Sonora Investment Management

Latest statistics and disclosures from Sonora Investment Management's latest quarterly 13F-HR filing:

Companies in the Sonora Investment Management portfolio as of December 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Gap Inc Fixed Rt Nt fixed income 2.70 27.46M +8% 1.04
Csg Sys Intl Inc note 4.250% 3/1 2.35 22.05M 1.13
Microsoft Corporation (MSFT) 2.25 150777 +2% 157.70
Apple (AAPL) 2.20 79305 NEW 293.65
Toll Brothers Inc convertible/ 2.12 21.35M +15% 1.05
Verint Sys Inc note 1.5% 6/1 2.07 20.43M 1.07
Juniper Networks Inc convertible 1.94 19.05M +55% 1.08
Toll Brothers Inc convertible 1.85 18.47M +18% 1.06
Valero Energy Corp convertible/ 1.76 17.55M +10% 1.06
Coach Inc 4 1/4% Due 4/1/2025 Ao1 global 1.68 16.98M +26% 1.05
Cbre Services 1.62 15.27M +22% 1.12
Hospitality Properties Trust 5% Due 8/15/2022 Fa15 us domestic 1.56 15.71M +22% 1.05
L Brands Inc convertible 1.37 13.78M +2% 1.05
Emerson Electric (EMR) 1.35 187414 76.26
Alphabet Inc Class C cs 1.31 10394 1337.02
Hyatt Hotels Corp convertible/ 1.23 11.73M NEW 1.11
Twitter Inc note 1.000% 9/1 1.22 13.34M -24% 0.97
QUALCOMM (QCOM) 1.20 144084 88.23
Union Pacific Corporation (UNP) 1.16 68133 +5% 180.79
Meritage Homes Corp convertible 1.13 10.93M +4% 1.09
Isis Pharmaceuticals Inc Del note 1.000%11/1 1.07 9.82M -41% 1.15
Procter & Gamble Company (PG) 1.06 90101 124.90
Zillow Group Inc convertible/ 1.01 11.12M 0.96
PNC Financial Services (PNC) 0.96 63718 +8% 159.63
Johnson & Johnson (JNJ) 0.95 69109 +3% 145.87
Pepsi (PEP) 0.93 71949 +9% 136.67
Kla-tencor Corp ftax 0.93 8.96M +5% 1.10
Biomarin Pharma Inc convertible/ 0.93 9.40M 1.05
Dte Energy Co convertible preferred security 0.93 192775 NEW 51.26
Republic Services (RSG) 0.91 107724 +7% 89.63
Intel Corporation (INTC) 0.91 160870 59.85
Mgm Growth Properties 0.91 312500 +11% 30.97
Cisco Systems (CSCO) 0.87 191423 +19% 47.96
Kimberly-Clark Corporation (KMB) 0.86 66269 +5% 137.55
Valero Energy Corporation (VLO) 0.83 93567 +13% 93.65
Pfizer (PFE) 0.82 221902 +13% 39.18
Adobe Systems Incorporated (ADBE) 0.81 25920 329.82
Arthur J. Gallagher & Co. (AJG) 0.80 88617 +5% 95.23
Fifth Third Banco convertible/ 0.78 7.74M +89% 1.07
Lockheed Martin Corporation (LMT) 0.77 21042 +6% 389.36
AT&T; (T) 0.76 205332 +23% 39.08
Home Depot (HD) 0.74 35717 218.38
Service Pptys Tr 0.74 322140 +25% 24.33
Leggett & Platt (LEG) 0.73 152668 50.83
Nuance Communications 0.73 7.33M 1.06
Guidewire Software convertible security 0.73 6.54M -30% 1.18
Merck & Co Inc 0.71 82260 +9% 90.96
Meritage Homes Corp convertible/ 0.70 6.61M +30% 1.12
Zillow Group Inc note 2.000%12/0 0.69 6.53M 1.12
Exxon Mobil Corporation (XOM) 0.66 99436 +14% 69.78
Ionis Pharmaceuticals 0.66 115763 60.41
Nuance Communications Inc note 2.750%11/0 0.65 7.02M 0.98
Cadence Design Systems convertible/ 0.64 6.29M +6% 1.07
Costco Wholesale Corporation (COST) 0.63 22830 293.91
Raytheon Company (RTN) 0.63 30123 +3% 219.73
Pnc Financial Services Group stock 0.61 236600 +19% 27.39
Truist Finl Corp Pfd-h pfds, reits, 0.61 238815 NEW 26.88
CSX Corporation (CSX) 0.60 88396 +11% 72.36
Industries N shs - a - 0.59 65752 +8% 94.48
Horizon Pharma Plc convertible security 0.59 4.72M 1.32
3M Company (MMM) 0.58 35007 +28% 176.42
Fifth Third Pfd 6.625% pfd 0.56 205974 +28% 28.71
Advance Auto Parts convertible/ 0.56 5.54M +64% 1.07
Amgen Inc convertible/ 0.55 5.74M 1.01
Microchip Technology Inc sdcv 2.125%12/1 0.55 4.09M 1.42
Coach Inc convertible/ 0.55 5.80M +14% 1.01
Medtronic (MDT) 0.54 50472 +2% 113.45
Cincinnati Financial Corporation (CINF) 0.53 53138 +3% 105.16
Paychex (PAYX) 0.52 64763 +27% 85.06
Charles Schwab Corporation 5.95% Pfd pfd stk 0.51 202483 +23% 26.50
Nuance Communications Inc note 1.250% 4/0 0.51 4.83M 1.11
Kinder Morgan Inc. 0.50 251587 21.17
Evergy Inc 0.50 80529 +2980% 65.09
Corning Incorporated (GLW) 0.48 174886 -4% 29.11
Wal-Mart Stores (WMT) 0.48 42711 +23% 118.85
Amgen Inc (variable) convertible/ 0.48 5.04M 1.00
Biomarin Pharmaceutical Inc note 1.500%10/1 0.47 4.60M 1.08
Republic Services In note 5.00% 3/1/2020 0.47 4.97M 1.00
Starbucks Corporation (SBUX) 0.46 54949 +6% 87.92
KLA-Tencor Corporation (KLAC) 0.46 27506 +2% 178.18
Us Bancorp 6.5% Pfd preferred 0.46 177670 +15% 27.62
Hyatt Hotels Corp convertible 0.43 4.36M -2% 1.04
Insmed Inc convertible security 0.42 4.58M 0.97
Exact Sciences Corp convertible/ 0.40 2.94M 1.44
Goldman Sachs Group Inc prf 0.39 154480 +77% 26.82
Jpmorgan Chase & Co, Series Aa, 6.10% stock 0.38 155577 25.74
Agilent Technologies convertible/ 0.38 3.94M +25% 1.02
General Mills (GIS) 0.37 72861 +7% 53.55
Verizon Communications (VZ) 0.36 61601 -5% 61.40
Agilent Technologies convertible/ 0.36 3.62M +3% 1.05
RPM International (RPM) 0.35 48545 76.75
Pure Storage Inc note 0.125% 4/1 0.35 3.67M +24% 1.00
Cognex Corporation (CGNX) 0.34 63689 -3% 56.04
Alphabet Inc Class A cs 0.33 2584 +5% 1339.40
Mcdonald Corp convertible 0.33 3.44M 1.01
Jp Morgan Chase & Co Subordinated Note subordinated note 0.33 3.18M NEW 1.09
Pinnacle West Capital Corporation (PNW) 0.32 38060 +3% 89.94
Marriott Intl Inc convertible/ 0.32 3.24M 1.03
MGM Resorts International. (MGM) 0.31 98589 -4% 33.27
Vector Group Ltd note 1.75% 4/15 0.31 3.18M 1.03
Macquarie Infrastructure Cor Note 2.00010/0 Added 0.31 3.44M -2% 0.95
Republic Services Inc convertible/ 0.30 3.12M +17% 1.02
UGI Corporation (UGI) 0.28 65011 +26% 45.16
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.28 3.23M -39% 0.92
Blackstone (BX) 0.27 51280 +11% 55.95
Truist Financial Corp equities 0.26 48052 NEW 56.31
Accenture 0.24 12059 +36% 210.55
Cvs Health Corp (variable) convertible/ 0.23 2.47M 1.00
Bunge Limited 4.875% Cum. Cv. pfd cv 0.22 22973 102.51
Global Net Lease 0.22 112197 +11% 20.28
Northrop Grumman convertible 0.22 2.31M 1.02
Corning Inc convertible 0.21 2.22M -3% 1.02
SPDR S&P; 500 ETF (SPY) 0.20 6468 -43% 321.89
Huntsman Corporation (HUN) 0.20 88199 -3% 24.16
Qualcomm Inc convertible 0.20 2.08M -2% 1.02
Visa (V) 0.19 10564 +65% 187.90
Texas Roadhouse (TXRH) 0.19 36038 56.33
Clorox Company (CLX) 0.18 12376 +43% 153.52
Amazon (AMZN) 0.18 1056 NEW 1847.54
Cliffs Natural Resources (CLF) 0.18 223605 -5% 8.40
Phillips 66 0.18 16681 111.38
Cvs Health Corp convertible 0.18 1.84M 1.02
Boeing Company (BA) 0.17 5385 NEW 325.72
New Relic Inc note 0.500% 5/0 0.17 1.81M +44% 0.97
Chevron Corporation (CVX) 0.16 13663 120.54
Ii-vi Incorp convertible security 0.16 1.63M NEW 1.02
Marriott Intl Inc convertible/ 0.16 1.55M NEW 1.06
Texas Instruments Incorporated (TXN) 0.15 12316 +36% 128.29
Oracle Corp convertible 0.15 1.48M -2% 1.06
Waste Management (WM) 0.14 12786 113.95
ConocoPhillips (COP) 0.14 22955 -8% 65.04
Nuance Communications Inc Dbcv 1.00012/1 Added 0.14 1.45M 1.01
Marriott Intl Inc convertible/ 0.14 1.40M +6875% 1.03
Mcdonal's Corp convertible/ 0.14 1.34M 1.07
Medical Properties Trust (MPW) 0.13 65768 21.10
Clyme US Cptl Mkts Mco Trm Fxd Idx (ULQ) 0.13 27538 50.37
Csco 4.45 15.01.20 0.13 1.42M 1.00
Hanesbrands (HBI) 0.12 82550 +13% 14.85
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.12 1.47M -51% 0.83
Southwest Airlines (LUV) 0.11 22505 +10% 53.99
Cheniere Energy Inc note 4.250% 3/1 0.11 1.50M +20% 0.78
Echo Global Logistics Inc note 2.500% 5/0 0.11 1.19M -2% 1.00
Union Pacific Co convertible/ 0.11 1.07M 1.05
Berkshire Hathaway (BRK.B) 0.10 4584 NEW 226.44
Wells Fargo & Company (WFC) 0.10 19599 -6% 53.78
International Business Machines (IBM) 0.10 8196 +97% 134.09
Dover Corporation (DOV) 0.10 9015 -7% 115.25
Oracle Corporation (ORCL) 0.10 20671 -2% 52.97
Target Corporation cs 0.10 8434 -3% 128.17
JPMorgan Chase & Co. (JPM) 0.09 7213 -20% 139.33
Eaton Corporation (ETN) 0.09 9808 -13% 94.72
Kayne Anderson MLP Investment (KYN) 0.09 70581 +56% 13.93
Flextronics Intl Ltd convertible 0.09 855000 -3% 1.07
Waste Mgmt Inc convertible/ 0.09 980000 +8% 1.02
Cvs Health Corp (variable) convertible/ 0.09 970000 1.01
U.S. Ban (USB) 0.08 14871 -88% 59.31
Fidelity National Information Services (FIS) 0.08 6357 139.06
NIKE (NKE) 0.08 8870 -4% 101.35
Starwood Property Trust (STWD) 0.07 30759 +6% 24.87
Two Harbors Investment (TWO) 0.07 50016 +4% 14.62
McDonald's Corporation (MCD) 0.07 3842 +44% 197.55
Bristol Myers Squibb (BMY) 0.07 11270 +12% 64.15
Philip Morris International (PM) 0.07 9028 -7% 85.07
Pimco Income Strategy Fund (PFL) 0.07 64016 11.86
Pimco Income Strategy Fund II (PFN) 0.07 68800 10.60
Facebook Inc cl a 0.07 3732 +54% 205.25
Goldman Sachs Group Inc. Pfd S pfd 0.07 25810 -9% 26.66
Lockheed Martin Corp convertible 0.07 780000 1.01
Caterpillar (CAT) 0.06 4341 +5% 147.66
Healthcare Realty Trust Incorporated (HR) 0.06 18175 33.34
iShares Russell 2000 Value Index (IWN) 0.06 3532 -2% 165.65
Alibaba Group Holding Ltd Spon 0.06 2912 -4% 212.23
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.06 550000 +1000% 1.20
Medtronic Inc convertible/ 0.06 615000 -3% 1.07
Starbucks Corp convertible/ 0.06 615000 1.06
Goldman Sachs Group (variable) convertible/ 0.06 585000 +2% 1.01
Walt Disney Company (DIS) 0.05 3730 +9% 144.50
Sonoco Products Company (SON) 0.05 8390 61.74
Altria (MO) 0.05 10724 -14% 49.89
Honeywell International (HON) 0.05 2712 176.99
AllianceBernstein Holding (AB) 0.05 16717 30.27
Energy Transfer Equity (ETE) 0.05 42142 +20% 12.84
American Capital Agency (AGNC) 0.05 31156 17.69
Nicholas-applegate Conv. Incom 0.05 98000 5.12
Wells Fargo Adv Inc Opport Fund (EAD) 0.05 57573 8.42
Allianzgi Conv & Inc Fd taxable cef 0.05 89500 NEW 5.75
Chimera Investment Corp etf 0.05 26400 20.57
Medtronic Inc (variable) convertible/ 0.05 510000 1.00
Exact Sciences convertible/ 0.05 470000 1.13
New York Cmnty Cap Tr V unit 99/99/9999 0.04 8070 -4% 50.68
Coca-Cola Company (KO) 0.04 7353 -2% 55.35
Eli Lilly & Co. (LLY) 0.04 3482 131.53
Darden Restaurants (DRI) 0.04 4050 +1925% 108.89
Applied Materials (AMAT) 0.04 7077 NEW 61.04
Enterprise Products Partners 0.04 16440 28.16
Magellan Midstream Partners (MMP) 0.04 6554 62.86
Vanguard Total Stock Market ETF (VTI) 0.04 2418 +33% 163.77
