Ubs Oconnor as of Sept. 30, 2018
Portfolio Holdings for Ubs Oconnor
Ubs Oconnor holds 255 positions in its portfolio as reported in the September 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Andeavor | 13.4 | $358M | 2.4M | 151.96 | |
| Tesla Motors Inc bond | 3.8 | $102M | 103M | 0.99 | |
| Ca | 3.8 | $102M | 2.3M | 44.15 | |
| Pinnacle Foods Inc De | 3.7 | $99M | 1.5M | 64.81 | |
| CIGNA Corporation | 3.4 | $90M | 430k | 208.25 | |
| Envision Healthcare | 3.3 | $88M | 1.9M | 45.73 | |
| Tribune Co New Cl A | 3.3 | $88M | 2.3M | 38.43 | |
| Willis Towers Watson (WTW) | 2.4 | $63M | 450k | 140.94 | |
| Air Products & Chemicals (APD) | 2.2 | $60M | 360k | 167.05 | |
| Facebook Inc cl a (META) | 1.8 | $48M | 290k | 164.46 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 1.8 | $47M | 800k | 59.28 | |
| Yahoo Inc note 12/0 | 1.7 | $45M | 35M | 1.27 | |
| Post Holdings Inc Common (POST) | 1.4 | $38M | 390k | 98.04 | |
| Financial Select Sector SPDR (XLF) | 1.4 | $37M | 1.3M | 27.58 | |
| Walt Disney Company (DIS) | 1.3 | $36M | 307k | 116.94 | |
| Cognizant Technology Solutions (CTSH) | 1.3 | $35M | 450k | 77.15 | |
| eBay (EBAY) | 1.3 | $35M | 1.1M | 33.02 | |
| Health Care SPDR (XLV) | 1.2 | $32M | 340k | 95.15 | |
| Equifax (EFX) | 1.2 | $31M | 240k | 130.57 | |
| RPM International (RPM) | 1.2 | $31M | 480k | 64.94 | |
| Automatic Data Processing (ADP) | 1.1 | $30M | 200k | 150.66 | |
| Herbalife Ltd Com Stk (HLF) | 1.1 | $30M | 550k | 54.55 | |
| Allscripts Healthcare So conv | 1.1 | $29M | 28M | 1.06 | |
| Navistar Intl Corp conv | 1.1 | $28M | 28M | 1.02 | |
| Rti Intl Metals Inc note 1.625%10/1 | 1.0 | $28M | 27M | 1.03 | |
| Electronic Arts (EA) | 1.0 | $27M | 226k | 120.49 | |
| Dermira Inc note 3.000% 5/1 | 1.0 | $26M | 32M | 0.83 | |
| Verizon Communications (VZ) | 0.9 | $25M | 470k | 53.39 | |
| Cdk Global Inc equities | 0.9 | $25M | 400k | 62.56 | |
| Medicines Company 2.750000 07/15/2023 bond | 0.9 | $24M | 26M | 0.92 | |
| Tesaro Inc note 3.000%10/0 | 0.8 | $23M | 17M | 1.33 | |
| Qualcomm (QCOM) | 0.8 | $22M | 300k | 72.03 | |
| Skyworks Solutions (SWKS) | 0.8 | $21M | 230k | 90.71 | |
| Teradata Corporation (TDC) | 0.8 | $20M | 536k | 37.71 | |
| Brookfield Property Reit Inc cl a | 0.7 | $20M | 945k | 20.93 | |
| Digital Realty Trust (DLR) | 0.7 | $18M | 160k | 112.48 | |
| Aegerion Pharmaceuticals 2% Du cvbond | 0.6 | $17M | 22M | 0.75 | |
| Realpage Inc note 1.500%11/1 | 0.6 | $16M | 10M | 1.64 | |
| Amazon (AMZN) | 0.6 | $16M | 8.0k | 2003.00 | |
