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K2 Principal Fund

Latest statistics and disclosures from K2 Principal Fund's latest quarterly 13F-HR filing:

Top 5 stock holdings are GLD, VOO, SLV, Western Digital Corp, Iren 3 1/2 12/15/29, and represent 17.65% of K2 Principal Fund's stock portfolio.
Added to shares of these 10 stocks: GLD (+$55M), VOO (+$29M), Western Digital Corp (+$24M), Iren 3 1/2 12/15/29 (+$22M), QQQ (+$21M), Aauc 8 3/4 09/07/28 (+$18M), Apld 2.750 06/01/30 Cvt (+$18M), SLV (+$17M), Marriott Vacations Worldwide (+$15M), Microstrategy (+$14M).
Started 134 new stock positions in OUT, Kochav Defense Acqui, Galata Acquisition Corp Ii, VPG, NXT, Cohen Circle Acquisit Corp I, Invesque, Opendoor Technologies, 1rt Acquisition Corp., QQQ.
Reduced shares in these 10 stocks: IBIT (-$32M), American Airls Group (-$14M), HYG (-$10M), Nice (-$9.2M), Penn Natl Gaming (-$7.3M), , FSLR (-$5.6M), , LYV (-$5.4M), BTI.
Sold out of its positions in ARKK, ASTS, American Airls Group, BTX, OWL, BSLKW, AVGO, CIEN, KIDZW, CNR.
K2 Principal Fund was a net buyer of stock by $449M.
K2 Principal Fund has $1.2B in assets under management (AUM), dropping by 69.80%.
Central Index Key (CIK): 0001461790

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Portfolio Holdings for K2 Principal Fund

K2 Principal Fund holds 322 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Spdr Gold Tr Gold Shs Call Option (GLD)	8.6	$107M	+108%	300k	355.47	View chart
Vanguard Index Fds Sp 500 Etf Shs Call Option (VOO)	2.7	$34M	+633%	55k	612.38	View chart
Ishares Silver Tr Ishares Call Option (SLV)	2.6	$32M	+114%	747k	42.37	View chart
Western Digital Corp Note 3.00011/1 (Principal)	2.0	$24M	NEW	7.5k	3203.30	View chart
Iren 3.500 12/15/29 CVT (Principal)	1.7	$22M	NEW	6.0k	3587.93	View chart
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ)	1.7	$21M	NEW	35k	600.37	View chart
Allied Gold Corp 8.750 09/07/28 CVT (Principal)	1.5	$18M	NEW	16k	1149.00	View chart
British Amern Tob Sponsored Adr (BTI)	1.4	$18M	-21%	335k	53.08	View chart
Applied Digital Corp 2.750 06/01/30 CVT (Principal)	1.4	$18M	NEW	7.0k	2513.64	View chart
Lumentum Hldgs Note 1.50012/1 (Principal)	1.4	$17M		7.0k	2418.10	View chart
Sphere Entertainment Note 3.50012/0 (Principal)	1.3	$16M		8.5k	1894.60	View chart
First Majestic Silver Corp Note 0.375 1/1 (Principal)	1.3	$15M		15k	1061.60	View chart
Peloton Interactive Note 2/1 (Principal)	1.2	$15M		16k	980.90	View chart
Marriott Vacations Worldwide Note 1/1 (Principal)	1.2	$15M	NEW	15k	985.80	View chart
Nutanix Note 0.25010/0 (Principal)	1.1	$14M		10k	1385.70	View chart
Core Scientific (CORZ)	1.1	$14M	+6%	768k	17.94	View chart
Dropbox Note 3/0 (Principal)	1.1	$14M		14k	989.20	View chart
Tripadvisor Note 0.250 4/0 (Principal)	1.1	$14M		14k	976.60	View chart
Microstrategy 0 01/12/2029 (Principal)	1.1	$14M	NEW	15k	898.39	View chart
Virgin Galactic 2.50 01/02/2027 (Principal)	1.1	$13M	NEW	31k	429.44	View chart
Mara Holdings 0 01/03/2030 (Principal)	1.0	$13M	NEW	13k	1006.98	View chart
Opendoor Technologies (OPEN)	1.0	$12M	NEW	1.6M	7.97	View chart
Coreweave Com Cl A Put Option (CRWV)	1.0	$12M	+795%	90k	136.85	View chart
Wayfair Cl A Call Option (W)	0.9	$12M	+979%	130k	89.33	View chart
Amer Hotel Inc Prop Reit 6 12/31/2026 (Principal)	0.9	$11M	NEW	11k	969.90	View chart
