Whitebox Advisors as of Sept. 30, 2013
Portfolio Holdings for Whitebox Advisors
Whitebox Advisors holds 346 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| General Mtrs Co *w exp 07/10/201 | 6.9 | $130M | 4.9M | 26.42 | |
| Western Refng Inc note 5.750% 6/1 | 5.2 | $99M | 32M | 3.15 | |
| Onyx Pharmaceuticals Inc note 4.000% 8/1 | 4.0 | $77M | 24M | 3.21 | |
| Omnicare Inc 3.75% '42 conv | 3.9 | $74M | 52M | 1.43 | |
| Salesforce Com Inc note 0.750% 1/1 | 3.8 | $73M | 30M | 2.43 | |
| Jetblue Airways Corp dbcv 5.500%10/1 | 3.5 | $67M | 41M | 1.64 | |
| Mylan Inc note 3.750% 9/1 | 3.1 | $60M | 21M | 2.90 | |
| Uthr 1 09/15/16 | 3.1 | $58M | 34M | 1.70 | |
| Pdl Biopharma Inc cnv | 2.6 | $49M | 34M | 1.44 | |
| Fox News | 1.9 | $37M | 1.1M | 33.40 | |
| Sanofi Aventis Wi Conval Rt | 1.8 | $34M | 17M | 2.02 | |
| American Capital | 1.8 | $34M | 2.4M | 13.75 | |
| Pdl Biopharma Inc note 3.750% 5/0 | 1.7 | $32M | 25M | 1.30 | |
| Encore Capital Group note 3.000%11/2 | 1.6 | $31M | 20M | 1.57 | |
| Spdr S&p 500 Etf (SPY) | 1.5 | $29M | 172k | 168.10 | |
| Tesla Mtrs Inc note 1.500% 6/0 | 1.4 | $26M | 16M | 1.69 | |
| Leucadia Natl Corp debt | 1.4 | $26M | 20M | 1.31 | |
| Jetblue Airways Corp dbcv 5.500% 10/1 | 1.4 | $26M | 17M | 1.49 | |
| CUBIST PHARM CONVERTIBLE security | 1.4 | $26M | 11M | 2.26 | |
| Mcmoran Exploration Co note 5.250%10/0 | 1.2 | $24M | 22M | 1.06 | |
| Enpro Industries Inc note | 1.1 | $22M | 12M | 1.85 | |
| Cadence Design Sys Cvt 2.625 6 convert | 1.1 | $20M | 11M | 1.83 | |
| Jetblue Airways Corp dbcv 6.750%10/1 | 1.0 | $19M | 12M | 1.60 | |
| Yrc Worldwide 10% 3/31/15 pfd cv | 1.0 | $19M | 20M | 0.94 | |
| Hercules Tech Growth Cap Inc cnv | 1.0 | $19M | 14M | 1.32 | |
| Mastec note 4% 06/14 | 1.0 | $19M | 9.5M | 1.95 | |
| Av Homes Inc Sr Nt 7.5%16 corporate | 0.9 | $18M | 15M | 1.17 | |
| Liberty Media 4.000 11/15/29 deb 4.000% | 0.9 | $17M | 27M | 0.61 | |
| Mastec Inc note 4.250%12/1 | 0.8 | $16M | 7.8M | 2.00 | |
| SEMICONDUCTOR Corp dbcv 8.000% 6/1 | 0.8 | $15M | 14M | 1.09 | |
| Cemex Sab De Cv conv bnd | 0.7 | $13M | 11M | 1.27 | |
| Ambac Finl (AMBC) | 0.7 | $13M | 727k | 18.14 | |
| L-3 Communications Corp debt 3.000% 8/0 | 0.7 | $13M | 12M | 1.09 | |
| Apple (AAPL) | 0.6 | $12M | 24k | 476.75 | |
| Technology SPDR (XLK) | 0.6 | $11M | 340k | 32.03 | |
| Hutchinson Technology Inc note 8.500% 1/1 | 0.6 | $11M | 12M | 0.93 | |
| Apollo Residential Mortgage | 0.6 | $11M | 729k | 14.59 | |
| Assured Guaranty (AGO) | 0.5 | $9.2M | 492k | 18.75 | |
