UBS O'Connor

Ubs Oconnor as of Dec. 31, 2015

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 386 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Precision Castparts 6.8 $327M 1.4M 232.01
Broadcom Corporation 5.2 $250M 4.3M 57.82
Chubb Corporation 5.0 $237M 1.8M 132.64
Nielsen Hldgs Plc Shs Eur 4.2 $204M 4.4M 46.60
Charles Schwab Corporation (SCHW) 3.1 $147M 4.5M 32.93
Alliance Data Systems Corporation (BFH) 2.3 $111M 402k 276.57
Kellogg Company (K) 2.0 $96M 1.3M 72.27
Herbalife Ltd Com Stk (HLF) 2.0 $95M 1.8M 53.62
Fiat Chrysler Auto 1.9 $91M 785k 116.33
Paypal Holdings (PYPL) 1.7 $83M 2.3M 36.20
Tyco International 1.6 $76M 2.4M 31.89
Towers Watson & Co 1.6 $76M 592k 128.46
eBay (EBAY) 1.6 $75M 2.7M 27.48
Cimpress N V Shs Euro 1.3 $64M 785k 81.14
Tyson Foods Inc cnv p 1.3 $63M 1.0M 60.65
Delta Air Lines (DAL) 1.3 $61M 1.2M 50.69
Tesla Mtrs Inc note 1.500% 6/0 1.2 $59M 30M 1.96
Mohawk Industries (MHK) 1.2 $56M 295k 189.39
Post Holdings Inc Common (POST) 1.1 $55M 884k 61.70
Johnson Controls 1.1 $53M 1.3M 39.49
General Motors Company (GM) 1.0 $47M 2.3M 20.27
Progressive Corporation (PGR) 0.9 $45M 1.4M 31.80
Nvidia Corp note 1.000 12/0 0.9 $46M 28M 1.66
Black Hills Corp unit 99/99/9999 0.9 $46M 825k 55.35
Pinnacle Foods Inc De 0.9 $43M 1.0M 42.46
Best Buy (BBY) 0.8 $39M 1.3M 30.45
Mrc Global Inc cmn (MRC) 0.8 $39M 3.0M 12.90
American Airls (AAL) 0.8 $38M 900k 42.35
Westrock (WRK) 0.8 $37M 817k 45.62
Westlake Chemical Corporation (WLK) 0.8 $37M 679k 54.32
Pepsi (PEP) 0.7 $34M 337k 99.92
Occidental Petroleum Corporation (OXY) 0.7 $33M 491k 67.61
Alphabet Inc Class A cs (GOOGL) 0.7 $32M 41k 778.01
Western Union Company (WU) 0.7 $31M 1.7M 17.91
Sandisk Corp conv 0.7 $31M 30M 1.04
Microsoft Corporation (MSFT) 0.6 $31M 550k 55.48
PPG Industries (PPG) 0.6 $31M 313k 98.82
Kimberly-Clark Corporation (KMB) 0.6 $30M 237k 127.30
ProShares UltraShort Euro (EUO) 0.6 $30M 1.2M 25.53
Dyax 0.6 $29M 765k 37.62
International Paper Company (IP) 0.6 $27M 716k 37.70
iShares Russell 1000 Value Index (IWD) 0.6 $26M 268k 97.86
CF Industries Holdings (CF) 0.5 $26M 626k 40.81
Take-two Interactive Softwar note 1.000% 7/0 0.5 $25M 15M 1.67
Cdk Global Inc equities 0.5 $25M 527k 47.47
United States Oil Fund 0.5 $24M 2.1M 11.00
Nucor Corporation (NUE) 0.5 $23M 560k 40.30
Patterson-UTI Energy (PTEN) 0.5 $23M 1.5M 15.08
Mentor Graphics 4% 2031 conv 0.5 $22M 22M 1.04
Lions Gate Entertainment 0.5 $22M 672k 32.39