Howard Hughes Holdings Call Option (HHH)	0.9	$11M	+150%	130k	82.17	View chart
Etsy Note 0.12510/0 (Principal)	0.8	$10M		10k	1044.50	View chart
Muvico 6.00 30/04/2030 (Principal)	0.8	$10M	NEW	12k	909.03	View chart
Blackberry Note 3.000 2/1 (Principal)	0.8	$10M		7.0k	1480.80	View chart
Strathcona Resou 6.875 01/08/2026 (Principal)	0.8	$10M	NEW	10k	1001.32	View chart
Nextera Engy Ptr 2.50 15/06/2026 (Principal)	0.8	$9.8M	NEW	10k	980.93	View chart
Jetblue Airways Corp Note 0.500 4/0 (Principal)	0.8	$9.7M		10k	974.20	View chart
Snap Note 0.750 8/0 (Principal)	0.8	$9.7M		10k	969.30	View chart
Upstart Hldgs Note 0.250 8/1 (Principal)	0.8	$9.6M		10k	955.80	View chart
Greenfire Resour 12.00 01/10/2028 (Principal)	0.8	$9.5M	NEW	8.9k	1062.90	View chart
Wisdomtree Note 3.250 6/1 (Principal)	0.8	$9.5M		7.3k	1286.90	View chart
Rapid7 Note 0.250 3/1 (Principal)	0.8	$9.4M		10k	940.90	View chart
Century Alum Note 2.750 5/0 (Principal)	0.8	$9.4M		5.8k	1631.00	View chart
Lucid Group 1.25 12/15/2026 (Principal)	0.8	$9.3M	NEW	10k	932.97	View chart
Galaxy Dig Ho 2.50 01/12/2029 (Principal)	0.7	$9.1M	NEW	5.5k	1655.41	View chart
Fastly Note 3/1 (Principal)	0.7	$9.1M		9.2k	978.80	View chart
Applied Optoelectronics Note 2.750 1/1 (Principal)	0.7	$9.0M		9.0k	1002.00	View chart
Iip Op Prtnrshp 5.50 25/05/2026 (Principal)	0.7	$9.0M	NEW	9.1k	992.94	View chart
Coinbase Global Note 0.250 4/0 (Principal)	0.7	$8.8M		7.0k	1256.70	View chart
Mara Holdings 0 01/06/2031 (Principal)	0.7	$8.6M	NEW	9.0k	955.83	View chart
Solaris Energy Infras Note 4.750 5/0 (Principal)	0.7	$8.6M		4.8k	1807.30	View chart
B2gold Corp 2.75 01/02/2030 (Principal)	0.7	$8.5M	NEW	5.0k	1691.91	View chart
Ishares Tr Iboxx Hi Yd Etf Put Option (HYG)	0.7	$8.1M	-55%	100k	81.19	View chart
Live Nation Entertainment In Note 3.125 1/1 (Principal)	0.7	$8.1M		5.0k	1620.50	View chart
Freeport-mcmoran CL B Put Option (FCX)	0.7	$8.1M	+174%	206k	39.22	View chart
Cleanspark 06/15/30 Cvt Put (Principal)	0.7	$8.0M	NEW	6.5k	1238.45	View chart
Gamestop Corp 04/01/30 Cvt Put (Principal)	0.6	$8.0M	NEW	7.0k	1137.66	View chart
Wisdomtree Note 3.250 8/1 (Principal)	0.6	$7.8M	NEW	6.0k	1306.30	View chart
Opendoor Technol 0.25 8/15/2026 (Principal)	0.6	$7.6M	NEW	7.6k	1009.59	View chart
Vaneck Etf Trust Junior Gold Mine Put Option (GDXJ)	0.6	$7.4M	NEW	75k	99.03	View chart
Pebblebrook Hotel Tr Note 1.75012/1 (Principal)	0.6	$7.2M		7.5k	962.80	View chart
Fluor Corp Note 1.125 8/1 (Principal)	0.6	$7.1M	NEW	6.0k	1188.30	View chart
Sphere Entertainment Cl A Call Option (SPHR)	0.6	$7.1M	NEW	115k	62.12	View chart
Verint Systems Note 0.250 4/1 (Principal)	0.6	$7.1M	NEW	7.3k	981.80	View chart
Silverback Therapeutics Call Option (SPRY)	0.6	$6.9M	+116%	685k	10.05	View chart
Terawulf 2.75 01/02/2030 (Principal)	0.5	$6.5M	NEW	4.0k	1615.66	View chart
Ast Spacemobile 4.25 01/03/2032 (Principal)	0.5	$6.3M	NEW	3.0k	2098.43	View chart
First Solar (FSLR)	0.5	$6.1M	-47%	28k	220.53	View chart
Gopro Note 1.25011/1 (Principal)	0.5	$5.9M	+20%	6.0k	988.00	View chart
Blackline Note 3/1 (Principal)	0.5	$5.8M		6.0k	974.60	View chart
Xponential Fitness Com Cl A (XPOF)	0.5	$5.8M	+234%	740k	7.79	View chart
On Semiconductor Corp Note 5/0 (Principal)	0.5	$5.7M		5.0k	1139.60	View chart
Mara Holdings Note 1.00012/0 (Principal)	0.5	$5.6M		6.0k	937.90	View chart
