Sonora Investment Management

Sonora Investment Management as of Dec. 31, 2018

Portfolio Holdings for Sonora Investment Management

Sonora Investment Management holds 1325 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Csg Sys Intl Inc note 4.250% 3/1 3.3 $23M 23M 1.00
Verint Sys Inc note 1.5% 6/1 2.9 $20M 21M 0.97
Gap Inc Fixed Rt Nt fixed income 2.8 $19M 19M 1.02
Isis Pharmaceuticals Inc Del note 1.000%11/1 2.7 $19M 18M 1.07
Microsoft Corporation (MSFT) 2.1 $14M 142k 101.57
Twitter Inc note 1.000% 9/1 2.1 $14M 16M 0.91
Atlas Air Worldwide Hldgs In note 2.250% 6/0 2.0 $14M 15M 0.97
Apple (AAPL) 1.8 $13M 81k 157.74
Valero Energy Corp note 6.13% 2/1/2020 1.7 $12M 12M 1.03
Toll Brothers Inc convertible 1.6 $11M 11M 1.01
Alphabet Inc Class C cs (GOOG) 1.4 $9.9M 9.6k 1035.65
L Brands Inc note 7.00% 5/1/2020 1.4 $9.8M 9.5M 1.03
Emerson Electric (EMR) 1.4 $9.8M 163k 59.75
L Brands Inc convertible 1.3 $9.2M 9.0M 1.02
Qualcomm (QCOM) 1.3 $8.9M 157k 56.91
Envestnet Inc note 1.750%12/1 1.3 $8.7M 8.5M 1.02
Meritage Homes Corp convertible 1.3 $8.7M 8.5M 1.03
Union Pacific Corporation (UNP) 1.2 $8.5M 62k 138.24
Guidewire Software convertible security 1.2 $8.5M 8.8M 0.96
Cisco Systems (CSCO) 1.2 $8.3M 191k 43.33
Pfizer (PFE) 1.2 $8.2M 188k 43.65
Zillow Group Inc convertible/ 1.2 $8.1M 9.4M 0.86
Johnson & Johnson (JNJ) 1.1 $7.4M 57k 129.06
Nuance Communications Inc note 2.750%11/0 1.1 $7.3M 7.4M 0.99
Nuance Communications 1.1 $7.2M 7.7M 0.94
Biomarin Pharma Inc convertible/ 1.1 $7.2M 7.3M 0.99
Procter & Gamble Company (PG) 1.0 $7.1M 77k 91.93
Republic Services (RSG) 1.0 $6.6M 92k 72.09
BB&T Corporation 0.9 $6.4M 148k 43.32
Spectrum Pharmaceuticals 0.9 $6.4M 727k 8.75
Intel Corporation (INTC) 0.9 $6.3M 134k 46.93
Ionis Pharmaceuticals (IONS) 0.9 $6.2M 114k 54.06
Corning Incorporated (GLW) 0.9 $6.1M 202k 30.21
Adobe Systems Incorporated (ADBE) 0.9 $6.0M 27k 226.23
Merck & Co 0.9 $5.9M 77k 76.40
Kimberly-Clark Corporation (KMB) 0.9 $5.9M 52k 113.94
Pepsi (PEP) 0.8 $5.9M 53k 110.47
Juniper Networks Inc convertible 0.8 $5.8M 5.7M 1.02
PNC Financial Services (PNC) 0.8 $5.7M 49k 116.91
Biomarin Pharmaceutical Inc note 1.500%10/1 0.8 $5.5M 4.9M 1.12
Zillow Group Inc note 2.000%12/0 0.8 $5.4M 5.6M 0.97
Amgen 0.8 $5.4M 5.4M 1.00
Mgm Growth Properties 0.8 $5.4M 203k 26.41
Suntrust Banks Inc $1.00 Par Cmn 0.8 $5.2M 104k 50.44
Cincinnati Financial Corporation (CINF) 0.8 $5.3M 68k 77.41
Allstate Cor convertible/ 0.7 $5.1M 5.0M 1.02
Republic Services In note 5.00% 3/1/2020 0.7 $4.9M 4.8M 1.02
Home Depot (HD) 0.7 $4.8M 28k 171.84
Goldman Sachs Group 0.7 $4.8M 4.8M 1.00
U.S. Bancorp (USB) 0.7 $4.5M 99k 45.70
Exxon Mobil Corporation (XOM) 0.6 $4.4M 64k 68.18
Leggett & Platt (LEG) 0.6 $4.3M 119k 35.84
Pnc Bank 0.6 $4.2M 4.3M 0.99
CSX Corporation (CSX) 0.6 $4.1M 66k 62.12
Exact Sciences Corp convertible/ 0.6 $4.0M 3.6M 1.10
Lockheed Martin Corporation (LMT) 0.6 $3.9M 15k 261.85
Horizon Pharma Plc convertible security 0.6 $3.9M 4.0M 0.99
Costco Wholesale Corporation (COST) 0.6 $3.9M 19k 203.69
Republic Services In convertible 0.6 $3.8M 3.8M 1.02
Verizon Communications (VZ) 0.5 $3.5M 62k 56.23
Raytheon Company 0.5 $3.5M 23k 153.34
Arthur J. Gallagher & Co. (AJG) 0.5 $3.4M 47k 73.69
