Winfield Associates

Winfield Associates as of Dec. 31, 2013

Portfolio Holdings for Winfield Associates

Winfield Associates holds 285 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares NASDAQ Biotechnology Index (IBB) 5.0 $6.1M 27k 227.06
Apple (AAPL) 3.6 $4.3M 7.7k 561.03
Google 3.5 $4.2M 3.8k 1120.72
Spdr S&p 500 Etf (SPY) 2.9 $3.5M 19k 184.68
iShares S&P MidCap 400 Growth (IJK) 2.7 $3.3M 22k 150.19
Pimco Total Return Etf totl (BOND) 2.4 $2.9M 28k 104.73
Vanguard Total Stock Market ETF (VTI) 2.2 $2.6M 27k 95.93
Ishares High Dividend Equity F (HDV) 2.0 $2.5M 35k 70.25
Amazon (AMZN) 1.9 $2.3M 5.9k 398.84
iShares iBoxx $ High Yid Corp Bond (HYG) 1.8 $2.2M 24k 92.88
WisdomTree Japan Total Dividend (DXJ) 1.8 $2.2M 43k 50.84
iShares Dow Jones Select Dividend (DVY) 1.8 $2.1M 30k 71.35
SPDR Barclays Capital Convertible SecETF (CWB) 1.6 $1.9M 41k 46.73
Visa (V) 1.4 $1.8M 7.9k 222.71
SPDR Barclays Capital High Yield B 1.4 $1.8M 43k 40.55
Jp Morgan Alerian Mlp Index 1.4 $1.7M 38k 46.34
Chart Industries (GTLS) 1.2 $1.5M 16k 95.61
Halliburton Company (HAL) 1.2 $1.5M 30k 50.75
American Railcar Industries 1.2 $1.5M 33k 45.76
Boeing Company (BA) 1.2 $1.5M 11k 136.50
Abbvie (ABBV) 1.2 $1.5M 28k 52.80
Yahoo! 1.2 $1.5M 36k 40.45
Kayne Anderson MLP Investment (KYN) 1.2 $1.4M 36k 39.84
iShares Russell 2000 Value Index (IWN) 1.1 $1.4M 14k 99.50
SPDR KBW Bank (KBE) 1.1 $1.4M 42k 33.17
JPMorgan Chase & Co. (JPM) 1.1 $1.3M 22k 58.46
Enterprise Products Partners (EPD) 1.1 $1.3M 19k 66.32
Eaton (ETN) 1.0 $1.3M 16k 76.14
iShares MSCI EMU Index (EZU) 1.0 $1.2M 30k 41.38
Wisdomtree Tr intl hedge eqt (HEDJ) 0.9 $1.1M 20k 56.21
Berkshire Hathaway (BRK.B) 0.9 $1.1M 9.5k 118.59
New Residential Invt 0.9 $1.1M 166k 6.68
Ford Motor Company (F) 0.9 $1.1M 69k 15.42
Financial Select Sector SPDR (XLF) 0.9 $1.1M 48k 21.86
Cedar Fair 0.8 $1.0M 21k 49.59
Microsoft Corporation (MSFT) 0.8 $987k 26k 37.40
3M Company (MMM) 0.8 $965k 6.9k 140.30
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.8 $960k 9.1k 105.49
Seadrill 0.8 $947k 23k 41.08
Monsanto Company 0.8 $938k 8.1k 116.52
Pfizer (PFE) 0.8 $936k 31k 30.63
iShares Dow Jones US Real Estate (IYR) 0.8 $913k 15k 63.09
Qualcomm (QCOM) 0.7 $859k 12k 74.21
Powershares Senior Loan Portfo mf 0.7 $866k 35k 24.89
Kimberly-Clark Corporation (KMB) 0.7 $846k 8.1k 104.47
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.7 $848k 7.4k 114.13
Cavium 0.7 $856k 25k 34.52
Johnson & Johnson (JNJ) 0.7 $824k 9.0k 91.63
ConocoPhillips (COP) 0.7 $827k 12k 70.68
Technology SPDR (XLK) 0.7 $816k 23k 35.72
Kinder Morgan (KMI) 0.7 $815k 23k 36.02
Mondelez Int (MDLZ) 0.7 $805k 23k 35.28
Newcastle Investment 0.7 $792k 138k 5.74
Procter & Gamble Company (PG) 0.6 $782k 9.6k 81.44
Graham Corporation (GHM) 0.6 $773k 21k 36.29