Euronav Sa (CMBT) 0.4 $21M 1.6M 13.71
Zillow Group Inc Cl C Cap Stk (Z) 0.4 $21M 891k 23.48
BHP Billiton 0.4 $19M 844k 22.65
W.R. Grace & Co. 0.4 $19M 192k 99.59
Ingersoll-rand Co Ltd-cl A 0.4 $19M 347k 55.29
BHP Billiton (BHP) 0.4 $19M 732k 25.76
Teekay Tankers Ltd cl a 0.4 $19M 2.7M 6.88
Box Inc cl a (BOX) 0.4 $19M 1.4M 13.96
McDonald's Corporation (MCD) 0.4 $18M 154k 118.14
Royal Caribbean Cruises (RCL) 0.4 $18M 178k 101.21
Aegerion Pharmaceuticals 2% Du cvbond 0.4 $17M 26M 0.67
Union Pacific Corporation (UNP) 0.3 $17M 214k 78.20
Wright Medical Group Inc note 2 000 8/1 0.3 $17M 15M 1.13
priceline.com Incorporated 0.3 $17M 13k 1274.99
Steel Dynamics (STLD) 0.3 $16M 917k 17.87
Pbf Energy Inc cl a (PBF) 0.3 $16M 438k 36.81
Jd (JD) 0.3 $16M 504k 32.26
U.S. Bancorp (USB) 0.3 $16M 367k 42.67
BB&T Corporation 0.3 $15M 404k 37.81
Lance 0.3 $15M 443k 34.30
Exxon Mobil Corporation (XOM) 0.3 $15M 192k 77.95
Chesapeake Energy Corp note 2.500% 5/1 0.3 $15M 31M 0.48
Axalta Coating Sys (AXTA) 0.3 $15M 561k 26.65
Energizer Holdings (ENR) 0.3 $15M 442k 34.06
Lexicon note5 0.3 $15M 8.5M 1.76
AECOM Technology Corporation (ACM) 0.3 $14M 474k 30.03
Priceline.com debt 1.000% 3/1 0.3 $14M 10M 1.42
Standard Pacific Corp cnv 0.3 $14M 13M 1.12
Synchrony Financial (SYF) 0.3 $14M 450k 30.41
Edgewell Pers Care (EPC) 0.3 $14M 180k 78.37
Domino's Pizza (DPZ) 0.3 $13M 120k 111.25
Symetra Finl Corp 0.3 $13M 422k 31.77
Paccar (PCAR) 0.3 $13M 273k 47.40
Crane 0.3 $12M 260k 47.84
MSC Industrial Direct (MSM) 0.3 $13M 223k 56.27
Amazon (AMZN) 0.3 $12M 18k 675.87
Citizens Financial (CFG) 0.3 $13M 483k 26.19
Orexigen Therapeutics Inc. 144a 2 3/4% Due 12/1/2020 Jd1 note 2.750%12/0 0.3 $13M 21M 0.61
Navistar Intl Corp conv 0.2 $12M 24M 0.48
Foot Locker 0.2 $12M 180k 65.09
Target Corporation (TGT) 0.2 $11M 155k 72.61
Intuit (INTU) 0.2 $11M 115k 96.50
Suntrust Banks Inc $1.00 Par Cmn 0.2 $11M 250k 42.84
TJX Companies (TJX) 0.2 $11M 151k 70.91
TreeHouse Foods (THS) 0.2 $11M 138k 78.46
Bank of America Corporation (BAC) 0.2 $9.9M 590k 16.83
Nike (NKE) 0.2 $10M 161k 62.50
Lowe's Companies (LOW) 0.2 $9.9M 130k 76.04
PolyOne Corporation 0.2 $10M 323k 31.76
Dht Holdings (DHT) 0.2 $9.9M 1.2M 8.09
Health Care SPDR (XLV) 0.2 $9.4M 130k 72.03
Adobe Systems Incorporated (ADBE) 0.2 $9.5M 101k 93.94
Kcg Holdings Inc Cl A 0.2 $9.7M 785k 12.31
Sequenom Inc conv 0.2 $9.6M 12M 0.80
iShares FTSE/Xinhua China 25 Index (FXI) 0.2 $9.1M 257k 35.29
