Tortoise Investment Management

Tortoise Investment Management as of Sept. 30, 2013

Portfolio Holdings for Tortoise Investment Management

Tortoise Investment Management holds 339 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 6.5 $9.1M 54k 168.90
PowerShares Build America Bond Portfolio 5.6 $7.8M 287k 27.29
Kinder Morgan Management 5.5 $7.7M 102k 74.96
iShares iBoxx $ High Yid Corp Bond (HYG) 4.9 $6.9M 75k 91.57
Spdr Short-term High Yield mf (SJNK) 4.3 $6.1M 201k 30.54
iShares Russell 1000 Index (IWB) 4.3 $6.0M 64k 94.17
Nuveen Ny Div Advantg Mun 4.0 $5.6M 444k 12.69
SPDR Barclays Capital High Yield B 3.6 $5.0M 127k 39.85
iShares MSCI EAFE Index Fund (EFA) 3.1 $4.4M 70k 63.80
Ishares Tr s^p gtfidx etf (WOOD) 2.8 $3.9M 79k 49.40
SPDR Dow Jones Industrial Average ETF (DIA) 2.7 $3.9M 26k 151.01
SPDR Nuveen Barclays Capital Build Amer 2.6 $3.6M 68k 53.71
Nuveen Ny Divid Advntg Mun F (NAN) 2.5 $3.5M 274k 12.91
SPDR Nuveen Barclays Capital Municpl Bnd 2.5 $3.5M 154k 22.84
PowerShares Insured Nati Muni Bond 2.2 $3.2M 137k 23.07
iShares S&P Natl AMTFr Mncpl Bd (MUB) 2.2 $3.0M 29k 104.48
Ishares Inc core msci emkt (IEMG) 2.1 $3.0M 62k 48.64
iShares S&P SmallCap 600 Index (IJR) 2.0 $2.8M 28k 99.81
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.9 $2.7M 56k 48.51
WisdomTree Dreyfus NZ Dollar Fund 1.7 $2.3M 115k 20.50
Aberdeen Asia-Pacific Income Fund (FAX) 1.6 $2.3M 376k 6.06
iShares S&P SmallCap 600 Value Idx (IJS) 1.4 $2.0M 19k 102.21
PowerShares Insured NY Muni. Bond 1.4 $1.9M 87k 22.22
Nuveen Energy Mlp Total Return etf 1.4 $1.9M 102k 18.71
Vanguard FTSE All Wld Ex USSml Cap (VSS) 1.3 $1.9M 19k 99.33
Pimco Etf Tr bld amer bd 1.1 $1.6M 32k 49.46
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 1.1 $1.5M 49k 30.75
WisdomTree Intl. SmallCap Div (DLS) 0.9 $1.3M 21k 60.09
Western Asset Intm Muni Fd I (SBI) 0.9 $1.3M 139k 9.13
Vanguard Short Term Corporate Bond ETF (VCSH) 0.9 $1.2M 15k 79.59
Nuveen Maryland Premium Income Municipal 0.8 $1.2M 99k 12.15
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.8 $1.1M 11k 103.70
Powershares Senior Loan Portfo mf 0.7 $938k 38k 24.68
Exxon Mobil Corporation (XOM) 0.7 $926k 11k 86.08
Vanguard FTSE All-World ex-US ETF (VEU) 0.6 $898k 19k 48.60
iShares Russell 2000 Index (IWM) 0.6 $868k 8.1k 106.59
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.6 $872k 19k 46.66
L Brands 0.6 $837k 14k 61.09
iShares Russell 1000 Value Index (IWD) 0.5 $705k 8.2k 86.25
Vanguard Emerging Markets ETF (VWO) 0.5 $653k 16k 40.15
Boeing Company (BA) 0.4 $605k 5.1k 117.57
Nuveen Select Tax-Free Incom Portfolio 3 0.4 $595k 46k 12.82
Nuveen Dividend Advantage Municipal Fd 2 0.4 $527k 41k 12.96
Berkshire Hathaway (BRK.A) 0.4 $511k 3.00 170333.33
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $495k 4.8k 102.17
iShares MSCI ACWI ex US Index Fund (ACWX) 0.3 $473k 11k 44.83
Johnson & Johnson (JNJ) 0.3 $470k 5.4k 86.64