| Ocwen Financial Corporation | 0.5 | $9.2M | 165k | 55.77 | |
| Akorn Inc note 3.500% 6/0 | 0.5 | $9.2M | 4.0M | 2.31 | |
| Newmont Mining Corporation (NEM) | 0.4 | $8.4M | 298k | 28.10 | |
| Mbia (MBI) | 0.4 | $8.2M | 798k | 10.23 | |
| Isis Us conv | 0.4 | $8.2M | 3.5M | 2.35 | |
| Gran Tierra Energy | 0.4 | $8.0M | 1.1M | 7.09 | |
| Usec Inc note 3.000%10/0 | 0.4 | $7.9M | 33M | 0.24 | |
| Dfc Global | 0.4 | $7.8M | 714k | 10.99 | |
| Encore Capital (ECPG) | 0.4 | $7.7M | 167k | 45.86 | |
| Harman International Industries | 0.4 | $7.3M | 110k | 66.23 | |
| Discovery Communications | 0.4 | $7.4M | 94k | 78.12 | |
| Market Vectors Gold Miners ETF | 0.4 | $7.0M | 280k | 25.06 | |
| Trinity Biotech | 0.3 | $6.3M | 289k | 21.76 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.3 | $6.1M | 29k | 209.61 | |
| Industrial SPDR (XLI) | 0.3 | $6.0M | 130k | 46.37 | |
| Spirit Airlines (SAVE) | 0.3 | $6.1M | 177k | 34.27 | |
| Deluxe Corporation (DLX) | 0.3 | $5.8M | 140k | 41.66 | |
| United Rentals (URI) | 0.3 | $5.7M | 97k | 58.29 | |
| Pantry | 0.3 | $5.7M | 514k | 11.08 | |
| Goodrich Pete Corp note 5.000%10/0 | 0.3 | $5.5M | 5.0M | 1.10 | |
| Cisco Systems (CSCO) | 0.3 | $5.4M | 231k | 23.42 | |
| Safeguard Scientifics dbcv 5.250% 5/1 | 0.3 | $5.6M | 5.0M | 1.11 | |
| Sunpower Corp conv | 0.3 | $5.2M | 4.0M | 1.31 | |
| Market Vectors Junior Gold Min | 0.3 | $5.4M | 132k | 40.74 | |
| American Capital Mortgage In | 0.3 | $5.1M | 257k | 19.76 | |
| Neonode | 0.3 | $5.0M | 784k | 6.42 | |
| Anworth Mortgage Asset Corporation | 0.3 | $5.0M | 1.0M | 4.83 | |
| Tower International | 0.3 | $4.9M | 244k | 19.99 | |
| KKR Financial Holdings | 0.2 | $4.7M | 456k | 10.33 | |
| Promotora De Informaciones S adr cl b conv | 0.2 | $4.8M | 2.5M | 1.93 | |
| Dendreon Corp note | 0.2 | $4.8M | 7.5M | 0.64 | |
| Silicon Motion Technology (SIMO) | 0.2 | $4.6M | 352k | 13.06 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $4.3M | 50k | 86.04 | |
| Lam Research Corporation (LRCX) | 0.2 | $4.4M | 87k | 51.19 | |
| Two Harbors Investment | 0.2 | $4.2M | 438k | 9.71 | |
| AEGEAN MARINE PETROLEUM Networ Com Stk | 0.2 | $4.2M | 352k | 11.86 | |
| Health Care SPDR (XLV) | 0.2 | $4.0M | 80k | 50.58 | |
| eBay (EBAY) | 0.2 | $4.0M | 72k | 55.79 | |
| Rite Aid Corporation | 0.2 | $4.0M | 848k | 4.76 | |
| Ez (EZPW) | 0.2 | $4.0M | 234k | 16.88 | |
| News Corp Class B cos (NWS) | 0.2 | $3.9M | 240k | 16.43 | |
| Select Comfort | 0.2 | $3.8M | 155k | 24.35 | |