iShares S&P US Pref Stock Idx Fnd (PFF) 0.6 $744k 20k 36.85
Travelers Companies (TRV) 0.6 $725k 8.0k 90.56
Intel Corporation (INTC) 0.6 $725k 28k 25.96
Lowe's Companies (LOW) 0.6 $728k 15k 49.52
MarkWest Energy Partners 0.6 $718k 11k 66.18
iShares Lehman Aggregate Bond (AGG) 0.6 $714k 6.7k 106.41
Consumer Discretionary SPDR (XLY) 0.6 $708k 11k 66.81
China Mobile 0.6 $696k 13k 52.33
Health Care SPDR (XLV) 0.6 $686k 12k 55.46
SPDR Dow Jones Industrial Average ETF (DIA) 0.6 $687k 4.2k 165.54
Vanguard Europe Pacific ETF (VEA) 0.6 $685k 16k 41.71
Chevron Corporation (CVX) 0.5 $644k 5.2k 125.00
Ciena Corporation (CIEN) 0.5 $620k 26k 23.94
Home Depot (HD) 0.5 $611k 7.4k 82.33
Lockheed Martin Corporation (LMT) 0.5 $614k 4.1k 148.67
Fluor Corporation (FLR) 0.5 $606k 7.6k 80.26
Aircastle 0.5 $598k 31k 19.17
J.M. Smucker Company (SJM) 0.5 $578k 5.6k 103.68
CVS Caremark Corporation (CVS) 0.4 $524k 7.3k 71.58
Cliffs Natural Resources 0.4 $527k 20k 26.22
Vanguard Emerging Markets ETF (VWO) 0.4 $524k 13k 41.15
McDonald's Corporation (MCD) 0.4 $508k 5.2k 97.02
Cohen & Steers Ltd Dur Pfd I (LDP) 0.4 $510k 23k 22.62
Digital Realty Trust (DLR) 0.4 $502k 10k 49.10
Pepsi (PEP) 0.4 $503k 6.1k 82.91
Industrial SPDR (XLI) 0.4 $505k 9.7k 52.27
stock 0.4 $494k 7.2k 68.61
Air Products & Chemicals (APD) 0.4 $490k 4.4k 111.67
Energy Select Sector SPDR (XLE) 0.4 $480k 5.4k 88.51
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.4 $478k 4.6k 103.69
Facebook Inc cl a (META) 0.4 $473k 8.7k 54.68
Kinder Morgan Energy Partners 0.4 $458k 5.7k 80.70
Millennial Media 0.3 $421k 58k 7.26
Exxon Mobil Corporation (XOM) 0.3 $383k 3.8k 101.24
Ishares Tr cmn (STIP) 0.3 $382k 3.8k 101.08
MSCI Europe Financials Sector Index Fund (EUFN) 0.3 $333k 13k 25.13
Cvr Refng 0.3 $330k 15k 22.64
iShares Lehman Short Treasury Bond (SHV) 0.3 $319k 2.9k 110.19
Goldman Sachs (GS) 0.2 $300k 1.7k 177.10
Consumer Staples Select Sect. SPDR (XLP) 0.2 $308k 7.2k 43.05
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.2 $299k 5.0k 60.28
At&t (T) 0.2 $288k 8.2k 35.10
iShares S&P 500 Index (IVV) 0.2 $280k 1.5k 185.92
iShares Russell 2000 Index (IWM) 0.2 $276k 2.4k 115.24
iShares MSCI Pacific ex-Japan Idx (EPP) 0.2 $274k 5.9k 46.76
iShares MSCI Emerging Markets Indx (EEM) 0.2 $273k 6.5k 41.74
VMware 0.2 $269k 3.0k 89.67
Rackspace Hosting 0.2 $268k 6.9k 39.12
Las Vegas Sands (LVS) 0.2 $250k 3.2k 78.74
Nuveen Long/short Commodity 0.2 $253k 15k 17.21
General Electric Company 0.2 $239k 8.5k 27.98
Verizon Communications (VZ) 0.2 $229k 4.7k 49.25
Phillips 66 (PSX) 0.2 $235k 3.1k 77.05
EOG Resources (EOG) 0.2 $218k 1.3k 167.69
Vanguard Small-Cap ETF (VB) 0.2 $219k 2.0k 110.05
Progressive Corporation (PGR) 0.2 $204k 7.5k 27.29
Key (KEY) 0.2 $210k 16k 13.42
Philip Morris International (PM) 0.2 $196k 2.3k 86.92