Vector Group Ltd note 1.75% 4/15 0.5 $3.4M 3.3M 1.02
Starbucks Corporation (SBUX) 0.5 $3.4M 52k 64.39
Macquarie Infrastructure Cor Note 2.00010/0 0.5 $3.3M 3.8M 0.88
Valero Energy Corporation (VLO) 0.5 $3.2M 43k 74.96
Worldpay Ord 0.5 $3.1M 41k 76.43
Amgen Inc convertible/ 0.4 $2.9M 3.0M 0.98
Cognex Corporation (CGNX) 0.4 $2.8M 73k 38.68
Toll Brothers Inc convertible/ 0.4 $2.8M 2.9M 0.95
3M Company (MMM) 0.4 $2.7M 14k 190.53
Paychex (PAYX) 0.4 $2.7M 41k 65.14
Pnc Financial Services Group 0.4 $2.7M 104k 25.74
Hospitality Properties Trust 0.4 $2.6M 111k 23.88
Kinder Morgan (KMI) 0.4 $2.6M 169k 15.38
Whirlpool Corp note 2.40% 3/1/2019 0.4 $2.6M 2.6M 1.00
Hyatt Hotels Corp convertible 0.4 $2.6M 2.5M 1.03
Cvs Health Corp 0.4 $2.6M 2.6M 1.00
MGM Resorts International. (MGM) 0.4 $2.5M 101k 24.26
General Mills (GIS) 0.3 $2.4M 61k 38.94
Cisco Systems Inc global 0.3 $2.3M 2.3M 1.00
Alphabet Inc Class A cs (GOOGL) 0.3 $2.4M 2.3k 1045.09
Meritage Homes Corp convertible 0.3 $2.3M 2.3M 1.02
Medtronic 0.3 $2.3M 25k 90.94
Corning Inc convertible 0.3 $2.3M 2.3M 0.98
Bunge Limited 4.875% Cum. Cv. pfd cv 0.3 $2.2M 23k 97.01
Mcdonald Corp convertible 0.3 $2.2M 2.2M 0.99
Microchip Technology Inc sdcv 2.125%12/1 0.3 $2.2M 2.3M 0.97
Industries N shs - a - (LYB) 0.3 $2.1M 26k 83.15
Marriott Intl Inc convertible/ 0.3 $2.2M 2.2M 0.98
Echo Global Logistics Inc note 2.500% 5/0 0.3 $2.1M 2.2M 0.97
Insmed Inc convertible security 0.3 $2.0M 2.9M 0.71
Goldman Sachs Group 0.3 $2.1M 2.2M 0.97
Goldman Sachs Group Inc prf 0.3 $2.0M 83k 24.20
Oracle Corp convertible/ 0.3 $2.0M 2.0M 1.00
Huntsman Corporation (HUN) 0.3 $1.9M 98k 19.29
Live Nation Entertainmen conv 0.3 $1.9M 1.3M 1.42
Cvs Corp Sr Note cb 0.3 $1.9M 1.9M 1.00
KLA-Tencor Corporation (KLAC) 0.3 $1.9M 21k 89.50
Fifth Third Pfd 6.625% p (FITBI) 0.3 $1.9M 72k 25.87
Meritage Homes Corp convertible/ 0.3 $1.9M 2.0M 0.95
Jpmorgan Chase & Co, Series Aa, 6.10% 0.3 $1.8M 69k 25.54
Bb&t Corporation Subordinated Note subordinated note 0.3 $1.8M 1.8M 1.02
Jpmorgan Chase 0.3 $1.8M 1.9M 0.97
At&t Inc. corporate bonds 0.2 $1.8M 1.8M 1.00
RPM International (RPM) 0.2 $1.7M 28k 58.78
ConocoPhillips (COP) 0.2 $1.7M 27k 62.36
Texas Roadhouse (TXRH) 0.2 $1.7M 28k 59.71
Us Bancorp 6.5% Pfd preferred 0.2 $1.7M 62k 26.49
Macquarie Infrastructure conv 0.2 $1.7M 1.7M 0.99
Allstate Corp 0.2 $1.7M 1.7M 0.98
Qualcomm Inc convertible 0.2 $1.5M 1.5M 0.98
Northrop Grumman convertible 0.2 $1.6M 1.6M 1.00
Phillips 66 (PSX) 0.2 $1.5M 17k 86.14
Quidel Corp note 3.250%12/1 0.2 $1.4M 895k 1.58
Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) 0.2 $1.5M 59k 25.00
Oracle Corp convertible 0.2 $1.5M 1.4M 1.01
Nuance Communications Inc Dbcv 1.00012/1 0.2 $1.4M 1.6M 0.87
Home Depot Inc Sr Nt fixed income 0.2 $1.4M 1.4M 1.00
Blackstone 0.2 $1.3M 43k 29.82
Mosaic Company 0.2 $1.2M 43k 29.22
Amag Pharmaceuticals Inc note 2.500% 2/1 0.2 $1.3M 1.3M 0.98
Csco 4.45 15.01.20 0.2 $1.2M 1.2M 1.02
Boeing Company (BA) 0.2 $1.1M 3.4k 322.39
Bb&t Corp 5.625% public 0.2 $1.1M 47k 23.51
Berkshire Hathaway (BRK.B) 0.1 $1.0M 5.1k 204.09
Waste Management (WM) 0.1 $1.0M 12k 88.99
At&t (T) 0.1 $1.0M 35k 28.54
Wells Fargo & Company (WFC) 0.1 $1.0M 23k 46.09
