UBS O'Connor

Ubs Oconnor as of Sept. 30, 2020

Portfolio Holdings for Ubs Oconnor

Ubs Oconnor holds 252 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
E Trade Comne 23.3 $612M 12M 50.05
TD Ameritrade Holding 18.1 $473M 12M 39.15
Wright M Ordsh 6.1 $160M 5.3M 30.54
Immunomedics 4.5 $118M 1.4M 85.03
Tesla In Note1 (Principal) 2.3 $60M 10M 5.95
Advanced Disposal Services I 2.3 $59M 2.0M 30.23
Livongo Health 1.8 $48M 342k 140.05
Dish Net Note2 (Principal) 1.8 $48M 53M 0.90
Churchill Cap Corp Iii 1.7 $45M 4.3M 10.25
Bhp Grou Spons 1.6 $41M 964k 42.66
Amag Pha Note3 (Principal) 1.4 $37M 41M 0.90
American Note6 (Principal) 1.2 $31M 33M 0.92
Greensky Cla 0.9 $24M 5.3M 4.44
California Res Corp Put Option 0.9 $23M 3.1M 7.35
Paratek Note4 (Principal) 0.9 $23M 28M 0.82
Clovis O Note1 (Principal) 0.8 $20M 29M 0.69
Sun Communities (SUI) 0.8 $20M 141k 140.61
Hope Ban Note2 (Principal) 0.7 $18M 21M 0.82
American Airls Put Option (AAL) 0.6 $15M 6.4M 2.31
Spirit A Note4 (Principal) 0.6 $15M 10M 1.45
Clevelan DBCV1 0.6 $14M 14M 1.03
Equity Lifestyle Properties (ELS) 0.5 $14M 228k 61.30
Udr (UDR) 0.5 $13M 401k 32.61
Ryanair Spons (RYAAY) 0.5 $13M 155k 81.76
Social Capital Hedosophia Holdings Corp Iii Call Option 0.5 $12M 3.2M 3.84
Occidental Petroleum Corporation Call Option (OXY) 0.5 $12M 4.1M 3.00
EastGroup Properties (EGP) 0.5 $12M 94k 129.33
Activision Blizzard 0.5 $12M 150k 80.95
Applied Note5 (Principal) 0.4 $12M 13M 0.92
PS Business Parks 0.4 $11M 91k 122.38
Omega Healthcare Investors (OHI) 0.4 $11M 366k 29.94
Fiserv (FI) 0.4 $11M 105k 103.05
New Fron Ordsh 0.4 $11M 1.4M 7.63
First Industrial Realty Trust (FR) 0.4 $11M 266k 39.80
Agree Realty Corporation (ADC) 0.4 $10M 158k 63.64
Alcon Ordsh (ALC) 0.4 $9.7M 170k 56.95
American Cla (AMH) 0.4 $9.7M 339k 28.48
Heron Therapeutics (HRTX) 0.4 $9.6M 650k 14.82
Metropcs Communications (TMUS) 0.3 $9.1M 80k 114.36
Lauder E Cla (EL) 0.3 $9.1M 42k 218.24
Replay Acquisition Corp 0.3 $8.6M 845k 10.18
Mgm Grow Claco 0.3 $8.4M 302k 27.98
Oaktree SHSCL 0.3 $8.3M 705k 11.75
Facebook Cla (META) 0.3 $8.3M 32k 261.90
National Health Investors (NHI) 0.3 $8.1M 134k 60.27
Duke Rea Comne 0.3 $8.0M 218k 36.90
F M C Comne (FMC) 0.3 $7.9M 75k 105.91
Amazon (AMZN) 0.3 $7.9M 2.5k 3148.80
Electronic Arts (EA) 0.3 $7.8M 60k 130.42
BorgWarner (BWA) 0.3 $7.3M 188k 38.74
Protalix Note7 (Principal) 0.3 $7.2M 8.0M 0.90
Bristol- Right 0.3 $6.9M 3.1M 2.25