| Utilities SPDR (XLU) | 0.6 | $16M | 300k | 52.65 | |
| Seaworld Entertainment (PRKS) | 0.6 | $16M | 500k | 31.43 | |
| Klx Inc Com $0.01 | 0.6 | $16M | 250k | 62.78 | |
| Dish Network Corp note 2.375% 3/1 | 0.6 | $16M | 18M | 0.89 | |
| Ctrip.com Inter Ltd. conv | 0.5 | $14M | 14M | 1.00 | |
| Baidu (BIDU) | 0.5 | $14M | 59k | 228.68 | |
| Azul Sa (AZUL) | 0.5 | $13M | 750k | 17.79 | |
| Taiwan Semiconductor Mfg (TSM) | 0.5 | $13M | 299k | 44.16 | |
| Asml Holding (ASML) | 0.5 | $13M | 67k | 188.02 | |
| Activision Blizzard | 0.4 | $12M | 142k | 83.19 | |
| DSW | 0.4 | $12M | 350k | 33.88 | |
| Ashland (ASH) | 0.4 | $12M | 140k | 83.86 | |
| Graftech International (EAF) | 0.4 | $11M | 575k | 19.51 | |
| Intl F & F convertible preferred security | 0.4 | $11M | 200k | 54.34 | |
| Lululemon Athletica (LULU) | 0.4 | $11M | 65k | 162.49 | |
| At&t (T) | 0.4 | $11M | 312k | 33.58 | |
| Senseonics Hldgs Inc note 5.250% 2/0 | 0.4 | $10M | 6.5M | 1.59 | |
| Alphabet Inc Class A cs (GOOGL) | 0.4 | $10M | 8.5k | 1207.07 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.4 | $9.9M | 35k | 282.11 | |
| Greensky Inc Class A | 0.4 | $9.6M | 534k | 18.00 | |
| Teligent Inc New bond | 0.4 | $9.6M | 9.0M | 1.07 | |
| Tpg Pace Holdings Corp | 0.3 | $8.8M | 831k | 10.56 | |
| Corepoint Lodging Inc. Reit | 0.3 | $8.6M | 443k | 19.45 | |
| Netflix (NFLX) | 0.3 | $8.4M | 22k | 374.12 | |
| salesforce (CRM) | 0.3 | $8.2M | 52k | 159.03 | |
| Dropbox Inc-class A (DBX) | 0.3 | $8.0M | 300k | 26.83 | |
| Cypress Semiconductor Corporation | 0.3 | $7.8M | 536k | 14.49 | |
| Akorn | 0.3 | $7.7M | 592k | 12.98 | |
| Protalix Biotherapeutics Inc note 7.500%11/1 | 0.3 | $7.6M | 8.0M | 0.95 | |
| Tesla Motors (TSLA) | 0.3 | $6.9M | 134k | 51.62 | |
| Mindbody | 0.3 | $7.1M | 174k | 40.65 | |
| Calamp Corp convertible security | 0.3 | $6.9M | 6.5M | 1.06 | |
| 0.2 | $6.7M | 236k | 28.46 | ||
| Onemain Holdings (OMF) | 0.2 | $6.7M | 200k | 33.61 | |
| Docusign (DOCU) | 0.2 | $6.6M | 125k | 52.57 | |
| Corning Incorporated (GLW) | 0.2 | $6.0M | 171k | 35.30 | |
| Legg Mason | 0.2 | $6.2M | 200k | 31.23 | |
| Interxion Holding | 0.2 | $6.1M | 91k | 67.30 | |
| stock | 0.2 | $6.1M | 50k | 120.91 | |
| Spotify Technology Sa (SPOT) | 0.2 | $6.0M | 33k | 180.84 | |
| CSX Corporation (CSX) | 0.2 | $5.9M | 80k | 74.05 | |
| American International (AIG) | 0.2 | $5.7M | 108k | 53.24 | |
| CenterPoint Energy (CNP) | 0.2 | $5.5M | 200k | 27.65 | |
| Godaddy Inc cl a (GDDY) | 0.2 | $5.7M | 68k | 83.38 | |
| U.S. Bancorp (USB) | 0.2 | $5.3M | 100k | 52.81 | |