| Helix Energy Solutions (HLX) | 0.2 | $3.8M | 150k | 25.37 | |
| Fluor Corporation (FLR) | 0.2 | $3.6M | 51k | 70.96 | |
| Microsoft Corporation (MSFT) | 0.2 | $3.4M | 103k | 33.31 | |
| Joy Global | 0.2 | $3.5M | 69k | 51.04 | |
| Chevron Corporation (CVX) | 0.2 | $3.5M | 28k | 121.49 | |
| Safeway | 0.2 | $3.4M | 106k | 31.99 | |
| Staples | 0.2 | $3.4M | 231k | 14.65 | |
| priceline.com Incorporated | 0.2 | $3.5M | 3.4k | 1010.82 | |
| Allegheny Technologies Incorporated (ATI) | 0.2 | $3.4M | 111k | 30.52 | |
| Compucredit Hldgs Corp note 5.875%11/3 | 0.2 | $3.3M | 8.1M | 0.41 | |
| General Mtrs Co *w exp 07/10/201 | 0.2 | $3.4M | 185k | 18.60 | |
| United Technologies Corporation | 0.2 | $3.3M | 31k | 107.82 | |
| Conn's (CONN) | 0.2 | $3.2M | 64k | 50.04 | |
| Hawaiian Holdings Inc conv | 0.2 | $3.2M | 2.7M | 1.17 | |
| Capitol Acquisition | 0.2 | $3.1M | 307k | 10.24 | |
| RadNet (RDNT) | 0.2 | $3.0M | 1.2M | 2.41 | |
| Crane | 0.2 | $3.0M | 49k | 61.66 | |
| Penn Virginia Corporation | 0.2 | $3.1M | 463k | 6.65 | |
| WABCO Holdings | 0.2 | $3.0M | 36k | 84.26 | |
| Ashford Hospitality Trust | 0.2 | $3.1M | 248k | 12.34 | |
| Tutor Perini Corporation (TPC) | 0.2 | $3.0M | 143k | 21.32 | |
| Federal Agricultural Mortgage (AGM) | 0.2 | $3.0M | 91k | 33.38 | |
| Vantage Drilling Company ord (VTGDF) | 0.2 | $3.1M | 1.8M | 1.73 | |
| Chatham Lodging Trust (CLDT) | 0.2 | $3.0M | 165k | 17.86 | |
| Supervalu | 0.1 | $2.8M | 339k | 8.23 | |
| Tenne | 0.1 | $2.9M | 57k | 50.50 | |
| Skyworks Solutions (SWKS) | 0.1 | $2.8M | 114k | 24.84 | |
| Colony Financial | 0.1 | $2.8M | 141k | 19.98 | |
| Delphi Automotive | 0.1 | $2.8M | 47k | 58.41 | |
| Flagstar Ban | 0.1 | $2.9M | 199k | 14.76 | |
| Weight Watchers International | 0.1 | $2.7M | 71k | 37.37 | |
| Oracle Corporation (ORCL) | 0.1 | $2.6M | 79k | 33.17 | |
| Owens-Illinois | 0.1 | $2.7M | 91k | 30.02 | |
| Zynga | 0.1 | $2.6M | 717k | 3.68 | |
| Intel Corporation (INTC) | 0.1 | $2.4M | 104k | 22.92 | |
| Radian (RDN) | 0.1 | $2.5M | 182k | 13.93 | |
| Graphic Packaging Holding Company (GPK) | 0.1 | $2.5M | 289k | 8.56 | |
| Ball Corporation (BALL) | 0.1 | $2.4M | 54k | 44.89 | |
| Angie's List | 0.1 | $2.5M | 113k | 22.50 | |
| Foot Locker (FL) | 0.1 | $2.3M | 68k | 33.94 | |
| Domtar Corp | 0.1 | $2.4M | 30k | 79.41 | |
| Barnes & Noble | 0.1 | $2.2M | 172k | 12.94 | |
| Silver Wheaton Corp | 0.1 | $2.2M | 89k | 24.77 | |
| KKR & Co | 0.1 | $2.2M | 108k | 20.58 | |
| Tearlab Corp | 0.1 | $2.3M | 207k | 11.06 | |
