Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of Sept. 30, 2014

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 280 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 3.6 $6.5M 266k 24.40
First Opportunity Fund 3.5 $6.3M 651k 9.69
Pimco Dynamic Credit Income other 3.0 $5.5M 244k 22.47
Virtus Total Return Fund Cef 2.9 $5.3M 1.1M 4.65
Adams Express Company (ADX) 2.9 $5.2M 375k 13.94
Petroleum & Resources Corporation 2.9 $5.2M 181k 28.80
Alpine Total Dyn Fd New cefs 2.5 $4.6M 538k 8.51
Tri-Continental Corporation (TY) 2.4 $4.3M 206k 20.87
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.8 $3.2M 363k 8.93
General American Investors (GAM) 1.8 $3.2M 86k 37.06
RMR Asia Pacific Real Estate Fund 1.6 $3.0M 158k 18.80
Copa Holdings Sa-class A (CPA) 1.5 $2.8M 26k 107.29
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.5 $2.8M 231k 11.93
Liberty All-Star Equity Fund (USA) 1.5 $2.6M 452k 5.83
Federated Enhanced Treasury 1.4 $2.6M 193k 13.47
BlackRock Credit All Inc Trust IV (BTZ) 1.4 $2.5M 188k 13.31
Diversified Real Asset Inc F 1.4 $2.5M 141k 17.73
Cohen & Steers infrastucture Fund (UTF) 1.3 $2.4M 104k 23.15
Doubleline Income Solutions (DSL) 1.3 $2.4M 110k 21.65
Kayne Anderson Mdstm Energy 1.3 $2.3M 57k 40.08
Alpine Global Dynamic 1.3 $2.3M 230k 9.89
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 1.3 $2.3M 229k 9.91
Herzfeld Caribbean Basin (CUBA) 1.3 $2.3M 283k 8.00
First Tr High Income L/s (FSD) 1.2 $2.2M 131k 17.09
Putnam Premier Income Trust (PPT) 1.2 $2.2M 406k 5.48
Oxlc 8 1/8 06/30/24 1.2 $2.2M 87k 25.31
Tortoise Pipeline & Energy 1.2 $2.1M 62k 34.46
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.2 $2.1M 155k 13.67
MasTec (MTZ) 1.1 $2.1M 67k 30.63
Tortoise Energy Infrastructure 1.1 $2.0M 42k 48.10
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 1.1 $2.0M 20k 100.70
Royce Value Trust (RVT) 1.1 $1.9M 131k 14.50
Japan Equity Fund ietf (JEQ) 1.0 $1.9M 261k 7.11
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 1.0 $1.8M 131k 13.93
Royal Caribbean Cruises (RCL) 1.0 $1.8M 26k 67.31
Allianzgi Equity & Conv In 0.9 $1.7M 86k 19.87
Seaboard Corporation (SEB) 0.9 $1.7M 633.00 2674.57
Lennar Corporation (LEN) 0.9 $1.6M 41k 38.84
Nuveen Multi-mkt Inc Income (JMM) 0.8 $1.5M 198k 7.55
Zweig Total Return 0.8 $1.5M 107k 13.85
First Tr Inter Duration Pfd & Income (FPF) 0.8 $1.5M 67k 21.72
Aberdeen Asia-Pacific Income Fund (FAX) 0.8 $1.4M 230k 5.90
Korea (KF) 0.8 $1.4M 33k 41.50
Putnam High Income Securities Fund 0.7 $1.3M 160k 8.32
Norwegian Cruise Line Hldgs (NCLH) 0.7 $1.3M 36k 36.03
New Germany Fund (GF) 0.7 $1.3M 78k 16.70
Boulder Growth & Income Fund (STEW) 0.7 $1.3M 147k 8.84
Carnival Corporation (CCL) 0.7 $1.2M 31k 40.16
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.2M 104k 11.68
Tortoise Energy equity 0.7 $1.2M 47k 24.72
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.6 $1.2M 58k 19.86
America Movil Sab De Cv spon adr l 0.6 $1.1M 45k 25.20
Bancolombia (CIB) 0.6 $1.1M 19k 56.74
Salient Midstream & M 0.6 $1.1M 37k 29.18