| Amphenol Corporation (APH) | 0.2 | $5.3M | 56k | 94.02 | |
| First Republic Bank/san F (FRCB) | 0.2 | $5.4M | 56k | 96.00 | |
| First Hawaiian (FHB) | 0.2 | $5.4M | 197k | 27.16 | |
| Nutanix Inc cl a (NTNX) | 0.2 | $5.3M | 125k | 42.72 | |
| Federal Realty Inv. Trust | 0.2 | $5.0M | 40k | 126.47 | |
| Biomarin Pharmaceutical Inc note 0.750%10/1 | 0.2 | $5.2M | 5.0M | 1.04 | |
| Match | 0.2 | $4.9M | 85k | 57.90 | |
| Vici Pptys (VICI) | 0.2 | $5.2M | 240k | 21.62 | |
| BlackRock (BLK) | 0.2 | $4.7M | 10k | 471.30 | |
| Morgan Stanley (MS) | 0.2 | $4.9M | 106k | 46.57 | |
| Alliance Data Systems Corporation (BFH) | 0.2 | $4.7M | 20k | 236.15 | |
| IBERIABANK Corporation | 0.2 | $4.8M | 59k | 81.36 | |
| Dish Network Corp note 3.375% 8/1 | 0.2 | $4.8M | 5.0M | 0.95 | |
| Convergeone Hldgs Inc Com Cl A | 0.2 | $4.8M | 512k | 9.31 | |
| Us Xpress Enterprises | 0.2 | $4.7M | 340k | 13.80 | |
| PGT | 0.2 | $4.5M | 210k | 21.60 | |
| Glu Mobile | 0.2 | $4.4M | 597k | 7.45 | |
| Spirit Realty reit | 0.2 | $4.7M | 578k | 8.06 | |
| Zillow Group Inc Cl A (ZG) | 0.2 | $4.5M | 102k | 44.20 | |
| Citigroup (C) | 0.2 | $4.4M | 61k | 71.74 | |
| Goodrich Pete Corp debt 13.500% 8/3 | 0.2 | $4.2M | 4.0M | 1.05 | |
| Leisure Acquisition Corp unit 99/99/9999 | 0.2 | $4.3M | 420k | 10.20 | |
| National Health Investors (NHI) | 0.1 | $4.1M | 55k | 75.59 | |
| Phillips 66 (PSX) | 0.1 | $3.9M | 35k | 112.71 | |
| Healthcare Tr Amer Inc cl a | 0.1 | $3.9M | 147k | 26.67 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $3.8M | 34k | 112.85 | |
| Alexandria Real Estate Equities (ARE) | 0.1 | $3.8M | 30k | 125.80 | |
| Sabra Health Care REIT (SBRA) | 0.1 | $3.8M | 165k | 23.12 | |
| Workday Inc cl a (WDAY) | 0.1 | $3.7M | 25k | 146.00 | |
| Knowles (KN) | 0.1 | $3.7M | 225k | 16.62 | |
| Wyndham Hotels And Resorts (WH) | 0.1 | $3.7M | 66k | 55.58 | |
| Total System Services | 0.1 | $3.5M | 35k | 98.74 | |
| Prudential Financial (PRU) | 0.1 | $3.5M | 35k | 101.31 | |
| Highwoods Properties (HIW) | 0.1 | $3.6M | 76k | 47.26 | |
| Meritage Homes Corporation (MTH) | 0.1 | $3.4M | 86k | 39.90 | |
| Duke Realty Corporation | 0.1 | $3.4M | 118k | 28.37 | |
| Corporate Office Properties Trust (CDP) | 0.1 | $3.4M | 113k | 29.83 | |
| National Retail Properties (NNN) | 0.1 | $3.5M | 78k | 44.82 | |
| Regency Centers Corporation (REG) | 0.1 | $3.6M | 55k | 64.67 | |
| Sba Communications Corp (SBAC) | 0.1 | $3.6M | 22k | 160.63 | |
| G1 Therapeutics (GTHX) | 0.1 | $3.4M | 65k | 52.29 | |
| Choice Hotels International (CHH) | 0.1 | $3.3M | 39k | 83.30 | |