Hospitality Properties Trust 5% Due 8/15/2022 Fa15 us domestic 0.1 $1.0M 1.0M 1.02
Cvs Health Corp 0.1 $1.0M 1.0M 1.00
Dover Corporation (DOV) 0.1 $938k 13k 70.95
Oracle Corporation (ORCL) 0.1 $950k 21k 45.14
Southwest Airlines (LUV) 0.1 $990k 21k 46.50
Global Net Lease 0.1 $966k 55k 17.62
Chevron Corporation (CVX) 0.1 $889k 8.2k 108.79
Mgm Grand Inc Company Gua bond 0.1 $875k 875k 1.00
Flextronics Intl Ltd convertible 0.1 $930k 930k 1.00
Nike (NKE) 0.1 $812k 11k 74.18
Amazon (AMZN) 0.1 $834k 555.00 1502.70
Cvs Health Corp convertible 0.1 $828k 820k 1.01
Juniper Networks Inc convertible 0.1 $800k 800k 1.00
Csx Corporation corporate bonds 0.1 $803k 795k 1.01
Eaton Corporation 0.1 $758k 11k 68.68
Altria (MO) 0.1 $733k 15k 49.39
Philip Morris International (PM) 0.1 $791k 12k 66.78
Texas Instruments Incorporated (TXN) 0.1 $749k 7.9k 94.52
Medical Properties Trust (MPW) 0.1 $757k 47k 16.07
Vanguard Total Stock Market ETF (VTI) 0.1 $735k 5.8k 127.63
Goldman Sachs Group Inc. Pfd S p 0.1 $740k 29k 25.35
Advanced Auto Parts convertible 0.1 $731k 710k 1.03
Bristol Myers Squibb (BMY) 0.1 $717k 14k 52.01
Abb (ABBNY) 0.1 $657k 35k 19.00
Pimco Income Strategy Fund (PFL) 0.1 $696k 64k 10.87
Pimco Income Strategy Fund II (PFN) 0.1 $660k 69k 9.52
Kla Tencor Co note 3.38% 11/1/2019 0.1 $720k 720k 1.00
Goldman Sachs Group 0.1 $657k 670k 0.98
Medtronic 0.1 $665k 665k 1.00
Walt Disney 0.1 $687k 680k 1.01
Two Harbors Investment 0.1 $617k 48k 12.85
Wal-Mart Stores (WMT) 0.1 $626k 6.7k 93.17
Target Corp equities 0.1 $636k 9.6k 66.12
Goldman Sachs Group 0.1 $627k 615k 1.02
JPMorgan Chase & Co. (JPM) 0.1 $544k 5.6k 97.53
Spdr S&p 500 Etf (SPY) 0.1 $526k 2.1k 249.88
Healthcare Realty Trust Incorporated 0.1 $557k 20k 28.43
Array BioPharma 0.1 $563k 40k 14.25
American Capital Agency 0.1 $546k 31k 17.52
Starwood Property Trust (STWD) 0.1 $473k 24k 19.71
Sonoco Products Company (SON) 0.1 $452k 8.5k 53.08
Allianzgi Conv & Inc Fd taxable cef 0.1 $470k 91k 5.19
Chimera Investment Corp etf (CIM) 0.1 $470k 26k 17.80
Lockheed Martin Corp convertible 0.1 $510k 515k 0.99
Waste Mgmt Inc convertible/ 0.1 $510k 520k 0.98
Apple 0.1 $465k 465k 1.00
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 0.1 $435k 9.7k 44.75
AllianceBernstein Holding (AB) 0.1 $387k 14k 27.35
iShares Russell 2000 Value Index (IWN) 0.1 $387k 2.9k 133.97
Nicholas-applegate Conv. Incom 0.1 $441k 98k 4.50
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $416k 58k 7.23
3m Co convertible 0.1 $430k 355k 1.21
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.1 $384k 400k 0.96
Dowdupont 0.1 $421k 7.9k 53.43
Coca-Cola Company (KO) 0.1 $316k 6.7k 47.28
McDonald's Corporation (MCD) 0.1 $330k 1.9k 177.80
Walt Disney Company (DIS) 0.1 $337k 3.1k 109.66
Magellan Midstream Partners 0.1 $331k 5.8k 57.03
Invesco Mortgage Capital 0.1 $335k 23k 14.49
Western Asset High Incm Fd I (HIX) 0.1 $343k 60k 5.77
Armour Residential Reit Inc Re 0.1 $371k 18k 20.53
Abbott Laboratories (ABT) 0.0 $284k 3.9k 72.25
Eli Lilly & Co. (LLY) 0.0 $282k 2.4k 115.57
Honeywell International (HON) 0.0 $294k 2.2k 132.02
Enterprise Products Partners (EPD) 0.0 $289k 12k 24.60
Energy Transfer Equity (ET) 0.0 $268k 20k 13.23
