Wellington Shields Capital Management

Wellington Shields Capital Management as of Sept. 30, 2014

Portfolio Holdings for Wellington Shields Capital Management

Wellington Shields Capital Management holds 349 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Flowers Foods (FLO) 22.6 $137M 7.4M 18.36
Exxon Mobil Corporation (XOM) 3.2 $19M 202k 94.05
Microsoft Corporation (MSFT) 2.1 $13M 279k 46.36
Pepsi (PEP) 2.1 $13M 137k 93.09
International Business Machines (IBM) 1.5 $9.0M 47k 189.83
Apple (AAPL) 1.4 $8.1M 81k 100.75
Johnson & Johnson (JNJ) 1.2 $7.5M 71k 106.59
SYSCO Corporation (SYY) 1.2 $7.5M 198k 37.95
General Electric Company 1.2 $7.3M 285k 25.62
Express Scripts Holding 1.2 $7.3M 104k 70.63
Procter & Gamble Company (PG) 1.1 $6.7M 80k 83.74
Schlumberger (SLB) 1.1 $6.4M 63k 101.69
At&t (T) 1.0 $6.2M 176k 35.24
United Rentals (URI) 1.0 $6.1M 55k 111.10
MasterCard Incorporated (MA) 1.0 $6.1M 83k 73.92
Verizon Communications (VZ) 1.0 $6.0M 121k 49.99
J.M. Smucker Company (SJM) 1.0 $5.8M 59k 98.98
Google 0.9 $5.6M 9.5k 588.37
Pfizer (PFE) 0.9 $5.5M 185k 29.57
United Natural Foods (UNFI) 0.9 $5.5M 90k 61.46
TreeHouse Foods (THS) 0.9 $5.3M 66k 80.50
Bristol Myers Squibb (BMY) 0.7 $4.4M 87k 51.17
Gilead Sciences (GILD) 0.7 $4.4M 41k 106.46
Walt Disney Company (DIS) 0.7 $4.3M 48k 89.04
E.I. du Pont de Nemours & Company 0.7 $4.0M 56k 71.77
Merck & Co (MRK) 0.7 $4.0M 67k 59.29
Snap-on Incorporated (SNA) 0.6 $3.9M 32k 121.09
General Mills (GIS) 0.6 $3.8M 75k 50.45
ConAgra Foods (CAG) 0.6 $3.6M 109k 33.04
Sensient Technologies Corporation (SXT) 0.6 $3.5M 67k 52.34
Ford Motor Company (F) 0.6 $3.4M 229k 14.79
Royal Dutch Shell 0.6 $3.3M 43k 76.14
Hanesbrands (HBI) 0.5 $3.1M 29k 107.42
B&G Foods (BGS) 0.5 $3.1M 113k 27.55
Chevron Corporation (CVX) 0.5 $3.1M 26k 119.34
ConocoPhillips (COP) 0.5 $3.0M 39k 76.51
American Express Company (AXP) 0.5 $2.8M 32k 87.53
Seadrill 0.5 $2.8M 106k 26.76
Coca-Cola Company (KO) 0.5 $2.7M 64k 42.66
Wal-Mart Stores (WMT) 0.5 $2.8M 36k 76.47
International Paper Company (IP) 0.5 $2.8M 59k 47.74
Industries N shs - a - (LYB) 0.5 $2.7M 25k 108.67
Lance 0.4 $2.5M 95k 26.50
Google Inc Class C 0.4 $2.6M 4.4k 577.26
Home Depot (HD) 0.4 $2.5M 27k 91.74
Blackstone 0.4 $2.4M 76k 31.48
RPM International (RPM) 0.4 $2.4M 53k 45.78
Travelers Companies (TRV) 0.4 $2.4M 26k 93.94
Boeing Company (BA) 0.4 $2.3M 18k 127.38
Amgen (AMGN) 0.4 $2.3M 17k 140.48
Illumina (ILMN) 0.4 $2.4M 14k 163.89
Abbvie (ABBV) 0.4 $2.4M 41k 57.76
McKesson Corporation (MCK) 0.4 $2.3M 12k 194.64