Invesco Mortgage Capital (IVR) 0.04 23115 16.66
Western Asset High Incm Fd I 0.04 57968 6.75
Physicians Realty Trust 0.04 23296 18.93
Iron Mountain 0.04 14220 +2% 31.86
3m Co convertible 0.04 345000 -2% 1.27
Vici Pptys Inc 0.04 15435 +4% 25.53
Apple Inc convertible/ 0.04 445000 +14% 1.06
Csx Corp convertible/ 0.04 350000 +6% 1.06
BP (BP) 0.03 8063 NEW 37.70
MasterCard Incorporated (MA) 0.03 940 -14% 298.94
Abbott Laboratories (ABT) 0.03 4000 NEW 86.75
Colgate-Palmolive Company (CL) 0.03 3904 68.90
Nextera Energy Inc C om 0.03 1167 242.50
IPG Photonics Corporation (IPGP) 0.03 2353 -4% 144.92
Omega Healthcare Investors (OHI) 0.03 7090 42.31
West Pharmaceutical Services (WST) 0.03 2190 150.23
Realty Income (O) 0.03 4300 73.72
iShares S&P; MidCap 400 Index (IJH) 0.03 1325 +67% 206.04
Macquarie Infrastructure Co 0.03 8210 42.87
Vanguard Growth ETF (VUG) 0.03 2000 182.00
Western Asset Hgh Yld Dfndfd 0.03 19000 15.63
Prologis Inc. 0.03 3413 89.07
Mondelez Int 0.03 5705 55.04
Wells Fargo 5.85% public 0.03 10000 27.40
Vanguard S&p 500 Etf idx fd 0.03 930 +5066% 295.70
Canoe Eit Income Fund mf 0.03 35400 8.02
Armour Residential Reit Inc Re 0.03 18075 NEW 17.87
Bank Of America 6.2% Pfd pfd stk 0.03 13955 NEW 26.16
Lowes Co Inc convertible 0.03 235000 -7% 1.27
K L A Tencor Co convertible/ 0.03 340000 -2% 1.03
Marriott Intl Inc convertible/ 0.03 300000 1.02
Us Treasu Nt convertible/ 0.03 300000 1.01
Northrop Grumman convertible/ 0.03 325000 +6% 1.04
Us Treasu Nt convertible/ 0.03 350000 NEW 1.00
Us Treasur Nt convertible/ 0.03 351000 NEW 1.00
Annaly Capital Management (NLY) 0.02 20274 NEW 9.42
PennyMac Mortgage Investment Trust (PMT) 0.02 8000 22.25
FedEx Corporation (FDX) 0.02 1254 +2% 151.52
Baxter International (BAX) 0.02 1968 NEW 83.84
Duke Energy Corporation (DUK) 0.02 2021 -4% 91.04
NVIDIA Corporation (NVDA) 0.02 1013 -3% 234.95
Dow Chemical Company (DOW) 0.02 3640 -16% 54.67
CACI International (CACI) 0.02 800 250.00
Schlumberger (SLB) 0.02 5173 -2% 40.21
United Technologies Corporation (UTX) 0.02 1635 -3% 149.85
UnitedHealth (UNH) 0.02 884 +15% 294.12
American Electric Power Company (AEP) 0.02 2276 NEW 94.46
iShares S&P; 500 Index (IVV) 0.02 770 +4% 323.38
AutoZone (AZO) 0.02 140 NEW 1192.86
Estee Lauder Companies (EL) 0.02 800 206.25
salesforce (CRM) 0.02 1361 +2% 162.38
Humana (HUM) 0.02 572 367.13
Cypress Semiconductor Corporation (CY) 0.02 10000 23.30
Alexandria Real Estate Equities (ARE) 0.02 1048 NEW 161.26
PowerShares QQQ Trust, Series 1 (QQQQ) 0.02 1075 +8% 212.09
ONEOK (OKE) 0.02 2173 75.47
Vanguard Europe Pacific ETF (VEA) 0.02 5139 +29% 43.98
Vanguard Value ETF (VTV) 0.02 1900 120.00
Vanguard Mid-Cap Value ETF (VOE) 0.02 1354 118.91
Credit Suisse High Yield Bond Fund (DHY) 0.02 90000 2.50
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.02 14328 12.84
Nuveen Div. Advantage Muni. Fund (NAD) 0.02 10860 14.64
Mplx 0.02 8068 -16% 25.41
Abbvie 0.02 2116 88.37
Allianzgi Nfj Divid Int Prem S cefs 0.02 19500 13.03
New Residential Invt 0.02 15000 16.13
Wells Fargo And Company Sub bond 0.02 162000 +11% 1.06
Verizon Communicatio convertible 0.02 153000 1.11
Waste Management Inc convertible 0.02 135000 -12% 1.35
Cigna Corporation cb 0.02 187000 1.03
Metropolitan State convertible/ 0.02 155000 1.11
Industrial Logistics pfds, reits, 0.02 9795 22.46
Build America Bonds Income uit 0.02 178 1011.24
Socorro Tx Isd convertible/ 0.02 175000 1.06
Comcast Corporation (CMCSA) 0.01 2074 +66% 44.84
Taiwan Semiconductor Mfg (TSM) 0.01 1079 +20% 58.39
Goldman Sachs (GS) 0.01 522 229.89
Charles Schwab Corporation (SCHW) 0.01 3187 -2% 47.69
Western Union Company (WU) 0.01 3448 -27% 26.68
Bank of America Corporation (BAC) 0.01 4109 NEW 35.29
Moody's Corporation (MCO) 0.01 400 237.50
Crown Castle International (CCI) 0.01 486 -17% 141.98
Norfolk Southern (NSC) 0.01 312 +2% 192.31
Consolidated Edison (ED) 0.01 929 -9% 90.42
Dominion Resources (D) 0.01 1304 82.82
General Electric Company (GE) 0.01 13517 11.17
Cardinal Health (CAH) 0.01 1673 50.81
American Tower Corporation (AMT) 0.01 403 NEW 230.77
Autodesk (ADSK) 0.01 378 NEW 182.54
Digital Realty Trust (DLR) 0.01 797 119.20
Genuine Parts Company (GPC) 0.01 566 -8% 106.01
Microchip Technology (MCHP) 0.01 639 +23% 104.85
Northrop Grumman Corporation (NOC) 0.01 202 341.58
V.F. Corporation (VFC) 0.01 639 -4% 100.16
AFLAC Incorporated (AFL) 0.01 1077 NEW 52.92
International Paper Company (IP) 0.01 2212 46.11
Western Digital (WDC) 0.01 1383 63.63
Laboratory Corp. of America Holdings (LH) 0.01 317 170.35
E.I. du Pont de Nemours & Company (DD) 0.01 1424 -25% 63.90
Analog Devices (ADI) 0.01 754 NEW 119.36
CVS Caremark Corporation (CVS) 0.01 1404 -43% 74.07
Becton, Dickinson and (BDX) 0.01 355 NEW 273.24
Yum! Brands (YUM) 0.01 1500 100.67
Novartis AG (NVS) 0.01 754 -34% 94.16
Allergan (AGN) 0.01 447 NEW 190.16
Amgen (AMGN) 0.01 555 NEW 241.44
Diageo (DEO) 0.01 829 -2% 168.88
Hewlett-Packard Company (HPQ) 0.01 2990 -37% 20.40
Parker-Hannifin Corporation (PH) 0.01 426 -22% 206.57
Royal Dutch Shell (RDS.A) 0.01 1714 58.93
Stryker Corporation (SYK) 0.01 514 -16% 210.12
Wisconsin Energy Corporation (WEC) 0.01 1641 92.02
Weyerhaeuser Company (WY) 0.01 3988 +38% 30.09
iShares Russell 1000 Value Index (IWD) 0.01 1075 +3% 136.74
iShares MSCI EAFE Index Fund (EFA) 0.01 1194 69.51
Biogen Idec (BIIB) 0.01 389 +40% 295.63
Canadian Pacific Railway Ltd 0.01 269 256.51
Ford Motor Company (F) 0.01 8430 9.25
Gilead Sciences (GILD) 0.01 1850 +14% 64.86
TJX Companies (TJX) 0.01 1187 -7% 60.66
Southern Company (SO) 0.01 1922 63.48
Lowe's Companies (LOW) 0.01 1250 +28% 120.00
Prudential Financial (PRU) 0.01 1393 +103% 94.04
Papa John's Int'l (PZZA) 0.01 1000 63.00
Fiserv (FISV) 0.01 1207 115.99
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.01 560 -23% 108.93
Bce Inc. 0.01 1450 46.21
Roper Industries (ROP) 0.01 150 353.33
Constellation Brands (STZ) 0.01 630 190.48
Micron Technology (MU) 0.01 1057 -14% 53.93
Edison International (EIX) 0.01 1189 75.69
Enbridge Inc 0.01 1884 39.81
Atmos Energy Corporation (ATO) 0.01 745 NEW 111.41
Cinemark Holdings (CNK) 0.01 2000 34.00
Intuit (INTU) 0.01 600 261.67
British American Tobac (BTI) 0.01 2630 42.59
Extra Space Storage (EXR) 0.01 1233 105.43
McCormick & Company, Incorporated (MKC) 0.01 410 -2% 170.73
Corporate Office Properties Trust (OFC) 0.01 2000 29.50
LTC Properties (LTC) 0.01 1415 44.52
iShares Gold Trust (IAU) 0.01 5232 +2% 14.53
Apollo Commercial Real Est. Finance (ARI) 0.01 6700 +9% 18.36
Teck Resources Ltd cl b 0.01 5412 +22% 17.37
iShares Russell 1000 Growth Index (IWF) 0.01 826 175.54
Vanguard Financials ETF (VFH) 0.01 1100 76.36
iShares S&P; 500 Growth Index (IVW) 0.01 666 -13% 193.69
iShares Russell 2000 Growth Index (IWO) 0.01 353 +2% 215.30
Financial Select Sector SPDR (XLF) 0.01 3823 +12% 30.87
Bank Of America Corporation preferred 0.01 56 NEW 1446.43
Camden Property Trust (CPT) 0.01 550 105.45
iShares Silver Trust (SLV) 0.01 4100 -10% 16.59
Amarin Corporation (AMRN) 0.01 3808 NEW 21.53
iShares Dow Jones Select Dividend (DVY) 0.01 651 -49% 105.99
Calamos Conv. Opptys. & Income Fund (CHI) 0.01 5829 10.98
EXACT Sciences Corporation (EXAS) 0.01 990 -4% 92.93
Vanguard Emerging Markets ETF (VWO) 0.01 1203 +69% 44.89
Vanguard Dividend Appreciation ETF (VIG) 0.01 480 -28% 125.00
iShares Lehman MBS Bond Fund (MBB) 0.01 766 +37% 108.36
iShares Barclays TIPS Bond Fund (TIP) 0.01 716 +1784% 115.92
Vanguard REIT ETF (VNQ) 0.01 833 +94% 92.44
Vanguard European ETF (VGK) 0.01 1412 58.78
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.01 1682 NEW 37.46
CurrencyShares Swiss Franc Trust (FXF) 0.01 1000 95.00
ISHARES TR MSCI Small Cap msci small cap 0.01 924 +645% 62.77
Market Vectors High Yield Muni. Ind (HYD) 0.01 2000 64.00
WisdomTree Equity Income Fund (DHS) 0.01 850 76.47
Pimco Municipal Income Fund II (PML) 0.01 8321 15.86
Putnam Municipal Opportunities Trust (PMO) 0.01 10000 13.20
WisdomTree MidCap Dividend Fund (DON) 0.01 2692 37.89
WisdomTree SmallCap Dividend Fund (DES) 0.01 3215 28.62
Blackrock Muniyield Quality Fund (MQY) 0.01 3700 15.14
Pembina Pipeline Corp 0.01 1797 37.28
Blackrock Muniyield Fund (MYD) 0.01 8872 14.77
Schwab U S Broad Market ETF (SCHB) 0.01 1612 -4% 76.92
Exd - Eaton Vance Tax-advantag 0.01 6035 10.27
Schwab Strategic Tr us lrg cap etf 0.01 1327 +6535% 76.87
Total S A Adr F cs 0.01 1095 +9% 55.71
Preferred Apartment Communitie 0.01 5600 13.39
Citigroup Inc 0.01 1770 79.66
Stag Industrial Inc Com 0.01 2000 31.50
Edwards Lifesciences Corp 0.01 360 233.33
Ameriprise Financial 0.01 512 NEW 166.02
Currencyshares Chinese Renmi chin renminbi 0.01 1178 69.61
Public Stor 5.375% 0.01 3092 25.23
Public Storage W 5.2% Call 1/1 pfd 0.01 3250 25.23
Goldman Sachs Group Inc G bond 0.01 55000 1.04
Usd Aspen Insurance 4.650 bond 0.01 50000 1.08
Ladder Capital Corp Class A 0.01 8007 17.98
City Office Reit 0.01 5000 13.60
Gaslog Partners 0.01 4500 +80% 15.56
Chevron Corp Glb bond 0.01 62000 +416% 1.03
Crossamerica Partners 0.01 8400 +27% 18.10
Walgreen Boots Alliance 0.01 1958 -4% 58.73
Powershares Exchangetraded Fd Tr Iipowershares Russell1000 Equal Weightport 1000 eq wht pt 0.01 3551 34.07
Hewlett Packard Co interm. bond 0.01 125000 1.03
Morgan Stanley long bond 0.01 55000 1.05
Easterly Government Properti reit 0.01 4850 23.71
Home Depot Inc us domestic 0.01 100000 1.03
Jefferies Group Llc us domestic 0.01 50000 1.06
Morgan Stanley global 0.01 71000 1.07
Kraft Heinz 0.01 2180 32.11
Paypal Holdings 0.01 689 +46% 108.85
American Tower Corp Senior Note M/w senior note m/w 0.01 65000 1.11
Summer Energy Hldg 0.01 35218 1.73
Energy Transfer Partners L P fixed income 0.01 75000 1.03
Bank Of America note 5.70% 1/24/2022 0.01 67000 1.07
Blackrock Muniyield Qlty Fd 0.01 10000 NEW 13.50
Invesco Adv Muni Inc equities 0.01 13603 11.17
Kimberly-clark Corp convertible 0.01 60000 1.25
Raytheon Co convertible 0.01 50000 1.30
Woodmoor Wtr & Sant fnon 0.01 50000 1.06
Celgene Corp cb 0.01 55000 1.07
Public Storage, Series C, 5.13% stock 0.01 3490 25.79