IPG Photonics Corporation (IPGP) 0.0 $280k 2.5k 113.36
Realty Income (O) 0.0 $281k 4.5k 63.15
Vanguard Growth ETF (VUG) 0.0 $269k 2.0k 134.50
Western Asset Hgh Yld Dfnd (HYI) 0.0 $250k 19k 13.16
Mondelez Int (MDLZ) 0.0 $274k 6.9k 39.99
Wells Fargo 5.85% public 0.0 $249k 10k 24.57
Canoe Eit Income Fund mf (ENDTF) 0.0 $264k 35k 7.54
Bank Of America 6.2% Pfd pfd stk 0.0 $280k 11k 25.33
Lowes Co Inc convertible 0.0 $304k 255k 1.19
MasterCard Incorporated (MA) 0.0 $204k 1.1k 188.89
FedEx Corporation (FDX) 0.0 $234k 1.5k 161.27
Colgate-Palmolive Company (CL) 0.0 $230k 3.9k 59.51
International Business Machines (IBM) 0.0 $186k 1.6k 113.62
Nextera Energy (NEE) 0.0 $177k 1.0k 173.53
Schlumberger (SLB) 0.0 $193k 5.3k 36.13
iShares S&P 500 Index (IVV) 0.0 $203k 806.00 251.86
Applied Materials (AMAT) 0.0 $228k 7.0k 32.80
Cliffs Natural Resources 0.0 $185k 24k 7.67
Omega Healthcare Investors (OHI) 0.0 $229k 6.5k 35.17
UGI Corporation (UGI) 0.0 $237k 4.4k 53.32
West Pharmaceutical Services (WST) 0.0 $215k 2.2k 98.17
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $173k 20k 8.86
Vanguard Value ETF (VTV) 0.0 $186k 1.9k 97.89
Credit Suisse High Yield Bond Fund (DHY) 0.0 $195k 90k 2.17
Schwab U S Broad Market ETF (SCHB) 0.0 $235k 3.9k 59.87
Prologis (PLD) 0.0 $175k 3.0k 58.82
Advantage Energy 0.0 $206k 142k 1.45
Facebook Inc cl a (META) 0.0 $205k 1.6k 130.99
Allianzgi Nfj Divid Int Prem S cefs 0.0 $208k 20k 10.67
Cvr Refng 0.0 $213k 20k 10.44
New Residential Invt 0.0 $213k 15k 14.20
Iron Mountain (IRM) 0.0 $173k 5.4k 32.34
Kraft Heinz (KHC) 0.0 $199k 4.6k 43.09
Waste Management Inc convertible 0.0 $194k 155k 1.25
Andeavor Logistics Lp Com Unit Lp Int 0.0 $207k 6.4k 32.44
Annaly Capital Management 0.0 $155k 16k 9.83
Goldman Sachs (GS) 0.0 $121k 722.00 167.59
PennyMac Mortgage Investment Trust (PMT) 0.0 $149k 8.0k 18.62
Charles Schwab Corporation (SCHW) 0.0 $135k 3.3k 41.49
Western Union Company (WU) 0.0 $140k 8.2k 17.08
Bank of America Corporation (BAC) 0.0 $118k 4.8k 24.74
Baxter International (BAX) 0.0 $116k 1.8k 65.91
General Electric Company 0.0 $111k 15k 7.59
NVIDIA Corporation (NVDA) 0.0 $124k 930.00 133.33
Granite Construction (GVA) 0.0 $111k 2.8k 40.36
CACI International (CACI) 0.0 $115k 800.00 143.75
CVS Caremark Corporation (CVS) 0.0 $106k 1.6k 65.35
Becton, Dickinson and (BDX) 0.0 $156k 694.00 224.78
Yum! Brands (YUM) 0.0 $143k 1.6k 91.67
Hewlett-Packard Company 0.0 $109k 5.3k 20.50
United Technologies Corporation 0.0 $153k 1.4k 106.40
American Electric Power Company (AEP) 0.0 $119k 1.6k 74.84
Gilead Sciences (GILD) 0.0 $114k 1.8k 62.67
Marriott International (MAR) 0.0 $120k 1.1k 108.40
Visa (V) 0.0 $171k 1.3k 131.94
AutoZone (AZO) 0.0 $117k 140.00 835.71
Fiserv (FI) 0.0 $105k 1.4k 73.22
Bce (BCE) 0.0 $106k 2.7k 39.57
Estee Lauder Companies (EL) 0.0 $104k 800.00 130.00
Humana (HUM) 0.0 $150k 522.00 287.36
Cypress Semiconductor Corporation 0.0 $127k 10k 12.70
DTE Energy Company (DTE) 0.0 $110k 1.0k 110.00
Exelixis (EXEL) 0.0 $123k 6.3k 19.65
Intuit (INTU) 0.0 $118k 600.00 196.67
Oge Energy Corp (OGE) 0.0 $137k 3.5k 39.14
Teck Resources Ltd cl b (TECK) 0.0 $138k 6.4k 21.47
iShares S&P MidCap 400 Index (IJH) 0.0 $132k 792.00 166.67