Gsv Capital Corp. note 5.250 9/1 0.2 $9.2M 9.8M 0.94
Gener8 Maritime 0.2 $9.3M 983k 9.45
Progressive Waste Solutions 0.2 $8.8M 372k 23.55
Ak Steel Corp. conv 0.2 $8.7M 16M 0.56
Clovis Oncology Inc note 2.500% 9/1 0.2 $8.5M 10M 0.85
Dick's Sporting Goods (DKS) 0.2 $8.3M 236k 35.35
Harsco Corporation (NVRI) 0.2 $8.1M 1.0M 7.88
Bemis Company 0.2 $8.3M 186k 44.69
Dr Pepper Snapple 0.2 $8.0M 85k 93.20
PMC-Sierra 0.2 $7.9M 684k 11.62
Cornerstone Ondemand 0.2 $8.2M 238k 34.53
Protalix Biotherapeutics Inc note 4.500% 9/1 0.2 $8.1M 11M 0.73
Macy's (M) 0.2 $7.9M 225k 34.98
Suncor Energy (SU) 0.2 $7.8M 301k 25.80
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $7.8M 97k 80.58
Michaels Cos Inc/the 0.2 $7.5M 340k 22.11
Zillow Group Inc Cl A (ZG) 0.2 $7.7M 298k 26.04
Norfolk Southern (NSC) 0.1 $7.1M 85k 84.59
Las Vegas Sands (LVS) 0.1 $7.3M 166k 43.84
Philip Morris International (PM) 0.1 $7.1M 81k 87.91
Callon Pete Co Del Com Stk 0.1 $7.3M 875k 8.34
Dollar General (DG) 0.1 $7.2M 100k 71.87
Pvh Corporation (PVH) 0.1 $7.4M 100k 73.65
Gaming & Leisure Pptys (GLPI) 0.1 $7.0M 251k 27.80
Walt Disney Company (DIS) 0.1 $6.6M 63k 105.08
At&t (T) 0.1 $6.7M 195k 34.41
Newell Rubbermaid (NWL) 0.1 $7.0M 158k 44.08
Service Corporation International (SCI) 0.1 $6.8M 260k 26.02
C.H. Robinson Worldwide (CHRW) 0.1 $6.5M 105k 62.02
Silgan Holdings (SLGN) 0.1 $6.9M 128k 53.72
salesforce (CRM) 0.1 $6.8M 87k 78.40
CBS Corporation 0.1 $6.1M 130k 47.13
Sonoco Products Company (SON) 0.1 $6.1M 149k 40.87
Deere & Company (DE) 0.1 $6.2M 81k 76.27
D.R. Horton (DHI) 0.1 $6.1M 191k 32.03
Tempur-Pedic International (SGI) 0.1 $6.0M 85k 70.46
Diamond Resorts International 0.1 $6.1M 239k 25.51
Comcast Corporation (CMCSA) 0.1 $5.9M 105k 56.43
Lennar Corporation (LEN) 0.1 $5.6M 115k 48.91
Coach 0.1 $5.7M 175k 32.73
Hanesbrands (HBI) 0.1 $5.9M 200k 29.43
Honeywell International (HON) 0.1 $5.5M 53k 103.58
Columbia Sportswear Company (COLM) 0.1 $5.8M 120k 48.76
Concho Resources 0.1 $6.0M 64k 92.85
G-III Apparel (GIII) 0.1 $5.8M 130k 44.26
Southwest Airlines (LUV) 0.1 $5.8M 135k 43.06
Sprouts Fmrs Mkt (SFM) 0.1 $5.7M 213k 26.59
Owens Corning (OC) 0.1 $5.2M 110k 47.03
Bank of New York Mellon Corporation (BK) 0.1 $5.4M 131k 41.22
H&R Block (HRB) 0.1 $5.2M 156k 33.31
V.F. Corporation (VFC) 0.1 $5.3M 85k 62.25
AmSurg 0.1 $5.3M 70k 76.00
Skechers USA 0.1 $5.3M 175k 30.21
SPDR S&P Biotech (XBI) 0.1 $5.1M 72k 70.21