Toll Brothers Inc convertible 0.01 100000 1.10
Yum China Holdings 0.01 1652 47.82
Park Hotels & Resorts Inc-wi 0.01 2625 25.90
Invitation Homes 0.01 3228 30.05
Wheaton Precious Metals Corp C Om stock 0.01 5005 -5% 29.77
Adams & Weld Co Sd#27 convertible/ 0.01 100000 1.13
Arapahoe Cnty Sd #6 convertible/ 0.01 100000 1.22
Denver Co C&c Sd #1 convertible/ 0.01 100000 1.07
Denver Co C&c S convertible/ 0.01 100000 1.07
Ft Lewis Clg Bd Co convertible/ 0.01 100000 1.13
Gunnison Etc Co Sd convertible/ 0.01 75000 1.17
Salt Verde Az Fc convertible/ 0.01 50000 1.16
Salt Verde Az Fc convertible/ 0.01 50000 1.26
Salt Verde Az Fc convertible/ 0.01 60000 1.28
Stonegate Vlg M convertible/ 0.01 90000 1.03
Waukee Ia convertible/ 0.01 100000 1.04
Willow Trace Met Co convertible/ 0.01 100000 1.12
Granite Pt Mtg Tr 0.01 4977 -3% 18.28
Nj St Trans Tr convertible/ 0.01 100000 1.32
Sony Corp. Adr adr 0.01 991 67.61
Wyeth Llc convertible/ 0.01 105000 1.15
American Intl G convertible/ 0.01 65000 +30% 1.08
Bank New York Mel Var 23 convertible/ 0.01 55000 1.02
Csx Corp convertible/ 0.01 50000 1.06
Ca Inc convertible/ 0.01 110000 1.05
Citigroup Inc convertible/ 0.01 60000 1.05
Computer Science convertible/ 0.01 105000 1.05
Ecolab Inc convertible/ 0.01 69000 1.04
Exp World Holdings Inc equities 0.01 12586 -20% 11.36
Firstmerit Corp convertible/ 0.01 55000 1.05
Hewlett Packard Step 22 convertible/ 0.01 55000 1.05
Ingersoll-rand convertible/ 0.01 50000 1.06
Interpublic Grp Cos convertible/ 0.01 75000 1.04
Jpmorgan Chase convertible/ 0.01 140000 1.07
Johnson Contro convertible/ 0.01 55000 1.04
Mc Donalds Corp convertible/ 0.01 60000 1.05
Michigan Bell Te convertible/ 0.01 140000 1.11
Pfizer Inc convertible/ 0.01 55000 1.04
Rockwell Collins convertible/ 0.01 60000 1.05
Textron Incorpora convertible/ 0.01 110000 1.06
Thermo Fisher Sc convertible/ 0.01 50000 1.08
Tyson Foods Inc convertible/ 0.01 68000 1.07
Waste Mgmt Inc convertible/ 0.01 115000 1.05
At&t Inc Senior Note Callable M/w senior note callable m/w 0.01 60000 1.05
Tc Pipelines Lp 0.01 80000 1.02
Xilinx Inc fixed 0.01 150000 1.01
Invesco S&p Smallcap equities 0.01 781 129.32
Verizon Communications Senior Note Callable M/w senior note callable m/w 0.01 100000 1.08
Bloom Energy Corp 0.01 8941 NEW 7.49
Bank Of America Corp corporate bonds 0.01 100000 1.04
Toll Brothers F convertible/ 0.01 65000 1.09
American Express convertible/ 0.01 55000 1.02
Ohio St convertible/ 0.01 50000 1.10
American Tobacco convertible/ 0.01 100000 1.02
American Tower Co convertible/ 0.01 95000 1.00
Astrazeneca Pl convertible/ 0.01 50000 1.06
Az Bd Regents Univ convertible/ 0.01 50000 1.18
Celgene Corp convertible/ 0.01 125000 +25% 1.03
Citigroup Inc. convertible/ 0.01 63000 1.00
Crown Castle Int convertible/ 0.01 100000 1.00
Ebay Inc. convertible/ 0.01 100000 1.01
Fortune Brands Home convertible/ 0.01 100000 1.00
Frisco Tx Isd convertible/ 0.01 110000 1.06
General Motors Fi convertible/ 0.01 113000 1.01
Harris Cnty Tx Met convertible/ 0.01 50000 1.18
Hsbc Holdings convertible/ 0.01 50000 1.06
Markel Corp convertible/ 0.01 50000 1.06
Mckesson Corp convertible/ 0.01 75000 1.03
Metlife convertible/ 0.01 53000 1.08
Morgan Stanley convertible/ 0.01 50000 1.06
Nbcuniversal Me convertible/ 0.01 75000 1.03
Occidental Petr convertible/ 0.01 75000 1.01
Pennsylvania convertible/ 0.01 50000 1.16
Pseg Power Llc convertible/ 0.01 50000 1.06
Quest Diagnostic convertible/ 0.01 120000 1.00
Southwest Gas H convertible/ 0.01 53000 1.04
The Bank Of New Yor convertible/ 0.01 55000 1.02
The John Hopki convertible/ 0.01 100000 1.02
Tiffany & Co. convertible/ 0.01 100000 1.05
Tyson Foods, Inc. convertible/ 0.01 100000 1.05
William Partners L convertible/ 0.01 75000 1.03
American Express convertible/ 0.01 60000 1.05
Bb&t Corp convertible/ 0.01 60000 1.03
Wells Fargo & C convertible/ 0.01 70000 1.01
Peak 0.01 3500 NEW 34.57
American Express convertible/ 0.01 85000 NEW 1.01
American Tower Corp convertible/ 0.01 85000 NEW 1.02
Dover Corp convertible/ 0.01 70000 NEW 1.04
Norfolk Southern Corp convertible/ 0.01 50000 NEW 1.06
The Goldman Sachs Group convertible/ 0.01 85000 NEW 1.06
Union Pacific Corp convertible/ 0.01 50000 NEW 1.08
Chubb Corporation (CB) 0.00 70 157.14
Loews Corporation (L) 0.00 73 54.79
Packaging Corporation of America (PKG) 0.00 55 109.09
Huntington Bancshares Incorporated (HBAN) 0.00 77 12.99
Hasbro (HAS) 0.00 30 100.00
* America Movil Sab De Cv spon adr l shs 0.00 1891 15.86
* Barrick Gold Corp 0.00 400 NEW 17.50
CIT (CIT) 0.00 158 44.30
Cognizant Technology Solutions (CTSH) 0.00 380 63.16
iShares FTSE/Xinhua China 25 Index (FXI) 0.00 200 -29% 45.00
Portland General Electric Company (POR) 0.00 500 56.00
BlackRock (BLK) 0.00 29 -14% 517.24
CME (CME) 0.00 50 -67% 200.00
Progressive Corporation (PGR) 0.00 450 73.33
Renaissance Re Holdings Ltd Cmn 0.00 39 205.13
Wells Fargo & Company Non-cum Perpet cnv 0.00 5 NEW 1400.00
TD Ameritrade Holding (AMTD) 0.00 30 66.67
American Express Company (AXP) 0.00 334 NEW 125.75
Principal Financial (PFG) 0.00 213 56.34
RLI (RLI) 0.00 203 NEW 88.67
Aon Corporation (AON) 0.00 54 NEW 203.70
Bank of New York Mellon Corporation (BK) 0.00 400 NEW 50.00
Discover Financial Services (DFS) 0.00 76 78.95
Northern Trust Corporation (NTRS) 0.00 150 106.67
Ubs Ag Cmn 0.00 171 11.70
Cabot Oil & Gas Corporation (COG) 0.00 24 0.00
Canadian Natl Ry Co 0.00 75 -25% 93.33
Ecolab (ECL) 0.00 50 200.00
M&T; Bank Corporation (MTB) 0.00 125 168.00
Range Resources (RRC) 0.00 2000 5.00
Tractor Supply Company (TSCO) 0.00 200 NEW 95.00
Seattle Genetics (SGEN) 0.00 400 115.00
BioMarin Pharmaceutical (BMRN) 0.00 500 -5% 84.00
Health Care SPDR (XLV) 0.00 445 +36% 101.12
Vertex Pharmaceuticals Incorporated (VRTX) 0.00 179 +82% 217.88
American Intl Group Inc 0.00 92 NEW 54.35
Archer Daniels Midland Company (ADM) 0.00 942 NEW 46.71
ResMed (RMD) 0.00 300 153.33
Ameren Corporation (AEE) 0.00 123 NEW 73.17
Brookfield Asset Management (BAM.A) 0.00 742 57.95
Bunge Limited 0.00 52 57.69
FirstEnergy (FE) 0.00 983 -9% 48.83
United Parcel Service (UPS) 0.00 319 -32% 115.99
Apache Corporation (APA) 0.00 43 NEW 23.26
CarMax (KMX) 0.00 200 90.00
Carnival Corporation (CCL) 0.00 727 50.89
Citrix Systems (CTXS) 0.00 413 +32% 111.38
Continental Resources (CLR) 0.00 862 34.80
Copart (CPRT) 0.00 400 90.00
Cummins (CMI) 0.00 127 181.10
Fidelity National Financial (FNF) 0.00 900 45.56
Hawaiian Electric Industries (HE) 0.00 500 46.00
Hologic (HOLX) 0.00 800 52.50
Kohl's Corporation (KSS) 0.00 40 -96% 50.00
Lumber Liquidators Holdings (LL) 0.00 1000 10.00
NetApp (NTAP) 0.00 300 63.33
Newmont Mining Corporation (NEM) 0.00 317 -6% 44.16
Noble Energy (NBL) 0.00 200 25.00
Nuance Communications (NUAN) 0.00 429 NEW 18.65
Nucor Corporation (NUE) 0.00 313 +347% 57.51
PPG Industries (PPG) 0.00 148 -18% 135.14
Public Storage (PSA) 0.00 157 -29% 210.19
Stanley Black & Decker (SWK) 0.00 15 NEW 133.33
SYSCO Corporation (SYY) 0.00 204 -72% 83.33
T. Rowe Price (TROW) 0.00 35 114.29
W.W. Grainger (GWW) 0.00 33 333.33
Waste Connections (WCN) 0.00 125 88.00
Brown-Forman Corporation (BF.B) 0.00 50 60.00
Automatic Data Processing (ADP) 0.00 9 NEW 222.22
Boston Scientific Corporation (BSX) 0.00 129 46.51
Granite Construction (GVA) 0.00 1600 -15% 27.50
Nordstrom (JWN) 0.00 1200 40.83
Ross Stores (ROST) 0.00 45 111.11
Harley-Davidson (HOG) 0.00 700 37.14
Johnson Controls (JCI) 0.00 955 -55% 40.84
Akamai Technologies (AKAM) 0.00 300 86.67
Apartment Investment and Management (AIV) 0.00 266 52.63
Avista Corporation (AVA) 0.00 211 47.39
Cabot Corporation (CBT) 0.00 456 48.25
Charles River Laboratories (CRL) 0.00 25 NEW 160.00
Anheuser-busch Cos., Inc. 0.00 339 NEW 82.60
Seagate Technology 0.00 589 +346% 59.42
Gol Linhas Aereas Inteligentes SA (GOL) 0.00 20 0.00
Las Vegas Sands (LVS) 0.00 300 -46% 70.00
Winnebago Industries (WGO) 0.00 100 50.00
DaVita (DVA) 0.00 41 73.17
Equity Residential (EQR) 0.00 233 81.55
Conseco, Inc. 0.00 7 0.00
Mettler-Toledo International (MTD) 0.00 11 818.18
National-Oilwell Var (NOV) 0.00 303 NEW 26.40
Unum (UNM) 0.00 145 27.59
Activision Inc 0.00 63 NEW 63.49
Tyson Foods (TSN) 0.00 225 +12% 88.89
AstraZeneca (AZN) 0.00 400 NEW 50.00
General Motors Corp 0.00 193 36.27
Crane (CR) 0.00 51 78.43
CenturyLink (CTL) 0.00 400 12.50
Kroger (KR) 0.00 6 -81% 0.00
Thermo Fisher Scientific (TMO) 0.00 153 -8% 326.80
Helmerich & Payne (HP) 0.00 15 -86% 66.67
AngloGold Ashanti (AU) 0.00 10 NEW 0.00
Health Care REIT (HCN) 0.00 38 -84% 78.95
Air Products & Chemicals (APD) 0.00 124 NEW 233.87
Fairfax Financial Holdings Lim 0.00 100 470.00
Williams-Sonoma (WSM) 0.00 100 NEW 70.00
Allstate Corporation (ALL) 0.00 224 NEW 111.61
Cenovus Energy Inc C om 0.00 622 9.65
CIGNA Corporation (CI) 0.00 123 -10% 203.25
Deere & Company (DE) 0.00 39 -38% 179.49
eBay (EBAY) 0.00 100 40.00
GlaxoSmithKline (GSK) 0.00 974 +136% 47.23
Hess (HES) 0.00 100 70.00
Hitachi (HIT) 0.00 41 NEW 73.17
Intuitive Surgical (ISRG) 0.00 21 571.43
Marsh & McLennan Companies (MMC) 0.00 152 111.84
Royal Dutch Shell (RDS.B) 0.00 403 59.55
Sanofi-Aventis SA (SNY) 0.00 1000 -16% 50.00
Telefonica S.A. (TEF) 0.00 518 7.72
Tyco Electronics Ltd S hs 0.00 237 +540% 97.05
Unilever N.V. (UN) 0.00 450 57.78
Vodafone (VOD) 0.00 2000 19.50
Xerox Corporation (XRX) 0.00 94 31.91
Gap (GPS) 0.00 935 18.18
Agilent Technologies Inc C ommon 0.00 306 84.97
Nortel Networks Corporation (NRTLQ) 0.00 10 0.00
Exelon Corporation (EXC) 0.00 272 44.12
Williams Companies (WMB) 0.00 388 23.20
Freeport-McMoRan Copper & Gold (FCX) 0.00 2784 13.29
Stericycle (SRCL) 0.00 34 58.82
Illinois Tool Works (ITW) 0.00 273 179.49
EOG Resources (EOG) 0.00 100 -65% 80.00
General Dynamics Corporation (GD) 0.00 30 166.67
Marriott International (MAR) 0.00 316 151.90
Cintas Corporation (CTAS) 0.00 175 268.57
SAP AG (SAP) 0.00 294 -6% 132.65
UMH Properties (UMH) 0.00 1000 16.00
Prestige Brands Holdings (PBH) 0.00 200 40.00
Slm Corp. Sr Nt 0.00 1000 24.00
Fifth Third Ban (FITB) 0.00 1593 +4% 30.76
Hershey Company (HSY) 0.00 150 NEW 146.67
Kellogg Company (K) 0.00 58 NEW 68.97