| Eaton Vance Natl Mun Opport (EOT) | 0.1 | $2.2M | 118k | 18.79 | |
| Rait Financial Trust | 0.1 | $2.2M | 316k | 7.08 | |
| Berry Plastics (BERY) | 0.1 | $2.3M | 116k | 19.97 | |
| Hci (HCI) | 0.1 | $2.3M | 57k | 40.84 | |
| Coach | 0.1 | $2.1M | 39k | 54.54 | |
| Medtronic | 0.1 | $2.0M | 38k | 53.26 | |
| Goodyear Tire & Rubber Company (GT) | 0.1 | $2.0M | 91k | 22.45 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $2.0M | 61k | 33.08 | |
| Starbucks Corporation (SBUX) | 0.1 | $2.1M | 27k | 76.97 | |
| Rite Aid Corp note 8.500% 5/1 | 0.1 | $2.0M | 1.0M | 2.00 | |
| Kulicke and Soffa Industries (KLIC) | 0.1 | $2.2M | 187k | 11.55 | |
| MetLife (MET) | 0.1 | $2.1M | 45k | 46.96 | |
| Invesco Mortgage Capital | 0.1 | $2.2M | 140k | 15.39 | |
| Range Resources (RRC) | 0.1 | $1.9M | 25k | 75.88 | |
| Best Buy (BBY) | 0.1 | $1.9M | 51k | 37.50 | |
| Sotheby's | 0.1 | $1.8M | 37k | 49.13 | |
| Pepsi (PEP) | 0.1 | $1.8M | 23k | 79.51 | |
| Stryker Corporation (SYK) | 0.1 | $2.0M | 29k | 67.60 | |
| NAVIOS MARITIME HOLDINGS INC Com Stk | 0.1 | $1.8M | 254k | 7.12 | |
| Stoneridge (SRI) | 0.1 | $1.8M | 170k | 10.81 | |
| Motorcar Parts of America (MPAA) | 0.1 | $1.9M | 150k | 12.67 | |
| Hldgs (UAL) | 0.1 | $1.8M | 60k | 30.71 | |
| Ligand Pharmaceuticals In (LGND) | 0.1 | $1.9M | 43k | 43.29 | |
| Apollo Global Management 'a' | 0.1 | $1.9M | 66k | 28.26 | |
| Rexnord | 0.1 | $1.8M | 87k | 20.81 | |
| Blackstone | 0.1 | $1.7M | 69k | 24.88 | |
| 3M Company (MMM) | 0.1 | $1.7M | 14k | 119.40 | |
| Hubbell Incorporated | 0.1 | $1.7M | 16k | 104.76 | |
| Electronic Arts (EA) | 0.1 | $1.7M | 66k | 25.55 | |
| Verizon Communications (VZ) | 0.1 | $1.7M | 38k | 46.66 | |
| UnitedHealth (UNH) | 0.1 | $1.7M | 24k | 71.63 | |
| Qualcomm (QCOM) | 0.1 | $1.6M | 24k | 67.37 | |
| Ford Motor Company (F) | 0.1 | $1.7M | 101k | 16.87 | |
| Dell | 0.1 | $1.7M | 125k | 13.77 | |
| Cumulus Media | 0.1 | $1.8M | 332k | 5.30 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $1.6M | 20k | 82.58 | |
| ACCO Brands Corporation (ACCO) | 0.1 | $1.7M | 260k | 6.64 | |
| Humana (HUM) | 0.1 | $1.7M | 18k | 93.32 | |
| Haverty Furniture Companies (HVT) | 0.1 | $1.8M | 73k | 24.53 | |
| Greenbrier Companies (GBX) | 0.1 | $1.7M | 67k | 24.73 | |
| American Capital Agency | 0.1 | $1.6M | 72k | 22.57 | |
| KAR Auction Services (KAR) | 0.1 | $1.6M | 58k | 28.21 | |
| Navios Maritime Acquis Corp | 0.1 | $1.8M | 478k | 3.69 | |
| Sodastream International | 0.1 | $1.8M | 28k | 62.39 | |