Ishares Tr 2016 cp tm etf 0.2 $197k 2.0k 101.03
Ishares Tr 2018 cp tm etf 0.2 $194k 1.9k 102.11
KBR (KBR) 0.1 $180k 5.7k 31.86
Analog Devices (ADI) 0.1 $187k 3.7k 51.02
Unilever (UL) 0.1 $177k 4.3k 41.16
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $188k 2.2k 84.49
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $184k 1.7k 108.24
iShares S&P MidCap 400 Index (IJH) 0.1 $176k 1.3k 133.94
Duke Energy (DUK) 0.1 $176k 2.5k 69.10
Peregrine Semiconductor 0.1 $173k 23k 7.39
Tableau Software Inc Cl A 0.1 $172k 2.5k 68.80
Sherwin-Williams Company (SHW) 0.1 $147k 800.00 183.75
International Business Machines (IBM) 0.1 $148k 790.00 187.34
Wells Fargo & Company (WFC) 0.1 $132k 2.9k 45.56
Deere & Company (DE) 0.1 $128k 1.4k 91.43
Terex Corporation (TEX) 0.1 $134k 3.2k 41.88
Northstar Realty Finance 0.1 $135k 10k 13.50
Linkedin Corp 0.1 $130k 600.00 216.67
RPM International (RPM) 0.1 $125k 3.0k 41.67
Kinder Morgan Management 0.1 $117k 1.6k 75.39
Athersys 0.1 $118k 47k 2.51
Altria (MO) 0.1 $115k 3.0k 38.33
Southern Company (SO) 0.1 $111k 2.7k 41.11
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $112k 1.0k 109.16
LNB Ban 0.1 $112k 11k 10.07
Farmers Natl Banc Corp (FMNB) 0.1 $107k 16k 6.56
Coca-Cola Company (KO) 0.1 $103k 2.5k 41.20
iShares Russell 1000 Value Index (IWD) 0.1 $96k 1.0k 94.12
Wisdomtree Tr em lcl debt (ELD) 0.1 $103k 2.2k 46.19
American Tower Reit (AMT) 0.1 $96k 1.2k 80.00
PowerShares DB Com Indx Trckng Fund 0.1 $90k 3.5k 25.71
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $85k 1.6k 53.29
iShares 2016 S&P AMT-Free Mun Ser ETF 0.1 $85k 1.6k 53.36
Ishares Tr 2017 s^p amtfr 0.1 $87k 1.6k 54.79
Clorox Company (CLX) 0.1 $74k 800.00 92.50
Terra Nitrogen Company 0.1 $71k 500.00 142.00
Moly 0.1 $74k 13k 5.65
Vanguard Mid-Cap ETF (VO) 0.1 $74k 674.00 109.79
eBay (EBAY) 0.1 $55k 1.0k 55.00
Schlumberger (SLB) 0.1 $63k 700.00 90.00
Markel Corporation (MKL) 0.1 $58k 100.00 580.00
iShares Russell Midcap Value Index (IWS) 0.1 $60k 920.00 65.22
iShares Brclys Intrdte Gov/Crt Bd (GVI) 0.1 $55k 500.00 110.00
BlackRock Core Bond Trust (BHK) 0.1 $64k 5.0k 12.80
Freeport-McMoRan Copper & Gold (FCX) 0.0 $49k 1.3k 37.69
Starbucks Corporation (SBUX) 0.0 $53k 670.00 79.10
Tor Dom Bk Cad (TD) 0.0 $47k 500.00 94.00
iShares MSCI Canada Index (EWC) 0.0 $47k 1.6k 29.38
O'reilly Automotive (ORLY) 0.0 $51k 400.00 127.50
CurrencyShares Swiss Franc Trust 0.0 $44k 400.00 110.00
First Trust Value Line 100 Fund 0.0 $51k 2.7k 18.62
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $46k 4.0k 11.50
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $51k 504.00 101.19
DWS Global High Income Fund 0.0 $48k 6.0k 8.00
Express Scripts Holding 0.0 $49k 700.00 70.00
Kraft Foods 0.0 $52k 972.00 53.50
Abbott Laboratories (ABT) 0.0 $36k 950.00 37.89
Dominion Resources (D) 0.0 $37k 566.00 65.37