FactSet Research Systems (FDS) 0.00 39 NEW 256.41
Toll Brothers (TOL) 0.00 300 40.00
Advance Auto Parts (AAP) 0.00 18 166.67
Service Corporation International (SCI) 0.00 99 50.51
Live Nation Entertainment (LYV) 0.00 6 0.00
AvalonBay Communities (AVB) 0.00 200 NEW 210.00
Big Lots (BIG) 0.00 150 NEW 26.67
ConAgra Foods (CAG) 0.00 1425 34.39
WABCO Holdings (WBC) 0.00 50 140.00
Dean Foods Company (DF) 0.00 300 0.00
Solar Cap Ltd 0.00 546 NEW 20.15
ViaSat (VSAT) 0.00 34 58.82
PPL Corporation (PPL) 0.00 41 -60% 24.39
Public Service Enterprise (PEG) 0.00 60 66.67
Sempra Energy (SRE) 0.00 180 150.00
Fastenal Company (FAST) 0.00 58 +625% 34.48
First Solar (FSLR) 0.00 100 60.00
Pioneer Natural Resources (PXD) 0.00 217 152.07
Thor Industries (THO) 0.00 10 NEW 100.00
Verisk Analytics (VRSK) 0.00 72 152.78
MercadoLibre (MELI) 0.00 50 580.00
Vanguard Short-Term Bond ETF (BSV) 0.00 449 NEW 80.18
Aaron's (AAN) 0.00 200 NEW 55.00
Marathon Oil Corporation (MRO) 0.00 300 13.33
Netflix (NFLX) 0.00 114 -68% 324.56
Zimmer Holdings (ZMH) 0.00 320 150.00
Gladstone Commercial Corporation (GOOD) 0.00 300 23.33
New York Times Company (NYT) 0.00 200 30.00
Take-Two Interactive Software (TTWO) 0.00 20 NEW 100.00
Delta Air Lines (DAL) 0.00 377 +31% 58.36
Streettracks Gold Tr gold shs 0.00 100 -57% 140.00
Advanced Micro Devices (AMD) 0.00 500 NEW 46.00
NetEase (NTES) 0.00 21 285.71
Amphenol Corporation (APH) 0.00 200 NEW 110.00
iShares NASDAQ Biotechnology Index (IBB) 0.00 135 -15% 118.52
Energy Select Sector SPDR (XLE) 0.00 100 60.00
ON Semiconductor (ONNN) 0.00 1188 24.41
AMN Healthcare Services (AHS) 0.00 187 NEW 64.17
Wyndham Worldwide Corporation (WYN) 0.00 275 50.91
Dolby Laboratories (DLB) 0.00 63 63.49
First Horizon National Corporation (FHN) 0.00 245 16.33
Illumina (ILMN) 0.00 5 400.00
IntercontinentalExchange (ICE) 0.00 203 -9% 93.60
Baidu (BIDU) 0.00 100 NEW 130.00
Sirius Satellite Radio Inc 0.00 614 6.51
Brunswick Corporation (BC) 0.00 93 64.52
Celanese Corporation (CE) 0.00 100 120.00
Key (KEY) 0.00 2304 +6% 20.40
Marvell Technology Group Ltd 0.00 380 26.32
Steel Dynamics (STLD) 0.00 52 38.46
STMicroelectronics N.V. (STM) 0.00 378 26.46
Transcanada Corp 0.00 200 55.00
Western Alliance Bancorporation (WAL) 0.00 900 56.67
Alaska Air (ALK) 0.00 34 NEW 58.82
Ares Capital Corporation (ARCC) 0.00 1587 18.90
iShares MSCI Japan Index (EWJ) 0.00 81 NEW 61.73
iShares MSCI EMU Index (EZU) 0.00 106 NEW 37.74
Lam Research Corporation (LRCX) 0.00 92 293.48
PolyOne Corporation (POL) 0.00 110 36.36
Reliance Steel & Aluminum (RS) 0.00 122 122.95
Telecomunicacoes de Sao Paulo SA (TSP) 0.00 3 0.00
Align Technology (ALGN) 0.00 24 NEW 291.67
BHP Billiton (BHP) 0.00 73 NEW 54.79
Bio-Rad Laboratories (BIO) 0.00 11 NEW 363.64
Cabot Microelectronics Corporation (CCMP) 0.00 148 141.89
Coeur d'Alene Mines Corporation (CDE) 0.00 400 NEW 7.50
Consolidated Communications Holdings (CNSL) 0.00 1480 4.05
Concho Resources (CXO) 0.00 122 -24% 90.16
Quest Diagnostics Incorporated (DGX) 0.00 51 98.04
DRDGOLD (DROOY) 0.00 200 5.00
Essex Property Trust (ESS) 0.00 12 333.33
Exelixis (EXEL) 0.00 2420 -45% 17.77
MetLife (MET) 0.00 318 50.31
Middleby Corporation (MIDD) 0.00 300 110.00
Moog (MOG.A) 0.00 400 85.00
Nordson Corporation (NDSN) 0.00 150 160.00
NuStar Energy (NS) 0.00 200 25.00
Plains All American Pipeline (PAA) 0.00 2584 18.58
Park National Corporation (PRK) 0.00 200 100.00
Prudential Public Limited Company (PUK) 0.00 94 42.55
Repsol YPF, S.A. (REP) 0.00 200 15.00
Royal Gold Inc 0.00 402 121.89
Skechers USA (SKX) 0.00 450 42.22
Suburban Propane Partners (SPH) 0.00 1268 +153% 22.08
TC Pipelines (TCLP) 0.00 800 42.50
Trinity Industries (TRN) 0.00 215 23.26
Textron (TXT) 0.00 50 40.00
ABB (ABB) 0.00 470 NEW 23.40
Alexion Pharmaceuticals (ALXN) 0.00 20 NEW 100.00
BorgWarner (BWA) 0.00 61 NEW 49.18
Centene Corporation (CNC) 0.00 350 62.86
Cree (CREE) 0.00 50 40.00
Lennox International (LII) 0.00 50 240.00
Cheniere Energy (LNG) 0.00 541 61.00
Neurocrine Biosciences (NBIX) 0.00 100 110.00
PAN AMERICAN SILVER CORP CAN Com 0.00 700 24.29
Suncor Energy Inc Cad Com 0.00 779 -13% 33.38
Skyworks Solutions (SWKS) 0.00 170 +70% 123.53
Unilever (UL) 0.00 440 56.82
Wabtec Corporation (WAB) 0.00 165 -2% 78.79
United States Steel Corporation (X) 0.00 500 12.00
American States Water Company (AWR) 0.00 500 NEW 86.00
BancFirst Corporation (BANF) 0.00 202 64.36
Community Trust Ban (CTBI) 0.00 200 45.00
Corrections Corporation of America (CXW) 0.00 150 20.00
General Moly Inc Com Stk 0.00 162807 0.23
Kansas City Southern (KSU) 0.00 26 -70% 153.85
National Fuel Gas (NFG) 0.00 50 40.00
Nice Systems (NICE) 0.00 250 156.00
Rockwell Automation (ROK) 0.00 39 205.13
Tanger Factory Outlet Centers (SKT) 0.00 1000 NEW 15.00
Sasol (SSL) 0.00 50 20.00
VMware (VMW) 0.00 60 150.00
Albemarle Corporation (ALB) 0.00 58 NEW 68.97
FuelCell Energy (FCEL) 0.00 4 0.00
NetGear (NTGR) 0.00 240 25.00
Southern Copper Corporation (SCCO) 0.00 300 43.33
Arbor Realty Trust (ABR) 0.00 1233 NEW 14.60
GOLAR LNG Limited Com 0.00 300 13.33
Standard Motor Products (SMP) 0.00 400 52.50
Teradyne (TER) 0.00 57 70.18
National Health Investors (NHI) 0.00 100 80.00
Technology SPDR (XLK) 0.00 241 +6% 91.29
Australia and New Zealand Banking (ANZBY) 0.00 1500 NEW 17.33
A.F.P Provida SA (PVD) 0.00 876 5.71
Colony Financial (CLNY) 0.00 807 4.96
EQT Corporation (EQT) 0.00 190 10.53
iShares Dow Jones US Home Const. (ITB) 0.00 300 NEW 43.33
KVH Industries (KVHI) 0.00 125 NEW 8.00
Market Vectors Gold Miners ETF (GDX) 0.00 450 28.89
Rayonier (RYN) 0.00 315 31.75
SPDR KBW Regional Banking (KRE) 0.00 749 58.74
Seabridge Gold Inc 0.00 1000 -34% 14.00
Manulife Finl Corp 0.00 1000 20.00
Finova Group Inc 0.00 10 NEW 100.00
Ball Corporation (BLL) 0.00 800 NEW 65.00
iShares Lehman Aggregate Bond (AGG) 0.00 132 113.64
iShares Russell Midcap Index Fund (IWR) 0.00 145 62.07
iShares S&P; MidCap 400 Growth (IJK) 0.00 35 NEW 228.57
Liberty Property Trust (LRY) 0.00 56 53.57
Consumer Staples Select Sect. SPDR (XLP) 0.00 374 +107% 64.17
Vanguard Small-Cap Value ETF (VBR) 0.00 341 NEW 137.83
Yamana Gold Inc 0.00 161 NEW 6.21
Ebix (EBIX) 0.00 87 34.48
Utilities SPDR (XLU) 0.00 21 NEW 47.62
iShares iBoxx $ High Yid Corp Bond (HYG) 0.00 238 NEW 88.24
Advanced Fibre Communicat 0.00 985 26.40
DIAMONDS TRUST SERIES I COMMON stock 0.00 24 +140% 291.67
Tesla Motors (TSLA) 0.00 65 415.38
Avago Technologies 0.00 109 +354% 311.93
Nordic American Tanker Shippin 0.00 1300 NEW 4.62
Roche Holding (RHHBY) 0.00 100 NEW 40.00
Dassault Systemes S.A. (DASTY) 0.00 150 166.67
LogMeIn (LOGM) 0.00 42 95.24
Verint Systems (VRNT) 0.00 140 57.14
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.00 192 135.42
KKR & Co (KKR) 0.00 200 30.00
iShares S&P; SmallCap 600 Index (IJR) 0.00 608 NEW 83.88
iShares S&P; India Nifty 50 Index Fund (INDY) 0.00 101 NEW 39.60
Ecotality (ECTY) 0.00 833 0.00
iShares Russell Midcap Growth Idx. (IWP) 0.00 280 153.57
SPDR S&P; Dividend (SDY) 0.00 77 -93% 103.90
Vanguard Mid-Cap ETF (VO) 0.00 25 160.00
Alerian Mlp Etf(amlp) 0.00 2000 -61% 8.50
BlackRock Global Opportunities Equity Tr (BOE) 0.00 600 NEW 11.67
Cohen & Steers REIT/Pfd Inc Fd (RNP) 0.00 245 24.49
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.00 929 15.07
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.00 420 11.90
Hldgs Inc 0.00 237 88.61
iShares Cohen & Steers Realty Maj. (ICF) 0.00 160 118.75
Vanguard Total Bond Market ETF (BND) 0.00 233 NEW 85.84
Antares Pharma (AIS) 0.00 3000 NEW 4.67
Motorola Solutions (MSI) 0.00 310 161.29
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.00 225 -52% 84.44
Vanguard High Dividend Yield ETF (VYM) 0.00 531 +483% 94.16
Kingfisher (KGFHY) 0.00 540 5.56
Vinci S.a Adr adr 0.00 75 26.67
GenMark Diagnostics (GNMK) 0.00 400 5.00
Nuveen Equity Premium Income Fund (JPZ) 0.00 542 12.92
PIMCO Corporate Opportunity Fund (PTY) 0.00 400 NEW 20.00
Vanguard Consumer Discretionary ETF (VCR) 0.00 200 190.00
Vanguard Information Technology ETF (VGT) 0.00 93 +106% 247.31
Ipath Dow Jones-aig Commodity 0.00 1182 22.84
Jp Morgan Alerian Mlp Index 0.00 500 22.00
Saratoga Investment (SAR) 0.00 500 NEW 24.00
Vanguard Mid-Cap Growth ETF (VOT) 0.00 60 166.67
Vanguard Health Care ETF (VHT) 0.00 150 NEW 193.33
iShares Lehman Short Treasury Bond (SHV) 0.00 255 NEW 109.80
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.00 41 24.39
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.00 25 40.00
iShares FTSE NAREIT Mort. Plus Capp (REM) 0.00 1094 44.79
iShares Morningstar Mid Core Index (JKG) 0.00 110 209.09
BlackRock Floating Rate Income Strat. Fn (FRA) 0.00 140 NEW 14.29
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.00 116 -22% 224.14
MFS InterMarket Income Trust I (CMK) 0.00 5516 0.00
PowerShares Dynamic Lg.Cap Growth (PWB) 0.00 715 51.75
WisdomTree LargeCap Dividend Fund (DLN) 0.00 214 107.48
Wisdomtree Tr em lcl debt fd 0.00 475 35.79
CLP Holdings (CLPHY) 0.00 800 10.00
Thornburg Mortgage (THMRQ) 0.00 165 +57% 0.00
Vanguard Telecommunication Services ETF (VOX) 0.00 28 NEW 107.14
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.00 700 52.86
iShares S&P; Global Infrastructure Index (IGF) 0.00 100 NEW 50.00
iShares S&P; Global Utilities Sector (JXI) 0.00 211 NEW 56.87
PowerShares Dynamic Sm. Cap Growth (PWT) 0.00 860 39.53
Tortoise MLP Fund (NTG) 0.00 1000 11.00
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.00 52 -65% 115.38
Arkema S.A. (ARKAY) 0.00 5 NEW 200.00
Carlsberg As B Spon Adr adr 0.00 65 30.77
Enel Spa - Adr adr 0.00 700 8.57
Fanuc Ltd-unpons Adr adr 0.00 225 17.78
Tencent Holdings Ltd - Adr adr 0.00 420 +577% 47.62
Vestas Wind Systems - Unsp Adr adr 0.00 300 NEW 33.33
Wolters Kluwer (WTKWY) 0.00 40 75.00
International Power (IPWG) 0.00 2000 0.00
Walker & Dunlop (WD) 0.00 600 65.00
Vanguard Total World Stock Idx Fd (VT) 0.00 235 80.85
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.00 258 93.02
iShares S&P; Conservative Allocatn Fd ETF (AOK) 0.00 168 NEW 35.71
Sodastream International Ltd 0.00 200 0.00