Nuveen Calif Municpal Valu F 0.3 $465k 31k 14.86
UnitedHealth (UNH) 0.3 $456k 6.4k 71.64
Vanguard REIT ETF (VNQ) 0.3 $435k 6.6k 66.08
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $421k 4.0k 105.38
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.3 $410k 4.9k 83.50
Nuveen Build Amer Bd Opptny 0.3 $395k 21k 18.54
Merck & Co (MRK) 0.2 $357k 7.5k 47.65
Procter & Gamble Company (PG) 0.2 $350k 4.6k 75.53
SPDR S&P Emerging Markets Small Cap (EWX) 0.2 $337k 7.4k 45.54
Union Pacific Corporation (UNP) 0.2 $326k 2.1k 155.24
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $324k 3.0k 108.00
Nuveen California Municipal Value Fund (NCA) 0.2 $329k 36k 9.14
T. Rowe Price (TROW) 0.2 $302k 4.2k 71.90
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $299k 2.7k 109.08
WisdomTree Emerging Markets Eq (DEM) 0.2 $264k 5.1k 51.74
Nuveen Nj Div Advantage Mun (NXJ) 0.2 $268k 21k 12.60
iShares Dow Jones US Real Estate (IYR) 0.2 $247k 3.9k 63.84
Alerian Mlp Etf 0.2 $252k 14k 17.56
Claymore Beacon Global Timber Index 0.2 $260k 11k 24.41
Chevron Corporation (CVX) 0.2 $242k 2.0k 121.55
Vanguard Consumer Staples ETF (VDC) 0.2 $233k 2.2k 103.83
Nuveen NY Select Tax-Free Income Portfol (NXN) 0.2 $245k 19k 13.02
Schwab Emerging Markets Equity ETF (SCHE) 0.2 $242k 9.8k 24.57
Transcanada Corp 0.2 $223k 5.1k 44.01
Potlatch Corporation (PCH) 0.2 $224k 5.7k 39.65
Vanguard Large-Cap ETF (VV) 0.2 $220k 2.8k 77.46
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.2 $227k 4.0k 56.75
D Ishares (EEMS) 0.2 $231k 5.0k 46.29
iShares MSCI Emerging Markets Indx (EEM) 0.1 $207k 133k 1.56
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $217k 6.0k 36.20
Wisdomtree Tr em lcl debt (ELD) 0.1 $216k 4.6k 47.16
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $207k 52k 4.00
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.1 $193k 5.8k 33.57
Apple (AAPL) 0.1 $148k 6.3k 23.60
iShares Russell Midcap Index Fund (IWR) 0.1 $148k 1.1k 138.97
iShares S&P MidCap 400 Index (IJH) 0.1 $149k 1.2k 124.27
WisdomTree DEFA (DWM) 0.1 $155k 3.0k 51.67
Consolidated Edison (ED) 0.1 $136k 2.5k 55.22
Becton, Dickinson and (BDX) 0.1 $147k 1.5k 100.34
Spdr Series Trust nuvn br ny muni 0.1 $147k 6.5k 22.62
Chubb Corporation 0.1 $122k 1.4k 89.05
Stanley Black & Decker (SWK) 0.1 $133k 1.5k 90.60
Bristol Myers Squibb (BMY) 0.1 $119k 2.6k 46.27
3M Company (MMM) 0.1 $109k 915.00 119.13
Yum! Brands (YUM) 0.1 $108k 1.5k 71.57
Rydex S&P Equal Weight ETF 0.1 $111k 1.7k 65.29
Vanguard Total Stock Market ETF (VTI) 0.1 $119k 1.4k 87.63
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $111k 3.3k 33.64
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $116k 3.8k 30.85
Global X Fds glbl x mlp etf 0.1 $114k 7.1k 15.99
Home Depot (HD) 0.1 $101k 1.3k 75.54
Walt Disney Company (DIS) 0.1 $94k 1.5k 64.65
Pall Corporation 0.1 $92k 1.2k 76.67
Praxair 0.1 $96k 800.00 120.00
Schwab U S Broad Market ETF (SCHB) 0.1 $92k 2.3k 40.89