Microchip Technology (MCHP) 0.0 $36k 800.00 45.00
Emerson Electric (EMR) 0.0 $35k 500.00 70.00
Diageo (DEO) 0.0 $42k 319.00 131.66
NewMarket Corporation (NEU) 0.0 $37k 112.00 330.36
SPDR Gold Trust (GLD) 0.0 $36k 311.00 115.76
salesforce (CRM) 0.0 $39k 700.00 55.71
Realty Income (O) 0.0 $34k 900.00 37.78
Sonus Networks 0.0 $32k 10k 3.20
iShares Russell 1000 Growth Index (IWF) 0.0 $37k 425.00 87.06
iShares Russell 3000 Index (IWV) 0.0 $40k 363.00 110.19
iShares Lehman MBS Bond Fund (MBB) 0.0 $31k 300.00 103.33
SPDR Barclays Capital 1-3 Month T- 0.0 $33k 728.00 45.33
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $31k 700.00 44.29
Directv 0.0 $35k 500.00 70.00
Rocket Fuel 0.0 $31k 500.00 62.00
BP (BP) 0.0 $24k 500.00 48.00
Teva Pharmaceutical Industries (TEVA) 0.0 $20k 500.00 40.00
Cisco Systems (CSCO) 0.0 $21k 920.00 22.83
Energizer Holdings 0.0 $22k 200.00 110.00
Amgen (AMGN) 0.0 $23k 200.00 115.00
General Mills (GIS) 0.0 $20k 400.00 50.00
priceline.com Incorporated 0.0 $19k 16.00 1187.50
PICO Holdings 0.0 $25k 1.1k 23.11
American Capital 0.0 $20k 1.3k 15.70
iShares Russell 1000 Index (IWB) 0.0 $21k 200.00 105.00
PolyOne Corporation 0.0 $29k 808.00 35.89
Hill-Rom Holdings 0.0 $21k 500.00 42.00
Oneok Partners 0.0 $21k 400.00 52.50
Plains All American Pipeline (PAA) 0.0 $21k 400.00 52.50
Integrys Energy 0.0 $20k 362.00 55.25
American International (AIG) 0.0 $26k 500.00 52.00
iShares MSCI Brazil Index (EWZ) 0.0 $19k 423.00 44.92
iShares Russell Midcap Index Fund (IWR) 0.0 $22k 150.00 146.67
iShares Russell 2000 Growth Index (IWO) 0.0 $20k 150.00 133.33
SPDR S&P MidCap 400 ETF (MDY) 0.0 $21k 85.00 247.06
Utilities SPDR (XLU) 0.0 $25k 650.00 38.46
Putnam Master Int. Income (PIM) 0.0 $30k 6.0k 5.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $20k 200.00 100.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $22k 200.00 110.00
iShares Russell Midcap Growth Idx. (IWP) 0.0 $25k 300.00 83.33
Vanguard Dividend Appreciation ETF (VIG) 0.0 $24k 318.00 75.47
iShares Dow Jones US Energy Sector (IYE) 0.0 $30k 600.00 50.00
iShares Dow Jones US Industrial (IYJ) 0.0 $26k 260.00 100.00
Diamond Offshore Drilling 0.0 $17k 300.00 56.67
Joy Global 0.0 $18k 300.00 60.00
Eli Lilly & Co. (LLY) 0.0 $13k 260.00 50.00
Walt Disney Company (DIS) 0.0 $7.0k 88.00 79.55
Northrop Grumman Corporation (NOC) 0.0 $18k 153.00 117.65
Medtronic 0.0 $11k 200.00 55.00
Hewlett-Packard Company 0.0 $7.0k 250.00 28.00
Royal Dutch Shell 0.0 $16k 230.00 69.57
Goldcorp 0.0 $16k 750.00 21.33
Lorillard 0.0 $15k 300.00 50.00
Pan American Silver Corp Can (PAAS) 0.0 $12k 1.0k 12.00
Vector (VGR) 0.0 $11k 678.00 16.22
Arena Pharmaceuticals 0.0 $12k 2.0k 6.00
iShares Dow Jones US Oil Equip. (IEZ) 0.0 $17k 258.00 65.89
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $10k 200.00 50.00