Schwab Emerging Markets Equity ETF (SCHE) 0.00 208 -30% 28.85
Schwab International Equity ETF (SCHF) 0.00 25 NEW 40.00
First Trust Health Care AlphaDEX Fd (FXH) 0.00 540 83.33
Alcoa Inc Cum Pfd equs 0.00 23 NEW 0.00
Nestle Sa Cham Et Vevey eqfor 0.00 129 -15% 108.53
Tel Offshore Trust (TELOZ) 0.00 7 0.00
Schwab U S Small Cap ETF (SCHA) 0.00 55 +120% 72.73
Prudential Plc preferred 0.00 200 30.00
Citigroup Capital 7.8 preferr 0.00 45 NEW 22.22
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.00 1233 +389% 35.69
Athersys (ATHX) 0.00 5000 1.20
Unity One Capital Inc 0.00 1 0.00
Mesa Royalty Trust (MTR) 0.00 215 4.65
Canadian Apartment Properties REIT (CAR.UN) 0.00 600 41.67
Fidelity Comwlth Tr ndq cp idx trk 0.00 7 NEW 285.71
Security National Financial (SNFCA) 0.00 22 0.00
Vanguard Intl Equity Index F glb ex us etf 0.00 704 +127% 59.66
Schwab Strategic Tr cmn 0.00 20 50.00
Travelers Companies Inc 0.00 275 138.18
RioCan Real Estate Investment Trust (REI.UN) 0.00 300 20.00
Chs Inc 8% Cum Redeemable Pfd prd 0.00 500 28.00
e.Digital Corporation (EDIG) 0.00 300 0.00
Istar Financial Inc pfd 0.00 300 26.67
American Intl Group Inc 0.00 1425 NEW 10.53
Insmed Inc 0.00 1500 24.00
First Tr Intrnet 0.00 286 +5% 139.86
Materion Corporation 0.00 171 58.48
USD.001 Atlas Energy Lp ltd part 0.00 268 11.19
Blackstone Gso Lng Shrt Cr I 0.00 800 NEW 16.25
D Gmac Capital Trust I pfddom 0.00 300 26.67
Schwab Strategic Tr us reit etf 0.00 530 +2% 45.28
Spdr Series Trust brcly em locl 0.00 9 0.00
Telephone & Data Systems, Inc. stock 0.00 300 26.67
A Classified Ad Inc Com 0.00 156 0.00
A Super Deal Com Inc 0.00 153 0.00
Core Med Group Inc Com 0.00 146 0.00
Esecuresoft Co 0.00 148 0.00
Green Energy Group Inc 0.00 165 0.00
Usa Performance Prods Inc 0.00 40 0.00
Usas Digital Inc 0.00 162 0.00
Novo-nordisk A/s Sedol# 707752 0.00 507 +102% 57.20
AmerisourceBergen Corp................ 0.00 142 NEW 84.51
Sanofi Aventis Wi Conval Rt 0.00 1014 0.99
Abakan Inc Com 0.00 50000 -49% 0.00
Arcos Dorados Holdings, Inc. 0.00 100 10.00
Powershares Etf Tr Ii s^p500 low vol 0.00 684 +13% 58.48
Ishares High Dividend Equity F 0.00 137 -37% 94.89
Marathon Petroleum Corp 0.00 223 58.30
Cvr Partners Lp unit 0.00 812 3.69
Corts Trust 7.625%97 Corp Bkd pfd 0.00 700 5.71
Vitrotech Corp 0.00 500 0.00
Fortinet Inc 0.00 25 NEW 120.00
Ncr Corp New 0.00 20 50.00
Berkshire Hathaway inc del cl b new 0.00 20000 1.00
Ishares Tr fltg rate nt 0.00 390 51.28
First Trust Cloud Computing Et 0.00 33 60.61
Dunkin' Brands Group 0.00 300 76.67
First Tr Exch Trd Alpha Fd I Brazil Alpha 0.00 2000 17.50
Schwab Strategic Tr us aggregate b 0.00 190 NEW 52.63
Softbank Corp-unspon Adr adr 0.00 494 +850% 22.27
Brookfield Renewable energy partners lpu 0.00 300 46.67
Wpx Energy 0.00 600 13.33
Market Vectors Semiconductor E 0.00 32 +100% 156.25
Schwab Strategic Tr us dividend eq 0.00 325 -48% 58.46
Ishares Tr usa min vo 0.00 341 +24% 64.52
Db-x Msci Eafe Currency-hedged 0.00 136 NEW 36.76
Blackrock Util & Infrastrctu 0.00 700 NEW 22.86
Ishares Inc em mkt min vol 0.00 146 -2% 61.64
Ishares Tr eafe min volat 0.00 189 +21% 74.07
Proto Labs 0.00 220 100.00
Patriot Gold 0.00 500 0.00
Dps Lehman Brth Hld Pfd preferred 0.00 92 0.00
Retail Properties Of America 0.00 1009 13.88
Sysmex Corp for 0.00 100 NEW 30.00
Proofpoint 0.00 40 NEW 125.00
stock 0.00 94 +16% 148.94
Supernus Pharmaceuticals 0.00 1838 23.94
Keyence Corp Ord 0.00 8 +100% 375.00
Global X Fds glbl x mlp etf 0.00 1400 7.86
Wa Funding Tr Iii D/escrow 0.00 3100 0.00
Nuveen Preferred And equity 0.00 430 NEW 25.58
First Tr Exchange-traded Fd no amer energy 0.00 92 NEW 21.74
Palo Alto Networks 0.00 50 -55% 240.00
Sandstorm Gold 0.00 400 NEW 7.50
Reinsurance Grp Of Amerpfd 6.2 pfd 0.00 51 19.61
Orbit Brands 0.00 100000 0.00
Capital One Finl 6% Pfd B pfd 0.00 400 25.00
Taubman Ctrs 6.5% Pfd J 0.00 1000 26.00
First Tr Exchange Traded Fd nasd tech div 0.00 470 +10% 42.55
Bank Of New York Mellon 5.2% public 0.00 1701 NEW 25.87
Proshares Ultrashort 20+y Tr etf 0.00 1000 27.00
State Street Corp stock 0.00 159 25.16
Epr Properties 0.00 86 69.77
Ambarella Inc shs 0.00 100 60.00
Powershares S&p 500 0.00 445 +9% 44.94
Regulus Therapeutics 0.00 16 0.00
Model N 0.00 750 34.67
Pimco Dynamic Credit Income other 0.00 650 NEW 24.62
Zoetis Inc Cl A 0.00 250 -13% 132.00
Prudential Financial 5.70% public 0.00 118 25.42
Hanover Insurance pfd 0.00 500 26.00
Wells Fargo pfd 0.00 598 25.08
Ocado 0.00 750 17.33
Metropcs Communications 0.00 54 74.07
Nustar Logistics Lp prf 0.00 150 NEW 26.67
Pebblebrook Hotel Tr 6.5% Pfd Series C 0.00 250 24.00
Preferredplus Tr prf 0.00 300 10.00
Public Storage 5.20% Series X preferr 0.00 27 37.04
Spdr Ser Tr cmn 0.00 102 -15% 98.04
Invesco Mortgage Capital pref 0.00 200 25.00
Digital Realty Trust Pfd stock 0.00 945 25.40
Lts 8 12/31/49 Pfd stock 0.00 100 NEW 30.00
Blackstone Mtg Tr 0.00 550 NEW 36.36
Cambria Etf Tr shshld yield etf 0.00 200 40.00
Vanguard Charlotte Fds intl bd idx etf 0.00 336 NEW 56.55
Vanguard Whitehall Fds Inc emerg mkt bd etf 0.00 494 NEW 80.97
Doubleline Income Solutions 0.00 600 NEW 20.00
Allstate 0.00 470 NEW 25.53
Twenty-first Century Fox 0.00 29 34.48
Sprint 0.00 39 0.00
Gw Pharmaceuticals Plc ads 0.00 32 93.75
Hyperdynamics Corp Common Stoc 0.00 13 0.00
Renaissancere Holdings 5.375% public 0.00 93 21.51
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred stock 0.00 300 26.67
Sprouts Fmrs Mkt 0.00 1000 +11% 19.00
Independence Realty Trust In 0.00 2000 14.00
Integrys Energy 6% public 0.00 267 26.22
Sch Fnd Intl Lg Etf 0.00 128 NEW 31.25
Sch Fnd Em Lg Etf schb fdt emk lg 0.00 93 NEW 32.26
Sch Fnd Us Sm Etf schwab fdt us sc 0.00 140 NEW 42.86
Sch Fnd Us Lg Etf schwb fdt us lg 0.00 173 NEW 40.46
Nexprise 0.00 1 0.00
Cel-sci 0.00 289 10.38
Schwab Strategic Tr schwb fdt int sc 0.00 67 NEW 29.85
Wirecard Ag 0.00 100 120.00
American Airls 0.00 856 29.21
Veeva Sys Inc cl a 0.00 150 +7% 140.00
Twitter 0.00 941 +284% 31.88
Perrigo Company 0.00 17 58.82
Wix Com Ltd shs 0.00 15 NEW 133.33
Citigroup Perp Pfd 6.875% Call preferr 0.00 200 30.00
Qts Realty Trust Inc stock 0.00 800 53.75
Wells Fargo 6.625% 0.00 115 26.09
A M R Corporation Xxx res 0.00 1400 0.00
* Proshares Tr S&p 500 Aristo Added 0.00 69 NEW 72.46
Texas Cap Bancshares Inc Non-c preferred stock 0.00 950 26.32
Altagas 0.00 300 NEW 16.67
Fidelity msci hlth care i 0.00 81 -72% 49.38
Fidelity msci finls idx 0.00 145 -34% 41.38
Achaogen 0.00 1000 NEW 0.00
New Media Inv Grp 0.00 721 6.93
Voya Financial 0.00 70 57.14
Cara Therapeutics 0.00 400 15.00
Statestreet Corp public 0.00 142 28.17
Jd 0.00 400 35.00
Arista Networks 0.00 200 NEW 205.00
Nextera Energy Partners 0.00 40 50.00
Altius Minerals 0.00 1400 NEW 9.29
Five9 0.00 125 NEW 64.00
Cion Investment Corporation 0.00 2220 8.11
Zendesk 0.00 600 76.67
Regions Fin Pfd Ser B 6.375 pfd 0.00 130 30.77
Osisko Gold Royalties 0.00 61 NEW 16.39
Casi Pharmaceuticalsinc Com Stk 0.00 3300 3.03
Pnc Funding Corp Senior N bond 0.00 2000 1.00
Actua Corporation 0.00 1 NEW 0.00
Synchrony Financial 0.00 462 -32% 36.80
Wells Fargo & Co New Depository Shs Preferred pfd stk 0.00 2000 25.50
Invesco Pfd Ser B 7.75% pfd 0.00 150 26.67
International Business Machs Corp Deb 0.00 20000 1.25
Alcoa, Inc. note 0.00 25000 1.04
General Elec Cap Corp Glb bond 0.00 2000 1.00
Keysight Technologies 0.00 126 103.17
Suno 0.00 629 NEW 30.21
Anthem 0.00 100 NEW 300.00
California Resources 0.00 2 -33% 0.00
Outfront Media 0.00 1500 26.67
Factorshares Tr ise cyber sec 0.00 250 40.00
Ishares Tr liquid inc etf 0.00 100 NEW 50.00
Usm 7 1/4 12/1/63 stock 0.00 300 26.67
Wayfair 0.00 17 117.65
Store Capital Corp reit 0.00 400 37.50
U.s. Treasury Note 2.125 bond 0.00 11000 1.00
Golden Arch Resources 0.00 4000 0.00
General Motors 8.25xxxescrow P 0.00 15000 0.00
Bank Of Southern California, N. A. 0.00 600 NEW 13.33
Pima Cnty Az Indl Dev Auth Edu 7.12% municipal bond 0.00 10000 1.10
Manuf & Traders Trust Co bond paying periodic income 0.00 3000 1.00
Apple Inc lg cap core 0.00 50000 1.02
Blackrock Inc lg cap gwth 0.00 25000 1.08
Ford Motor Credit Co Llc interm. bond 0.00 13000 1.00
Microsoft Corp interm. bond 0.00 20000 1.00
North Carolina Eastn Mun Pwr A Pwr Sys R interm. muni 0.00 5000 1.00
Zillow Group Inc Cl A stock 0.00 100 50.00
Morgan Stanley Series J - 0.00 15000 1.00
Invitae 0.00 100 NEW 20.00
Chsinc 7 1/2 12/31/49 stock 0.00 700 27.14
Jpm 6 1/8 12/31/49 stock 0.00 333 27.03
Corr 7 3/8 12/31/49 stock 0.00 1050 25.71
Jpmorgan Chase & Co preferred stock 0.00 20000 1.00
Suntrust Pfd Capital I Nrml Pfd Purchas corporate semiu 0.00 20000 0.90
Banc Of California 7.375% Perp pfd 0.00 300 26.67
National General Ins 7.50% Cal pfd 0.00 500 26.00
Berkshire Hathaway Fin global 0.00 5000 NEW 1.00
Coca-cola Co/the global 0.00 3000 1.00
General Elec Cap Corp global 0.00 25000 1.04
Gilead Sciences Inc us domestic 0.00 4000 1.00
Gilead Sciences Inc global 0.00 6000 1.00
Google Inc global 0.00 2000 1.00
Hsbc Holdings Plc global 0.00 25000 1.04
Lowe's Companies Inc us domestic 0.00 25000 1.00
United Parcel Service us domestic 0.00 20000 1.00
Gaslog Ltd. 8.75% Cum A Glog.pra-usa preferred stock 0.00 400 25.00
Souththirtytwo Ads 0.00 11 0.00
Fitbit 0.00 400 7.50
Community Healthcare Tr 0.00 1000 43.00
Energizer Holdings 0.00 200 50.00
First Republic Bank/ca, Series F, 5.70% stock 0.00 500 26.00
Alarm Com Hldgs 0.00 60 NEW 50.00
Htg Molecular Diagnostics 0.00 7000 0.71
Westrock 0.00 780 42.31
At&t Inc 3.4% Due 5/15/2025 Mn15 global 0.00 20000 NEW 1.05
Corbus Pharmaceuticals Hldgs 0.00 1200 5.83
Vareit, Inc reits 0.00 4800 +60% 9.17
Qualcomm Inc Fxd Rt 0.00 20000 1.00
New York Mtg Tr Inc pfd-c conv 0.00 500 26.00
Hillenbrand Inc Senior Note M/w senior note m/w 0.00 15000 1.00
Lexmark Intl Inc Sr Note M/w Credit Sensitive sr note m/w credit sensitive 0.00 25000 1.00
Us Treasury Note note 0.00 3000 1.00
Vereit Pfd pfd 0.00 216 -20% 27.78
Eaglepoint Credit 7.75%2022 Cu pfd 0.00 283 NEW 24.73
Goldman Sachs Group Inc global 0.00 20000 1.00
Zillow Group Inc Cl C Cap Stk stock 0.00 200 45.00