Blacksky Technology 8.250 08/01/33 Cvt Put (Principal)	0.5	$5.6M	NEW	5.0k	1125.19	View chart
Advanced Energy Inds Note 2.500 9/1 (Principal)	0.5	$5.5M		4.0k	1385.70	View chart
Sunrun Note 4.000 3/0 (Principal)	0.4	$5.4M		4.0k	1352.00	View chart
Microstrategy 0 01/03/2030 (Principal)	0.4	$5.2M	NEW	5.0k	1042.45	View chart
Box Note 1.500 9/1 (Principal)	0.4	$5.0M	NEW	5.0k	1008.10	View chart
Cerence Note 1.500 7/0 (Principal)	0.4	$5.0M	NEW	6.0k	831.50	View chart
Enphase Energy Note 3/0 (Principal)	0.4	$5.0M	NEW	5.1k	978.10	View chart
Ishares Bitcoin Trust Etf Shs Ben Int (IBIT)	0.4	$4.9M	-86%	76k	65.00	View chart
PAR Technology Corporation (PAR)	0.4	$4.8M	NEW	122k	39.58	View chart
Eqv Ventures Ac Corp. Ii Ord Shs Cl A	0.4	$4.8M	NEW	484k	9.95	View chart
Lithium Argentina Note 1.750 1/1 (Principal)	0.4	$4.6M		5.1k	902.40	View chart
Riot Platforms 0.75 15/01/2030 (Principal)	0.4	$4.6M	NEW	3.0k	1528.61	View chart
Marathon Digital Holdings In Call Option (MARA)	0.4	$4.6M	NEW	250k	18.26	View chart
Talon Cap Corp Unit 08/27/2030	0.4	$4.5M	NEW	450k	10.05	View chart
Getty Images 9.75 01/03/2027 (Principal)	0.4	$4.4M	NEW	4.6k	951.50	View chart
NET Lease Office Properties (NLOP)	0.3	$4.3M		145k	29.66	View chart
Ishares Tr Us Home Cons Etf Call Option (ITB)	0.3	$4.3M	NEW	40k	107.25	View chart
Seritage Growth Pptys Cl A (SRG)	0.3	$4.3M		1.0M	4.25	View chart
Drugs Made In Amer Acq Ii Unit 09/16/2030	0.3	$4.2M	NEW	427k	9.94	View chart
Lumentum Hldgs Note 0.500 6/1 (Principal)	0.3	$4.2M		3.0k	1397.00	View chart
American Axle & Manufact. Holdings (AXL)	0.3	$4.2M	NEW	697k	6.01	View chart
Applovin Corp Com Cl A (APP)	0.3	$4.2M	-15%	5.8k	718.54	View chart
Rayonier Advanced Matls (RYAM)	0.3	$4.1M	NEW	571k	7.22	View chart
Bitdeer Techno 5.25 01/12/2029 (Principal)	0.3	$4.1M	NEW	3.0k	1367.04	View chart
Cohen Circle Acquisit Corp I Shs Cl A	0.3	$4.1M	NEW	400k	10.15	View chart
Ma-com Tech 0 15/12/2029 (Principal)	0.3	$4.1M	NEW	4.0k	1012.98	View chart
I-80 Gold Corp 8.00 22-feb-27 Pik (Principal)	0.3	$4.0M	NEW	4.0k	1000.00	View chart
Uber Technologies (UBER)	0.3	$4.0M	+6%	40k	97.97	View chart
Pros Holdings Note 2.250 9/1 (Principal)	0.3	$4.0M		4.0k	990.00	View chart
Upwork Note 0.250 8/1 (Principal)	0.3	$3.9M		4.0k	970.60	View chart
Par Technology Corp Note 1.50010/1 (Principal)	0.3	$3.9M		4.0k	969.60	View chart
Peloton Interactive Cl A Com (PTON)	0.3	$3.9M	-4%	429k	9.00	View chart
Fiverr Intl Note 11/0 (Principal)	0.3	$3.7M	NEW	3.8k	995.70	View chart
Telus Intl Cda Sub Vtg Shs (TIXT)	0.3	$3.6M	-3%	806k	4.48	View chart
American Exceptionalism Acqu Ord Cl A	0.3	$3.6M	NEW	330k	10.93	View chart
Hennessy Cap Invt Corp Vii Ord Shs Cl A (HVII)	0.3	$3.6M	-22%	353k	10.18	View chart
Solaris Energy Infras Com Cl A Call Option (SEI)	0.3	$3.4M	NEW	85k	39.97	View chart
MKS Note 1.250 6/0 (Principal)	0.3	$3.3M		3.0k	1098.50	View chart
Alphabet Cap Stk Cl C (GOOG)	0.3	$3.3M	-10%	14k	243.55	View chart
Rocket Cos Com Cl A Put Option (RKT)	0.3	$3.2M	+120%	165k	19.38	View chart
Mr Cooper Group	0.3	$3.2M	NEW	15k	210.79	View chart
Shelf Drill Hold 9.625 04/15/29 '25 (Principal)	0.3	$3.1M	NEW	3.0k	1048.42	View chart
Ast Spacemobile 2.375 10/15/32 CVT (Principal)	0.3	$3.1M	NEW	3.0k	1042.12	View chart
Peakstone Realty Trust Common Shares (PKST)	0.3	$3.1M	+103%	237k	13.12	View chart