Macquarie Infrastructure 0.0 $164k 4.5k 36.53
Vanguard Mid-Cap Value ETF (VOE) 0.0 $129k 1.4k 95.27
Market Vectors High Yield Muni. Ind 0.0 $122k 2.0k 61.00
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $164k 14k 11.45
Pimco Municipal Income Fund II (PML) 0.0 $111k 8.3k 13.34
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $136k 11k 12.52
Putnam Municipal Opportunities Trust (PMO) 0.0 $112k 10k 11.20
Blackrock Muniyield Fund (MYD) 0.0 $111k 8.9k 12.51
Alexandria Real Estate Equitie conv prf 0.0 $140k 4.2k 33.51
Abbvie (ABBV) 0.0 $148k 1.6k 92.38
Tableau Software Inc Cl A 0.0 $120k 1.0k 120.00
Physicians Realty Trust 0.0 $167k 10k 16.00
Allstate Corp Pfd 6.25% Nonc 1 p 0.0 $120k 4.8k 25.21
Walgreen Boots Alliance (WBA) 0.0 $134k 2.0k 68.44
Landmark Infrastructure 0.0 $118k 10k 11.55
Verizon Communicatio convertible 0.0 $161k 150k 1.07
Adams & Weld Co Sd#27 convertible/ 0.0 $107k 100k 1.07
Arapahoe Cnty Sd #6 convertible/ 0.0 $118k 100k 1.18
Denver Co C&c Sd #1 convertible/ 0.0 $105k 100k 1.05
Ft Lewis Clg Bd Co convertible/ 0.0 $106k 100k 1.06
Metropolitan State convertible/ 0.0 $163k 155k 1.05
Willow Trace Met Co convertible/ 0.0 $108k 100k 1.08
Jpmorgan Chase & Var convertible/ 0.0 $118k 120k 0.98
Nj St Trans Tr convertible/ 0.0 $122k 100k 1.22
Wells Fargo Bk N convertible/ 0.0 $149k 150k 0.99
Exp World Holdings Inc equities (EXPI) 0.0 $116k 16k 7.11
Industrial Logistics pfds, reits (ILPT) 0.0 $115k 5.9k 19.66
K L A Tencor Co convertible/ 0.0 $133k 130k 1.02
Blackrock Muniyield Insd equities 0.0 $121k 10k 12.10
Invesco Adv Muni Inc Trust Ii equities 0.0 $134k 14k 9.85
BP (BP) 0.0 $80k 2.1k 37.81
Moody's Corporation (MCO) 0.0 $56k 400.00 140.00
Caterpillar (CAT) 0.0 $98k 772.00 126.94
BioMarin Pharmaceutical (BMRN) 0.0 $43k 500.00 86.00
Archer Daniels Midland Company (ADM) 0.0 $47k 1.1k 41.16
Duke Energy Corporation 0.0 $85k 983.00 86.47
Cardinal Health (CAH) 0.0 $75k 1.7k 44.83
United Parcel Service (UPS) 0.0 $40k 414.00 96.62
Autodesk (ADSK) 0.0 $36k 280.00 128.57
Genuine Parts Company (GPC) 0.0 $42k 438.00 95.89
Hologic (HOLX) 0.0 $41k 1.0k 41.00
Public Storage (PSA) 0.0 $47k 230.00 204.35
SYSCO Corporation (SYY) 0.0 $60k 954.00 62.89
Buckle (BKE) 0.0 $38k 2.0k 19.49
AFLAC Incorporated (AFL) 0.0 $86k 1.9k 45.43
Nordstrom (JWN) 0.0 $56k 1.2k 46.67
Johnson Controls 0.0 $59k 2.0k 29.68
International Paper Company (IP) 0.0 $58k 1.4k 40.33
Laboratory Corp. of America Holdings (LH) 0.0 $40k 317.00 126.18
Analog Devices (ADI) 0.0 $63k 735.00 85.71
Novartis (NVS) 0.0 $41k 479.00 85.59
Fairfax Financial Holdings Lim (FRFHF) 0.0 $44k 100.00 440.00
Amgen (AMGN) 0.0 $85k 437.00 194.51
Diageo (DEO) 0.0 $76k 536.00 141.79
Parker-Hannifin Corporation (PH) 0.0 $72k 484.00 148.76
Royal Dutch Shell 0.0 $42k 714.00 58.82
Sanofi-Aventis SA (SNY) 0.0 $52k 1.2k 43.33
Stryker Corporation (SYK) 0.0 $72k 459.00 156.86
UnitedHealth (UNH) 0.0 $69k 276.00 250.00
Wisconsin Energy Corporation 0.0 $86k 1.2k 69.08
Weyerhaeuser Company (WY) 0.0 $55k 2.5k 21.83
iShares MSCI EAFE Index Fund (EFA) 0.0 $102k 1.7k 58.86
Biogen Idec (BIIB) 0.0 $85k 282.00 301.42
Canadian Pacific Railway 0.0 $48k 269.00 178.44
Exelon Corporation (EXC) 0.0 $36k 792.00 45.45