Pjt Partners 0.00 25 40.00
First Tr Exchange Traded Fd nasdaq cea cyb 0.00 500 30.00
Yellow Pages Limited Warrant 12/20/2022 war 0.00 827 0.00
Morgan Stanley Senior Medium Term Note senior medium term note 0.00 10000 NEW 1.00
Wells Fargo Company Senior Medium Term Note senior medium term note 0.00 25000 1.00
Aab National 0.00 181 NEW 0.00
American Capital Holdings 0.00 200 0.00
Associated Ban Pfd preferred 0.00 500 NEW 26.00
Cougar Oil & Gas Canada 0.00 2000 0.00
Cuidao Hldg 0.00 150 0.00
Fairfax Finance preferred 0.00 500 14.00
General Motors Corp 9.25 reit, m 0.00 15000 0.00
Ingersoll-rand 0.00 298 134.23
Myzipsoft 0.00 311 0.00
Occidental Petro 0.00 668 -20% 41.92
Pacific Blue Energy 0.00 1000 0.00
Spectra7 Microsystems 0.00 1000 0.00
Cimarex Energy 0.00 10000 1.10
Davita Healthcare Partners Inc fixed income 0.00 20000 1.05
Newmont Mining Corp Nt fixed income 0.00 3000 1.00
Rmr Group Inc cl a 0.00 5 0.00
Pure Storage Inc - Class A 0.00 2750 -17% 17.09
Cpi Card 0.00 40 -50% 0.00
Square Inc cl a 0.00 17 58.82
Atlassian Corp Plc cl a 0.00 60 116.67
Costamare, Inc., 8.75% Ser D C pfd 0.00 150 NEW 26.67
Ferrari Nv Ord 0.00 56 160.71
Myokardia 0.00 150 NEW 73.33
Bluerock Residential Growth 8. pfd 0.00 1143 +281% 26.25
Aetna Inc note 2.75% 11/15/2022 0.00 6000 1.00
Austin Tx Isd note 5.00% 8/1/2022 0.00 15000 1.07
Austin Tx Wtr & Wst note 5.00% 11/15/2023 0.00 10000 1.10
Az Bd Regents Univ note 5.00% 7/1/2024 0.00 10000 1.20
Az St Ctfs Part note 5.00% 9/1/2024 0.00 15000 NEW 1.20
Az St Lottery note 5.00% 7/1/2023 0.00 35000 1.00
Az St Trans Brd Hwy note 5.00% 7/1/2022 0.00 10000 1.10
Az St Trans Brd Hwy note 5.00% 7/1/2021 0.00 10000 1.10
Az St Transn Brd note 5.00% 7/1/2022 0.00 10000 1.00
Az Trans Brd Hwy note 5.00% 7/1/2022 0.00 10000 1.10
Az Trans Excise Tax note 5.00% 7/1/2021 0.00 10000 1.00
Az Wtr Infra Fa Rev note 5.00% 10/1/2021 0.00 10000 1.10
Bank Of America note 5.63% 7/1/2020 0.00 7000 1.00
Benton Cnty Wa Sd#1 note 5.00% 12/1/2021 0.00 15000 1.07
Broward Cnty Fl Arp note 5.00% 10/1/2021 0.00 10000 1.10
City Of San Antonio note 5.00% 2/1/2023 0.00 15000 1.13
Corpus Christi Tx note 5.00% 3/1/2022 0.00 15000 1.07
Dripping Spring Tx note 5.00% 2/15/2021 0.00 10000 1.00
Eaton Corp note 2.75% 11/2/2022 0.00 6000 1.00
Expedia Inc note 5.95% 8/15/2020 0.00 7000 1.00
Ford Hldg Llc note 9.30% 3/1/2030 0.00 15000 1.27
Goldman Sachs Group note 5.50% 2/15/2031 0.00 20000 1.15
Goldman Sachs Group note 5.50% 6/15/2030 0.00 25000 1.16
Gte Corp note 6.94% 4/15/2028 0.00 10000 1.20
Harris Cnty Tx note 5.00% 8/15/2026 0.00 15000 1.07
Heritage Global 0.00 50 0.00
Hewlett-packard Co note 4.65% 12/9/2021 0.00 15000 1.07
Jea Fl Elec Sys Rev note 5.00% 10/1/2022 0.00 10000 1.10
Klein Tx Isd note 5.00% 8/1/2023 0.00 10000 1.10
Lehman Bro Hldg Preferred preferred 0.00 600 NEW 0.00
Lehman Bros Hldgs note 0.00% 2/27/2015 0.00 20000 0.00
Maricopa Az Sd #4 note 5.00% 7/1/2021 0.00 15000 1.07
Mi St Bldg Auth note 5.00% 4/15/2021 0.00 10000 1.00
Mo St Hlth/ed note 5.70% 10/1/2022 0.00 10000 1.00
Morgan Stanley note 4.63% 1/16/2034 0.00 13000 1.08
Mp Wstrn St Univ note 5.00% 10/1/2020 0.00 10000 1.00
Nc Mun Pwr Ca Elec note 5.00% 1/1/2025 0.00 10000 1.20
New York N Y note 5.00% 8/1/2023 0.00 10000 1.10
Ny St Dorm Auth Per note 5.00% 2/15/2025 0.00 10000 1.20
Ny St Dorm Auth S/t note 5.00% 3/15/2022 0.00 10000 1.10
Oh St Wtr Poll Rev note 5.00% 12/1/2021 0.00 10000 1.10
Pa St Tpk Commn Tpk note 5.00% 12/1/2024 0.00 10000 1.20
Pactiv Llc note 8.38% 4/15/2027 0.00 5000 1.20
Phoenix Az Cvc Imp note 5.00% 7/1/2020 0.00 10000 1.00
Phoenix Az Wst Wtr note 5.00% 7/1/2024 0.00 10000 1.20
Phoenix Az Wtr note 5.00% 7/1/2027 0.00 10000 1.20
Pima Cn Az Swr note 5.00% 7/1/2025 0.00 10000 1.10
Regl Tran Dst Co Co note 5.00% 6/1/2022 0.00 10000 1.00
Rosemont Il note 5.25% 12/1/2022 0.00 10000 1.10
Servicemaster Co Ltd note 7.45% 8/15/2027 0.00 5000 1.20
Tucson Az Wtr note 5.00% 7/1/2025 0.00 10000 1.20
Tx Trans St Hwy Fd note 5.00% 10/1/2024 0.00 10000 1.20
Univ Az Med Ctr note 5.50% 7/1/2033 0.00 25000 1.16
Omaha Ne Pub Facs Corp Lse Rev Baseball municipal bondu 0.00 10000 1.00
Sce Trust Vpfd 5.450% Cumulati pfd 0.00 600 25.00
Under Armour Inc Cl C 0.00 1500 19.33
General Electric 0.00 25000 1.00
Sunstone Hotel Investors Pfd 6.95 0.00 150 NEW 26.67
Biogen Inc convertible 0.00 13000 NEW 1.08
Chemtrade Log Inc Fd equities 0.00 2000 8.50
Dover Corp convertible 0.00 40000 -20% 1.28
Emc Corporation convertible 0.00 50000 1.00
Jpmorgan Chase & convertible 0.00 47000 1.04
Microsoft Corp convertible 0.00 10000 1.10
Liberty Media Corp Delaware Com A Siriusxm 0.00 20 50.00
Liberty Media Corp Delaware Com C Siriusxm 0.00 40 50.00
Vanguard Int High Dvd Yld In exchange traded funds 0.00 646 NEW 63.47
Bancofcalifornia 7.00% Cal2021 pfd 0.00 800 26.25
Umh Propertyies 8.0% Perp Cum pfd 0.00 66 NEW 30.30
Symantec Corp ftax 0.00 50000 1.02
Waste Mgmt Inc ftax 0.00 25000 1.00
Hca 0.00 10000 1.10
Bank Amer Corp cb 0.00 45000 1.07
Brookfield Business Partners unit 0.00 14 71.43
Global Medical Reit, Inc. stock 0.00 2000 13.00
Ares Management Lp, Series A, 7.00% stock 0.00 600 26.67
Bank Of America Corp., Series Ee, 6.00% stock 0.00 500 NEW 26.00
Twilio Inc cl a 0.00 340 +13% 97.06
First Tr Combined Ser unit trusts 0.00 30 833.33
Notis Global Inc equities 0.00 100 0.00
Fau Fin Corp Fl convertible 0.00 5000 1.00
Lower Co Riv Auth T convertible 0.00 10000 1.20
Ihs Markit Ltd Shs stock 0.00 71 70.42
C V Sciences 0.00 333 0.00
Bank America Corp Sub Note corporate semiu 0.00 6000 1.00
Walgreen Boots Alliance Sr Unsecd Note corporate semiu 0.00 12000 1.00
Wellpoint Inc Note corporate semiu 0.00 8000 1.00
Etf Managers Tr purefunds ise mo 0.00 62 NEW 48.39
Avant Diagnostics 0.00 91000 0.00
Etf Managers Tr tierra xp latin 0.00 33 30.30
Amgen Inc cb 0.00 40000 1.02
Viacom Inc New cb 0.00 45000 1.07
Comcast Corp New cb 0.00 45000 1.04
First Trust Iii Etf etf 0.00 8 0.00
Gladstone Commercial 7.00% Cum pfd 0.00 900 25.56
Advansix Inc Com stock 0.00 1 0.00
Nutanix Inc cl a 0.00 200 30.00
Sotherly Hotels, Inc., Series B, 8.00% stock 0.00 577 26.00
Cardinal Health Inc convertible 0.00 35000 1.06
City Office Reit Red Pfd Ser A preferred stock 0.00 885 25.99
Arconic Inc Com stock 0.00 72 27.78
Esc Seventy Seven 0.00 60 0.00
Teekay Lng preferred stock 0.00 534 26.22
Capital One Financialco Ser G pfd 0.00 1000 26.00
Ishares Msci Global Gold Min etp 0.00 400 NEW 25.00
Global Indemnity Srnts7.75% Ca pfd 0.00 250 24.00
Fifth Third Bancorp fixed income securities 0.00 25000 1.00
United States Treasury Note fixed income securities 0.00 12000 1.00
Landmark Infrastructure Lp Pfd Ut Ser B equity 0.00 300 26.67
Lamb Weston Hldgs 0.00 333 87.09
Brookfield Real Assets Incom shs ben int 0.00 557 NEW 21.54
Conduent Incorporate 0.00 72 0.00
Crispr Therapeutics Ag 0.00 100 60.00
Liberty Interactive convertible 0.00 17000 1.00
Public Storage, Series E, 4.90 Percent stock 0.00 650 26.15
Chimera Invt 0.00 416 26.44
Wells Fargo & Co New perp pfd cnv a 0.00 50000 1.04
Aurora Cannabis Inc snc 0.00 25 0.00
Canopy Gro 0.00 1558 21.18
Abbvie 0.00 6000 1.00
Orcl 1.9 09/15/21 0.00 5000 1.00
Vz 3.45 03/15/21 0.00 10000 NEW 1.00
Aquabounty Technologies 0.00 4 0.00
Snap Inc cl a 0.00 170 17.65
Alteryx 0.00 25 NEW 120.00
Vaso Corporation 0.00 2000 0.00
Linn Co Llc Escrow Com Shs Rps 0.00 780 0.00
Two Harbors Inv Corp Pfd A pfd 0.00 600 28.33
Apollo Management Llc prd 0.00 310 NEW 25.81
Chimera Investment Corp - Call pref 0.00 418 26.32
Global Indemnity Ltd pref 0.00 600 26.67
Pennymac Mortgage Investment Trust Cum Red Pfd Registered Shs Of Beneficial Interest Series A equity 0.00 900 26.67
Altaba 0.00 125 NEW 0.00
Cloudera 0.00 353 11.33
Aphria Inc foreign stock 0.00 1140 5.26
Oxford Lane Capital Corp, Series 2024, 6.75 Percent stock 0.00 600 25.00
Delek Us Holdings 0.00 221 NEW 31.67
Bk Ny Mellon Cor convertible/ 0.00 10000 1.00
Berkshire Hathaway convertible/ 0.00 10000 1.00
Cisco Systems Inc convertible/ 0.00 5000 1.00
Fannie Mae convertible/ 0.00 22000 1.00
Occidental Petrol convertible/ 0.00 4000 1.00
Pepsico Incorpor convertible/ 0.00 10000 1.00
Royal Bank Canad convertible/ 0.00 10000 1.00
Salt Verde Az Fc convertible/ 0.00 35000 1.14
Starbucks Corp convertible/ 0.00 10000 1.00
Visa Inc convertible/ 0.00 10000 1.00
Wells Fargo Bk Na convertible/ 0.00 12000 1.00
Colas Sa Ord equities 0.00 100 160.00
Brighthouse Finl Inc Com 0.00 15 -11% 66.67
Lincoln Neb Elec Sys Rev Rev Bds Callable rev bds callable 0.00 10000 1.00
Global Net Lease Inc Cum Red Preferred Registered Shs Series A equity 0.00 600 26.67
Digital Real 6.625 Pfd preferred 0.00 500 26.00
Akcea Therapeutics Inc equities 0.00 50 20.00
Az Hlth Fac Auth convertible/ 0.00 10000 1.10
Comcast Corpora convertible/ 0.00 10000 1.10
Excelsior Mining Co equities 0.00 16800 0.77
Tn Engy Acquisit convertible/ 0.00 5000 1.00
Clarus Corp New 0.00 1600 13.75
Digital Realty Trust, Inc., Series J, 5.25 Percent stock 0.00 400 25.00
Umh Pptys Inc Pfd C 6.750 preferred stock 0.00 500 26.00
B Riley Finl Inc Sr Nt 27 prd 0.00 1300 25.38
Tapestry 0.00 400 27.50
Gaslog Partners Lp Pfd 8.625 pfd stk 0.00 786 +57% 25.45
Hoegh Lng Partners 8.75.qdi Pe pfd 0.00 1275 +155% 25.88
Two Harbors Investments 7.625. pfd 0.00 350 28.57
Terraform Power Inc - A 0.00 1300 NEW 15.38
Monsanto Co Bond 2.20 7/15/2022 b 0.00 7000 1.00
Iqvia Holdings Inc 0.00 100 150.00
Syneos Health Inc 0.00 165 60.61
Innergex Renewable Srts En 0.00 1314 12.94
Exelon Generation Co Llc corporate bonds 0.00 12000 1.00
Bluegreen Vacations Ord 0.00 400 10.00
Nutrien0ltd0com0npv0isin0#ca67077m10860sedol0#bdrjln0 0.00 456 48.25
Cronos Group Inc 0.00 1400 -58% 7.86
Ericsson Tel equities 0.00 100 10.00
Asx Limited equities 0.00 150 NEW 53.33
Cboa Financial Inc equities 0.00 12000 NEW 2.67
Chubb Corp convertible/ 0.00 20000 1.05
American Tower Co convertible/ 0.00 15000 1.07
Amgen Inc convertible/ 0.00 30000 1.00
Berkshire Hatha convertible/ 0.00 20000 1.05
Chevron Corpora convertible/ 0.00 20000 1.05
