Vivaldi Capital Management

Vivaldi Capital Management as of March 31, 2017

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 156 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Berkshire Hathaway (BRK.A) 3.8 $13M 50.00 249850.00
Dick's Sporting Goods (DKS) 3.5 $12M 238k 48.66
Darling International (DAR) 3.4 $11M 779k 14.52
Bed Bath & Beyond 3.2 $11M 274k 39.46
Blackhawk Network Hldgs Inc cl a 3.1 $10M 256k 40.60
International Speedway Corporation 3.1 $10M 278k 36.95
Spdr S&p 500 Etf (SPY) 2.8 $9.3M 40k 235.74
Whole Foods Market 2.7 $9.1M 307k 29.72
iShares Russell 2000 Index (IWM) 2.7 $9.1M 66k 137.48
Generac Holdings (GNRC) 2.6 $8.8M 237k 37.28
Stericycle (SRCL) 2.6 $8.7M 105k 82.89
Mylan Nv 2.5 $8.4M 216k 38.99
DaVita (DVA) 2.5 $8.2M 121k 67.97
Twenty-first Century Fox 2.5 $8.2M 252k 32.39
TreeHouse Foods (THS) 2.4 $8.0M 95k 84.66
Mead Johnson Nutrition 2.4 $7.9M 89k 89.08
Beacon Roofing Supply (BECN) 2.4 $7.8M 159k 49.16
American International (AIG) 2.3 $7.8M 124k 62.43
Liberty Global 2.2 $7.5M 337k 22.24
Loral Space & Communications 2.1 $7.0M 177k 39.40
Src Energy 1.9 $6.2M 731k 8.44
Reynolds American 1.8 $6.1M 96k 63.02
Allied World Assurance 1.8 $6.1M 114k 53.10
Twitter 1.8 $5.9M 393k 14.95
Davidstea (DTEAF) 1.7 $5.6M 766k 7.35
Gms (GMS) 1.7 $5.6M 159k 35.04
Cott Corp 1.7 $5.5M 446k 12.36
AmerisourceBergen (COR) 1.6 $5.5M 62k 88.50
Realogy Hldgs (HOUS) 1.6 $5.4M 183k 29.79
Barnes & Noble Ed 1.6 $5.4M 561k 9.59
Sprouts Fmrs Mkt (SFM) 1.6 $5.2M 224k 23.12
BGC Partners 1.5 $5.1M 448k 11.36
Telephone And Data Systems (TDS) 1.4 $4.8M 180k 26.51
Cst Brands 1.4 $4.8M 99k 48.09
Imvescor Restaurant 1.4 $4.6M 1.8M 2.65
Panera Bread Company 1.4 $4.5M 17k 261.87
PAREXEL International Corporation 1.3 $4.2M 66k 63.11
KapStone Paper and Packaging 1.3 $4.2M 182k 23.10
Ceb 1.2 $4.2M 53k 78.60
VCA Antech 1.2 $4.1M 45k 91.50
Outfront Media (OUT) 1.2 $4.0M 149k 26.55
Vishay Precision (VPG) 1.1 $3.8M 241k 15.80
Mobileye 1.1 $3.8M 63k 61.40
Kingsway Finl Svcs (KFS) 1.1 $3.7M 631k 5.80
BE Aerospace 1.1 $3.6M 56k 64.11
Potbelly (PBPB) 1.0 $3.3M 236k 13.90
Air Methods Corporation 0.8 $2.8M 65k 43.00
Speedway Motorsports 0.8 $2.8M 146k 18.84
Level 3 Communications 0.8 $2.8M 49k 57.22
Oneok Partners 0.8 $2.5M 47k 53.99
Nxp Semiconductors N V (NXPI) 0.8 $2.5M 24k 103.50
Suffolk Ban 0.6 $2.0M 50k 40.41
Resource Cap 0.4 $1.4M 145k 9.77
B Riley Financial 7.50 Sennts p 0.4 $1.3M 50k 26.24
Nimble Storage 0.3 $1.1M 90k 12.50
Brocade Communications Systems 0.3 $995k 80k 12.48
TRC Companies 0.3 $1.0M 58k 17.45
Marcus & Millichap (MMI) 0.3 $1.0M 41k 24.58
Pacific Continental Corporation 0.3 $928k 38k 24.50
Southwest Ban 0.3 $937k 36k 26.15
Exar Corporation 0.2 $730k 56k 13.01