| MiMedx (MDXG) | 0.1 | $1.8M | 426k | 4.17 | |
| 2060000 Power Solutions International (PSIX) | 0.1 | $1.7M | 29k | 59.13 | |
| Roundy's | 0.1 | $1.6M | 188k | 8.60 | |
| Mrc Global Inc cmn (MRC) | 0.1 | $1.7M | 62k | 26.80 | |
| Rwt 4 5/8 04/15/18 | 0.1 | $1.6M | 1.5M | 1.08 | |
| Lear Corporation (LEA) | 0.1 | $1.5M | 21k | 71.56 | |
| Western Union Company (WU) | 0.1 | $1.5M | 79k | 18.66 | |
| Bank of America Corporation (BAC) | 0.1 | $1.5M | 110k | 13.80 | |
| KB Home (KBH) | 0.1 | $1.5M | 83k | 18.02 | |
| Stanley Black & Decker (SWK) | 0.1 | $1.6M | 17k | 90.58 | |
| Masco Corporation (MAS) | 0.1 | $1.6M | 76k | 21.28 | |
| AGCO Corporation (AGCO) | 0.1 | $1.4M | 24k | 60.41 | |
| Gilead Sciences (GILD) | 0.1 | $1.4M | 23k | 62.84 | |
| Dillard's (DDS) | 0.1 | $1.5M | 20k | 78.32 | |
| Health Net | 0.1 | $1.4M | 45k | 31.71 | |
| Republic Airways Holdings | 0.1 | $1.5M | 130k | 11.90 | |
| Valmont Industries (VMI) | 0.1 | $1.5M | 11k | 138.94 | |
| Watts Water Technologies (WTS) | 0.1 | $1.5M | 26k | 56.39 | |
| Extreme Networks (EXTR) | 0.1 | $1.6M | 308k | 5.22 | |
| Aspen Technology | 0.1 | $1.6M | 46k | 34.54 | |
| MedAssets | 0.1 | $1.6M | 63k | 25.41 | |
| Emeritus Corporation | 0.1 | $1.5M | 83k | 18.52 | |
| General Motors Company (GM) | 0.1 | $1.5M | 42k | 35.98 | |
| note 5.500% 7/1 | 0.1 | $1.5M | 1.5M | 1.01 | |
| Mosaic (MOS) | 0.1 | $1.5M | 36k | 43.01 | |
| Jinkosolar Hldg Co Ltd...... note 4.000% 5/1 | 0.1 | $1.5M | 1.5M | 0.99 | |
| Gentherm (THRM) | 0.1 | $1.6M | 84k | 19.08 | |
| Epl Oil & Gas | 0.1 | $1.5M | 40k | 37.11 | |
| Hd Supply | 0.1 | $1.6M | 73k | 21.97 | |
| MasterCard Incorporated (MA) | 0.1 | $1.2M | 1.8k | 673.02 | |
| Johnson & Johnson (JNJ) | 0.1 | $1.4M | 16k | 86.67 | |
| Lennar Corporation (LEN) | 0.1 | $1.4M | 38k | 35.40 | |
| C.R. Bard | 0.1 | $1.3M | 12k | 115.22 | |
| LifePoint Hospitals | 0.1 | $1.3M | 28k | 46.63 | |
| International Business Machines (IBM) | 0.1 | $1.3M | 6.8k | 185.13 | |
| WellPoint | 0.1 | $1.3M | 16k | 83.62 | |
| Cintas Corporation (CTAS) | 0.1 | $1.4M | 27k | 51.20 | |
| US Airways | 0.1 | $1.3M | 66k | 18.95 | |
| Synaptics, Incorporated (SYNA) | 0.1 | $1.3M | 29k | 44.28 | |
| Bill Barrett Corporation | 0.1 | $1.3M | 52k | 25.11 | |
| National Western Life Insurance Company | 0.1 | $1.3M | 6.3k | 201.80 | |
| Stone Energy Corporation | 0.1 | $1.4M | 43k | 32.44 | |
| Steiner Leisure Ltd Com Stk | 0.1 | $1.3M | 22k | 58.41 | |
| Alcatel-Lucent | 0.1 | $1.4M | 383k | 3.53 | |