Bold Eagle Acquisition Corp Cl A (BEAG)	0.3	$3.1M		299k	10.40	View chart
Lci Industries 3.000 03/01/30 CVT (Principal)	0.2	$3.1M	NEW	3.0k	1025.36	View chart
Btc Dev Corp Unit 09/11/2030	0.2	$3.0M	NEW	300k	10.10	View chart
Hcm Iii Acquisition Corp Ord Shs Cl A	0.2	$3.0M	NEW	300k	10.10	View chart
Genius Sports Shares Cl A (GENI)	0.2	$3.0M	+4%	241k	12.38	View chart
Precision Drilling Corp Com New (PDS)	0.2	$2.9M	+8%	52k	56.36	View chart
Guardant Health Note 11/1 (Principal)	0.2	$2.9M		3.0k	961.60	View chart
Omni Call Option (OMC)	0.2	$2.9M	-41%	35k	81.53	View chart
Galata Acquisition Corp Ii Unit 09/12/2030	0.2	$2.8M	NEW	282k	9.98	View chart
Jena Acquisition Corp Ii Usd Cl A Ord Shs	0.2	$2.8M	NEW	275k	10.15	View chart
Frontier Communications Pare (FYBR)	0.2	$2.7M		71k	37.35	View chart
Berto Acquisition Corp Ord Shs (TACO)	0.2	$2.7M	-16%	255k	10.40	View chart
Lionsgate Studios Corp (LION)	0.2	$2.6M	NEW	381k	6.90	View chart
Barrick Mng Corp Com Shs (B)	0.2	$2.6M	NEW	80k	32.77	View chart
Invesque 9.750 12/30/27 (Principal)	0.2	$2.6M	NEW	2.5k	1020.05	View chart
Cantor Equity Partners Iv In Shs Cl A	0.2	$2.6M	NEW	253k	10.19	View chart
Galaxy Dig Ho 3.00 15/12/2026 (Principal)	0.2	$2.6M	NEW	2.0k	1282.36	View chart
Franco-Nevada Corporation (FNV)	0.2	$2.6M	NEW	12k	222.91	View chart
Talen Energy Corp (TLN)	0.2	$2.6M	-57%	6.0k	425.38	View chart
Perimeter Acquisition Corp I Com Cl A (PMTR)	0.2	$2.5M		247k	10.17	View chart
Inflection Pt Acquisition Cl A Ord Shs (IPCX)	0.2	$2.5M	+11%	248k	10.07	View chart
Nextera Engy Ptr 0 15/11/2025 (Principal)	0.2	$2.5M	NEW	2.5k	993.01	View chart
Willow Lane Acquisition Corp Ord Shs Cl A (WLAC)	0.2	$2.3M	-52%	197k	11.58	View chart
Haymaker Acquisition Corp Iv Class A (HYAC)	0.2	$2.3M		200k	11.34	View chart
Procap Acquisition Corp Shs Cl A	0.2	$2.2M	NEW	217k	10.27	View chart
Digital Asset Acquisition Shs Cl A (DAAQ)	0.2	$2.2M	-3%	218k	10.19	View chart
Docebo (DCBO)	0.2	$2.2M	+691%	80k	27.33	View chart
V.F. Corporation (VFC)	0.2	$2.2M	+49%	149k	14.43	View chart
Cal Redwood Acquisition Corp Com Cl A (CRAQ)	0.2	$2.2M		215k	10.00	View chart
Sandstorm Gold Com New (SAND)	0.2	$2.1M		170k	12.52	View chart
Floor Decor Hldgs Cl A (FND)	0.2	$2.1M	NEW	29k	73.70	View chart
Amazon (AMZN)	0.2	$2.1M	-10%	9.5k	219.57	View chart
Greenfire Res Com Shs (GFR)	0.2	$2.1M		448k	4.62	View chart
Nationstar Mtg Hld 6.500 08/01/29 '26 (Principal)	0.2	$2.1M	NEW	2.0k	1027.68	View chart
Oaktree Acquisition Corp Iii Shs Cl A (OACC)	0.2	$2.1M		195k	10.51	View chart
Wen Acquisition Corp Com Cl A	0.2	$2.1M	NEW	203k	10.12	View chart
Gold Royalty Corp W Exp 05/31/202 (GROY.WS)	0.2	$2.1M	+15%	1.1M	1.79	View chart
Republic Digital Acquisition Usd Cl A Ord Shs (RDAG)	0.2	$2.0M	-16%	200k	10.21	View chart
Lpl Financial Holdings (LPLA)	0.2	$2.0M	NEW	6.1k	332.69	View chart
Spring Vy Acquisition Corp I Shs Cl A	0.2	$2.0M	NEW	200k	10.10	View chart
Bain Cap Gss Invt Corp Unit 99/99/9999	0.2	$2.0M	NEW	200k	10.09	View chart
Emmis Acquisition Corp. Unit 09/12/2030	0.2	$2.0M	NEW	198k	9.98	View chart
Cameco Corporation (CCJ)	0.2	$1.9M	NEW	23k	83.86	View chart
Bentley Sys Note 0.375 7/0 (Principal)	0.2	$1.9M		2.0k	942.70	View chart
Core Scientific W Exp 01/23/202 (CORZW)	0.1	$1.8M	+47%	158k	11.63	View chart
Live Oak Acquisition Corp V Cl A Shs (LOKV)	0.1	$1.8M		178k	10.20	View chart