Parsley Energy Inc-class A 0.1 $5.2M 280k 18.45
Crown Holdings (CCK) 0.1 $5.0M 99k 50.70
National-Oilwell Var 0.1 $4.6M 138k 33.49
Newfield Exploration 0.1 $4.7M 143k 32.56
DISH Network 0.1 $4.9M 85k 57.18
FelCor Lodging Trust Incorporated 0.1 $4.8M 655k 7.30
Celanese Corporation (CE) 0.1 $4.8M 71k 67.34
Graphic Packaging Holding Company (GPK) 0.1 $4.8M 374k 12.83
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $4.8M 97k 49.83
Charter Communications 0.1 $4.8M 26k 183.09
O'reilly Automotive (ORLY) 0.1 $4.8M 19k 253.42
Synergy Res Corp 0.1 $4.6M 543k 8.52
Pdc Energy 0.1 $4.6M 86k 53.38
Ruckus Wireless 0.1 $4.8M 450k 10.71
Diamondback Energy (FANG) 0.1 $5.0M 74k 66.90
Antero Res (AR) 0.1 $4.7M 214k 21.80
Burlington Stores (BURL) 0.1 $4.9M 115k 42.90
Coca-Cola Company (KO) 0.1 $4.4M 2.1M 2.13
Red Hat 0.1 $4.6M 55k 82.82
Qualcomm (QCOM) 0.1 $4.5M 90k 49.99
Marriott International (MAR) 0.1 $4.3M 64k 67.05
Pioneer Natural Resources 0.1 $4.5M 36k 125.39
Netflix (NFLX) 0.1 $4.2M 37k 114.39
Baidu (BIDU) 0.1 $4.4M 23k 189.04
Us Silica Hldgs (SLCA) 0.1 $4.5M 240k 18.73
Sequenom Inc. note 5.000 10/0 0.1 $4.2M 5.0M 0.83
Spark Therapeutics 0.1 $4.4M 97k 45.31
Corning Incorporated (GLW) 0.1 $3.7M 200k 18.28
Legg Mason 0.1 $3.9M 100k 39.23
Schlumberger (SLB) 0.1 $3.8M 55k 69.75
EOG Resources (EOG) 0.1 $4.1M 57k 70.79
Ctrip.com International 0.1 $3.7M 80k 46.33
Gulfport Energy Corporation 0.1 $3.7M 151k 24.57
Energen Corporation 0.1 $3.7M 90k 41.00
Lululemon Athletica (LULU) 0.1 $4.1M 78k 52.47
Consumer Staples Select Sect. SPDR (XLP) 0.1 $3.8M 75k 50.49
PowerShares Gld Drg Haltr USX China 0.1 $3.8M 115k 32.90
Hilton Worlwide Hldgs 0.1 $3.6M 170k 21.40
Extended Stay America 0.1 $3.9M 242k 15.90
Federated Investors (FHI) 0.1 $3.4M 120k 28.65
Apple (AAPL) 0.1 $3.3M 31k 105.26
Hertz Global Holdings 0.1 $3.4M 240k 14.23
Goodrich Petroleum Corp 5% bond 0.1 $3.4M 21M 0.16
Rice Energy 0.1 $3.4M 309k 10.90
Healthequity (HQY) 0.1 $3.1M 126k 25.07
MasterCard Incorporated (MA) 0.1 $2.8M 29k 97.35
Home Depot (HD) 0.1 $3.0M 22k 132.25
Noble Energy 0.1 $3.0M 90k 32.93
Masco Corporation (MAS) 0.1 $3.0M 105k 28.30
ConocoPhillips (COP) 0.1 $2.9M 63k 46.68
Red Robin Gourmet Burgers (RRGB) 0.1 $3.0M 48k 61.75
Buffalo Wild Wings 0.1 $2.9M 18k 159.67
Superior Energy Services 0.1 $2.9M 215k 13.47
QEP Resources 0.1 $2.7M 201k 13.40
Linkedin Corp 0.1 $3.0M 14k 225.11
stock 0.1 $2.9M 50k 58.80
Forum Energy Technolo 0.1 $2.9M 231k 12.46