Watsco, Incorporated (WSO) 0.6 $1.1M 12k 86.18
Japan Smaller Capitalizaion Fund (JOF) 0.6 $1.1M 109k 9.69
Gabelli Global Multimedia Trust (GGT) 0.6 $1.0M 109k 9.39
Neuberger Berman Real Estate Sec (NRO) 0.5 $969k 201k 4.82
Grupo Televisa (TV) 0.5 $962k 28k 33.87
Cyberonics 0.5 $938k 18k 51.17
First Trust/FIDAC Mortgage Income Fund (FMY) 0.5 $933k 62k 15.14
Chiquita Brands International 0.5 $906k 64k 14.20
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.5 $893k 42k 21.35
Fomento Economico Mexicano SAB (FMX) 0.5 $874k 9.5k 92.00
Freeport-McMoRan Copper & Gold (FCX) 0.5 $882k 27k 32.67
Montgomery Street Income Securities 0.5 $876k 54k 16.32
Boulder Total Return Fund 0.5 $868k 33k 26.35
Clough Global Equity Fund closed-end fund (GLQ) 0.5 $869k 61k 14.33
Nuveen Insd Dividend Advantage (NVG) 0.5 $812k 58k 14.11
Cemex SAB de CV (CX) 0.4 $740k 57k 13.04
Central Securities (CET) 0.4 $736k 32k 22.97
Steiner Leisure Ltd Com Stk 0.4 $732k 20k 37.60
Nuveen Qual Preferred Inc. Fund III 0.4 $720k 86k 8.37
Pimco Dynamic Incm Fund (PDI) 0.4 $726k 23k 31.56
TECO Energy 0.4 $704k 41k 17.38
Nuveen Munpl Markt Opp Fund 0.4 $694k 52k 13.26
Brookfield Global Listed 0.4 $701k 30k 23.31
Cohen & Steers Total Return Real (RFI) 0.4 $651k 55k 11.95
Gdl Fund Preferred Series B preferred 0.4 $649k 13k 50.70
H & Q Healthcare Fund equities (HQH) 0.4 $647k 23k 28.39
Norfolk Southern (NSC) 0.3 $614k 5.5k 111.64
Bancroft Fund (BCV) 0.3 $614k 31k 19.75
Macquarie Global Infr Total Rtrn Fnd 0.3 $609k 25k 24.72
Clough Global Allocation Fun (GLV) 0.3 $558k 39k 14.31
Apollo Tactical Income Fd In (AIF) 0.3 $547k 32k 17.30
Kayne Anderson Energy Total Return Fund 0.3 $511k 16k 31.91
Nuveen Mult Curr St Gv Incm 0.3 $497k 47k 10.66
Morgan Stanley Emerging Markets Domestic (EDD) 0.3 $490k 42k 11.82
Nuveen Build Amer Bd Opptny 0.3 $488k 23k 21.21
Tahoe Resources 0.3 $485k 24k 20.29
Fresh Del Monte Produce (FDP) 0.2 $443k 14k 31.89
John Hancock Tax-Advantage Dvd Incom (HTD) 0.2 $457k 22k 20.61
Atlantic Tele-Network 0.2 $431k 8.0k 53.88
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $436k 36k 12.01
Gabelli Equity Trust Preferred Series G preferred 0.2 $423k 19k 22.72
Center Coast Mlp And Infrastructure unit 0.2 $430k 22k 19.54
Teekay Lng Partners 0.2 $408k 9.4k 43.59
AllianceBernstein Global Hgh Incm (AWF) 0.2 $415k 31k 13.60
LMP Capital and Income Fund (SCD) 0.2 $414k 25k 16.89
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $407k 35k 11.60
Cushing Renaissance 0.2 $402k 15k 27.39
Evertec (EVTC) 0.2 $394k 18k 22.33
Putnam Master Int. Income (PIM) 0.2 $385k 77k 5.02
Western Asset Hgh Yld Dfnd (HYI) 0.2 $377k 23k 16.63
Templeton Dragon Fund (TDF) 0.2 $340k 13k 25.82
Thai Fund 0.2 $347k 28k 12.29
Royce Focus Tr 0.2 $350k 44k 7.88
Clearbridge Energy M 0.2 $315k 11k 27.86
Singapore Fund 0.2 $330k 27k 12.44
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.2 $307k 15k 20.19
Source Capital (SOR) 0.2 $279k 4.3k 65.00
Taiwan Fund (TWN) 0.2 $280k 15k 18.88
Nexpoint Credit Strategies 0.2 $292k 28k 10.62