PowerShares QQQ Trust, Series 1 0.4 $2.2M 23k 98.80
Pinnacle Foods Inc De 0.4 $2.3M 69k 32.64
Whole Foods Market 0.4 $2.2M 57k 38.11
CVS Caremark Corporation (CVS) 0.3 $2.1M 27k 79.59
CSX Corporation (CSX) 0.3 $2.0M 63k 32.06
Coach 0.3 $2.0M 56k 35.61
Lockheed Martin Corporation (LMT) 0.3 $2.0M 11k 182.82
Williams Companies (WMB) 0.3 $2.0M 36k 55.34
Wp Carey (WPC) 0.3 $2.0M 31k 63.78
Stanley Black & Decker (SWK) 0.3 $1.8M 21k 88.78
Emerson Electric (EMR) 0.3 $1.8M 29k 62.58
Becton, Dickinson and (BDX) 0.3 $1.8M 16k 113.84
Kraft Foods 0.3 $1.8M 32k 56.41
Comcast Corporation (CMCSA) 0.3 $1.7M 32k 53.77
Baxter International (BAX) 0.3 $1.7M 24k 71.77
3M Company (MMM) 0.3 $1.8M 13k 141.67
McDonald's Corporation (MCD) 0.3 $1.7M 18k 94.83
Macquarie Infrastructure Company 0.3 $1.7M 25k 66.72
Air Lease Corp (AL) 0.3 $1.7M 51k 32.50
Facebook Inc cl a (META) 0.3 $1.7M 22k 79.03
Western Union Company (WU) 0.3 $1.6M 100k 16.04
Abbott Laboratories (ABT) 0.3 $1.7M 40k 41.59
Starbucks Corporation (SBUX) 0.3 $1.6M 22k 75.47
Iridium Communications (IRDM) 0.3 $1.6M 183k 8.85
BP (BP) 0.3 $1.6M 36k 43.95
Union Pacific Corporation (UNP) 0.3 $1.6M 15k 108.43
Stericycle (SRCL) 0.3 $1.6M 14k 116.53
Trinity Industries (TRN) 0.3 $1.6M 33k 46.72
Berkshire Hathaway (BRK.B) 0.2 $1.5M 11k 138.18
National-Oilwell Var 0.2 $1.5M 20k 76.10
Biogen Idec (BIIB) 0.2 $1.5M 4.5k 330.83
Kellogg Company (K) 0.2 $1.5M 25k 61.59
Casi Pharmaceuticalsinc Com Stk 0.2 $1.5M 852k 1.79
Bank of America Corporation (BAC) 0.2 $1.5M 85k 17.05
Cisco Systems (CSCO) 0.2 $1.5M 58k 25.17
Ares Capital Corporation (ARCC) 0.2 $1.4M 90k 16.16
Duke Energy (DUK) 0.2 $1.4M 19k 74.77
Palo Alto Networks (PANW) 0.2 $1.5M 15k 98.07
Linn 0.2 $1.4M 50k 28.94
Chubb Corporation 0.2 $1.4M 15k 91.07
Alcoa 0.2 $1.4M 85k 16.09
Freeport-McMoRan Copper & Gold (FCX) 0.2 $1.4M 42k 32.66
Syntel 0.2 $1.4M 16k 87.95
Stepan Company (SCL) 0.2 $1.4M 31k 44.38
Salix Pharmaceuticals 0.2 $1.4M 8.9k 156.20
Capstead Mortgage Corporation 0.2 $1.4M 112k 12.24
ING Groep (ING) 0.2 $1.4M 100k 14.19
WD-40 Company (WDFC) 0.2 $1.4M 20k 67.96
Ingredion Incorporated (INGR) 0.2 $1.4M 18k 75.81
Broadridge Financial Solutions (BR) 0.2 $1.3M 32k 41.64
Visa (V) 0.2 $1.4M 6.4k 213.39
Amazon (AMZN) 0.2 $1.3M 4.1k 322.51
Novartis (NVS) 0.2 $1.3M 14k 94.11
KapStone Paper and Packaging 0.2 $1.3M 45k 27.98
Fortune Brands (FBIN) 0.2 $1.3M 31k 41.10
Intel Corporation (INTC) 0.2 $1.2M 35k 34.83
Anadarko Petroleum Corporation 0.2 $1.2M 12k 101.43
Hewlett-Packard Company 0.2 $1.2M 34k 35.48
EOG Resources (EOG) 0.2 $1.2M 12k 98.98