Philip Morris International (PM) 0.1 $87k 1.0k 87.00
Washington Real Estate Investment Trust (ELME) 0.1 $82k 3.3k 25.23
iShares Russell 3000 Index (IWV) 0.1 $81k 800.00 101.25
iShares Russell Microcap Index (IWC) 0.1 $79k 1.2k 68.70
Vanguard Utilities ETF (VPU) 0.1 $82k 1.0k 82.00
Express Scripts Holding 0.1 $78k 1.3k 62.00
Microsoft Corporation (MSFT) 0.1 $64k 1.9k 33.33
Norfolk Southern (NSC) 0.1 $70k 900.00 77.78
At&t (T) 0.1 $65k 1.9k 34.00
DENTSPLY International 0.1 $65k 1.5k 43.33
Harsco Corporation (NVRI) 0.1 $77k 3.1k 24.84
Potash Corp. Of Saskatchewan I 0.1 $66k 2.1k 31.43
BB&T Corporation 0.1 $68k 2.0k 34.00
United Technologies Corporation 0.1 $75k 700.00 107.14
Clorox Company (CLX) 0.1 $74k 900.00 82.22
Vanguard Dividend Appreciation ETF (VIG) 0.1 $65k 936.00 69.44
Schwab U S Small Cap ETF (SCHA) 0.1 $77k 1.6k 48.43
Directv 0.1 $74k 1.2k 59.97
Ishares Inc msci frntr 100 (FM) 0.1 $76k 2.4k 31.67
Northeast Utilities System 0.0 $54k 1.3k 41.16
Costco Wholesale Corporation (COST) 0.0 $50k 435.00 114.94
Spdr S&p 500 Etf (SPY) 0.0 $58k 58k 1.00
Cardinal Health (CAH) 0.0 $63k 1.2k 52.24
Colgate-Palmolive Company (CL) 0.0 $63k 1.1k 59.66
Cibc Cad (CM) 0.0 $52k 650.00 80.00
Vanguard Small-Cap ETF (VB) 0.0 $54k 525.00 102.86
Vanguard Extended Market ETF (VXF) 0.0 $62k 800.00 77.50
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $54k 500.00 108.00
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $60k 3.0k 20.00
Vanguard Total World Stock Idx (VT) 0.0 $57k 1.0k 55.34
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $50k 1.0k 50.00
Abbvie (ABBV) 0.0 $63k 1.4k 45.00
Compass Minerals International (CMP) 0.0 $38k 500.00 76.00
Abbott Laboratories (ABT) 0.0 $47k 1.4k 32.96
AmerisourceBergen (COR) 0.0 $37k 600.00 61.67
Altria (MO) 0.0 $38k 1.1k 34.08
Illinois Tool Works (ITW) 0.0 $46k 600.00 76.67
athenahealth 0.0 $43k 400.00 107.50
Rayonier (RYN) 0.0 $39k 701.00 55.63
Weatherford International Lt reg 0.0 $46k 3.0k 15.33
iShares Russell 1000 Growth Index (IWF) 0.0 $39k 500.00 78.00
Vanguard Small-Cap Value ETF (VBR) 0.0 $38k 425.00 89.41
iShares Dow Jones U.S. Index Fund (IYY) 0.0 $44k 516.00 85.27
SPDR DJ International Real Estate ETF (RWX) 0.0 $36k 850.00 42.35
SPDR DJ Wilshire Mid Cap (SPMD) 0.0 $42k 500.00 84.00
Nuveen New Jersey Premium Income Mun 0.0 $40k 3.0k 13.33
Schwab International Equity ETF (SCHF) 0.0 $42k 1.4k 30.32
Wisdomtree Tr................... wsdm emktbd (EMCB) 0.0 $40k 540.00 74.07
Hillshire Brands 0.0 $46k 1.5k 30.42
Mondelez Int (MDLZ) 0.0 $38k 1.2k 31.10
Berkshire Hathaway (BRK.B) 0.0 $24k 20k 1.18
McDonald's Corporation (MCD) 0.0 $30k 316.00 94.94
Eli Lilly & Co. (LLY) 0.0 $25k 490.00 51.02
Pfizer (PFE) 0.0 $22k 750.00 29.33
AES Corporation (AES) 0.0 $29k 2.2k 13.18
Kimberly-Clark Corporation (KMB) 0.0 $25k 265.00 94.34
CVS Caremark Corporation (CVS) 0.0 $34k 600.00 56.67
Tupperware Brands Corporation 0.0 $22k 250.00 88.00