Healthca Comcl 0.3 $6.8M 675k 10.15
American Tower Reit (AMT) 0.3 $6.8M 28k 241.74
Alphabet Capst (GOOGL) 0.3 $6.6M 4.5k 1465.56
NVR (NVR) 0.2 $6.3M 1.5k 4083.28
FleetCor Technologies 0.2 $6.0M 25k 238.08
Sabra Health Care REIT (SBRA) 0.2 $6.0M 432k 13.79
Citrix Systems 0.2 $5.5M 40k 137.70
Flying Eagle Acquisition Cl A Ord Call Option 0.2 $5.4M 1.7M 3.23
Anglogol Spons 0.2 $5.3M 200k 26.38
Wayfair Cla (W) 0.2 $5.2M 18k 291.00
Life Storage Inc reit 0.2 $5.2M 49k 105.27
Four Corners Ppty Tr (FCPT) 0.2 $5.0M 197k 25.59
Camden P Shben (CPT) 0.2 $5.0M 56k 88.97
Becton, Dickinson and (BDX) 0.2 $5.0M 22k 232.70
Vici Pptys (VICI) 0.2 $4.9M 210k 23.37
Gigcapital2 Acq Corp 0.2 $4.8M 469k 10.16
Alussa E SHSCL 0.2 $4.7M 468k 9.93
Tuscan Holdings Corp 0.2 $4.6M 456k 10.18
Stable R Comcl 0.2 $4.6M 456k 10.08
Merida Merger Corp I 0.2 $4.5M 456k 9.88
Gores Holdings Iv Inc Cl A Call Option 0.2 $4.5M 2.7M 1.67
Greenrose Acquisition Corp (GNRSQ) 0.2 $4.5M 456k 9.77
Acorda T Note1 (Principal) 0.2 $4.4M 5.3M 0.82
Alexandria Real Estate Equities (ARE) 0.2 $4.4M 27k 160.00
Disney W Comdi (DIS) 0.2 $4.3M 35k 124.09
Switchback Energy Acquisitio Call Option 0.2 $4.2M 899k 4.69
New Providence Acquisitin Call Option 0.2 $4.2M 3.4M 1.23
Fortress Value Acq Class A Call Option 0.2 $4.2M 1.3M 3.29
Transocean Put Option (RIG) 0.2 $4.2M 1.1M 3.68
UnitedHealth (UNH) 0.2 $4.1M 13k 311.77
Apex Technology Acquisitn Call Option 0.2 $4.0M 2.1M 1.92
Equinix (EQIX) 0.2 $3.9M 5.2k 760.17
Accel En Comcl (ACEL) 0.1 $3.9M 367k 10.71
Prologis (PLD) 0.1 $3.9M 39k 100.62
Liv Cap Cla 0.1 $3.9M 398k 9.80
LTC Properties (LTC) 0.1 $3.9M 111k 34.86
Xeris Ph Note5 (Principal) 0.1 $3.9M 2.0M 1.93
Uber Technologies (UBER) 0.1 $3.8M 105k 36.48
Cc Neuberger Principal Hds A Call Option 0.1 $3.8M 2.1M 1.81
FedEx Corporation (FDX) 0.1 $3.8M 15k 251.53
Juniper Indl Hldgs Call Option 0.1 $3.7M 2.1M 1.74
eBay (EBAY) 0.1 $3.6M 70k 52.10
Galileo SHS 0.1 $3.6M 365k 9.90
Select S Techn (XLK) 0.1 $3.5M 30k 116.70
Churchill Cap Corp Ii cl a Call Option 0.1 $3.5M 1.6M 2.18
Cigna Corp (CI) 0.1 $3.4M 20k 169.40
Etf Ser Usglb (JETS) 0.1 $3.4M 200k 16.90
Caretrust Reit (CTRE) 0.1 $3.4M 189k 17.79
Jacobs Engineering 0.1 $3.2M 35k 92.77
Automatic Data Processing (ADP) 0.1 $3.1M 23k 139.51
Netfin A SHSCL 0.1 $3.1M 297k 10.37
Sustainable Opportnts Acq Call Option 0.1 $3.1M 1.8M 1.74
Entergy Corporation (ETR) 0.1 $3.0M 30k 98.53