Eqv Ventures Acquisition Cor Cl A Ord Shs (EQV)	0.1	$1.8M		173k	10.38	View chart
Cantor Equity Partners Iii I Shs Cl A (CAEP)	0.1	$1.7M	-18%	164k	10.32	View chart
Nabors Energy Transition Cor Cl A (NETD)	0.1	$1.7M	-50%	150k	11.21	View chart
Intel Corporation Call Option (INTC)	0.1	$1.7M	NEW	50k	33.55	View chart
Teradyne (TER)	0.1	$1.7M	NEW	12k	137.64	View chart
Baker Hughes Company Cl A Call Option (BKR)	0.1	$1.6M	+120%	33k	48.72	View chart
Kyivstar Group W Exp 08/14/203	0.1	$1.6M	NEW	395k	4.06	View chart
Cantor Equity Partners Ii In Cl A Ord Shs (CEPT)	0.1	$1.6M	-27%	151k	10.51	View chart
Chenghe Acquisition Iii Unit 09/09/2030	0.1	$1.6M	NEW	157k	9.98	View chart
Renatus Tactical Acquis Shs Cl A (RTAC)	0.1	$1.5M	-7%	135k	10.91	View chart
Invitation Homes Put Option (INVH)	0.1	$1.5M	-50%	50k	29.33	View chart
Lightwave Acquisition Corp Unit 06/06/2030 (LWACU)	0.1	$1.5M	-3%	144k	10.05	View chart
Vox Rty Corp Cda F (VOXR)	0.1	$1.4M	NEW	318k	4.30	View chart
Gen Digital Right 99/99/9999 (GENVR)	0.1	$1.4M	+28%	184k	7.39	View chart
Cannabist Co Hldgs 9.250 12/31/28 (Principal)	0.1	$1.3M	NEW	2.0k	673.55	View chart
Valkyrie Etf Trust Ii Coinshares Bitcn Call Option (WGMI)	0.1	$1.3M	NEW	30k	44.24	View chart
Powerfleet (AIOT)	0.1	$1.3M	+4%	250k	5.24	View chart
Reddit Cl A (RDDT)	0.1	$1.3M	NEW	5.5k	229.99	View chart
Capri Holdings SHS Call Option (CPRI)	0.1	$1.2M	NEW	61k	19.92	View chart
Churchill Capital Corp Ix Cl A Shs (CCIX)	0.1	$1.2M		114k	10.48	View chart
Archimedes Tech Spac Partner Ord Shs (ATII)	0.1	$1.2M	-29%	114k	10.21	View chart
Ares Management Corporation Cl A Com Stk Call Option (ARES)	0.1	$1.1M		7.0k	159.89	View chart
Outfront Media Com New (OUT)	0.1	$1.1M	NEW	60k	18.32	View chart
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB)	0.1	$1.1M		107k	10.32	View chart
Gores Hldgs X Shs Cl A (GTEN)	0.1	$1.1M	-73%	103k	10.21	View chart
Willow Lane Acquisition Corp W Exp 10/31/203 (WLACW)	0.1	$1.0M	-40%	374k	2.80	View chart
Champion Iron Canada 7.875 07/15/32 '28 (Principal)	0.1	$1.0M	NEW	1.0k	1046.05	View chart
1rt Acquisition Corp. Usd Cl A Ord Shs	0.1	$1.0M	NEW	100k	10.45	View chart
E M X Royalty Corpor small blend (EMX)	0.1	$1.0M	NEW	202k	5.15	View chart
M3-brigade Acquisition Vi Unit 08/18/2030	0.1	$1.0M	NEW	100k	10.12	View chart
Sizzle Acquisition Corp. Ii Usd Cl A Ord Shs (SZZL)	0.1	$1.0M		100k	10.08	View chart
Kochav Defense Acqui Shs Cl A	0.1	$1.0M	NEW	100k	10.03	View chart
Silver Pegasus Acquisition C Shs Cl A	0.1	$997k	NEW	100k	9.97	View chart
Blue Wtr Acquisition Corp. I Ord Shs Cl A	0.1	$996k	NEW	100k	9.96	View chart
Tower Semiconductor Shs New (TSEM)	0.1	$977k	NEW	14k	72.30	View chart
Microsoft Corporation (MSFT)	0.1	$906k	NEW	1.8k	517.95	View chart
Cleveland-cliffs (CLF)	0.1	$854k	+40%	70k	12.20	View chart
Lucid Group Com New Call Option (LCID)	0.1	$777k	NEW	33k	23.79	View chart
NVIDIA Corporation (NVDA)	0.1	$746k		4.0k	186.58	View chart
Nextracker Class A Com (NXT)	0.1	$740k	NEW	10k	73.99	View chart
Plymouth Indl Reit (PLYM)	0.1	$715k	NEW	32k	22.33	View chart
Yorkville Acquisition Corp. Shs Cl A	0.1	$693k	NEW	65k	10.66	View chart
Cerence (CRNC)	0.1	$674k	NEW	54k	12.46	View chart
AES Corporation Put Option (AES)	0.1	$658k	NEW	50k	13.16	View chart
Fluor Corporation Call Option (FLR)	0.1	$631k	-74%	15k	42.07	View chart
Rockwell Automation (ROK)	0.0	$612k	NEW	1.8k	349.53	View chart