Fortress Investment 0.1 $451k 57k 7.95
Mma Capital Management 0.0 $86k 3.7k 23.25
BP (BP) 0.0 $396.715500 12k 0.03
U.S. Bancorp (USB) 0.0 $383.649600 7.5k 0.05
Berkshire Hathaway (BRK.B) 0.0 $414.998400 2.5k 0.17
Johnson & Johnson (JNJ) 0.0 $350.032900 2.8k 0.12
Pfizer (PFE) 0.0 $257.594400 7.5k 0.03
General Electric Company 0.0 $227.046200 7.6k 0.03
At&t (T) 0.0 $221.769600 5.3k 0.04
Cisco Systems (CSCO) 0.0 $235.697800 7.0k 0.03
NVIDIA Corporation (NVDA) 0.0 $547.180000 5.0k 0.11
Intel Corporation (INTC) 0.0 $241.848000 6.7k 0.04
Verizon Communications (VZ) 0.0 $245.073600 5.0k 0.05
Raytheon Company 0.0 $201.949800 1.3k 0.15
Amgen (AMGN) 0.0 $218.017800 1.3k 0.16
Apple (AAPL) 0.0 $747.184800 5.2k 0.14
Pepsi (PEP) 0.0 $285.904500 2.6k 0.11
Philip Morris International (PM) 0.0 $308.959200 2.7k 0.11
iShares S&P 500 Index (IVV) 0.0 $746.942800 3.1k 0.24
iShares MSCI EAFE Index Fund (EFA) 0.0 $1.1k 17k 0.06
SPDR Gold Trust (GLD) 0.0 $642.945600 5.4k 0.12
iShares Lehman Aggregate Bond (AGG) 0.0 $481.838000 4.4k 0.11
iShares Russell Midcap Index Fund (IWR) 0.0 $522.941600 2.8k 0.19
iShares S&P MidCap 400 Index (IJH) 0.0 $415.088600 2.4k 0.17
Vanguard Europe Pacific ETF (VEA) 0.0 $954.086100 24k 0.04
Yamana Gold 0.0 $196.000000 70k 0.00
Templeton Global Income Fund 0.0 $637.751400 97k 0.01
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $756.351000 6.9k 0.11
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $370.000000 25k 0.01
iShares Dow Jones Select Dividend (DVY) 0.0 $4.1k 45k 0.09
iShares S&P SmallCap 600 Index (IJR) 0.0 $524.120800 7.6k 0.07
Vanguard Total Stock Market ETF (VTI) 0.0 $8.1k 224k 0.04
Vanguard Emerging Markets ETF (VWO) 0.0 $1.6k 39k 0.04
Vanguard Mid-Cap ETF (VO) 0.0 $649.973800 4.7k 0.14
Vanguard Small-Cap ETF (VB) 0.0 $362.037600 2.7k 0.13
AllianceBernstein Global Hgh Incm (AWF) 0.0 $659.887200 52k 0.01
Vanguard Total Bond Market ETF (BND) 0.0 $644.841000 8.0k 0.08
Vanguard Pacific ETF (VPL) 0.0 $877.211400 14k 0.06
Vanguard European ETF (VGK) 0.0 $742.059600 14k 0.05
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $617.010000 123k 0.01
SPDR Barclays Capital High Yield B 0.0 $1.2k 32k 0.04
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $1.2k 39k 0.03
iShares Dow Jones US Technology (IYW) 0.0 $216.000000 1.6k 0.14
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $1.1k 85k 0.01
WisdomTree Emerging Markets Eq (DEM) 0.0 $286.300000 7.0k 0.04
Templeton Emerging Markets Income Fund (TEI) 0.0 $626.270400 56k 0.01
Dreyfus Municipal Income 0.0 $448.595600 50k 0.01
Lehman Brothers First Trust IOF (NHS) 0.0 $632.699200 53k 0.01
Nuveen Select Tax Free Incom Portfolio 2 0.0 $524.931600 39k 0.01