Virgin Galactic Holdings Inc virgin galactic holdings 0.1 $2.9M 152k 19.23
Generac Holdings (GNRC) 0.1 $2.9M 15k 193.67
Tpi Composites (TPICQ) 0.1 $2.9M 100k 28.96
Healthca Clane 0.1 $2.9M 110k 26.00
Sba Comm Cla (SBAC) 0.1 $2.8M 8.7k 318.51
Insuranc Cla 0.1 $2.8M 234k 11.81
Royalty SHSCL (RPRX) 0.1 $2.8M 66k 42.06
NiSource (NI) 0.1 $2.8M 125k 22.00
Chp Merger Corp Call Option 0.1 $2.7M 2.3M 1.16
Itt (ITT) 0.1 $2.7M 45k 59.04
Dfp Healthcare Acquisit Cl A Call Option 0.1 $2.6M 1.3M 2.11
Essential Utils (WTRG) 0.1 $2.6M 65k 40.25
Eventbri Comcl (EB) 0.1 $2.6M 240k 10.85
Dun & Bradstreet Hldgs 0.1 $2.6M 101k 25.66
Zoominfo Comcl (GTM) 0.1 $2.6M 60k 42.99
Marathon Petroleum Corp (MPC) 0.1 $2.6M 88k 29.34
Open Len Comcl (LPRO) 0.1 $2.6M 100k 25.50
Sociedad Spona (SQM) 0.1 $2.4M 75k 32.43
Osprey Technlgy Aquistion Call Option 0.1 $2.4M 1.7M 1.36
Experience Investment Corp Call Option 0.1 $2.3M 2.0M 1.17
Darden Restaurants (DRI) 0.1 $2.3M 23k 100.76
General Motors Company (GM) 0.1 $2.2M 75k 29.59
Westlake Chemical Corporation (WLK) 0.1 $2.2M 35k 63.23
Dynatrace (DT) 0.1 $2.2M 54k 41.02
Scvx Corp Class A Call Option 0.1 $2.2M 1.5M 1.47
Piedmont Comcl (PDM) 0.1 $2.2M 159k 13.57
Pae Inc gores holdings iii inc-a Call Option 0.1 $2.2M 1.0M 2.10
Ross Stores (ROST) 0.1 $2.1M 23k 93.30
Cardlytics (CDLX) 0.1 $2.1M 30k 70.57
Cummins (CMI) 0.1 $2.1M 10k 211.20
Eversource Energy (ES) 0.1 $2.1M 25k 83.56
Workhors Comne 0.1 $2.0M 80k 25.27
Ameren Corporation (AEE) 0.1 $2.0M 25k 79.08
Clovis O Note2 (Principal) 0.1 $2.0M 2.2M 0.91
Arbor Realty Trust (ABR) 0.1 $1.9M 165k 11.47
Novus Cap Corp Call Option 0.1 $1.9M 680k 2.79
Citic Capital Acquisition A Call Option 0.1 $1.9M 1.5M 1.28
Republic Services (RSG) 0.1 $1.9M 20k 93.35
Ciig Merger Corp Cl A Call Option 0.1 $1.9M 2.0M 0.92
Finserv Acquisition Corp cl a Call Option 0.1 $1.9M 1.9M 0.96
Social Cap Hdosphia Hldg Co shs cl a Call Option 0.1 $1.8M 328k 5.59
Terreno Realty Corporation (TRNO) 0.1 $1.8M 32k 54.75
Lgl Systems Acquisition A Call Option 0.1 $1.7M 1.6M 1.09
Trine Acquisition Cl A Ord Call Option 0.1 $1.7M 661k 2.63
Adient P Ordsh (ADNT) 0.1 $1.7M 100k 17.33
Axalta Coating Sys (AXTA) 0.1 $1.7M 78k 22.17
Booking Holdings (BKNG) 0.1 $1.7M 1.0k 1711.00
Nextera Energy (NEE) 0.1 $1.7M 6.0k 277.50
Lear Cor Comne (LEA) 0.1 $1.6M 15k 109.07
Marathon Oil Corporation (MRO) 0.1 $1.6M 400k 4.09
Vroom 0.1 $1.6M 32k 51.77