Zions Bancorporation (ZION) 0.2 $1.1M 39k 29.05
EQT Corporation (EQT) 0.2 $1.1M 12k 91.53
Valeant Pharmaceuticals Int 0.2 $1.1M 8.7k 131.15
Fleetmatics 0.2 $1.1M 37k 30.51
Whitewave Foods 0.2 $1.2M 32k 36.32
JPMorgan Chase & Co. (JPM) 0.2 $1.1M 18k 60.22
IAC/InterActive 0.2 $1.1M 17k 65.92
Norfolk Southern (NSC) 0.2 $1.1M 9.5k 111.58
Fluor Corporation (FLR) 0.2 $1.1M 16k 66.81
Walgreen Company 0.2 $1.1M 19k 59.25
CBOE Holdings (CBOE) 0.2 $1.1M 20k 53.50
iShares Dow Jones Select Dividend (DVY) 0.2 $1.1M 15k 73.84
Cavium 0.2 $1.1M 21k 49.72
Raytheon Company 0.2 $1.0M 10k 101.62
Fiat S.p.A. 0.2 $1.0M 105k 9.70
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.2 $1.0M 14k 73.65
Cablevision Systems Corporation 0.2 $1.0M 58k 17.51
Wendy's/arby's Group (WEN) 0.2 $1.0M 124k 8.26
Arris 0.2 $999k 35k 28.36
Vodafone Group New Adr F (VOD) 0.2 $1.0M 31k 32.90
Eli Lilly & Co. (LLY) 0.2 $955k 15k 64.82
Accenture (ACN) 0.2 $980k 12k 81.33
Tootsie Roll Industries (TR) 0.2 $985k 35k 28.00
Main Street Capital Corporation (MAIN) 0.2 $935k 31k 30.66
Bed Bath & Beyond 0.1 $879k 13k 65.84
Tricon Global Restaurants 0.1 $878k 12k 71.97
Nike (NKE) 0.1 $919k 10k 89.22
Philip Morris International (PM) 0.1 $905k 11k 83.39
Qualcomm (QCOM) 0.1 $923k 12k 74.74
EMC Corporation 0.1 $898k 31k 29.25
Solazyme 0.1 $902k 121k 7.46
Tumi Holdings 0.1 $883k 43k 20.34
Pentair cs (PNR) 0.1 $877k 13k 65.52
Apache Corporation 0.1 $864k 9.2k 93.86
W.W. Grainger (GWW) 0.1 $818k 3.3k 251.69
Nordstrom (JWN) 0.1 $820k 12k 68.33
CenturyLink 0.1 $868k 21k 40.91
United Technologies Corporation 0.1 $861k 8.2k 105.58
Celgene Corporation 0.1 $825k 8.7k 94.83
Aqua America 0.1 $849k 36k 23.52
BioTime 0.1 $857k 273k 3.14
Craft Brewers Alliance 0.1 $874k 61k 14.40
Cbs Outdoor Americas 0.1 $863k 29k 29.93
Tractor Supply Company (TSCO) 0.1 $793k 13k 61.47
Commercial Metals Company (CMC) 0.1 $760k 45k 17.07
Regal Entertainment 0.1 $804k 41k 19.88
Ashford Hospitality Trust 0.1 $770k 75k 10.22
Cheniere Energy (LNG) 0.1 $756k 9.5k 80.00
Imax Corp Cad (IMAX) 0.1 $802k 29k 27.47
Kinder Morgan (KMI) 0.1 $758k 20k 38.36
Fox News 0.1 $769k 23k 33.29
Coty Inc Cl A (COTY) 0.1 $764k 46k 16.55
Ace Limited Cmn 0.1 $713k 6.8k 104.85
Dominion Resources (D) 0.1 $725k 11k 69.05
JetBlue Airways Corporation (JBLU) 0.1 $697k 66k 10.62
Goodyear Tire & Rubber Company (GT) 0.1 $753k 33k 22.58
Plum Creek Timber 0.1 $700k 18k 39.01
Allstate Corporation (ALL) 0.1 $728k 12k 61.33
Target Corporation (TGT) 0.1 $710k 11k 62.67
General Motors Company (GM) 0.1 $715k 22k 31.93