Royce Micro Capital Trust (RMT) 0.1 $262k 22k 11.79
Zweig Fund 0.1 $262k 17k 15.17
Martin Marietta Materials (MLM) 0.1 $245k 1.9k 128.95
Morgan Stanley Asia Pacific Fund 0.1 $255k 16k 16.35
TCW Strategic Income Fund (TSI) 0.1 $260k 46k 5.62
Mexico Equity and Income Fund (MXE) 0.1 $244k 15k 16.50
Vulcan Materials Company (VMC) 0.1 $241k 4.0k 60.25
Aberdeen Indonesia Fund 0.1 $227k 24k 9.52
Blackstone Gso Strategic (BGB) 0.1 $235k 14k 16.78
Cohen & Steers REIT/P (RNP) 0.1 $211k 12k 17.44
MFS InterMarket Income Trust I 0.1 $218k 26k 8.37
BlackRock Muniyield Michigan Ins. Fnd II 0.1 $220k 18k 12.54
Western Union Company (WU) 0.1 $192k 12k 16.00
Equus Total Return (EQS) 0.1 $204k 92k 2.21
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $193k 20k 9.70
Cohen & Steers Mlp Fund 0.1 $201k 9.5k 21.17
Avianca Holdings Sa 0.1 $206k 15k 13.73
Nuveen Build Amer Bd (NBB) 0.1 $184k 9.0k 20.36
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $176k 8.3k 21.31
Morgan Stanley income sec 0.1 $186k 10k 17.84
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $186k 17k 11.10
Popular (BPOP) 0.1 $177k 6.0k 29.50
Nuveen Premium Income Muni Fund 2 0.1 $157k 11k 13.73
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.1 $155k 12k 12.76
RENN Global Entrepreneurs Fund (RCG) 0.1 $160k 107k 1.50
Avenue Income Cr Strat 0.1 $154k 9.2k 16.77
Nuveen Intermediate 0.1 $156k 13k 12.46
Eaton Vance Fltg Rate In 0.1 $161k 9.3k 17.25
Nuveen Flexible Invt Income 0.1 $158k 9.0k 17.55
Jpmorgan China Region 0.1 $168k 11k 15.18
Seacor Holdings 0.1 $150k 2.0k 75.00
EATON VANCE MI Municipal 0.1 $136k 11k 12.41
European Equity Fund (EEA) 0.1 $150k 18k 8.20
Gabelli Dividend & Income Trust (GDV) 0.1 $149k 7.0k 21.29
Eaton Vance California Mun. Income Trust (CEV) 0.1 $141k 11k 12.35
Foxby (FXBY) 0.1 $146k 77k 1.91
Flaherty & Crumrine Dyn P (DFP) 0.1 $145k 6.4k 22.55
Royce Global Value Tr (RGT) 0.1 $147k 17k 8.68
Goldman Sachs Mlp Inc Opp 0.1 $152k 7.0k 21.71
Morgan Stanley India Investment Fund (IIF) 0.1 $130k 5.2k 24.85
Asa (ASA) 0.1 $121k 10k 11.74
Alliance California Municipal Income Fun 0.1 $122k 9.0k 13.54
New Ireland Fund 0.1 $133k 11k 12.63
Brookfield Total Return Fd I 0.1 $130k 5.2k 25.00
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.1 $112k 36k 3.11
China Fund (CHN) 0.1 $104k 5.0k 20.80
BlackRock LT Municipal Advantage Trust (BTA) 0.1 $101k 9.0k 11.22
Central Europe and Russia Fund (CEE) 0.1 $102k 4.1k 24.75
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $110k 9.0k 12.22
THE GDL FUND Closed-End fund (GDL) 0.1 $105k 10k 10.54
Blackrock Util & Infrastrctu (BUI) 0.1 $99k 5.0k 19.80
Dreyfus Mun Bd Infrastructure 0.1 $104k 8.8k 11.82
PriceSmart (PSMT) 0.1 $86k 1.0k 86.00
Central Fd Cda Ltd cl a 0.1 $98k 8.0k 12.25
Mfs Calif Mun 0.1 $96k 8.9k 10.83
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $88k 6.5k 13.54
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $84k 6.0k 14.00
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $98k 8.5k 11.57
Nuveen New Jersey Divid 0.1 $92k 7.0k 13.14
Nuveen Select Quality Municipal Fund 0.1 $98k 7.2k 13.61