Churchill Cap Corp X Shs Cl A	0.0	$609k	NEW	47k	12.86	View chart
I-80 Gold Corp W Exp 11/16/202	0.0	$608k	NEW	1.4M	0.45	View chart
Steel Dynamics (STLD)	0.0	$558k	NEW	4.0k	139.43	View chart
Steelcase Cl A (SCS)	0.0	$539k	NEW	31k	17.20	View chart
Legato Merger Corp Iii Ord Shs (LEGT)	0.0	$534k		50k	10.74	View chart
Versabank (VBNK)	0.0	$519k	-12%	43k	12.21	View chart
Merck & Co (MRK)	0.0	$477k		5.7k	83.93	View chart
Hilton Worldwide Holdings (HLT)	0.0	$472k	-54%	1.8k	259.44	View chart
Brookfield Business Partners Unit Ltd L P (BBU)	0.0	$397k	-61%	8.7k	45.65	View chart
Pennymac Financial Services (PFSI)	0.0	$372k	NEW	3.0k	123.88	View chart
Adams Express Company (ADX)	0.0	$368k	+2%	17k	22.30	View chart
Regal-beloit Corporation (RRX)	0.0	$358k	NEW	2.5k	143.44	View chart
Planet Labs Pbc W Exp 12/06/202 (PL.WS)	0.0	$357k	NEW	100k	3.57	View chart
Plug Power Com New (PLUG)	0.0	$350k	NEW	150k	2.33	View chart
Acuren Corporation (TIC)	0.0	$333k	NEW	25k	13.31	View chart
Vishay Precision (VPG)	0.0	$321k	NEW	10k	32.05	View chart
Royce Value Trust (RVT)	0.0	$320k		20k	16.13	View chart
Abrdn Global Infra Income Fu Com Shs Ben Int (ASGI)	0.0	$317k		15k	21.13	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$301k		33k	9.11	View chart
Destra Multi-alternative Common Shares (DMA)	0.0	$300k	+40%	35k	8.64	View chart
Overstock Call Option (BBBY)	0.0	$294k	NEW	30k	9.79	View chart
Ellsworth Fund (ECF)	0.0	$276k		24k	11.60	View chart
Norfolk Southern (NSC)	0.0	$270k	NEW	900.00	300.41	View chart
Kodiak Ai W Exp 09/25/203	0.0	$270k	NEW	252k	1.07	View chart
Eqv Ventures Acquisition Cor W Exp 07/01/203 (EQV.WS)	0.0	$264k		528k	0.50	View chart
Nextnav W Exp 99/99/999 (NNAVW)	0.0	$260k	-64%	48k	5.41	View chart
Bleichroeder Acquisition Cor Right 11/04/2026 (BACQR)	0.0	$251k	+47%	369k	0.68	View chart
BlackRock Enhanced Capital and Income (CII)	0.0	$246k		11k	23.00	View chart
Oxford Lane Cap Corp	0.0	$218k	NEW	13k	16.93	View chart
Cohen Circle Acquisit Corp I W Exp 07/01/203	0.0	$213k	NEW	305k	0.70	View chart
Saba Capital Income Opport Com New (SABA)	0.0	$210k		23k	9.12	View chart
Inflection Pt Acquisition Right 04/25/2030 (IPCXR)	0.0	$208k	+112%	473k	0.44	View chart
Spring Valley Acquistn Corp W Exp 02/25/202 (SVIIW)	0.0	$207k	-54%	159k	1.30	View chart
Cohen & Steers Tax Advan P (PTA)	0.0	$200k	NEW	9.8k	20.41	View chart
Vine Hill Cap Invt Corp. W Exp 07/01/203 (VCICW)	0.0	$200k	-35%	125k	1.60	View chart
Churchill Cap Corp X W Exp 05/14/203	0.0	$195k	NEW	55k	3.55	View chart
Fold Hldgs W Exp 02/14/203 (FLDDW)	0.0	$190k		381k	0.50	View chart
Wendy's/arby's Group Call Option (WEN)	0.0	$183k	NEW	20k	9.16	View chart
Eagle Point Income Company I (EIC)	0.0	$169k	NEW	13k	13.46	View chart
Hennessy Cap Invt Corp Vii Right 01/17/2030 (HVIIR)	0.0	$164k	-44%	606k	0.27	View chart
Spark I Acquisition Corp W Exp 10/01/203 (SPKLW)	0.0	$156k		260k	0.60	View chart
Aldel Finl Ii W Exp 09/26/203 (ALDFW)	0.0	$152k		299k	0.51	View chart
Sim Acquisition Corp. I W Exp 06/01/203 (SIMAW)	0.0	$146k		395k	0.37	View chart
Algoma Stl Group W Exp 10/19/202 (ASTLW)	0.0	$138k		691k	0.20	View chart
Bold Eagle Acquisition Corp Right 10/11/2029 (BEAGR)	0.0	$135k		501k	0.27	View chart
Legato Merger Corp Iii W Exp 05/08/203 (LEGT.WS)	0.0	$132k		378k	0.35	View chart