Golub Capital BDC (GBDC) 0.1 $734k 46k 15.96
Phillips 66 (PSX) 0.1 $711k 8.7k 81.31
Corning Incorporated (GLW) 0.1 $636k 33k 19.35
Equifax (EFX) 0.1 $635k 8.5k 74.71
Transocean (RIG) 0.1 $674k 21k 31.96
Energizer Holdings 0.1 $656k 5.3k 123.24
Honeywell International (HON) 0.1 $657k 7.1k 93.10
Nextera Energy (NEE) 0.1 $692k 7.4k 93.83
Texas Instruments Incorporated (TXN) 0.1 $662k 14k 47.69
General Dynamics Corporation (GD) 0.1 $661k 5.2k 127.12
Sinclair Broadcast 0.1 $666k 26k 26.09
National Fuel Gas (NFG) 0.1 $665k 9.5k 70.00
Senomyx 0.1 $689k 84k 8.20
Simon Property (SPG) 0.1 $692k 4.2k 164.33
Oasis Petroleum 0.1 $689k 17k 41.78
PowerShares Dynamic Media Portfol. 0.1 $684k 28k 24.74
Home Loan Servicing Solution ord 0.1 $682k 32k 21.18
Diamond Offshore Drilling 0.1 $632k 18k 34.29
Loews Corporation (L) 0.1 $592k 14k 41.63
Caterpillar (CAT) 0.1 $590k 6.0k 98.96
Campbell Soup Company (CPB) 0.1 $622k 15k 42.72
Marriott International (MAR) 0.1 $625k 8.9k 69.95
Yahoo! 0.1 $617k 15k 40.73
New Oriental Education & Tech 0.1 $610k 26k 23.19
Zep 0.1 $601k 43k 14.03
First Republic Bank/san F (FRCB) 0.1 $582k 12k 49.38
Xpo Logistics Inc equity (XPO) 0.1 $612k 16k 37.66
Fireeye 0.1 $617k 20k 30.54
Universal Health Services (UHS) 0.1 $522k 5.0k 104.40
Potash Corp. Of Saskatchewan I 0.1 $570k 17k 34.55
Deere & Company (DE) 0.1 $533k 6.5k 81.94
Illinois Tool Works (ITW) 0.1 $526k 6.2k 84.43
Chico's FAS 0.1 $529k 36k 14.78
Rockwell Automation (ROK) 0.1 $549k 5.0k 109.80
Tesla Motors (TSLA) 0.1 $558k 2.3k 242.61
First Trust NASDAQ Clean Edge Green (QCLN) 0.1 $572k 30k 19.10
Citigroup (C) 0.1 $526k 10k 51.87
Dunkin' Brands Group 0.1 $529k 12k 44.83
Ensco Plc Shs Class A 0.1 $549k 13k 41.28
Seaworld Entertainment (SEAS) 0.1 $538k 28k 19.21
Kimberly-Clark Corporation (KMB) 0.1 $476k 4.4k 107.50
Mylan 0.1 $469k 10k 45.53
Cenovus Energy (CVE) 0.1 $468k 17k 26.90
NCR Corporation (VYX) 0.1 $453k 14k 33.40
UnitedHealth (UNH) 0.1 $459k 5.3k 86.33
Deluxe Corporation (DLX) 0.1 $483k 8.8k 55.19
AeroVironment (AVAV) 0.1 $453k 15k 30.10
PolyOne Corporation 0.1 $473k 13k 35.57
St. Jude Medical 0.1 $505k 8.4k 60.12
Albemarle Corporation (ALB) 0.1 $456k 7.8k 58.84
SPDR S&P Dividend (SDY) 0.1 $461k 6.2k 74.89
Navient Corporation equity (NAVI) 0.1 $491k 28k 17.69
Two Harbors Investment 0.1 $438k 45k 9.67
SLM Corporation (SLM) 0.1 $414k 48k 8.56
Paychex (PAYX) 0.1 $444k 10k 44.18
Dow Chemical Company 0.1 $417k 8.0k 52.45
Newell Rubbermaid (NWL) 0.1 $413k 12k 34.42
Rockwell Collins 0.1 $432k 5.5k 78.55
Berkshire Hathaway (BRK.A) 0.1 $414k 2.00 207000.00