Cornerstone Progressive Rtn 0.1 $81k 20k 4.12
Brookfield Mortg. Opportunity bond etf 0.1 $85k 5.0k 17.00
FedEx Corporation (FDX) 0.0 $65k 400.00 162.50
Market Vectors Gold Miners ETF 0.0 $64k 3.0k 21.33
Aberdn Emring Mkts Telecomtions 0.0 $69k 5.0k 13.90
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $79k 5.4k 14.52
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $76k 6.1k 12.56
Nuveen Dividend Advantage Municipal Fd 2 0.0 $70k 5.0k 14.00
Nuveen Quality Income Municipal Fund 0.0 $65k 4.7k 13.76
Fort Dearborn Income Securities 0.0 $78k 5.4k 14.44
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $75k 5.6k 13.39
Delaware Investments Dividend And Income 0.0 $67k 6.8k 9.90
LEGG MASON BW GLOBAL Income 0.0 $71k 4.2k 16.88
Era 0.0 $70k 3.2k 21.77
Neuberger Berman Mlp Income (NML) 0.0 $69k 3.2k 21.56
Ares Multi Strategy Cr Fd In 0.0 $69k 3.3k 20.81
Incyte Corporation (INCY) 0.0 $47k 955.00 49.21
iShares Barclays TIPS Bond Fund (TIP) 0.0 $47k 420.00 111.90
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $49k 3.7k 13.28
Pimco Income Strategy Fund II (PFN) 0.0 $53k 5.0k 10.60
BlackRock Global Energy & Resources Trus (BGR) 0.0 $46k 1.9k 23.77
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $50k 6.1k 8.16
Nuveen Insured Quality Muncipal Fund 0.0 $52k 4.0k 13.00
Aberdeen Israel Fund 0.0 $48k 2.8k 17.45
Turkish Investment Fund 0.0 $48k 4.6k 10.37
Asia Pacific Fund 0.0 $58k 5.2k 11.26
BlackRock Insured Municipal Income Inves 0.0 $57k 4.0k 14.25
Nuveen Conn Prem Income Mun sh ben int 0.0 $51k 4.1k 12.51
Duff & Phelps Global (DPG) 0.0 $51k 2.4k 21.16
Nuveen Preferred And equity (JPI) 0.0 $53k 2.3k 23.04
Kkr Income Opportunities (KIO) 0.0 $52k 3.0k 17.33
Karyopharm Therapeutics (KPTI) 0.0 $48k 1.4k 35.09
MVC Capital 0.0 $28k 2.6k 10.70
Morgan Stanley Emerging Markets Fund 0.0 $35k 2.3k 15.46
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $28k 3.0k 9.33
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $34k 1.8k 19.29
Swiss Helvetia Fund (SWZ) 0.0 $35k 2.6k 13.60
Trust Spanish (SBSAA) 0.0 $43k 10k 4.29
Blackrock Multi-sector Incom other (BIT) 0.0 $41k 2.3k 17.82
Deutsche Multi-mkt Income Tr Shs cef 0.0 $42k 4.8k 8.84
Tekla Life Sciences sh ben int (HQL) 0.0 $43k 1.9k 22.34
Health Care SPDR (XLV) 0.0 $13k 211.00 61.61
iShares NASDAQ Biotechnology Index (IBB) 0.0 $10k 36.00 277.78
iShares MSCI EMU Index (EZU) 0.0 $12k 322.00 37.27
Consumer Discretionary SPDR (XLY) 0.0 $15k 225.00 66.67
Gabelli Equity Trust (GAB) 0.0 $20k 3.2k 6.23
New America High Income Fund I (HYB) 0.0 $19k 2.0k 9.50
Vanguard Information Technology ETF (VGT) 0.0 $19k 186.00 102.15
Liberty All-Star Growth Fund (ASG) 0.0 $16k 3.2k 5.02
Nuveen Global Value Opportunities Fund 0.0 $13k 1.0k 13.00
Nuveen Floating Rate Income Fund (JFR) 0.0 $9.0k 800.00 11.25
Nuveen Premier Mun Income 0.0 $11k 800.00 13.75
NASDAQ Premium Income & Growth Fund 0.0 $24k 1.2k 19.54
Lehman Brothers First Trust IOF (NHS) 0.0 $23k 1.7k 13.20
Nuveen Core Equity Alpha Fund (JCE) 0.0 $23k 1.4k 16.96