TJX Companies (TJX) 0.0 $36k 798.00 45.11
Southern Company (SO) 0.0 $58k 1.3k 43.87
Lowe's Companies (LOW) 0.0 $81k 874.00 92.68
Clorox Company (CLX) 0.0 $50k 325.00 153.85
Prudential Financial (PRU) 0.0 $56k 683.00 81.99
Luxottica Group S.p.A. 0.0 $35k 600.00 58.33
Papa John's Int'l (PZZA) 0.0 $40k 1.0k 40.00
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $40k 500.00 80.00
Pioneer Natural Resources (PXD) 0.0 $68k 517.00 131.53
Constellation Brands (STZ) 0.0 $101k 630.00 160.32
Netflix (NFLX) 0.0 $101k 379.00 266.49
salesforce (CRM) 0.0 $52k 377.00 137.93
Edison International (EIX) 0.0 $67k 1.2k 56.35
Western Alliance Bancorporation (WAL) 0.0 $36k 900.00 40.00
Cinemark Holdings (CNK) 0.0 $72k 2.0k 36.00
Concho Resources 0.0 $45k 440.00 102.27
Moog (MOG.A) 0.0 $46k 600.00 76.67
Plains All American Pipeline (PAA) 0.0 $52k 2.6k 20.12
SCANA Corporation 0.0 $48k 1.0k 48.00
British American Tobac (BTI) 0.0 $85k 2.7k 31.84
Celgene Corporation 0.0 $50k 786.00 63.61
Extra Space Storage (EXR) 0.0 $73k 805.00 90.68
General Moly Inc Com Stk 0.0 $37k 163k 0.23
McCormick & Company, Incorporated (MKC) 0.0 $57k 410.00 139.02
Corporate Office Properties Trust (CDP) 0.0 $42k 2.0k 21.00
Anixter International 0.0 $43k 800.00 53.75
HCP 0.0 $101k 3.6k 27.81
PowerShares QQQ Trust, Series 1 0.0 $83k 537.00 154.56
Apollo Commercial Real Est. Finance (ARI) 0.0 $78k 4.7k 16.60
SPDR KBW Regional Banking (KRE) 0.0 $35k 749.00 46.73
Vanguard Financials ETF (VFH) 0.0 $65k 1.1k 59.09
Ball Corporation (BALL) 0.0 $37k 800.00 46.25
iShares S&P 500 Growth Index (IVW) 0.0 $100k 666.00 150.15
Financial Select Sector SPDR (XLF) 0.0 $73k 3.1k 23.71
Bank Of America Corporation preferred (BAC.PL) 0.0 $70k 56.00 1250.00
Camden Property Trust (CPT) 0.0 $57k 650.00 87.69
EXACT Sciences Corporation (EXAS) 0.0 $66k 1.0k 63.46
SPDR S&P Dividend (SDY) 0.0 $38k 420.00 90.48
Vanguard Dividend Appreciation ETF (VIG) 0.0 $51k 525.00 97.14
Alerian Mlp Etf 0.0 $48k 5.5k 8.70
Liberty All-Star Equity Fund (USA) 0.0 $45k 8.3k 5.39
Vanguard European ETF (VGK) 0.0 $69k 1.4k 48.87
CurrencyShares Swiss Franc Trust 0.0 $95k 1.0k 95.00
WisdomTree Equity Income Fund (DHS) 0.0 $55k 850.00 64.71
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.0 $35k 200.00 175.00
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $36k 700.00 51.43
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $45k 5.8k 7.81
Blackrock Muniyield Quality Fund (MQY) 0.0 $48k 3.7k 12.97
First Trust Health Care AlphaDEX (FXH) 0.0 $37k 540.00 68.52
Exd - Eaton Vance Tax-advant 0.0 $51k 6.0k 8.45
Insmed (INSM) 0.0 $59k 4.5k 13.11
Stag Industrial (STAG) 0.0 $50k 2.0k 25.00
Powershares Etf Tr Ii s^p500 low vol 0.0 $35k 741.00 47.23
Ameriprise Financial 0.0 $38k 360.00 105.56
Currencyshares Chinese Renmi chin renminbi 0.0 $84k 1.2k 71.31
Royal Gold Inc conv 0.0 $50k 50k 1.00
Wp Carey (WPC) 0.0 $46k 700.00 65.71
Public Stor 5.375% 0.0 $70k 3.1k 22.64
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $35k 1.0k 35.00
Public Storage W 5.2% Call 1/1 p 0.0 $72k 3.3k 22.15
Zoetis Inc Cl A (ZTS) 0.0 $51k 591.00 86.29
Wells Fargo And Company Sub bond 0.0 $45k 45k 1.00
Ladder Capital Corp Class A (LADR) 0.0 $80k 5.2k 15.53