American Electric Power Company (AEP) 0.1 $432k 8.3k 52.22
Iron Mountain Incorporated 0.1 $402k 12k 32.68
SPDR Gold Trust (GLD) 0.1 $415k 3.6k 116.25
Celanese Corporation (CE) 0.1 $445k 7.6k 58.55
Ennis (EBF) 0.1 $406k 31k 13.16
Senior Housing Properties Trust 0.1 $450k 22k 20.93
Green Plains Renewable Energy (GPRE) 0.1 $436k 12k 37.42
QEP Resources 0.1 $394k 13k 30.78
Nielsen Holdings Nv 0.1 $406k 9.2k 44.31
American Tower Reit (AMT) 0.1 $449k 4.8k 93.54
Blackstone Mtg Tr (BXMT) 0.1 $401k 15k 27.09
United Parcel Service (UPS) 0.1 $355k 3.6k 98.28
Wells Fargo & Company (WFC) 0.1 $385k 7.4k 51.84
MDU Resources (MDU) 0.1 $370k 13k 27.82
PerkinElmer (RVTY) 0.1 $371k 8.5k 43.65
Universal Electronics (UEIC) 0.1 $346k 7.0k 49.43
Colgate-Palmolive Company (CL) 0.1 $368k 5.7k 65.13
Wisconsin Energy Corporation 0.1 $387k 9.0k 43.00
Tupperware Brands Corporation (TUP) 0.1 $368k 5.3k 69.13
Frontier Communications 0.1 $360k 55k 6.51
Quanta Services (PWR) 0.1 $362k 10k 36.27
Gamco Investors (GAMI) 0.1 $354k 5.0k 70.80
Questar Corporation 0.1 $361k 16k 22.28
Wabtec Corporation (WAB) 0.1 $364k 4.5k 81.07
FX Energy 0.1 $370k 122k 3.04
WGL Holdings 0.1 $337k 8.0k 42.12
Momenta Pharmaceuticals 0.1 $363k 32k 11.34
3D Systems Corporation (DDD) 0.1 $364k 7.9k 46.37
Kodiak Oil & Gas 0.1 $362k 27k 13.57
Tate & Lyle 0.1 $366k 9.4k 38.90
Smart Balance 0.1 $341k 25k 13.64
Sunedison 0.1 $344k 18k 18.90
Kofax 0.1 $351k 45k 7.73
Bank of New York Mellon Corporation (BK) 0.1 $276k 7.1k 38.71
Canadian Natl Ry (CNI) 0.1 $284k 4.0k 71.00
Waste Management (WM) 0.1 $324k 6.8k 47.47
Microchip Technology (MCHP) 0.1 $281k 5.9k 47.31
C.R. Bard 0.1 $285k 2.0k 142.50
Helmerich & Payne (HP) 0.1 $294k 3.0k 98.00
Sigma-Aldrich Corporation 0.1 $313k 2.3k 136.09
Weyerhaeuser Company (WY) 0.1 $287k 9.0k 31.89
Hershey Company (HSY) 0.1 $282k 3.0k 95.56
Platinum Underwriter/ptp 0.1 $274k 4.5k 60.89
SandRidge Energy 0.1 $293k 68k 4.28
Oracle Corporation (ORCL) 0.1 $319k 8.3k 38.23
SCANA Corporation 0.1 $293k 5.9k 49.66
Jarden Corporation 0.1 $281k 4.7k 60.04
Immersion Corporation (IMMR) 0.1 $305k 36k 8.59
Monmouth R.E. Inv 0.1 $329k 33k 10.12
Precision Drilling Corporation 0.1 $305k 28k 10.78
American International (AIG) 0.1 $272k 5.0k 54.12
Roche Holding (RHHBY) 0.1 $296k 8.0k 37.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $321k 8.1k 39.51
Wheeler Real Estate Investme 0.1 $276k 61k 4.55
Organovo Holdings 0.1 $283k 44k 6.37
Windstream Hldgs 0.1 $299k 28k 10.79
Ambev Sa- (ABEV) 0.1 $278k 43k 6.54