Tortoise Sustainable Socia Com Sh Ben Int (TEAF)	0.0	$131k		11k	11.76	View chart
Gct Semiconductor Hldg W Exp 03/01/202 (GCTS.WS)	0.0	$130k	+273%	683k	0.19	View chart
Digital Asset Acquisition W Exp 04/01/203 (DAAQW)	0.0	$112k	-12%	200k	0.56	View chart
Sky Harbour Group Corporatio W Exp 01/25/202 (SKYH.WS)	0.0	$111k		74k	1.51	View chart
Grabagun Digital Hldgs W Exp 99/99/999	0.0	$110k	NEW	88k	1.25	View chart
Centurion Acquisition Corp W Exp 05/31/203 (ALFUW)	0.0	$109k		320k	0.34	View chart
High Income Secs Shs Ben Int (PCF)	0.0	$106k		17k	6.35	View chart
Nabors Energy Transition Cor W Exp 09/01/202 (NETDW)	0.0	$105k		376k	0.28	View chart
Berto Acquisition Corp W Exp 05/01/203 (TACOW)	0.0	$102k		152k	0.67	View chart
Launch Two Acquisition Corp. W Exp 10/09/202 (LPBBW)	0.0	$99k		268k	0.37	View chart
Archimedes Tech Spac Partner W Exp 10/15/202 (ATIIW)	0.0	$91k		260k	0.35	View chart
Lionheart Holdings W Exp 06/07/203 (CUBWW)	0.0	$90k		359k	0.25	View chart
Translational Dev Acquisitio W Exp 12/18/202 (TDACW)	0.0	$86k		296k	0.29	View chart
Fact Ii Acquisition Corp W Exp 11/26/203 (FACTW)	0.0	$83k	-2%	295k	0.28	View chart
Republic Digital Acquisition W Exp 05/01/203 (RDAGW)	0.0	$79k		121k	0.65	View chart
Gores Hldgs X W Exp 05/02/203 (GTENW)	0.0	$77k		101k	0.76	View chart
Perimeter Acquisition Corp I W Exp 05/13/203 (PMTRW)	0.0	$74k		124k	0.60	View chart
Cal Redwood Acquisition Corp Right 05/15/2030 (CRAQR)	0.0	$72k		326k	0.22	View chart
Renatus Tactical Acquis W Exp 05/15/203 (RTACW)	0.0	$71k	+58%	59k	1.20	View chart
Rithm Acquisition Corp W Exp 99/99/999 (RAC.WS)	0.0	$71k		116k	0.61	View chart
Co2 Energy Transition Corp W Exp 08/17/202 (NOEMW)	0.0	$70k	-2%	409k	0.17	View chart
Melar Acquisition Corp. I W Exp 06/01/203 (MACIW)	0.0	$66k	-18%	415k	0.16	View chart
Crane Hbr Acquisition Corp Right 04/17/2030 (CHACR)	0.0	$65k	-13%	210k	0.31	View chart
Zeo Energy Corp W Exp 03/13/202 (ZEOWW)	0.0	$64k		1.3M	0.05	View chart
Jena Acquisition Corp Ii Right 03/31/2030	0.0	$63k	NEW	313k	0.20	View chart
Wen Acquisition Corp W Exp 99/99/999	0.0	$62k	NEW	113k	0.55	View chart
D. Boral Arc Acq I Corp. W Exp 07/23/203	0.0	$60k	NEW	272k	0.22	View chart
Stellar V Cap Corp W Exp 10/15/202 (SVCCW)	0.0	$58k		170k	0.34	View chart
Mountain Lake Acquisition Right 11/15/2028 (MLACR)	0.0	$55k		365k	0.15	View chart
Graf Global Corp W Exp 05/31/203 (GRAF.WS)	0.0	$54k		163k	0.33	View chart
Roman Dbdr Acquisition Corp W Exp 10/31/203 (DRDBW)	0.0	$53k		104k	0.51	View chart
Live Oak Acquisition Corp V W Exp 99/99/999 (LOKVW)	0.0	$53k		125k	0.42	View chart
Procap Acquisition Corp W Exp 05/16/203	0.0	$50k	NEW	77k	0.65	View chart
Spring Valley Acquistn Corp Right 02/25/2026 (SVIIR)	0.0	$49k	-5%	94k	0.52	View chart
Launch One Acquisition Corp W Exp 06/01/203 (LPAAW)	0.0	$47k	-50%	205k	0.23	View chart
Spring Vy Acquisition Corp I W Exp 09/04/203	0.0	$47k	NEW	67k	0.70	View chart
Yorkville Acquisition Corp. W Exp 06/06/203	0.0	$46k	NEW	38k	1.20	View chart
Newbury Str Ii Acquisition C W Exp 06/01/203 (NTWOW)	0.0	$46k		198k	0.23	View chart
Eqv Ventures Ac Corp. Ii W Exp 06/30/203	0.0	$46k	NEW	189k	0.24	View chart
Co2 Energy Transition Corp Right 10/15/2028 (NOEMR)	0.0	$43k	-5%	179k	0.24	View chart
Newhold Invt Corp Iii W Exp 01/30/203 (NHICW)	0.0	$43k	-25%	119k	0.36	View chart
Titan Acquisition Corp W Exp 05/16/203 (TACHW)	0.0	$41k		137k	0.30	View chart
