG) 0.0 $48k 2.4k 19.92
Nuveen Preferred And equity (JPI) 0.0 $52k 2.3k 22.61
Mvc Capital Preferred Series B preferred 0.0 $51k 2.0k 25.50
MVC Capital 0.0 $35k 2.6k 13.37
Morgan Stanley Emerging Markets Fund 0.0 $35k 2.3k 15.46
Blackrock S&p Qlty Rk Eq Md shs ben int 0.0 $35k 2.7k 13.21
Blackrock Muniassets Fund (MUA) 0.0 $31k 2.5k 12.40
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $35k 1.8k 19.85
MFS Investment Grade Municipal Trust (CXH) 0.0 $37k 4.2k 8.90
Taiwan Fund (TWN) 0.0 $42k 2.2k 18.87
Morgan Stanley East. Euro 0.0 $29k 1.6k 17.96
Columbia Seligm Prem Tech Gr (STK) 0.0 $27k 1.7k 15.64
Blackrock Multi-sector Incom other (BIT) 0.0 $41k 2.3k 17.82
Honda Motor (HMC) 0.0 $11k 300.00 36.67
Homex Development 0.0 $9.0k 6.1k 1.48
Enzo Biochem (ENZ) 0.0 $12k 3.0k 4.00
Grupo TMM, S.A.B. (GTMAY) 0.0 $11k 12k 0.90
Gabelli Equity Trust (GAB) 0.0 $24k 3.1k 7.80
New America High Income Fund I (HYB) 0.0 $20k 2.0k 10.00
Liberty All-Star Growth Fund (ASG) 0.0 $17k 3.1k 5.49
Nuveen Fltng Rte Incm Opp 0.0 $24k 2.0k 12.00
Nuveen Premier Mun Income 0.0 $11k 800.00 13.75
NASDAQ Premium Income & Growth Fund 0.0 $22k 1.2k 18.57
Lehman Brothers First Trust IOF (NHS) 0.0 $24k 1.7k 13.77
Nuveen Core Equity Alpha Fund (JCE) 0.0 $23k 1.3k 17.52
Putnam Municipal Opportunities Trust (PMO) 0.0 $9.0k 800.00 11.25
Transamerica Income Shares 0.0 $9.0k 429.00 20.98
Swiss Helvetia Fund (SWZ) 0.0 $17k 1.2k 14.49
DWS Global High Income Fund 0.0 $15k 1.8k 8.32
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.0 $14k 1.8k 7.79
Asia Tigers Fund 0.0 $9.0k 759.00 11.86
Cornerstone Strategic Value 0.0 $12k 1.9k 6.37
Latin American Discovery Fund 0.0 $10k 800.00 12.50
Gabelli Equity Trust Preferred Series D preferred 0.0 $21k 848.00 24.76
Municipal Fund Preferred Series C preferred 0.0 $10k 1.0k 10.00
Nuveen MD Premium Income Fund Preferred Series C preferred 0.0 $20k 2.0k 10.00
Eaton Vance Mass Mun Bd 0.0 $13k 1.0k 13.00
Geltech Solutions 0.0 $23k 25k 0.92
Tri-Continental Corp. preferred Preferred B 0.0 $23k 500.00 46.00
Advantage Municipal 2 Preferred C preferred 0.0 $25k 2.5k 10.00
Nuveen Georgia Premium Income Municipal Fund, 2.65% Mtp Pfd preferred 0.0 $10k 1.0k 10.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $11k 601.00 18.30
Advantage Municipal Fund, 2.65% Pfd Series E preferred 0.0 $20k 2.0k 10.00
Eaton Vance Mun Income Term Tr (ETX) 0.0 $18k 1.2k 15.64
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $24k 2.6k 9.23
Ford Motor Company (F) 0.0 $5.0k 350.00 14.29
Tim Hortons Inc Com Stk 0.0 $999.960000 13.00 76.92
Nuveen Diversified Dividend & Income 0.0 $2.0k 151.00 13.25
Federated Premier Intermediate Municipal 0.0 $2.0k 150.00 13.33
Nuveen Tax-Advantaged Dividend Growth 0.0 $2.0k 150.00 13.33
Pacholder High Yield 0.0 $8.0k 1.0k 8.00
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $7.0k 1.0k 7.00
Aberdeen Latin Amer Eqty 0.0 $2.0k 88.00 22.73
Alliance New York Municipal Income Fund 0.0 $2.0k 150.00 13.33
Eaton Vance N J Mun Bd 0.0 $6.0k 500.00 12.00
Eaton Vance Natl Mun Opport (EOT) 0.0 $2.0k 101.00 19.80
Delaware Inv Mn Mun Inc Fd I 0.0 $3.0k 200.00 15.00
RMK Strategic Income Fund 0.0 $999.320000 166.00 6.02
Rand Capital Corporation 0.0 $7.0k 2.0k 3.50
Blackrock Md Municipal Bond 0.0 $7.0k 528.00 13.26
Corenergy Infrastructure Tr 0.0 $3.0k 510.00 5.88
Madison Covered Call Eq Strat (MCN) 0.0 $8.0k 1.0k 8.00