City Office Reit (CIO) 0.0 $49k 4.8k 10.32
Arista Networks (ANET) 0.0 $60k 285.00 210.53
Gaslog Partners 0.0 $40k 2.0k 20.00
Alibaba Group Holding (BABA) 0.0 $68k 499.00 136.27
Wells Fargo & Co New Depository Shs Preferred pfd stk 0.0 $50k 2.0k 25.00
Tekla Healthcare Opportunit (THQ) 0.0 $51k 3.0k 16.78
Crossamerica Partners (CAPL) 0.0 $57k 4.0k 14.25
Outfront Media (OUT) 0.0 $36k 2.0k 18.00
Powershares Exchangetraded Fd Tr Iipowershares Russell1000 Equal Weightport 1000 eq wht pt 0.0 $99k 3.6k 27.88
Morgan Stanley long bond 0.0 $55k 55k 1.00
National General Ins 7.50% Ca 0.0 $43k 2.2k 19.98
American Tower Corp Senior Note M/w senior note m/w 0.0 $67k 65k 1.03
Summer Energy Hldg (SUME) 0.0 $83k 61k 1.36
Az St Lottery note 5.00% 7/1/2023 0.0 $36k 35k 1.03
Bank Of America note 5.70% 1/24/2022 0.0 $71k 67k 1.06
Fresno Ca Wtr Sy note 6.75% 6/1/2040 0.0 $51k 40k 1.28
Dover Corp convertible 0.0 $59k 50k 1.18
Kimberly-clark Corp convertible 0.0 $71k 60k 1.18
Raytheon Co convertible 0.0 $63k 50k 1.26
Woodmoor Wtr & Sant fnon 0.0 $54k 50k 1.08
Celgene Corp cb 0.0 $55k 55k 1.00
Cigna Corporation cb 0.0 $60k 60k 1.00
Public Storage, Series C, 5.13% 0.0 $75k 3.5k 21.49
Jp Morgan Chase corporate bonds 0.0 $45k 45k 1.00
Viacom Inc New cb 0.0 $45k 45k 1.00
Cardinal Health Inc convertible 0.0 $62k 65k 0.95
Toll Brothers Inc convertible 0.0 $99k 100k 0.99
Yum China Holdings (YUMC) 0.0 $51k 1.5k 33.73
Lamb Weston Hldgs (LW) 0.0 $38k 517.00 73.50
Park Hotels & Resorts Inc-wi (PK) 0.0 $52k 2.0k 26.00
Canopy Gro 0.0 $36k 1.3k 26.97
Invitation Homes (INVH) 0.0 $65k 3.2k 20.14
Wheaton Precious Metals Corp (WPM) 0.0 $102k 5.2k 19.60
Denver Co C&c S convertible/ 0.0 $102k 100k 1.02
Gunnison Etc Co Sd convertible/ 0.0 $86k 75k 1.15
Salt Verde Az Fc convertible/ 0.0 $39k 35k 1.11
Salt Verde Az Fc convertible/ 0.0 $57k 50k 1.14
Salt Verde Az Fc convertible/ 0.0 $58k 50k 1.16
Salt Verde Az Fc convertible/ 0.0 $69k 60k 1.15
Stonegate Vlg M convertible/ 0.0 $91k 90k 1.01
Waukee Ia convertible/ 0.0 $102k 100k 1.02
Granite Pt Mtg Tr (GPMT) 0.0 $98k 5.4k 18.11
Clark Cty Nv convertible/ 0.0 $102k 100k 1.02
Orlando Fl Spl convertible/ 0.0 $103k 100k 1.03
Sony Corp 0.0 $48k 991.00 48.44
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.0 $55k 50k 1.10
Vici Pptys (VICI) 0.0 $77k 4.1k 18.78
Advance Auto Parts convertible/ 0.0 $51k 50k 1.02
Wyeth Llc convertible/ 0.0 $64k 55k 1.16
Bank New York Mel Var 23 convertible/ 0.0 $54k 55k 0.98
Csx Corp convertible/ 0.0 $50k 50k 1.00
Ca Inc convertible/ 0.0 $61k 60k 1.02
Citigroup Inc convertible/ 0.0 $60k 60k 1.00
Computer Science convertible/ 0.0 $56k 55k 1.02
Corning Inc convertible/ 0.0 $50k 50k 1.00
Ecolab Inc convertible/ 0.0 $49k 48k 1.02
Fifth Third Banco convertible/ 0.0 $61k 60k 1.02
Firstmerit Corp convertible/ 0.0 $55k 55k 1.00
Goldman Sachs Group convertible/ 0.0 $42k 40k 1.05
Hewlett Packard Step 22 convertible/ 0.0 $56k 55k 1.02
Interpublic Grp Cos convertible/ 0.0 $50k 50k 1.00
Jpmorgan Chase convertible/ 0.0 $59k 60k 0.98
Johnson Contro convertible/ 0.0 $54k 55k 0.98
Kraft Heinz Foods convertible/ 0.0 $54k 55k 0.98
Mc Donalds Corp convertible/ 0.0 $59k 60k 0.98
Michigan Bell Te convertible/ 0.0 $72k 65k 1.11