| Gaming & Leisure Pptys (GLPI) | 0.1 | $3.1M | 88k | 35.25 | |
| Extended Stay America | 0.1 | $3.1M | 155k | 20.23 | |
| Store Capital Corp reit | 0.1 | $3.2M | 115k | 27.79 | |
| Square Inc cl a (SQ) | 0.1 | $3.2M | 32k | 99.01 | |
| Berry Pete Corp (BRY) | 0.1 | $3.2M | 180k | 17.62 | |
| Pagseguro Digital Ltd-cl A (PAGS) | 0.1 | $3.1M | 113k | 27.67 | |
| Axa Equitable Hldgs | 0.1 | $3.2M | 150k | 21.45 | |
| Charah Solutions | 0.1 | $3.1M | 393k | 7.90 | |
| MasterCard Incorporated (MA) | 0.1 | $3.0M | 14k | 222.61 | |
| State Street Corporation (STT) | 0.1 | $2.9M | 35k | 83.77 | |
| Visa (V) | 0.1 | $3.0M | 20k | 150.08 | |
| AvalonBay Communities (AVB) | 0.1 | $2.9M | 16k | 181.18 | |
| FMC Corporation (FMC) | 0.1 | $3.1M | 35k | 87.17 | |
| Prologis (PLD) | 0.1 | $3.0M | 45k | 67.78 | |
| Equinix (EQIX) | 0.1 | $3.1M | 7.1k | 432.91 | |
| Urban Edge Pptys (UE) | 0.1 | $3.0M | 135k | 22.08 | |
| Okta Inc cl a (OKTA) | 0.1 | $3.0M | 43k | 70.35 | |
| Essential Properties Realty reit (EPRT) | 0.1 | $3.0M | 210k | 14.19 | |
| Apple (AAPL) | 0.1 | $2.6M | 225k | 11.45 | |
| Kilroy Realty Corporation (KRC) | 0.1 | $2.7M | 38k | 71.68 | |
| NVR (NVR) | 0.1 | $2.3M | 950.00 | 2470.53 | |
| Liberty Property Trust | 0.1 | $2.3M | 56k | 42.25 | |
| Camden Property Trust (CPT) | 0.1 | $2.3M | 24k | 93.57 | |
| Expedia (EXPE) | 0.1 | $2.3M | 18k | 130.47 | |
| Metropcs Communications (TMUS) | 0.1 | $2.5M | 35k | 70.17 | |
| Mgm Growth Properties | 0.1 | $2.5M | 85k | 29.49 | |
| Alteryx | 0.1 | $2.3M | 41k | 57.21 | |
| Americold Rlty Tr (COLD) | 0.1 | $2.3M | 93k | 25.02 | |
| Douglas Emmett (DEI) | 0.1 | $2.2M | 59k | 37.71 | |
| Essex Property Trust (ESS) | 0.1 | $2.0M | 8.3k | 246.75 | |
| American Homes 4 Rent-a reit (AMH) | 0.1 | $2.2M | 99k | 21.89 | |
| Autodesk (ADSK) | 0.1 | $1.8M | 11k | 156.13 | |
| First Industrial Realty Trust (FR) | 0.1 | $2.0M | 63k | 31.40 | |
| Albemarle Corporation (ALB) | 0.1 | $2.0M | 20k | 99.80 | |
| Angi Homeservices (ANGI) | 0.1 | $1.8M | 76k | 23.49 | |
| Spero Therapeutics (SPRO) | 0.1 | $1.8M | 170k | 10.51 | |
| Nexstar Broadcasting (NXST) | 0.1 | $1.6M | 20k | 81.40 | |
| Beasley Broadcast (BBGI) | 0.1 | $1.6M | 225k | 6.90 | |
| Blackberry (BB) | 0.1 | $1.7M | 150k | 11.38 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $1.6M | 74k | 21.70 | |
| Galmed Pharmaceuticals | 0.1 | $1.6M | 118k | 13.58 | |
| Viking Therapeutics (VKTX) | 0.1 | $1.7M | 95k | 17.42 | |
| Yatra Online Inc ord (YTRA) | 0.1 | $1.6M | 278k | 5.58 | |