Comcase Corporati convertible/ 0.00 20000 1.05
Corning Inc convertible/ 0.00 50000 1.04
Ford Motor Comp convertible/ 0.00 20000 1.05
Goldman Sachs Group convertible/ 0.00 40000 1.08
Intel Corp convertible/ 0.00 45000 1.02
Pnc Financial Srv convertible/ 0.00 30000 1.07
Phoenix Az Cvc Arpt convertible/ 0.00 10000 1.00
Phoenix Az Cvc Arpt convertible/ 0.00 15000 1.00
Sotherly Hot pfds, reits, 0.00 600 25.00
Toll Brothers convertible/ 0.00 20000 1.10
Independence Group Ord equities 0.00 1500 4.67
Anheuser Busch Inbev Fin 0.00 3000 1.33
Centurylink Inc Sr Nt Ser V fixed income 0.00 45000 1.00
Chs Inc. Call @ 25 3/31/24 pfd 0.00 350 28.57
Terra Tech Corp 0.00 11 0.00
Pagseguro Digital Ltd-cl A 0.00 775 +4% 33.55
John Deere Cap Senior Medium Term Note senior medium term note 0.00 50000 1.02
Goldman Sachs Group Inc Senior Note Callable senior note callable 0.00 50000 1.00
Newell Brands Inc Senior Note Callable M/w senior note callable m/w 0.00 25000 1.04
Whirlpool Corp Sera Mtn Be Senior Note M/w senior note m/w 0.00 50000 1.04
Az Bd Regents Univ convertible/ 0.00 5000 1.20
Az Bd Regents Univ convertible/ 0.00 10000 1.20
Ax St Transn Brd convertible/ 0.00 25000 1.00
Austin Tx Cod convertible/ 0.00 20000 1.05
Austin Tx Cclg Dist convertible/ 0.00 5000 1.20
California St convertible/ 0.00 10000 1.00
California St convertible/ 0.00 10000 1.10
California St convertible/ 0.00 5000 1.20
Delaware St convertible/ 0.00 15000 1.13
Delaware St convertible/ 0.00 15000 1.13
Edina Mn Isd No273 convertible/ 0.00 20000 1.00
Goldman Sachs Group (variable) convertible/ 0.00 20000 1.00
Grd Forks Nd Sani convertible/ 0.00 15000 1.00
Hutchinson Mn Pur convertible/ 0.00 25000 1.12
Los Angeles Ca W/p convertible/ 0.00 5000 1.20
Maricopa Az Cod convertible/ 0.00 10000 1.10
Maricopa Az Sd #38 convertible/ 0.00 10000 1.20
Ohio St convertible/ 0.00 10000 1.10
Pnc Bank (variable) convertible/ 0.00 20000 1.00
Pennsbury Pa Sd convertible/ 0.00 30000 1.10
Phoenix Az convertible/ 0.00 20000 1.15
Phoenix Az Wtr convertible/ 0.00 25000 1.04
Pima Cnty Az convertible/ 0.00 5000 1.00
Pima Cn Az Ida E convertible/ 0.00 10000 1.00
Tempe Az convertible/ 0.00 5000 1.20
Texas State B7 convertible/ 0.00 20000 1.10
Tucson Az convertible/ 0.00 5000 1.00
Tucson Az Wtr convertible/ 0.00 20000 1.20
Utah St convertible/ 0.00 10000 1.10
Wisconsin State convertible/ 0.00 10000 1.20
Zscaler Incorporated 0.00 100 NEW 50.00
Cai Internatnl 8.50.perp Cum Q pfd 0.00 561 NEW 26.74
Gaslog Ltd 8.375. Ser A Cum Qd pfd 0.00 100 NEW 20.00
Qualcomm Inc fixed 0.00 4000 1.00
Bank Of America Corp Senior Medium Term Note senior medium term note 0.00 25000 1.08
Lincoln West Haymarket Neb Jt Pub Agy Fa Go Facs Bds Callable go facs bds callable 0.00 15000 1.07
Unitedhealth Gr 2.875 12/15/2021 b 0.00 25000 1.00
Santander Finance Preferred Sa Unipersonal preferred stock 0.00 300 23.33
Wyndham Hotels And Resorts Inc 0.00 275 61.82
Invesco S&p 500 Equal Weight Etf 0.00 400 -23% 115.00
Apergy Corp 0.00 654 -13% 33.64
Docusign Inc 0.00 645 +7% 74.42
Ferguson Plc sponsrd adr new 0.00 236 8.47
Invesco Exchng Traded Fd Tr ftse rafi sml 0.00 51 +5000% 39.22
Nabors Industries Ltd 6% pfd cnv sr a 0.00 1100 22.73
Invesco Exchng Traded Fd Tr s&p 500 ex rat added 0.00 116 NEW 43.10
Bausch Health Companies 0.00 1085 NEW 29.49
Organigram Holdings In 0.00 1000 2.00
Arlington Tx convertible/ 0.00 5000 1.00
Chandler Az convertible/ 0.00 10000 1.00
Flagstaff Az convertible/ 0.00 10000 1.10
Ft Bend Cty Tex convertible/ 0.00 15000 1.07
Goldman Sachs Group (variable) convertible/ 0.00 5000 1.00
Montana State B convertible/ 0.00 10000 1.10
Montana State Bo convertible/ 0.00 5000 1.00
Phoenix Az convertible/ 0.00 20000 1.00
Pima Cn Az Usd #1 convertible/ 0.00 20000 1.00
Scottsdale Az convertible/ 0.00 10000 1.10
Scottsdale Az W/ convertible/ 0.00 10000 1.00
Scottsdale Az W/ convertible/ 0.00 10000 1.10
State Of Texas convertible/ 0.00 10000 1.00
Wstn Maricopa Ed #2 convertible/ 0.00 15000 1.20
United States Treas Bds government security & agency issue 0.00 11000 1.09
Discovery Communications fixed income 0.00 5000 1.00
Arlo Technologies Inc 0.00 475 4.21
Bp Capital Markets Plc corporate bonds 0.00 4000 1.00
Medtronic Inc Com corporate bonds 0.00 25000 1.04
Aetna Inc convertible/ 0.00 20000 1.30
American Airlines convertible/ 0.00 20000 1.05
Amgen Inc. convertible/ 0.00 20000 1.00
Arizona Board Regen convertible/ 0.00 15000 1.07
Boeing Co convertible/ 0.00 25000 1.00
Brown & Brown Inc convertible/ 0.00 26000 1.04
Ford Motor Credit C convertible/ 0.00 15000 1.00
Fremont Nebraska Co convertible/ 0.00 5000 1.00
Goldman Sachs Gro Var 26 convertible/ 0.00 25000 1.00
Goldman Sachs Group convertible/ 0.00 20000 1.05
Goldman Sachs Group convertible/ 0.00 25000 1.08
Green Bay Wis convertible/ 0.00 20000 1.00
Holland Michigan El convertible/ 0.00 25000 1.04
Ihs Inc convertible/ 0.00 15000 1.07
Johnson & Johnson convertible/ 0.00 25000 1.16
Jpmorgan Chase (variable) convertible/ 0.00 20000 1.00
Lincoln Neb convertible/ 0.00 25000 1.08
Microsoft Corp convertible/ 0.00 25000 1.04
Microsoft Corp convertible/ 0.00 45000 1.02
New Mexico Fin A convertible/ 0.00 15000 1.00
New York Ny convertible/ 0.00 20000 1.00
Nielsen Fin Llc convertible/ 0.00 20000 1.00
Northern Arizona Un convertible/ 0.00 25000 1.12
Plano Texas Inde convertible/ 0.00 25000 1.00
Saline County Neb convertible/ 0.00 20000 1.00
Santa Monica-ma 6.434 convertible/ 0.00 25000 1.04
Scottsdale Ariz convertible/ 0.00 15000 1.07
Seward County Ne convertible/ 0.00 10000 1.00
St Charles Coun convertible/ 0.00 25000 1.04
Tulsa Oklahoma Arpt convertible/ 0.00 20000 1.00
Union Pacific Co convertible/ 0.00 35000 1.03
Wal-mart Stores Inc convertible/ 0.00 25000 1.04
Washington County O convertible/ 0.00 25000 1.04
Wells Fargo Bk N convertible/ 0.00 25000 1.08
California Grapes Intl Inc 0.00 10000 0.00
Ladenburg Thalmann 7.25-snnte pfd 0.00 275 NEW 21.82
Bb And T Corporation 0.00 5000 1.00
Linde Plc 0.00 55 218.18
Equitrans Midstream Corp 0.00 213 14.08
Yeti Hldgs Inc 0.00 325 33.85
Office Pptys Income Tr Com Shs Ben Int reit 0.00 75 26.67
Apple Inc. convertible/ 0.00 9000 1.00
Arizona Board Regen convertible/ 0.00 10000 1.10
Arizona Pub Svc C convertible/ 0.00 30000 -40% 1.00
At&t Inc. convertible/ 0.00 4000 1.00
Az Bd Regents Univ convertible/ 0.00 5000 1.00
California St convertible/ 0.00 20000 1.10
California St convertible/ 0.00 25000 1.08
Cisco Systems, I convertible/ 0.00 5000 1.00
Coca-cola Co convertible/ 0.00 25000 1.12
Dc W/s Auth Pub Uti convertible/ 0.00 25000 1.20
El Paso Tx convertible/ 0.00 10000 1.10
Fort Worth Tx convertible/ 0.00 25000 1.12
Gila Az Usd #10 convertible/ 0.00 10000 1.10
Intl Bk Recon & convertible/ 0.00 4000 1.00
Maricopa Az Sd #11 convertible/ 0.00 10000 1.10
Maricopa Az Sd #83 convertible/ 0.00 20000 1.10
Maricopa Az Uhsd 21 convertible/ 0.00 15000 1.07
Maricopa Az Usd #41 convertible/ 0.00 5000 1.20
Maricopa County Ari convertible/ 0.00 15000 1.07
Massachusetts St convertible/ 0.00 5000 1.00
Massachusetts St convertible/ 0.00 5000 1.20
Mcdonald's Corp convertible/ 0.00 4000 1.00
Moody's Corp convertible/ 0.00 4000 1.00
Morgan Stanley Var 34 convertible/ 0.00 7000 0.57
Nyc Ny Mun Fa W/s convertible/ 0.00 25000 1.20
Peoria Az convertible/ 0.00 10000 1.10
Philip Morris Int convertible/ 0.00 25000 1.00
Pima Cn Az Swr convertible/ 0.00 15000 1.07
Pima Cnty Az convertible/ 0.00 10000 1.10
Scottsdale Az Mpc convertible/ 0.00 15000 1.07
Td Ameritrade Hol convertible/ 0.00 4000 1.00
Total Capital convertible/ 0.00 5000 1.20
U.s. Bancorp convertible/ 0.00 4000 1.00
United Technologies convertible/ 0.00 4000 1.00
Univ Wa convertible/ 0.00 10000 1.20
Va St Pub Bldg Auth convertible/ 0.00 25000 1.28
Walmart Inc convertible/ 0.00 4000 1.00
Wisconsin State Aaa convertible/ 0.00 25000 1.08
Jpmorgan Chase & Co 0.00 10000 1.10
Lockheed Martin Corp 0.00 6000 NEW 1.00
Lyft Inc 0.00 300 NEW 43.33
Standard Lithium Corp equities 0.00 1000 1.00
Pima County Arizona convertible/ 0.00 10000 1.10
Abbott Laboratori convertible/ 0.00 36000 1.06
Activision Blizza convertible/ 0.00 50000 1.04
Air Products And convertible/ 0.00 10000 1.10
Albemarle Corp convertible/ 0.00 10000 1.10
Ameriprise Finl, convertible/ 0.00 50000 1.00
Amphenol Corp convertible/ 0.00 25000 1.04
Amphenol Corp convertible/ 0.00 50000 1.04
At&t Inc. convertible/ 0.00 20000 1.05
At&t Inc. convertible/ 0.00 50000 1.00
At&t Inc. convertible/ 0.00 50000 1.02
At&t Inc. convertible/ 0.00 50000 1.02
Automatic Data convertible/ 0.00 23000 1.04
Autozone, Inc. convertible/ 0.00 50000 1.02
Bank Of America convertible/ 0.00 50000 1.02
Bank Of America C Var 28 convertible/ 0.00 5000 1.00
Bnsf, Llc convertible/ 0.00 4000 1.00
Chevron Corp convertible/ 0.00 10000 1.10
Cna Finl Corp convertible/ 0.00 2000 1.00
Cnt Puget Snd Wa Tr convertible/ 0.00 25000 1.00
Conagra Brands, convertible/ 0.00 50000 1.02
Constellation En convertible/ 0.00 40000 1.02
Crown Castle Int convertible/ 0.00 10000 1.10
Dallas Texas Waterw convertible/ 0.00 10000 1.10
Dallas Texas Waterw convertible/ 0.00 20000 1.05
Danaher Corp convertible/ 0.00 10000 1.10
Davenport Io convertible/ 0.00 50000 1.02
Discovery, Inc. convertible/ 0.00 16000 1.06
Dowdupont Inc. convertible/ 0.00 45000 1.02
Dowdupont Inc. convertible/ 0.00 50000 1.00
Dr Pepper Snappl convertible/ 0.00 20000 1.05
Duke Energy Ohio convertible/ 0.00 5000 1.00
Eaton Vance Cor convertible/ 0.00 50000 1.04
Eog Resources, In convertible/ 0.00 50000 1.00
Eqt Corp convertible/ 0.00 45000 1.02
Eversource Energ convertible/ 0.00 20000 1.10
Exelon Corp convertible/ 0.00 10000 1.00
Express Scripts Holdings Co convertible/ 0.00 50000 1.04
Exxon Mobil Cor convertible/ 0.00 5000 1.00
First Trust Portfolios unit trusts 0.00 10 700.00
Ford Motor Co convertible/ 0.00 40000 1.05
Ft unit trusts 0.00 2000 3.00
Gatx Corp convertible/ 0.00 50000 1.00
General Motors Co convertible/ 0.00 5000 1.20
Goldcorp Inc. convertible/ 0.00 45000 1.00
Halliburton Co convertible/ 0.00 10000 1.10
Houston Tx convertible/ 0.00 5000 1.00