Google 0.0 $24k 27.00 888.89
Public Service Enterprise (PEG) 0.0 $22k 675.00 32.59
Zimmer Holdings (ZBH) 0.0 $30k 365.00 82.19
Plains All American Pipeline (PAA) 0.0 $32k 600.00 53.33
Bob Evans Farms 0.0 $27k 475.00 56.84
PowerShares QQQ Trust, Series 1 0.0 $24k 300.00 80.00
Royal Bank of Scotland 0.0 $23k 2.0k 11.50
SPDR S&P Dividend (SDY) 0.0 $34k 498.00 68.27
iShares Lehman MBS Bond Fund (MBB) 0.0 $29k 275.00 105.45
iShares MSCI ACWI Index Fund (ACWI) 0.0 $33k 610.00 54.10
Vanguard Pacific ETF (VPL) 0.0 $30k 500.00 60.00
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $32k 300.00 106.67
MSCI Indonesia Investable Market Ind (EIDO) 0.0 $24k 1.0k 24.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $32k 800.00 40.00
Ints Intl 0.0 $30k 1.3k 23.08
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $31k 300.00 103.33
Tripadvisor (TRIP) 0.0 $23k 300.00 76.67
Comcast Corporation (CMCSA) 0.0 $19k 419.00 45.35
Leucadia National 0.0 $16k 600.00 26.67
American Express Company (AXP) 0.0 $13k 167.00 77.84
Ameriprise Financial (AMP) 0.0 $14k 156.00 89.74
Health Care SPDR (XLV) 0.0 $8.0k 150.00 53.33
Coach 0.0 $11k 200.00 55.00
PPG Industries (PPG) 0.0 $9.0k 55.00 163.64
Wells Fargo & Company (WFC) 0.0 $8.0k 200.00 40.00
Dow Chemical Company 0.0 $11k 295.00 37.29
E.I. du Pont de Nemours & Company 0.0 $20k 348.00 57.47
Cooper Companies 0.0 $9.0k 68.00 132.35
Eastman Chemical Company (EMN) 0.0 $8.0k 98.00 81.63
Campbell Soup Company (CPB) 0.0 $8.0k 200.00 40.00
Thermo Fisher Scientific (TMO) 0.0 $13k 139.00 93.53
Plum Creek Timber 0.0 $19k 39k 0.50
Deere & Company (DE) 0.0 $16k 200.00 80.00
GlaxoSmithKline 0.0 $9.0k 182.00 49.45
Honeywell International (HON) 0.0 $14k 167.00 83.83
International Business Machines (IBM) 0.0 $7.3k 7.3k 1.00
Nextera Energy (NEE) 0.0 $16k 200.00 80.00
Pepsi (PEP) 0.0 $8.2k 7.4k 1.11
Ca 0.0 $16k 528.00 30.30
Gilead Sciences (GILD) 0.0 $11k 2.8k 4.00
Hershey Company (HSY) 0.0 $9.0k 102.00 88.24
PPL Corporation (PPL) 0.0 $20k 648.00 30.86
Energy Select Sector SPDR (XLE) 0.0 $14k 166.00 84.34
CONSOL Energy 0.0 $17k 500.00 34.00
Enterprise Products Partners (EPD) 0.0 $8.0k 125.00 64.00
Terex Corporation (TEX) 0.0 $10k 300.00 33.33
Duke Realty Corporation 0.0 $19k 1.2k 15.83
McCormick & Company, Incorporated (MKC) 0.0 $10k 150.00 66.67
HEICO Corporation (HEI.A) 0.0 $13k 250.00 52.00
iShares S&P 500 Growth Index (IVW) 0.0 $11k 120.00 91.67
iShares S&P MidCap 400 Growth (IJK) 0.0 $17k 124.00 137.10
Consumer Staples Select Sect. SPDR (XLP) 0.0 $20k 510.00 39.22
Utilities SPDR (XLU) 0.0 $12k 17k 0.71
Vanguard Value ETF (VTV) 0.0 $20k 288.00 69.44
DNP Select Income Fund (DNP) 0.0 $10k 1.0k 10.00
First Trust DJ Internet Index Fund (FDN) 0.0 $8.0k 150.00 53.33
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.0 $14k 468.00 29.91
Holdings Inc Note 5.25 0.0 $8.0k 3.0k 2.67
Industries N shs - a - (LYB) 0.0 $9.0k 125.00 72.00