| EQT Corporation (EQT) | 0.1 | $1.4M | 16k | 88.72 | |
| Dollar General (DG) | 0.1 | $1.2M | 22k | 56.45 | |
| Teleflex Inc note 3.875% 8/0 | 0.1 | $1.4M | 1.0M | 1.42 | |
| Himax Technologies (HIMX) | 0.1 | $1.1M | 115k | 10.00 | |
| Corning Incorporated (GLW) | 0.1 | $1.2M | 80k | 14.59 | |
| Aercap Holdings Nv Ord Cmn (AER) | 0.1 | $1.2M | 62k | 19.46 | |
| FedEx Corporation (FDX) | 0.1 | $1.1M | 9.5k | 114.13 | |
| Wal-Mart Stores (WMT) | 0.1 | $1.1M | 16k | 73.94 | |
| Heartland Express (HTLD) | 0.1 | $1.1M | 78k | 14.19 | |
| Ultra Petroleum | 0.1 | $1.1M | 52k | 20.57 | |
| Colgate-Palmolive Company (CL) | 0.1 | $1.2M | 20k | 59.30 | |
| Gap (GPS) | 0.1 | $1.2M | 29k | 40.28 | |
| AutoZone (AZO) | 0.1 | $1.1M | 2.6k | 422.58 | |
| Atmel Corporation | 0.1 | $1.1M | 144k | 7.44 | |
| Alaska Air (ALK) | 0.1 | $1.1M | 18k | 62.65 | |
| Sirona Dental Systems | 0.1 | $1.1M | 16k | 66.92 | |
| IPG Photonics Corporation (IPGP) | 0.1 | $1.1M | 20k | 56.33 | |
| NuVasive | 0.1 | $1.2M | 49k | 24.49 | |
| Schweitzer-Mauduit International (MATV) | 0.1 | $1.2M | 19k | 60.55 | |
| Superior Energy Services | 0.1 | $1.1M | 46k | 25.05 | |
| PLX Technology | 0.1 | $1.2M | 204k | 6.02 | |
| Maiden Holdings (MHLD) | 0.1 | $1.2M | 103k | 11.81 | |
| Vringo | 0.1 | $1.1M | 376k | 2.88 | |
| Magnachip Semiconductor Corp (MX) | 0.1 | $1.1M | 50k | 21.54 | |
| Abbvie (ABBV) | 0.1 | $1.2M | 26k | 44.72 | |
| United Ins Hldgs (ACIC) | 0.1 | $1.1M | 129k | 8.83 | |
| Denny's Corporation (DENN) | 0.1 | $957k | 156k | 6.12 | |
| Hartford Financial Services (HIG) | 0.1 | $865k | 28k | 31.10 | |
| Abbott Laboratories (ABT) | 0.1 | $982k | 30k | 33.19 | |
| ResMed (RMD) | 0.1 | $1.0M | 19k | 52.81 | |
| Digital Realty Trust (DLR) | 0.1 | $996k | 19k | 53.12 | |
| R.R. Donnelley & Sons Company | 0.1 | $1.0M | 65k | 15.80 | |
| BE Aerospace | 0.1 | $923k | 13k | 73.84 | |
| National-Oilwell Var | 0.1 | $976k | 13k | 78.08 | |
| Aetna | 0.1 | $991k | 16k | 64.01 | |
| Big 5 Sporting Goods Corporation (BGFV) | 0.1 | $939k | 58k | 16.08 | |
| 0.1 | $921k | 1.1k | 875.48 | ||
| Varian Medical Systems | 0.1 | $1.0M | 13k | 74.74 | |
| TRW Automotive Holdings | 0.1 | $1.0M | 15k | 71.34 | |
| Quantum Corporation | 0.1 | $1.0M | 752k | 1.38 | |
| Key (KEY) | 0.1 | $855k | 75k | 11.40 | |
| Perrigo Company | 0.1 | $1.0M | 8.4k | 123.41 | |
| Texas Roadhouse (TXRH) | 0.1 | $856k | 33k | 26.27 | |
| Liquidity Services (LQDT) | 0.1 | $923k | 28k | 33.56 | |