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $848.876600 63k 0.01
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $510.977500 204k 0.00
Pioneer Municipal High Income Trust (MHI) 0.0 $842.960400 73k 0.01
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $2.9k 37k 0.08
Western Asset Global High Income Fnd (EHI) 0.0 $640.026900 63k 0.01
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $965.524400 11k 0.09
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $1.3k 117k 0.01
Eaton Vance Mun Bd Fd Ii 0.0 $435.715200 35k 0.01
Gabelli Convertible & Income Securities (GCV) 0.0 $652.812300 133k 0.00
Invesco Insured Municipal Income Trust (IIM) 0.0 $764.485200 52k 0.01
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $1.0k 19k 0.05
Brookdale Senior Living note 0.0 $20.000000 20k 0.00
Db-x Msci Eafe Currency-hedged (DBEF) 0.0 $939.859200 32k 0.03
Synthetic Biologics 0.0 $30.930000 52k 0.00
Webmd Health Conv Sr Notes conv 0.0 $15.000000 15k 0.00
Kb Home note 0.0 $20.000000 20k 0.00
Holx 2 12/15/43 0.0 $24.000000 20k 0.00
Starwood Ppty note 4.0% 1/15/ 0.0 $24.000000 20k 0.00
Vanguard S&p 500 Etf idx (VOO) 0.0 $1.0k 4.7k 0.22
Gaming & Leisure Pptys (GLPI) 0.0 $373.913000 11k 0.03
Seacor Holdings Inc note 2.500%12/1 0.0 $10.000000 10k 0.00
Ares Capital Corporation convertible cor 0.0 $20.000000 20k 0.00
Rpm International Inc convertible cor 0.0 $18.000000 15k 0.00
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $15.000000 15k 0.00
National Health Invs Inc note 0.0 $22.000000 20k 0.00
Vector Group Ltd note 1.75% 4/15 0.0 $24.000000 20k 0.00
Ishares Tr hdg msci eafe (HEFA) 0.0 $351.862500 13k 0.03
Shutterfly Inc note 0.250% 5/1 0.0 $10.000000 10k 0.00
Acorda Therap note 1.75% 6/15 0.0 $13.500000 15k 0.00
Verint Sys Inc note 1.5% 6/1 0.0 $20.000000 20k 0.00
Cornerstone Ondemand Inc conv 0.0 $15.000000 15k 0.00
Workday Inc conv 0.0 $24.000000 20k 0.00
Jds Uniphase Corp conv 0.0 $16.500000 15k 0.00
Macquarie Infrastructure conv 0.0 $16.500000 15k 0.00
Molina Healthcare Inc conv 0.0 $25.000000 25k 0.00
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $10.500000 15k 0.00
Citrix Systems Inc conv 0.0 $24.000000 20k 0.00
Echo Global Logistics Inc note 2.500% 5/0 0.0 $20.000000 20k 0.00
Live Nation Entertainmen conv 0.0 $22.000000 20k 0.00
Alphabet Inc Class A cs (GOOGL) 0.0 $331.020600 391.00 0.85
Alphabet Inc Class C cs (GOOG) 0.0 $216.008000 260.00 0.83
Electronics For Imaging Inc note 0.750% 9/0 0.0 $22.000000 20k 0.00
Willis Towers Watson (WTW) 0.0 $228.071000 1.7k 0.13
Ishares Tr core intl aggr (IAGG) 0.0 $206.837400 4.0k 0.05
Gogo Inc conv 0.0 $12.000000 15k 0.00
Galectin Therapeutics Inc Com New equity 0.0 $360.792000 361k 0.00