Lyon William Homes cl a 0.1 $3.0M 179k 16.50
Opus Bank 0.1 $3.0M 80k 36.98
Freshpet (FRPT) 0.1 $2.9M 337k 8.49
Univar 0.1 $2.8M 164k 17.01
Onemain Holdings (OMF) 0.1 $2.9M 69k 41.54
iShares MSCI Emerging Markets Indx (EEM) 0.1 $2.5M 78k 32.19
iShares S&P 500 Index (IVV) 0.1 $2.4M 12k 204.87
Clorox Company (CLX) 0.1 $2.3M 18k 126.81
Avis Budget (CAR) 0.1 $2.2M 60k 36.28
Banco Bradesco SA (BBD) 0.1 $2.3M 481k 4.81
MGM Resorts International. (MGM) 0.1 $2.4M 104k 22.72
Albemarle Corporation (ALB) 0.1 $2.3M 41k 56.00
SPDR KBW Regional Banking (KRE) 0.1 $2.6M 63k 41.92
iShares Russell Microcap Index (IWC) 0.1 $2.6M 36k 72.09
Vantiv Inc Cl A 0.1 $2.6M 55k 47.42
Rowan Companies 0.1 $2.3M 136k 16.95
Jones Energy Inc A 0.1 $2.4M 613k 3.85
Franks Intl N V 0.1 $2.6M 153k 16.69
ardmore Shipping (ASC) 0.1 $2.4M 188k 12.72
Synovus Finl (SNV) 0.1 $2.4M 75k 32.37
Grubhub 0.1 $2.4M 100k 24.20
K2m Group Holdings 0.1 $2.4M 120k 19.74
Keyw Holding Corp conv bd us 0.1 $2.2M 3.0M 0.75
Total System Services 0.0 $2.1M 41k 49.79
Via 0.0 $2.1M 50k 41.16
ConAgra Foods (CAG) 0.0 $1.9M 2.2M 0.88
Carrols Restaurant 0.0 $2.1M 180k 11.74
KEYW Holding 0.0 $1.9M 310k 6.02
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $2.0M 38k 53.81
Spirit Airlines 0.0 $1.8M 45k 39.84
Fiesta Restaurant 0.0 $2.0M 60k 33.60
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $1.8M 25k 73.28
Fitbit 0.0 $1.9M 66k 29.59
FMC Technologies 0.0 $1.5M 53k 29.02
Molson Coors Brewing Company (TAP) 0.0 $1.3M 598k 2.23
Dow Chemical Company 0.0 $1.6M 31k 51.46
Thermo Fisher Scientific (TMO) 0.0 $1.3M 9.0k 141.89
Frontier Communications 0.0 $1.6M 350k 4.67
Yahoo! 0.0 $1.7M 50k 33.26
Cogent Communications (CCOI) 0.0 $1.4M 40k 34.70
Western Alliance Bancorporation (WAL) 0.0 $1.4M 39k 35.87
Carrizo Oil & Gas 0.0 $1.3M 44k 29.59
Qlik Technologies 0.0 $1.3M 40k 31.65
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.0 $1.3M 25k 53.40
United Sts Brent Oil Fd Lp unit (BNO) 0.0 $1.2M 100k 12.24
United Cmnty Bks Ga Cap Stk (UCB) 0.0 $1.3M 67k 19.49
Sanchez Energy Corp C ommon stocks 0.0 $1.6M 364k 4.31
Gogo (GOGO) 0.0 $1.6M 88k 17.80
Twitter 0.0 $1.6M 70k 23.14
Endologix Inc note 2.250%12/1 0.0 $1.2M 1.5M 0.81
Salesforce.com Inc conv 0.0 $1.3M 1.0M 1.29
Arista Networks 0.0 $1.6M 20k 77.85
Zendesk 0.0 $1.3M 50k 26.44
Eclipse Resources 0.0 $1.2M 678k 1.82
Lamar Advertising Co-a (LAMR) 0.0 $1.5M 25k 60.00
Great Wastern Ban 0.0 $1.4M 50k 29.01