Putnam Municipal Opportunities Trust (PMO) 0.0 $9.0k 800.00 11.25
Vanguard Energy ETF (VDE) 0.0 $14k 109.00 128.44
Vanguard Industrials ETF (VIS) 0.0 $17k 166.00 102.41
Transamerica Income Shares 0.0 $9.0k 429.00 20.98
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $11k 1.0k 11.00
Cornerstone Strategic Value 0.0 $12k 2.1k 5.81
Latin American Discovery Fund 0.0 $10k 800.00 12.50
Morgan Stanley East. Euro 0.0 $25k 1.6k 15.48
Gabelli Equity Trust Preferred Series D preferred 0.0 $21k 848.00 24.76
Tri-Continental Corp. preferred Preferred B 0.0 $23k 500.00 46.00
First Tr Energy Infrastrctr (FIF) 0.0 $13k 588.00 22.11
Nuveen Int Dur Qual Mun Trm 0.0 $12k 950.00 12.63
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $12k 1.3k 9.23
Empire St Rlty Tr Inc cl a (ESRT) 0.0 $15k 1.0k 15.00
Dws Global High Income Fund 0.0 $15k 1.8k 8.32
Dws Strategic Income Trust 0.0 $24k 2.0k 12.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $3.0k 37.00 81.08
Vanguard Short-Term Bond ETF (BSV) 0.0 $4.0k 48.00 83.33
Tim Hortons Inc Com Stk 0.0 $999.960000 13.00 76.92
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $2.0k 20.00 100.00
Financial Select Sector SPDR (XLF) 0.0 $7.0k 302.00 23.18
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $2.0k 51.00 39.22
First Trust DJ Internet Index Fund (FDN) 0.0 $6.0k 97.00 61.86
iShares Lehman MBS Bond Fund (MBB) 0.0 $4.0k 38.00 105.26
iShares MSCI Canada Index (EWC) 0.0 $2.0k 81.00 24.69
Vanguard Materials ETF (VAW) 0.0 $3.0k 31.00 96.77
PowerShares Emerging Markets Sovere 0.0 $1.0k 27.00 37.04
SPDR Barclays Capital High Yield B 0.0 $2.0k 42.00 47.62
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $1.0k 6.00 166.67
iShares MSCI Sweden Index (EWD) 0.0 $999.900000 33.00 30.30
iShares MSCI Switzerland Index Fund (EWL) 0.0 $3.0k 99.00 30.30
Market Vectors Emerging Mkts Local ETF 0.0 $999.900000 33.00 30.30
Blackrock S&p Qlty Rk Eq Md shs ben int 0.0 $2.0k 150.00 13.33
Ega Emerging Global Shs Tr emrg gl dj 0.0 $2.0k 72.00 27.78
Vanguard Consumer Staples ETF (VDC) 0.0 $5.0k 40.00 125.00
WisdomTree Japan Total Dividend (DXJ) 0.0 $7.0k 143.00 48.95
Vanguard Telecommunication Services ETF (VOX) 0.0 $3.0k 39.00 76.92
Federated Premier Intermediate Municipal 0.0 $2.0k 150.00 13.33
Invesco Quality Municipal Inc Trust (IQI) 0.0 $7.0k 600.00 11.67
Nuveen Tax-Advantaged Dividend Growth 0.0 $2.0k 150.00 13.33
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $3.0k 234.00 12.82
Aberdeen Latin Amer Eqty 0.0 $2.0k 88.00 22.73
Alliance New York Municipal Income Fund 0.0 $2.0k 150.00 13.33
Eaton Vance N J Mun Bd 0.0 $6.0k 500.00 12.00
Eaton Vance Natl Mun Opport (EOT) 0.0 $2.0k 101.00 19.80
MFS Investment Grade Municipal Trust (CXH) 0.0 $2.0k 250.00 8.00
Rand Capital Corporation 0.0 $6.0k 2.0k 3.00
First Trust Cloud Computing Et (SKYY) 0.0 $6.0k 209.00 28.71
Ishares Inc core msci emkt (IEMG) 0.0 $6.0k 116.00 51.72
Eaton Vance Mun Income Term Tr (ETX) 0.0 $3.0k 151.00 19.87
Gabelli mutual funds - (GGZ) 0.0 $7.0k 700.00 10.00
Ishares msci uk 0.0 $5.0k 282.00 17.73