| Simply Good Foods (SMPL) | 0.1 | $1.6M | 200k | 7.84 | |
| Huya Inc ads rep shs a (HUYA) | 0.1 | $1.7M | 71k | 23.58 | |
| Infinera (INFN) | 0.1 | $1.4M | 198k | 7.30 | |
| Tanger Factory Outlet Centers (SKT) | 0.1 | $1.3M | 55k | 22.87 | |
| Aqua Metals (AQMS) | 0.1 | $1.4M | 557k | 2.58 | |
| Crispr Therapeutics (CRSP) | 0.1 | $1.3M | 30k | 44.33 | |
| Daseke (DSKE) | 0.1 | $1.4M | 180k | 8.02 | |
| Ctrip.com International | 0.0 | $1.1M | 31k | 37.17 | |
| American Campus Communities | 0.0 | $1.1M | 27k | 41.17 | |
| Bristow | 0.0 | $1.1M | 90k | 12.13 | |
| Equity Lifestyle Properties (ELS) | 0.0 | $1.1M | 12k | 96.44 | |
| Gsv Cap Corp | 0.0 | $1.0M | 150k | 6.91 | |
| Servicenow (NOW) | 0.0 | $1.1M | 5.8k | 195.63 | |
| Caretrust Reit (CTRE) | 0.0 | $974k | 55k | 17.71 | |
| Ardelyx (ARDX) | 0.0 | $1.2M | 270k | 4.35 | |
| Electronics For Imaging Inc note 0.750% 9/0 | 0.0 | $988k | 1.0M | 0.99 | |
| 90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter | 0.0 | $971k | 1.0M | 0.97 | |
| Reata Pharmaceuticals Inc Cl A | 0.0 | $1.0M | 12k | 81.76 | |
| Nuance Communications Inc Dbcv 1.00012/1 | 0.0 | $946k | 1.0M | 0.95 | |
| Pandora Media Inc note 1.750%12/0 | 0.0 | $968k | 1.0M | 0.97 | |
| Everspin Technologies (MRAM) | 0.0 | $1.2M | 155k | 7.68 | |
| Urogen Pharma (URGN) | 0.0 | $1.1M | 23k | 47.22 | |
| Biomarin Pharma Inc convertible/ | 0.0 | $1.1M | 1.0M | 1.07 | |
| Ensco Jersey Fin Ltd note 3.000% 1/3 | 0.0 | $998k | 1.0M | 1.00 | |
| Chesapeake Energy Corp convertible security | 0.0 | $990k | 1.0M | 0.99 | |
| Mattel (MAT) | 0.0 | $805k | 592k | 1.36 | |
| Rexford Industrial Realty Inc reit (REXR) | 0.0 | $927k | 29k | 31.97 | |
| Columbia Ppty Tr | 0.0 | $823k | 35k | 23.65 | |
| Endo International (ENDPQ) | 0.0 | $679k | 2.2M | 0.31 | |
| Crown Castle Intl (CCI) | 0.0 | $824k | 7.4k | 111.35 | |
| Nexpoint Residential Tr (NXRT) | 0.0 | $676k | 20k | 33.22 | |
| Macquarie Infrastructure Cor Note 2.00010/0 | 0.0 | $901k | 1.0M | 0.90 | |
| Presidio | 0.0 | $697k | 46k | 15.25 | |
| Finisar Corp note 0.500%12/1 | 0.0 | $919k | 1.0M | 0.92 | |
| Adt (ADT) | 0.0 | $845k | 90k | 9.39 | |
| Iterum Therapeutics | 0.0 | $670k | 100k | 6.70 | |
| Replimune Group (REPL) | 0.0 | $848k | 53k | 16.10 | |
| Lennar Corporation (LEN) | 0.0 | $560k | 12k | 46.67 | |
| Transocean (RIG) | 0.0 | $431k | 659k | 0.65 | |
| Apartment Investment and Management | 0.0 | $449k | 10k | 44.13 | |
| Mid-America Apartment (MAA) | 0.0 | $601k | 6.0k | 100.17 | |
| Equity Residential (EQR) | 0.0 | $477k | 7.2k | 66.25 | |