Fairmount Santrol Holdings 0.0 $1.6M 692k 2.35
Ollies Bargain Outlt Hldgs I (OLLI) 0.0 $1.3M 75k 17.01
Fomento Economico Mexicano SAB (FMX) 0.0 $884k 9.6k 92.32
Cme (CME) 0.0 $815k 9.0k 90.56
IAC/InterActive 0.0 $1.0M 17k 60.06
Chevron Corporation (CVX) 0.0 $990k 11k 90.00
Core Laboratories 0.0 $990k 9.1k 108.79
Symantec Corporation 0.0 $1.1M 50k 21.00
Starbucks Corporation (SBUX) 0.0 $905k 15k 60.03
ARM Holdings 0.0 $905k 20k 45.25
Stifel Financial (SF) 0.0 $939k 22k 42.36
PacWest Ban 0.0 $965k 22k 43.08
VMware 0.0 $849k 15k 56.60
Cerus Corporation (CERS) 0.0 $1.0M 165k 6.32
iShares MSCI Taiwan Index 0.0 $798k 63k 12.77
Suffolk Ban 0.0 $780k 28k 28.36
Pandora Media 0.0 $805k 60k 13.42
Invensense 0.0 $767k 75k 10.23
Facebook Inc cl a (META) 0.0 $1.2M 11k 104.62
Palo Alto Networks (PANW) 0.0 $881k 5.0k 176.20
Nuance Communications Inc note 2.750%11/0 0.0 $1.0M 1.0M 1.01
Cyrusone 0.0 $1.1M 30k 37.47
Rti Intl Metals Inc note 1.625%10/1 0.0 $1.0M 1.0M 1.03
Relypsa 0.0 $1.1M 40k 28.35
Amc Entmt Hldgs Inc Cl A 0.0 $720k 30k 24.00
Talmer Ban 0.0 $1.1M 63k 18.11
Gopro (GPRO) 0.0 $855k 48k 18.00
Shutterfly Inc note 0.250% 5/1 0.0 $969k 1.0M 0.97
Netsuite Inc note 0.250% 6/0 0.0 $990k 1.0M 0.99
Alibaba Group Holding (BABA) 0.0 $813k 10k 81.30
Horizon Pharma 0.0 $802k 37k 21.67
Intersect Ent 0.0 $1.1M 49k 22.51
Rambus Inc Del note 1.125% 8/1 0.0 $1.2M 1.0M 1.16
Crown Castle Intl (CCI) 0.0 $1.1M 13k 86.48
Zayo Group Hldgs 0.0 $798k 30k 26.60
1,375% Liberty Media 15.10.2023 note 0.0 $984k 1.0M 0.98
Blucora Inc note 4.250% 4/0 0.0 $834k 1.0M 0.83
Yahoo Inc note 12/0 0.0 $978k 1.0M 0.98
Cepheid conv 0.0 $893k 1.0M 0.89
Virtu Financial Inc Class A (VIRT) 0.0 $1.1M 48k 22.63
International Game Technology (BRSL) 0.0 $1.0M 63k 16.18
Kraft Heinz (KHC) 0.0 $1.1M 15k 72.77
Colucid Pharmaceuticals 0.0 $880k 105k 8.37
Liberty Global 0.0 $1.0M 25k 41.36
Natera (NTRA) 0.0 $864k 80k 10.80
Priceline Group Inc/the conv 0.0 $1.0M 1.0M 1.01
Match 0.0 $813k 60k 13.55
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.0 $854k 1.0M 0.85
Grupo Televisa (TV) 0.0 $680k 25k 27.20
Affiliated Managers (AMG) 0.0 $320k 2.0k 160.00
Cisco Systems (CSCO) 0.0 $679k 25k 27.16
Teradata Corporation (TDC) 0.0 $528k 20k 26.40
Boeing Company (BA) 0.0 $506k 3.5k 144.57
Electronic Arts (EA) 0.0 $344k 5.0k 68.80
Interpublic Group of Companies (IPG) 0.0 $582k 25k 23.28
Alcoa 0.0 $449k 6.0M 0.08
Gray Television (GTN) 0.0 $570k 35k 16.29