Sysorex Global Hldgs 0.1 $299k 73k 4.09
Owens Corning (OC) 0.0 $270k 8.5k 31.76
Portland General Electric Company (POR) 0.0 $220k 6.9k 32.12
Consolidated Edison (ED) 0.0 $229k 4.0k 56.68
DENTSPLY International 0.0 $258k 5.7k 45.66
MeadWestva 0.0 $252k 6.2k 40.87
Spectra Energy 0.0 $242k 6.2k 39.24
TECO Energy 0.0 $268k 15k 17.41
LifePoint Hospitals 0.0 $232k 3.4k 69.05
Altria (MO) 0.0 $218k 4.7k 45.98
BB&T Corporation 0.0 $251k 6.8k 37.19
Stryker Corporation (SYK) 0.0 $226k 2.8k 80.71
Hospitality Properties Trust 0.0 $239k 8.9k 26.85
Advance Auto Parts (AAP) 0.0 $222k 1.7k 130.59
Dr Pepper Snapple 0.0 $219k 3.4k 64.41
Zimmer Holdings (ZBH) 0.0 $216k 2.2k 100.47
Rite Aid Corporation 0.0 $247k 51k 4.85
Amphenol Corporation (APH) 0.0 $250k 2.5k 100.00
DepoMed 0.0 $258k 17k 15.18
Helix Energy Solutions (HLX) 0.0 $221k 10k 22.10
Textainer Group Holdings (TGH) 0.0 $249k 8.0k 31.12
Abb (ABBNY) 0.0 $269k 12k 22.42
Energy Transfer Partners 0.0 $224k 3.5k 64.00
Hain Celestial (HAIN) 0.0 $235k 2.3k 102.17
Ida (IDA) 0.0 $214k 4.0k 53.50
Cameron International Corporation 0.0 $266k 4.0k 66.50
Nxp Semiconductors N V (NXPI) 0.0 $212k 3.1k 68.39
KKR & Co 0.0 $215k 9.7k 22.28
Alerian Mlp Etf 0.0 $268k 14k 19.14
Heartland Financial USA (HTLF) 0.0 $239k 10k 23.90
iShares Barclays TIPS Bond Fund (TIP) 0.0 $235k 2.1k 111.90
Penn West Energy Trust 0.0 $240k 36k 6.74
Hca Holdings 0.0 $212k 3.0k 70.67
Hyster Yale Materials Handling (HY) 0.0 $258k 3.6k 71.67
Davide Campari-milano 0.0 $212k 30k 7.16
Health Care SPDR (XLV) 0.0 $205k 3.2k 64.06
Supervalu 0.0 $186k 21k 8.94
Royal Dutch Shell 0.0 $205k 2.6k 79.27
Dover Corporation (DOV) 0.0 $201k 2.5k 80.40
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $207k 1.8k 118.29
Thomson Reuters Corp 0.0 $200k 5.5k 36.36
Birchcliff Engy (BIREF) 0.0 $188k 20k 9.44
Cnh Industrial (CNHI) 0.0 $156k 20k 7.94
Maiden Holdings (MHLD) 0.0 $111k 10k 11.10
Sirius Xm Holdings (SIRI) 0.0 $101k 29k 3.51
Advanced Micro Devices (AMD) 0.0 $38k 11k 3.45
FuelCell Energy 0.0 $52k 25k 2.08
Titan Medical (TMD) 0.0 $48k 22k 2.18
New York Mortgage Trust 0.0 $88k 12k 7.20
Discovery Laboratories 0.0 $46k 25k 1.84
Mitek Systems (MITK) 0.0 $31k 13k 2.38
Daleco Res Corp 0.0 $62k 1.2M 0.05
Gulf Coast Ultra Deep Royalty (GULTU) 0.0 $40k 20k 1.99
Uranium Energy (UEC) 0.0 $16k 13k 1.23
Searchlight Minerals (SRCH) 0.0 $3.0k 15k 0.20
Genoil (GNOLF) 0.0 $2.2k 54k 0.04
Calcol (CLCL) 0.0 $0 21k 0.00
Crown Labs 0.0 $0 25k 0.00
Emc Metals 0.0 $11k 151k 0.07
Monitise Plc Ord F cs 0.0 $11k 23k 0.49
Environmental Power 0.0 $0 12k 0.00