General Motors Company (GM) 0.0 $9.0k 246.00 36.59
PowerShares Emerging Markets Sovere 0.0 $11k 385.00 28.57
SPDR S&P International Small Cap (GWX) 0.0 $16k 500.00 32.00
WisdomTree International Utilities Fund 0.0 $18k 1.0k 18.00
SPDR Dow Jones Global Real Estate (RWO) 0.0 $12k 285.00 42.11
SPDR S&P International Dividend (DWX) 0.0 $14k 300.00 46.67
Nuveen Build Amer Bd (NBB) 0.0 $14k 800.00 17.50
First Trust Health Care AlphaDEX (FXH) 0.0 $15k 342.00 43.86
First Trust Cnsumer Stapl Alpha (FXG) 0.0 $13k 394.00 32.99
First Trust S&P REIT Index Fund (FRI) 0.0 $10k 581.00 17.21
Lightbridge Corporation 0.0 $8.0k 4.2k 1.89
Kinder Morgan (KMI) 0.0 $8.0k 214.00 37.38
Schwab Strategic Tr us reit etf (SCHH) 0.0 $16k 510.00 31.37
Spdr Series Trust brcly em locl (EBND) 0.0 $18k 600.00 30.00
Schwab Strategic Tr us aggregate b (SCHZ) 0.0 $21k 410.00 51.22
Facebook Inc cl a (META) 0.0 $14k 2.2k 6.67
Kraft Foods 0.0 $21k 407.00 51.60
BP (BP) 0.0 $1.0k 2.00 500.00
Time Warner Cable 0.0 $6.0k 58.00 103.45
Fomento Economico Mexicano SAB (FMX) 0.0 $2.0k 18.00 111.11
Time Warner 0.0 $6.0k 93.00 64.52
Allegheny Technologies Inc note 4.250% 6/0 0.0 $3.0k 3.0k 1.00
JPMorgan Chase & Co. (JPM) 0.0 $2.0k 1.4k 1.43
MasterCard Incorporated (MA) 0.0 $4.0k 6.00 666.67
State Street Corporation (STT) 0.0 $6.0k 90.00 66.67
Bank of America Corporation (BAC) 0.0 $5.0k 6.0k 0.83
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 60.00 33.33
Coca-Cola Company (KO) 0.0 $4.2k 11k 0.40
Devon Energy Corporation (DVN) 0.0 $1.0k 20.00 50.00
Wal-Mart Stores (WMT) 0.0 $4.2k 13k 0.33
Via 0.0 $1.0k 11.00 90.91
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $3.0k 40.00 75.00
CBS Corporation 0.0 $1.0k 11.00 90.91
General Electric Company 0.0 $5.6k 9.4k 0.59
Apache Corporation 0.0 $3.0k 36.00 83.33
Carnival Corporation (CCL) 0.0 $3.0k 100.00 30.00
Cisco Systems (CSCO) 0.0 $1.0k 40.00 25.00
Con-way 0.0 $999.900000 33.00 30.30
Edwards Lifesciences (EW) 0.0 $1.0k 2.00 500.00
Forest Oil Corporation 0.0 $1.0k 31.00 32.26
Noble Energy 0.0 $7.0k 110.00 63.64
Northrop Grumman Corporation (NOC) 0.0 $2.0k 16.00 125.00
Sherwin-Williams Company (SHW) 0.0 $5.0k 25.00 200.00
Travelers Companies (TRV) 0.0 $3.0k 35.00 85.71
Intel Corporation (INTC) 0.0 $5.0k 224.00 22.32
Verizon Communications (VZ) 0.0 $999.900000 30.00 33.33
Manitowoc Company 0.0 $999.900000 45.00 22.22
Masco Corporation (MAS) 0.0 $7.0k 344.00 20.35
Newfield Exploration 0.0 $3.0k 100.00 30.00
Convergys Corporation 0.0 $3.0k 150.00 20.00
Allergan 0.0 $7.0k 80.00 87.50
Amgen (AMGN) 0.0 $4.0k 3.4k 1.18
Cemex SAB de CV (CX) 0.0 $1.0k 6.00 166.67
ConocoPhillips (COP) 0.0 $2.0k 23.00 86.96
Hess (HES) 0.0 $1.0k 16.00 62.50
Vodafone 0.0 $999.960000 13.00 76.92
Walgreen Company 0.0 $1.9k 5.0k 0.38
Weyerhaeuser Company (WY) 0.0 $6.4k 8.8k 0.73
Freeport-McMoRan Copper & Gold (FCX) 0.0 $7.0k 200.00 35.00
Murphy Oil Corporation (MUR) 0.0 $2.0k 30.00 66.67