Murano Global Invts W Exp 03/19/202 (MRNOW)	0.0	$38k	+79%	252k	0.15	View chart
Strata Critical Medical W Exp 05/07/202 (SRTAW)	0.0	$37k	-64%	175k	0.21	View chart
Net Power W Exp 06/08/202 (NPWR.WS)	0.0	$35k		46k	0.75	View chart
Charlton Aria Acquisition Right 12/31/2026 (CHARR)	0.0	$35k	-34%	192k	0.18	View chart
Jackson Acquisition Co Ii Right 99/99/9999 (JACS.R)	0.0	$34k		136k	0.25	View chart
Neuberger Berman Real Estate Sec (NRO)	0.0	$34k		10k	3.23	View chart
Gcm Grosvenor W Exp 11/17/202 (GCMG)	0.0	$32k	NEW	60k	0.53	View chart
Gp-act Iii Acquisition Corp W Exp 05/13/202 (GPATW)	0.0	$32k		122k	0.26	View chart
Gigcapital7 Corp W Exp 08/29/202 (GIGGW)	0.0	$31k		70k	0.45	View chart
Oaktree Acquisition Corp Iii W Exp 09/01/203 (OACCW)	0.0	$29k		39k	0.75	View chart
Sizzle Acquisition Corp. Ii Right 04/02/2030 (SZZLR)	0.0	$28k		153k	0.18	View chart
Silver Pegasus Acquisition C Right 06/26/2030	0.0	$25k	NEW	100k	0.25	View chart
Artius Ii Acquisition Right 11/27/2029 (AACBR)	0.0	$25k		112k	0.22	View chart
Columbus Circle Cap Corp. I W Exp 05/16/203 (BRRWW)	0.0	$23k	-87%	19k	1.20	View chart
1rt Acquisition Corp. W Exp 06/26/203	0.0	$22k	NEW	25k	0.89	View chart
Kochav Defense Acqui Right 05/21/2030	0.0	$22k	NEW	100k	0.22	View chart
Oak Woods Acquisition Corp W Exp 99/99/999 (OAKUW)	0.0	$20k		500k	0.04	View chart
Aa Mission Acquisition Corp W Exp 08/01/203 (AAM.WS)	0.0	$20k		125k	0.16	View chart
Generation Essentials Group W Exp 02/15/202 (TGE.WS)	0.0	$17k	-32%	130k	0.13	View chart
Kf Growth Acquisition Corp Right 08/29/2031 (KFIIR)	0.0	$15k		119k	0.13	View chart
Veea W Exp 09/13/202 (VEEAW)	0.0	$13k	-20%	182k	0.07	View chart
Keen Vision Acquisition Corp W Exp 03/15/202 (KVACW)	0.0	$12k	-8%	205k	0.06	View chart
Modivcare 5.00 01/10/2029 (Principal)	0.0	$12k	NEW	2.0k	5.93	View chart
Alphatime Acquisition Corp W Exp 03/01/202 (ATMCW)	0.0	$9.9k		142k	0.07	View chart
Xbp Global Holdings W Exp 11/30/202 (XBPEW)	0.0	$9.3k		233k	0.04	View chart
Championsgate Acquisition Right 05/14/2030 (CHPGR)	0.0	$8.2k		63k	0.13	View chart
Haymaker Acquisition Corp Iv W Exp 05/31/202 (HYAC.WS)	0.0	$5.0k		13k	0.40	View chart
Esh Acquisition Corp Right 99/99/9999 (ESHAR)	0.0	$4.6k		27k	0.17	View chart
Four Leaf Acquisition Corp W Exp 03/15/202 (FORLW)	0.0	$2.2k		56k	0.04	View chart
Rf Acquisition Corp Ii Right 05/01/2026 (RFAIR)	0.0	$1.1k	-73%	13k	0.08	View chart

Past Filings by K2 Principal Fund

SEC 13F filings are viewable for K2 Principal Fund going back to 2014

K2 Principal Fund 2025 Q3 filed Nov. 13, 2025
K2 Principal Fund 2025 Q2 filed Aug. 14, 2025
K2 Principal Fund 2025 Q1 filed May 15, 2025
K2 Principal Fund 2024 Q4 filed Feb. 14, 2025
K2 Principal Fund 2024 Q3 filed Nov. 15, 2024
K2 Principal Fund 2024 Q2 filed Aug. 14, 2024
K2 Principal Fund 2024 Q1 filed May 14, 2024
K2 Principal Fund 2023 Q4 filed Feb. 14, 2024
K2 Principal Fund 2023 Q3 filed Nov. 13, 2023
K2 Principal Fund 2023 Q2 filed Aug. 15, 2023
K2 Principal Fund 2023 Q1 filed May 11, 2023
K2 Principal Fund 2022 Q4 filed Feb. 10, 2023
K2 Principal Fund 2022 Q3 filed Nov. 14, 2022
K2 Principal Fund 2022 Q2 filed Aug. 12, 2022
K2 Principal Fund 2022 Q1 filed May 16, 2022
K2 Principal Fund 2021 Q4 filed Feb. 11, 2022

View all past filings

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