iShares Russell 3000 Value Index (IUSV) 0.0 $15k 125.00 120.00
SPS Commerce (SPSC) 0.0 $13k 200.00 65.00
Vanguard European ETF (VGK) 0.0 $12k 200.00 60.00
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $13k 110.00 118.18
iShares MSCI Australia Index Fund (EWA) 0.0 $7.0k 288.00 24.31
iShares Dow Jones US Financial (IYF) 0.0 $18k 220.00 81.82
iShares S&P NA Tec.-Mul. Net. Idx. (IDGT) 0.0 $16k 500.00 32.00
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.0 $16k 200.00 80.00
Market Vectors Steel 0.0 $10k 200.00 50.00
Nuveen Ohio Quality Income M 0.0 $14k 1.0k 14.00
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $17k 1.4k 12.14
Cleveland BioLabs 0.0 $18k 16k 1.15
Citigroup (C) 0.0 $13k 240.00 54.17
Central Fed 0.0 $13k 10k 1.30
Huntington Bancshares Incorporated (HBAN) 0.0 $6.0k 573.00 10.47
Suntech Power Holdings 0.0 $0 50.00 0.00
Grupo Televisa (TV) 0.0 $4.0k 140.00 28.57
Bank of America Corporation (BAC) 0.0 $3.0k 200.00 15.00
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 45.00 44.44
FirstEnergy (FE) 0.0 $5.0k 158.00 31.65
Royal Caribbean Cruises (RCL) 0.0 $5.0k 108.00 46.30
Manitowoc Company 0.0 $5.0k 200.00 25.00
Target Corporation (TGT) 0.0 $3.0k 50.00 60.00
PDL BioPharma 0.0 $4.0k 500.00 8.00
MFS Intermediate Income Trust (MIN) 0.0 $0 0 0.00
Netflix (NFLX) 0.0 $4.0k 10.00 400.00
Zimmer Holdings (ZBH) 0.0 $3.0k 30.00 100.00
Advanced Micro Devices (AMD) 0.0 $3.0k 850.00 3.53
CPFL Energia 0.0 $4.0k 275.00 14.55
Exelixis (EXEL) 0.0 $2.0k 300.00 6.67
TAL International 0.0 $6.0k 104.00 57.69
Vivus 0.0 $4.0k 400.00 10.00
Alcatel-Lucent 0.0 $0 6.00 0.00
Dover Saddlery 0.0 $1.0k 200.00 5.00
iShares S&P 500 Value Index (IVE) 0.0 $4.0k 45.00 88.89
Dollar General (DG) 0.0 $1.0k 20.00 50.00
Hansen Medical 0.0 $1.0k 550.00 1.82
PowerShares WilderHill Clean Energy 0.0 $1.0k 200.00 5.00
AllianceBernstein Income Fund 0.0 $4.0k 541.00 7.39
Sabra Health Care REIT (SBRA) 0.0 $5.0k 200.00 25.00
ReachLocal 0.0 $6.0k 500.00 12.00
Teekay Tankers Ltd cl a 0.0 $2.0k 400.00 5.00
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $5.0k 400.00 12.50
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $4.0k 90.00 44.44
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.0 $3.0k 36.00 83.33
Nuveen Muni Value Fund (NUV) 0.0 $5.0k 500.00 10.00
Nuveen Qual Preferred Inc. Fund III 0.0 $2.0k 229.00 8.73
Nuveen Dividend Advantage Municipal Fd 2 0.0 $4.0k 333.00 12.01
Spdr Index Shs Fds s^p global nat res (GNR) 0.0 $5.0k 103.00 48.54
Nuveen Select Quality Municipal Fund 0.0 $6.0k 500.00 12.00
Huntington Ingalls Inds (HII) 0.0 $2.0k 25.00 80.00
Hollyfrontier Corp 0.0 $5.0k 102.00 49.02
Gsv Cap Corp 0.0 $1.0k 100.00 10.00
Cys Investments 0.0 $4.0k 500.00 8.00
Blackberry (BB) 0.0 $5.0k 700.00 7.14
Windstream Hldgs 0.0 $0 0 0.00