Invitation Homes (INVH) 0.1 $1.6M 57k 28.00
Johnson SHS (JCI) 0.1 $1.5M 38k 40.85
PPG Industries (PPG) 0.1 $1.5M 13k 122.08
Spdr S&p 500 Etf Call Option (SPY) 0.1 $1.5M 2.4M 0.62
Oge Energy Corp (OGE) 0.1 $1.5M 50k 30.00
Rmg Acqu Cla 0.1 $1.5M 139k 10.69
Nuance C DBCV1 0.1 $1.5M 1.0M 1.46
Univar 0.1 $1.4M 85k 16.88
Dmy Technology Group Inc A Call Option 0.1 $1.4M 469k 3.05
Realty Income (O) 0.1 $1.4M 23k 60.77
Proptech Acquisition Corp A Call Option 0.1 $1.4M 878k 1.61
Hertz Global Holdings Put Option 0.1 $1.4M 116k 12.03
Live Oak Acquisition Corp A Call Option 0.1 $1.4M 1.4M 1.00
Gx Acquisition Corp Call Option 0.1 $1.4M 873k 1.57
South Mtn Merger Corp Call Option 0.1 $1.4M 983k 1.40
QEP Resources Put Option 0.1 $1.3M 187k 7.10
Southwes Note1 (Principal) 0.0 $1.3M 1.0M 1.31
Thunder Brdg Acquistion Ii L Cl A Call Option 0.0 $1.3M 936k 1.37
Eaton SHS (ETN) 0.0 $1.3M 13k 102.00
Gores Metropoulos Call Option 0.0 $1.2M 388k 3.16
Clearway CLC (CWEN) 0.0 $1.2M 45k 26.96
Protalix Biotherapeutics (PLX) 0.0 $1.2M 300k 3.87
Delta Air Lines Call Option (DAL) 0.0 $1.2M 276k 4.17
Schrodinger (SDGR) 0.0 $1.1M 24k 47.50
Mid-America Apartment (MAA) 0.0 $1.1M 9.7k 115.98
Acamar Partners Acqsition Co cl a Call Option 0.0 $1.1M 950k 1.16
Medallia 0.0 $1.1M 40k 27.42
Rexford Industrial Realty Inc reit (REXR) 0.0 $1.0M 23k 45.75
PNM Resources (TXNM) 0.0 $1.0M 25k 41.32
Fortive Note0 (Principal) 0.0 $1.0M 1.0M 1.01
Gty Govtech Inc gty govtech Call Option 0.0 $1.0M 5.3M 0.19
B Riley Cla 0.0 $1.0M 100k 10.01
Eastman Chemical Company (EMN) 0.0 $976k 13k 78.08
Vishay I Note2 (Principal) 0.0 $970k 1.0M 0.97
Sunrun (RUN) 0.0 $963k 13k 77.04
Interprivate Acquisition Cor Call Option 0.0 $960k 1.2M 0.83
New Reli Note0 (Principal) 0.0 $958k 1.0M 0.96
Legacy Acquisition Corp Call Option 0.0 $920k 1.8M 0.50
Macquari Note2 (Principal) 0.0 $909k 1.0M 0.91
Rmg Acqu Unit9 0.0 $848k 75k 11.26
Wyndham Hotels And Resorts (WH) 0.0 $828k 16k 50.49
Store Capital Corp reit 0.0 $817k 30k 27.42
Benefitf Note1 (Principal) 0.0 $787k 1.0M 0.79
Itron (ITRI) 0.0 $759k 13k 60.72
Endo International Call Option 0.0 $744k 1.5M 0.50
Amplitude Hlthcre Aqustin Call Option 0.0 $734k 620k 1.18
Apache Corporation 0.0 $710k 75k 9.47
Public Service Enterprise (PEG) 0.0 $686k 13k 54.88
Pivotal Acq Corp Ii Call Option 0.0 $680k 181k 3.76
Comstock Resources (CRK) 0.0 $657k 150k 4.38
Sc Health Corp Call Option 0.0 $605k 550k 1.10