Nexstar Broadcasting (NXST) 0.0 $294k 5.0k 58.80
Goodrich Petroleum Corporation 0.0 $328k 1.2M 0.27
Golar Lng (GLNG) 0.0 $458k 29k 15.79
MDC PARTNERS INC CL A SUB Vtg 0.0 $652k 30k 21.73
iShares MSCI South Africa Index (EZA) 0.0 $701k 15k 46.73
iShares MSCI Poland Investable ETF (EPOL) 0.0 $683k 38k 18.07
Cavium 0.0 $493k 7.5k 65.73
Plug Power (PLUG) 0.0 $422k 200k 2.11
Mondelez Int (MDLZ) 0.0 $663k 872k 0.76
Cobalt Intl Energy Inc note 0.0 $571k 1.0M 0.57
Metropcs Communications (TMUS) 0.0 $528k 14k 39.11
Tableau Software Inc Cl A 0.0 $565k 6.0k 94.17
Ldr Hldg 0.0 $360k 14k 25.08
Oxford Immunotec Global 0.0 $647k 56k 11.49
Cti Biopharma 0.0 $406k 330k 1.23
Kite Pharma 0.0 $246k 4.0k 61.50
Mobileiron 0.0 $482k 134k 3.61
Cobalt Intl Energy Inc note 3.125% 5/1 0.0 $532k 1.0M 0.53
Adma Biologics (ADMA) 0.0 $295k 36k 8.10
Cornerstone Ondemand Inc conv 0.0 $493k 500k 0.99
Marinus Pharmaceuticals 0.0 $248k 33k 7.63
Dynavax Technologies (DVAX) 0.0 $242k 10k 24.20
Neuroderm Ltd F 0.0 $682k 40k 17.05
Equinix (EQIX) 0.0 $302k 1.0k 302.00
Great Ajax Corp reit (RPT) 0.0 $491k 41k 12.12
Invuity 0.0 $662k 75k 8.83
Arcadia Biosciences Inc Common Stock Usd 0.001 0.0 $395k 130k 3.04
Cidara Therapeutics Inc Common Stock Usd 0.0001 0.0 $343k 20k 17.15
Vtv Therapeutics Inc- Cl A 0.0 $250k 37k 6.81
Barrick Gold Corp (GOLD) 0.0 $76k 5.3M 0.01
Vale (VALE) 0.0 $86k 954k 0.09
Cabot Oil & Gas Corporation (CTRA) 0.0 $70k 310k 0.23
Archer Daniels Midland Company (ADM) 0.0 $150k 659k 0.23
Spdr S&p 500 Etf (SPY) 0.0 $78k 354k 0.22
3M Company (MMM) 0.0 $42k 143k 0.29
Apache Corporation 0.0 $73k 31k 2.38
Yum! Brands (YUM) 0.0 $23k 110k 0.21
Encana Corp 0.0 $50k 499k 0.10
Danaher Corporation (DHR) 0.0 $38k 185k 0.21
Energy Select Sector SPDR (XLE) 0.0 $2.0k 60k 0.03
CONSOL Energy 0.0 $4.0k 300k 0.01
ArcelorMittal 0.0 $122k 1.1M 0.12
iShares Russell 2000 Index (IWM) 0.0 $219k 225k 0.97
Aceto Corporation 0.0 $207k 7.7k 26.95
McDermott International 0.0 $22k 300k 0.07
Sequenom 0.0 $5.0k 510k 0.01
Orion Energy Systems (OESX) 0.0 $217k 100k 2.17
Celldex Therapeutics 0.0 $157k 10k 15.70
Sanofi Aventis Wi Conval Rt 0.0 $137k 1.2M 0.11
Radiant Logistics (RLGT) 0.0 $172k 50k 3.44
Therapeuticsmd 0.0 $130k 13k 10.40
Alcobra 0.0 $157k 25k 6.28
Alliqua 0.0 $75k 35k 2.14
Community Health Sys Inc New right 01/27/2016 0.0 $45k 5.1M 0.01
Tribune Publishing 0.0 $138k 15k 9.20
Pfenex 0.0 $178k 14k 12.36
Emerald Oil 0.0 $23k 21k 1.12