Accenture (ACN) 0.0 $3.0k 35.00 85.71
Lowe's Companies (LOW) 0.0 $2.0k 50.00 40.00
Prudential Financial (PRU) 0.0 $4.0k 53.00 75.47
Kellogg Company (K) 0.0 $999.970000 19.00 52.63
Frontier Communications 0.0 $3.0k 767.00 3.91
Applied Materials (AMAT) 0.0 $7.0k 400.00 17.50
J.M. Smucker Company (SJM) 0.0 $5.0k 50.00 100.00
Amazon (AMZN) 0.0 $7.0k 21.00 333.33
Whiting Petroleum Corporation 0.0 $2.0k 38.00 52.63
Delta Air Lines (DAL) 0.0 $4.0k 190.00 21.05
Walter Energy 0.0 $999.960000 39.00 25.64
Steel Dynamics (STLD) 0.0 $1.0k 73.00 13.70
iShares MSCI Japan Index 0.0 $2.3k 4.5k 0.50
Gigamedia 0.0 $1.0k 200.00 5.00
GameStop (GME) 0.0 $4.0k 75.00 53.33
MetLife (MET) 0.0 $6.0k 123.00 48.78
Stone Energy Corporation 0.0 $999.900000 30.00 33.33
Walter Investment Management 0.0 $1.0k 14.00 71.43
Energy Transfer Partners 0.0 $6.0k 111.00 54.05
United States Steel Corporation (X) 0.0 $1.0k 7.00 142.86
Reed Elsevier 0.0 $7.0k 123.00 56.91
Superior Energy Services 0.0 $999.950000 35.00 28.57
Trina Solar 0.0 $3.0k 200.00 15.00
Unit Corporation 0.0 $2.0k 39.00 51.28
Nabors Industries 0.0 $999.880000 28.00 35.71
Alcoa Inc debt 0.0 $3.0k 2.0k 1.50
American International (AIG) 0.0 $1.0k 5.00 200.00
Chimera Investment Corporation 0.0 $2.0k 500.00 4.00
iShares Lehman Aggregate Bond (AGG) 0.0 $6.0k 55.00 109.09
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $2.4k 11k 0.22
iShares S&P 500 Value Index (IVE) 0.0 $2.0k 25.00 80.00
Vanguard Europe Pacific ETF (VEA) 0.0 $6.0k 163.00 36.81
iShares Dow Jones US Utilities (IDU) 0.0 $7.0k 77.00 90.91
First Trust Financials AlphaDEX (FXO) 0.0 $6.0k 306.00 19.61
Vanguard Total Bond Market ETF (BND) 0.0 $1.0k 6.00 166.67
Huntington Bancshares Inc pfd conv ser a 0.0 $6.0k 5.00 1200.00
iShares MSCI Canada Index (EWC) 0.0 $2.0k 80.00 25.00
UQM Technologies 0.0 $1.0k 200.00 5.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $1.0k 14.00 71.43
First Trust Amex Biotech Index Fnd (FBT) 0.0 $7.0k 103.00 67.96
First Trust Utilities AlphaDEX Fnd (FXU) 0.0 $5.0k 248.00 20.16
First Trust FTSE EPRA G R E Idx (DTRE) 0.0 $5.0k 124.00 40.32
First Trust ISE Water Index Fund (FIW) 0.0 $6.0k 198.00 30.30
First Trust Ind/Prod AlphaDEX (FXR) 0.0 $6.0k 246.00 24.39
First Trust NASDAQ-100 Ex-Tech Sec (QQXT) 0.0 $6.0k 190.00 31.58
Spar (SGRP) 0.0 $2.0k 1.2k 1.67
American Intl Group 0.0 $1.0k 2.00 500.00
Huntington Ingalls Inds (HII) 0.0 $1.0k 2.00 500.00
Citigroup (C) 0.0 $2.0k 2.0k 1.00
Linkedin Corp 0.0 $4.0k 17.00 235.29
Lone Pine Res 0.0 $1.0k 18.00 55.56
Gt Solar Int'l 0.0 $2.0k 200.00 10.00
Level 3 Communications 0.0 $1.0k 4.00 250.00
Moneygram International 0.0 $1.0k 4.00 250.00
Wpx Energy 0.0 $999.960000 26.00 38.46
Phillips 66 (PSX) 0.0 $1.0k 11.00 90.91
Ensco Plc Shs Class A 0.0 $1.0k 27.00 37.04
Organovo Holdings 0.0 $2.0k 360.00 5.56
Market Vectors Egypt Index Etf exchange traded product 0.0 $5.0k 100.00 50.00
Murphy Usa (MUSA) 0.0 $1.0k 7.00 142.86