| Weight Watchers International | 0.0 | $525k | 114k | 4.61 | |
| D.R. Horton (DHI) | 0.0 | $620k | 15k | 42.18 | |
| Omega Healthcare Investors (OHI) | 0.0 | $623k | 19k | 32.79 | |
| Sunstone Hotel Investors (SHO) | 0.0 | $654k | 40k | 16.35 | |
| Sun Communities (SUI) | 0.0 | $609k | 6.0k | 101.50 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $616k | 1.2M | 0.53 | |
| Physicians Realty Trust | 0.0 | $590k | 35k | 16.86 | |
| Gopro (GPRO) | 0.0 | $557k | 77k | 7.20 | |
| Alibaba Group Holding (BABA) | 0.0 | $659k | 4.0k | 164.75 | |
| Foamix Pharmaceuticals | 0.0 | $583k | 102k | 5.73 | |
| Zynerba Pharmaceuticals | 0.0 | $519k | 64k | 8.16 | |
| Four Corners Ppty Tr (FCPT) | 0.0 | $591k | 23k | 25.70 | |
| Invitation Homes (INVH) | 0.0 | $596k | 26k | 22.92 | |
| Frontier Communication | 0.0 | $448k | 434k | 1.03 | |
| Carvana Co cl a (CVNA) | 0.0 | $591k | 10k | 59.10 | |
| Female Health (VERU) | 0.0 | $557k | 392k | 1.42 | |
| Opiant Pharmaceuticals | 0.0 | $534k | 30k | 17.86 | |
| Spirit Mta Reit | 0.0 | $576k | 50k | 11.52 | |
| Arco Platform Cl A Ord | 0.0 | $456k | 20k | 22.80 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $370k | 3.3M | 0.11 | |
| Host Hotels & Resorts (HST) | 0.0 | $335k | 394k | 0.85 | |
| New Oriental Education & Tech | 0.0 | $370k | 5.0k | 74.00 | |
| AllianceBernstein Holding (AB) | 0.0 | $304k | 10k | 30.40 | |
| Ciena Corporation (CIEN) | 0.0 | $234k | 7.5k | 31.20 | |
| Monmouth R.E. Inv | 0.0 | $251k | 15k | 16.73 | |
| Acelrx Pharmaceuticals | 0.0 | $366k | 95k | 3.85 | |
| Axalta Coating Sys (AXTA) | 0.0 | $165k | 550k | 0.30 | |
| Adesto Technologies | 0.0 | $178k | 30k | 5.93 | |
| California Res Corp | 0.0 | $205k | 75k | 2.73 | |
| Hertz Global Holdings | 0.0 | $174k | 85k | 2.06 | |
| Sonos (SONO) | 0.0 | $281k | 18k | 16.06 | |
| Laix | 0.0 | $145k | 12k | 12.54 | |
| Cootek Cayman | 0.0 | $236k | 25k | 9.44 | |
| E TRADE Financial Corporation | 0.0 | $116k | 150k | 0.77 | |
| Harley-Davidson (HOG) | 0.0 | $43k | 50k | 0.86 | |
| DISH Network | 0.0 | $11k | 236k | 0.05 | |
| Ford Motor Company (F) | 0.0 | $26k | 100k | 0.26 | |
| TransDigm Group Incorporated (TDG) | 0.0 | $26k | 14k | 1.82 | |
| iShares Dow Jones US Real Estate (IYR) | 0.0 | $4.0k | 200k | 0.02 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $28k | 4.7M | 0.01 | |
| Ladder Capital Corp Class A (LADR) | 0.0 | $39k | 50k | 0.78 | |
| Alcoa (AA) | 0.0 | $127k | 175k | 0.73 | |
| Flexshopper (FPAY) | 0.0 | $100k | 400k | 0.25 | |
| Electrameccanica Vehs Corp | 0.0 | $115k | 350k | 0.33 |