Essential Properties Realty reit (EPRT) 0.0 $597k 33k 18.31
Union Acquisition Corp Ii Call Option 0.0 $591k 788k 0.75
Gaming & Leisure Pptys (GLPI) 0.0 $583k 16k 36.90
Mallinckrodt Pub Put Option 0.0 $546k 39k 14.15
Collective Growth Corp Call Option 0.0 $529k 808k 0.65
New Resi Comne (RITM) 0.0 $528k 66k 7.95
Americold Rlty Tr (COLD) 0.0 $518k 15k 35.72
Mattel Put Option (MAT) 0.0 $513k 623k 0.82
Silver Spike Acquisition Cor cl a Call Option 0.0 $490k 810k 0.61
Crescent Acquisition Corp Call Option 0.0 $467k 552k 0.85
AES Corporation (AES) 0.0 $453k 25k 18.12
Hennessy Cap Acqustion Corp Cl A Call Option 0.0 $436k 188k 2.33
Electrameccanica Vehs Corp Call Option 0.0 $402k 342k 1.17
Two Hbrs Comne 0.0 $382k 75k 5.09
Allegheny Technologies Incorporated Put Option (ATI) 0.0 $318k 50k 6.36
Harley-Davidson Put Option (HOG) 0.0 $310k 100k 3.10
Cnx Resources Corporation Put Option (CNX) 0.0 $308k 198k 1.56
Lf Cap Acquisition Corp cl a Call Option 0.0 $296k 164k 1.80
Nielsen Hldgs Plc Shs Eur Put Option 0.0 $227k 21k 10.91
iShares iBoxx $ High Yid Corp Bond Call Option (HYG) 0.0 $204k 5.4M 0.04
Flexshop Comne (FPAY) 0.0 $194k 110k 1.77
Tesla Motors Put Option (TSLA) 0.0 $130k 393k 0.33
Financial Select Sector SPDR Call Option (XLF) 0.0 $125k 2.0M 0.06
East Sto Right 0.0 $121k 556k 0.22
Cf Fin Acquisition Corp Call Option 0.0 $121k 123k 0.98
Range Resources Put Option (RRC) 0.0 $117k 55k 2.14
Brooge Hldgs Call Option (BROGF) 0.0 $96k 192k 0.50
Leisure Acquisition Corp Call Option 0.0 $95k 197k 0.48
Iterum T SHS 0.0 $92k 88k 1.05
Hldgs Put Option (UAL) 0.0 $84k 87k 0.97
iShares Russell 2000 Index Put Option (IWM) 0.0 $80k 17k 4.71
Geo Group Inc/the reit Put Option (GEO) 0.0 $62k 25k 2.48
GameStop Put Option (GME) 0.0 $56k 100k 0.56
Pitney Bowes Put Option (PBI) 0.0 $51k 62k 0.83
Bunge Call Option 0.0 $43k 155k 0.28
WisdomTree Investments Call Option (WT) 0.0 $32k 100k 0.32
Ford Motor Company Call Option (F) 0.0 $27k 1.1M 0.03
Grubhub Put Option 0.0 $14k 25k 0.56
Carnival Corporation Call Option (CCL) 0.0 $12k 300k 0.04
Varex Imaging Put Option (VREX) 0.0 $12k 100k 0.12
Adt Put Option (ADT) 0.0 $9.2k 119k 0.08
Proshares Ultrashort Qqq etf Call Option 0.0 $9.0k 100k 0.09
Telefonaktiebolaget LM Ericsson Put Option (ERIC) 0.0 $5.0k 215k 0.02
Invesco Db Us Dlr Index Tr bullish Call Option (UUP) 0.0 $4.0k 250k 0.02
Genocea Biosciences Call Option (GNCAQ) 0.0 $0 1.8M 0.00