| Park-Ohio Holdings (PKOH) | 0.1 | $892k | 23k | 38.44 | |
| Bon-Ton Stores (BONTQ) | 0.1 | $980k | 93k | 10.55 | |
| Cosan Ltd shs a | 0.1 | $970k | 63k | 15.37 | |
| Avago Technologies | 0.1 | $970k | 23k | 43.11 | |
| Northwest Biotherapeutics In (NWBO) | 0.1 | $947k | 282k | 3.36 | |
| CACI International (CACI) | 0.0 | $698k | 10k | 69.14 | |
| Dollar Tree (DLTR) | 0.0 | $827k | 15k | 57.13 | |
| SandRidge Energy | 0.0 | $793k | 135k | 5.86 | |
| OMNOVA Solutions | 0.0 | $822k | 96k | 8.55 | |
| Nelnet (NNI) | 0.0 | $824k | 21k | 38.44 | |
| Amer (UHAL) | 0.0 | $801k | 4.3k | 184.22 | |
| Salix Pharmaceuticals | 0.0 | $840k | 13k | 66.87 | |
| AK Steel Holding Corporation | 0.0 | $787k | 210k | 3.75 | |
| Tech Data Corporation | 0.0 | $833k | 17k | 49.88 | |
| PowerSecure International | 0.0 | $669k | 42k | 16.06 | |
| Zix Corporation | 0.0 | $731k | 150k | 4.89 | |
| Axcelis Technologies | 0.0 | $847k | 402k | 2.11 | |
| Ltx Credence Corporation | 0.0 | $721k | 110k | 6.58 | |
| Safeguard Scientifics | 0.0 | $795k | 51k | 15.69 | |
| Fly Leasing | 0.0 | $801k | 58k | 13.88 | |
| Citigroup (C) | 0.0 | $752k | 16k | 48.52 | |
| Icad (ICAD) | 0.0 | $713k | 135k | 5.27 | |
| Ing U S | 0.0 | $839k | 29k | 29.19 | |
| Corinthian Colleges | 0.0 | $630k | 288k | 2.19 | |
| PharMerica Corporation | 0.0 | $565k | 43k | 13.28 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.0 | $554k | 61k | 9.08 | |
| Safe Bulkers Inc Com Stk (SB) | 0.0 | $537k | 79k | 6.81 | |
| Aceto Corporation | 0.0 | $610k | 39k | 15.62 | |
| LHC | 0.0 | $478k | 20k | 23.44 | |
| Barrett Business Services (BBSI) | 0.0 | $567k | 8.4k | 67.28 | |
| Altra Holdings | 0.0 | $514k | 19k | 26.91 | |
| Usa Technologies Inc conv pfd ser a | 0.0 | $596k | 35k | 17.25 | |
| Aegion | 0.0 | $476k | 20k | 23.73 | |
| Cyrusone | 0.0 | $528k | 28k | 18.96 | |
| New Residential Invt | 0.0 | $515k | 78k | 6.62 | |
| Prospect Capital Corporati mtnf 5.375% | 0.0 | $535k | 500k | 1.07 | |
| McDonald's Corporation (MCD) | 0.0 | $371k | 3.9k | 96.29 | |
| ABM Industries (ABM) | 0.0 | $419k | 16k | 26.64 | |
| Symantec Corporation | 0.0 | $405k | 16k | 24.77 | |
| Prudential Financial (PRU) | 0.0 | $335k | 4.3k | 78.00 | |
| Entercom Communications | 0.0 | $468k | 53k | 8.77 | |
| Herbalife Ltd Com Stk (HLF) | 0.0 | $372k | 5.3k | 69.73 | |
| Titan Machinery (TITN) | 0.0 | $394k | 25k | 16.09 | |
| Mattson Technology | 0.0 | $431k | 181k | 2.39 | |
| TravelCenters of America | 0.0 | $319k | 41k | 7.86 | |