Houston Tx convertible/ 0.00 20000 1.00
Hp Inc. convertible/ 0.00 50000 1.02
Hsbc Usa Inc. convertible/ 0.00 50000 1.02
Johnson Controls convertible/ 0.00 50000 1.02
Johnson Controls In convertible/ 0.00 50000 1.00
Ks St Dev Fa Rev convertible/ 0.00 25000 1.12
Las Vegas Vy Nv Wtr convertible/ 0.00 25000 1.04
Lincoln Ntnl Cor convertible/ 0.00 25000 1.04
Marathon Petrol convertible/ 0.00 50000 1.04
Mcdonalds Corp convertible/ 0.00 3000 1.33
Microsoft Corp convertible/ 0.00 50000 1.00
Monsanto Co convertible/ 0.00 50000 0.96
Morgan Stanley convertible/ 0.00 40000 +33% 1.08
Motorola Solution convertible/ 0.00 2000 1.00
Noble Holding In convertible/ 0.00 31000 0.39
Norfolk Southern convertible/ 0.00 15000 1.13
O'reilly Automo convertible/ 0.00 50000 1.04
Packaging Corp O convertible/ 0.00 50000 1.04
Prudential Finl convertible/ 0.00 45000 1.02
Public Storage convertible/ 0.00 5000 1.00
Rpm Interntnl In convertible/ 0.00 25000 1.04
Salt River Prj Az convertible/ 0.00 50000 1.00
Sempra Energy convertible/ 0.00 45000 1.07
Simon Property Gr convertible/ 0.00 10000 1.10
Southern Natural convertible/ 0.00 50000 1.02
The Clorox Co convertible/ 0.00 25000 1.08
The Goldman Sachs convertible/ 0.00 6000 1.00
The Home Depot convertible/ 0.00 15000 1.00
The Valspar Corp convertible/ 0.00 20000 1.05
Transcanada Corp convertible/ 0.00 25000 1.00
U.s. Bancorp convertible/ 0.00 10000 1.00
Us Treasur Nt convertible/ 0.00 11000 1.00
Us Treasur Nt convertible/ 0.00 4000 1.00
Us Treasury convertible/ 0.00 2000 1.50
Viacom Inc convertible/ 0.00 6000 1.33
Wells Fargo & Co convertible/ 0.00 10000 1.10
Wells Fargo & Co convertible/ 0.00 50000 1.02
Wells Fargo & Co convertible/ 0.00 50000 1.04
Westlake Chemical convertible/ 0.00 50000 1.02
Williams Partner convertible/ 0.00 20000 1.00
Goldman Sachs Group Inc fixed income 0.00 25000 1.00
Rentech Nitrogensubmitted For Escrowpartners Lp mlp 0.00 300 0.00
Alcon Inc 0.00 85 -22% 58.82
Corteva Inc Com 0.00 1625 -21% 29.54
L3harris Technologies Inc Com stock 0.00 252 +104% 198.41
Kontoor Brands Inc 0.00 15 -70% 66.67
Luckin Coffee Inc sponsored ads 0.00 1295 NEW 39.38
Work Recovery In equities 0.00 1000 -37% 22.00
Structured Product Pfd equities 0.00 400 NEW 30.00
Alphabet Inc. convertible/ 0.00 10000 1.00
American Airlin convertible/ 0.00 5000 1.00
American Airlin convertible/ 0.00 5000 1.00
American Battery Metals equities 0.00 8200 0.00
Amern Tower Corp convertible/ 0.00 40000 1.08
Az Bd Regents Univ convertible/ 0.00 5000 1.00
Becton, Dickins convertible/ 0.00 40000 1.00
Boardwalk Pipel convertible/ 0.00 45000 1.02
Chicago Illinois O convertible/ 0.00 15000 1.20
Citigroup Inc. Var 28 convertible/ 0.00 2000 1.00
Conejo Vy Ca Usd convertible/ 0.00 2000 1.00
Csx Corp convertible/ 0.00 20000 1.00
Ct St Spl Tax Obg convertible/ 0.00 20000 1.20
Dc Income Tax convertible/ 0.00 10000 1.20
Fairfax Finl Hol convertible/ 0.00 35000 1.23
Federal Home Loan convertible/ 0.00 20000 1.00
Fl St B/e Pub Ed convertible/ 0.00 30000 1.03
Fresno Ca Wtr Sys convertible/ 0.00 2000 1.00
Garden Grove Califo convertible/ 0.00 20000 1.15
Grand Rv Dam Auth O convertible/ 0.00 15000 1.27
Hyatt Hotels Corp convertible/ 0.00 25000 1.04
Il Fa Rev convertible/ 0.00 10000 1.20
Illinois Fin Auth R convertible/ 0.00 25000 1.28
Jpmorgan Chase & Var 29 convertible/ 0.00 2000 1.00
Lennox Interntnl In convertible/ 0.00 45000 1.02
Los Angeles Ca Muni convertible/ 0.00 2000 1.00
Ma St Trans Fd convertible/ 0.00 25000 1.16
Maricopa Az Usd #60 convertible/ 0.00 5000 1.20
Markel Corp convertible/ 0.00 25000 1.04
Marriott Intl Inc convertible/ 0.00 20000 1.05
Marriott Intl Inc convertible/ 0.00 25000 1.08
Mesa Az convertible/ 0.00 10000 1.10
Mi St Hosp Fa convertible/ 0.00 15000 1.20
Microsoft Corp convertible/ 0.00 3000 1.33
Mphase Tech Inc equities 0.00 1 0.00
N Tx Twy Auth convertible/ 0.00 15000 1.13
Nm St Hosp convertible/ 0.00 20000 1.20
Oh St Infra Proj convertible/ 0.00 20000 1.20
Petaluma Ca Jusd convertible/ 0.00 2000 1.00
Pima Cn Az Regl Tra convertible/ 0.00 5000 1.20
Saugus California U convertible/ 0.00 1000 1.00
Texas St convertible/ 0.00 25000 1.24
The Charles Schw convertible/ 0.00 25000 1.08
Triborough Bridge & convertible/ 0.00 15000 1.27
Trinity Ca Util Dis convertible/ 0.00 2000 1.00
Trinity Riv Tx Ww convertible/ 0.00 20000 1.25
United Airlines, convertible/ 0.00 10000 1.00
United Technolo convertible/ 0.00 25000 1.04
Us Treasu Nt convertible/ 0.00 3000 1.00
Us Treasur Nt convertible/ 0.00 16000 1.00
Utah St convertible/ 0.00 15000 1.27
Valero Energy Corp convertible/ 0.00 20000 1.05
Walmart Inc. convertible/ 0.00 4000 1.00
Washington St convertible/ 0.00 15000 1.20
Wi St Clean Wtr convertible/ 0.00 25000 1.16
Wi St Trans convertible/ 0.00 5000 1.20
Wi St Trans convertible/ 0.00 20000 1.15
Willis Towers W convertible/ 0.00 3000 1.00
Zions Bancorp convertible/ 0.00 10000 1.10
Ubiquiti Inc 0.00 70 185.71
Ww Intl Inc 0.00 200 40.00
Texas St-trans local govt fixed rate note 0.00 20000 1.00
Invesco S&p Midcap Low equities 0.00 257 -2% 54.47
Algae Biosciences Co equities 0.00 12000 0.00
American Express convertible/ 0.00 20000 1.05
Amgen Inc. convertible/ 0.00 50000 1.02
Apple Inc. convertible/ 0.00 13000 1.08
Az Bd Regents Univ convertible/ 0.00 15000 1.20
Az Brd Regents Cop convertible/ 0.00 10000 1.20
Az Sch Fac Brd Cop convertible/ 0.00 25000 1.12
Bank Of America C convertible/ 0.00 25000 1.08
Beam Inc convertible/ 0.00 5000 1.20
Bedford Tx convertible/ 0.00 15000 1.07
Belleville Mi convertible/ 0.00 50000 1.02
Capital One Finl convertible/ 0.00 10000 1.00
Chicago Il Wtr convertible/ 0.00 5000 1.00
Comcast Corp convertible/ 0.00 12000 1.00
Conroe Tx Isd convertible/ 0.00 10000 1.20
Credit Suisse Ag convertible/ 0.00 20000 1.00
Dc convertible/ 0.00 10000 1.30
Detroit Mi City convertible/ 0.00 5000 1.40
El Paso Cnty Tx convertible/ 0.00 10000 1.20
Equinox Gold Corp equities 0.00 1426 7.71
Exantas Capi Pfd pfds, reits, 0.00 400 25.00
Florida St Turnpike convertible/ 0.00 10000 1.20
General Electric convertible/ 0.00 5000 1.00
General Electric convertible/ 0.00 20000 1.00
General Electric convertible/ 0.00 30000 1.07
Grand Rv Dam Auth O convertible/ 0.00 10000 1.20
Harris Cnty Tx Met convertible/ 0.00 25000 1.04
Hsbc Holdings Pl convertible/ 0.00 25000 1.04
Illinois Fin Auth R convertible/ 0.00 10000 1.30
Jpmorgan Chase & convertible/ 0.00 50000 1.00
King Cnty Wa Sd convertible/ 0.00 25000 1.08
Lewis Cnty Wa Pu convertible/ 0.00 10000 1.10
Lincoln Ne Elec Sys convertible/ 0.00 10000 1.20
Ma St Sch Bldg Auth convertible/ 0.00 10000 1.10
Marathon Petroleu convertible/ 0.00 12000 1.00
Maricopa Az Ccd convertible/ 0.00 10000 1.00
Meritage Homes Corp convertible/ 0.00 10000 1.10
Microsoft Corp convertible/ 0.00 5000 1.40
New York Ny convertible/ 0.00 25000 1.08
Nj St Tpk Auth convertible/ 0.00 10000 1.20
Nm Fa St Trans convertible/ 0.00 10000 1.20
Nthrn Ariz Univ convertible/ 0.00 25000 1.08
Ntnl Rural Utili convertible/ 0.00 2000 -33% 1.00
Ny St Dorm Auth S/t convertible/ 0.00 10000 1.20
Nyc Ny Tran Auth Bl convertible/ 0.00 10000 1.20
Phoenix Az convertible/ 0.00 10000 1.10
Phoenix Az convertible/ 0.00 10000 1.10
Pima Cn Az Usd #16 convertible/ 0.00 10000 1.20
Pinal Cn Az Ccd convertible/ 0.00 5000 1.20
Port Auth Ny & Nj convertible/ 0.00 10000 1.30
Queen Crk Az Exc Ta convertible/ 0.00 5000 1.20
Regions Finl C Pfd pfds, reits, 0.00 600 28.33
Santa Fe Cn Nm convertible/ 0.00 30000 1.03
Sedgwick Cn Ks Sd25 convertible/ 0.00 25000 1.04
Simon Property convertible/ 0.00 25000 1.04
The Toronto-dom convertible/ 0.00 12000 1.00
The Toronto-domi convertible/ 0.00 16000 1.00
Tucson Az Wtr convertible/ 0.00 5000 1.20
United Technologi convertible/ 0.00 12000 1.00
Unitedhealth Gr convertible/ 0.00 25000 1.04
Univ Ma Bldg Auth convertible/ 0.00 10000 1.20
Univ Nm convertible/ 0.00 5000 1.20
Univ Tx convertible/ 0.00 10000 1.20
Univ Ut convertible/ 0.00 10000 1.30
Verizon Communic convertible/ 0.00 12000 1.00
Viacom Inc. convertible/ 0.00 13000 1.00
Wa Fed Wy Grnt convertible/ 0.00 25000 1.12
Waco Tx convertible/ 0.00 15000 1.07
Wisconsin State Aaa convertible/ 0.00 10000 1.30
Yuma Arizona Munici convertible/ 0.00 5000 1.20
Zimmer Biomet Ho convertible/ 0.00 7000 1.00
Nortonlifelock 0.00 154 NEW 25.97
Viacomcbs Inc 0.00 130 NEW 38.46
Truist Finl Co 5.2 Pfd Pfd Se pfd 0.00 655 NEW 25.95
Kbs Reit Ii Md pfds, reits, 0.00 1500 NEW 4.00
Alpine 4 Technologies equities 0.00 2220 NEW 0.00
Ms Structured Asse Pfd equities 0.00 300 NEW 6.67
Africo Resources Ltd Xxx pfds, reits, 0.00 249 NEW 0.00
American Express convertible/ 0.00 20000 NEW 1.05
American Express Co convertible/ 0.00 20000 NEW 1.05
American Tower Corp convertible/ 0.00 20000 NEW 1.05
Apple Inc. convertible/ 0.00 10000 NEW 1.10
At&t Inc. convertible/ 0.00 6000 NEW 1.17
At&t Inc. convertible/ 0.00 10000 NEW 1.10
Bnsf, Llc convertible/ 0.00 20000 NEW 1.00
Evergy, Inc. convertible/ 0.00 50000 NEW 1.00
Fsd Pharma Inc equities 0.00 161 NEW 6.21
Gilead Sciences, convertible/ 0.00 25000 NEW 1.04
Indiva Limited equities 0.00 3000 NEW 0.33
Interntnl Business convertible/ 0.00 10000 NEW 1.10
Intl Bk Recon & De convertible/ 0.00 10000 NEW 0.70
Jpmorgan Chase Bk Var 34 convertible/ 0.00 10000 NEW 0.70
Lehman Brothers 2xxx equities 0.00 19 NEW 0.00
Merck & Co., Inc. convertible/ 0.00 10000 NEW 1.10
Mgx Renewables Inc equities 0.00 167 NEW 0.00
New York St Dorm Au convertible/ 0.00 25000 NEW 1.24
Nomura America Fi Var 34 convertible/ 0.00 10000 NEW 0.70
Nordstrom, Inc. convertible/ 0.00 10000 NEW 1.00
Old Ntnl Bancor convertible/ 0.00 10000 NEW 1.10
Republic Services convertible/ 0.00 30000 NEW 1.03
Rio Tinto Fin convertible/ 0.00 10000 NEW 1.10
Solaris Resources Inc equities 0.00 711 NEW 0.00
Starbucks Corp convertible/ 0.00 10000 NEW 1.10
The Charles Sch convertible/ 0.00 10000 NEW 1.00
The Kroger Co. convertible/ 0.00 5000 NEW 1.00
Truist Finl Corp Pfd-f pfds, reits, 0.00 51 NEW 19.61

Past 13F-HR SEC Filings by Sonora Investment Management

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