| Mitel Networks Corp | 0.0 | $439k | 74k | 5.97 | |
| Crawford & Company (CRD.A) | 0.0 | $347k | 47k | 7.34 | |
| Vector Group Ltd Var Int frnt 11/1 | 0.0 | $387k | 300k | 1.29 | |
| Gt Solar Int'l | 0.0 | $439k | 52k | 8.51 | |
| Altisource Asset Management (AAMC) | 0.0 | $357k | 669.00 | 533.63 | |
| Silver Bay Rlty Tr | 0.0 | $360k | 23k | 15.65 | |
| Barrick Gold Corp (GOLD) | 0.0 | $279k | 15k | 18.60 | |
| Cit | 0.0 | $244k | 5.0k | 48.80 | |
| Gravity | 0.0 | $218k | 192k | 1.14 | |
| Northeast Utilities System | 0.0 | $239k | 5.8k | 41.21 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.0 | $233k | 7.2k | 32.36 | |
| Snap-on Incorporated (SNA) | 0.0 | $239k | 2.4k | 99.58 | |
| Redwood Trust (RWT) | 0.0 | $256k | 13k | 19.69 | |
| Herman Miller (MLKN) | 0.0 | $242k | 8.3k | 29.16 | |
| Allstate Corporation (ALL) | 0.0 | $238k | 4.7k | 50.64 | |
| Nike (NKE) | 0.0 | $232k | 3.2k | 72.50 | |
| American Electric Power Company (AEP) | 0.0 | $234k | 5.4k | 43.33 | |
| Cenveo | 0.0 | $200k | 68k | 2.95 | |
| Syneron Medical Ltd ord | 0.0 | $141k | 16k | 8.62 | |
| Ultimate Software | 0.0 | $251k | 1.7k | 147.65 | |
| J.M. Smucker Company (SJM) | 0.0 | $231k | 2.2k | 105.00 | |
| Kennametal (KMT) | 0.0 | $237k | 5.2k | 45.58 | |
| Integrated Silicon Solution | 0.0 | $156k | 14k | 10.91 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $277k | 2.6k | 106.54 | |
| Huntsman Corporation (HUN) | 0.0 | $247k | 12k | 20.58 | |
| DiamondRock Hospitality Company (DRH) | 0.0 | $249k | 23k | 10.69 | |
| iGATE Corporation | 0.0 | $255k | 9.2k | 27.72 | |
| Mobile Mini | 0.0 | $217k | 6.4k | 34.02 | |
| Rovi Corporation | 0.0 | $249k | 13k | 19.15 | |
| Trimas Corporation (TRS) | 0.0 | $250k | 6.7k | 37.31 | |
| Federal Realty Inv. Trust | 0.0 | $243k | 2.4k | 101.25 | |
| Gulf Resources | 0.0 | $164k | 96k | 1.71 | |
| Zep | 0.0 | $204k | 13k | 16.23 | |
| Inphi Corporation | 0.0 | $154k | 11k | 13.46 | |
| Sabra Health Care REIT (SBRA) | 0.0 | $239k | 10k | 22.98 | |
| Promotora De Informaciones Adr adr cl a | 0.0 | $218k | 130k | 1.68 | |
| Tim Participacoes Sa- | 0.0 | $255k | 11k | 23.61 | |
| Bbcn Ban | 0.0 | $193k | 14k | 13.79 | |
| Av Homes | 0.0 | $183k | 11k | 17.43 | |
| Tower Group International | 0.0 | $194k | 28k | 7.01 | |
| Usa Technologies Inc *w exp 12/31/201 | 0.0 | $11k | 20k | 0.56 | |
| 57th Street General Acq-cw16 rt | 0.0 | $5.8k | 52k | 0.11 | |
| Edgen | 0.0 | $81k | 11k | 7.56 | |
| Wright Med Group Inc right 03/01/2019 | 0.0 | $92k | 256k | 0.36 |