Pfizer Inc convertible/ 0.0 $40k 40k 1.00
Rockwell Collins convertible/ 0.0 $60k 60k 1.00
Textron Incorpora convertible/ 0.0 $61k 60k 1.02
Tyson Foods Inc convertible/ 0.0 $55k 55k 1.00
Waste Mgmt Inc convertible/ 0.0 $55k 55k 1.00
Wa St Cop convertible/ 0.0 $35k 35k 1.00
Invesco S&p 500 Equal Weight Etf (RSP) 0.0 $52k 565.00 92.04
Microsoft Corp convertible/ 0.0 $45k 45k 1.00
Cboa Financial Inc equities 0.0 $35k 12k 2.92
Edwards Lifesciences Cp equities 0.0 $55k 360.00 152.78
Invesco S&p Smallcap equities 0.0 $84k 781.00 107.55
Arizona Pub Svc C convertible/ 0.0 $50k 50k 1.00
Chubb Corporation 0.0 $27k 210.00 128.57
Huntington Bancshares Incorporated (HBAN) 0.0 $1.0k 108.00 9.26
Hasbro (HAS) 0.0 $2.0k 30.00 66.67
America Movil Sab De Cv spon adr l 0.0 $3.0k 200.00 15.00
Barrick Gold Corp (GOLD) 0.0 $14k 1.0k 14.00
Cognizant Technology Solutions (CTSH) 0.0 $24k 380.00 63.16
Comcast Corporation (CMCSA) 0.0 $25k 738.00 33.88
CMS Energy Corporation (CMS) 0.0 $3.0k 54.00 55.56
Portland General Electric Company (POR) 0.0 $23k 500.00 46.00
Taiwan Semiconductor Mfg (TSM) 0.0 $30k 800.00 37.50
BlackRock (BLK) 0.0 $9.0k 22.00 409.09
Cme (CME) 0.0 $9.0k 50.00 180.00
Hartford Financial Services (HIG) 0.0 $7.0k 152.00 46.05
American Express Company (AXP) 0.0 $26k 270.00 96.30
Fidelity National Information Services (FIS) 0.0 $31k 300.00 103.33
Principal Financial (PFG) 0.0 $4.0k 100.00 40.00
Aon Corporation 0.0 $2.0k 15.00 133.33
Bank of New York Mellon Corporation (BK) 0.0 $19k 400.00 47.50
Discover Financial Services (DFS) 0.0 $1.0k 18.00 55.56
Northern Trust Corporation (NTRS) 0.0 $25k 300.00 83.33
Cabot Oil & Gas Corporation (CTRA) 0.0 $1.0k 24.00 41.67
Canadian Natl Ry (CNI) 0.0 $7.0k 90.00 77.78
Crown Castle International 0.0 $14k 130.00 107.69
Ecolab (ECL) 0.0 $7.0k 50.00 140.00
M&T Bank Corporation (MTB) 0.0 $18k 125.00 144.00
Seattle Genetics 0.0 $23k 400.00 57.50
Health Care SPDR (XLV) 0.0 $28k 325.00 86.15
Teva Pharmaceutical Industries (TEVA) 0.0 $12k 794.00 15.11
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $16k 98.00 163.27
Norfolk Southern (NSC) 0.0 $24k 160.00 150.00
ResMed (RMD) 0.0 $34k 300.00 113.33
CBS Corporation 0.0 $9.0k 200.00 45.00
Bunge 0.0 $3.0k 52.00 57.69
Consolidated Edison (ED) 0.0 $8.0k 100.00 80.00
Dominion Resources (D) 0.0 $999.970000 19.00 52.63
FirstEnergy (FE) 0.0 $13k 350.00 37.14
American Tower Corporation 0.0 $34k 215.00 158.14
Apache Corporation 0.0 $1.0k 43.00 23.26
CarMax (KMX) 0.0 $13k 200.00 65.00
Carnival Corporation (CCL) 0.0 $7.0k 150.00 46.67
Citrix Systems 0.0 $29k 280.00 103.57
Continental Resources 0.0 $12k 300.00 40.00
Copart (CPRT) 0.0 $19k 400.00 47.50
Cummins (CMI) 0.0 $21k 160.00 131.25
Fidelity National Financial 0.0 $28k 900.00 31.11
Hawaiian Electric Industries (HE) 0.0 $18k 500.00 36.00
International Game Technology 0.0 $0 28.00 0.00
Kohl's Corporation (KSS) 0.0 $3.0k 40.00 75.00
NetApp (NTAP) 0.0 $18k 300.00 60.00
Newmont Mining Corporation (NEM) 0.0 $10k 275.00 36.36
Noble Energy 0.0 $7.0k 390.00 17.95
Northrop Grumman Corporation (NOC) 0.0 $31k 127.00 244.09
Nucor Corporation (NUE) 0.0 $6.0k 110.00 54.55
PPG Industries (PPG) 0.0 $15k 151.00 99.34
T. Rowe Price (TROW) 0.0 $3.0k 35.00 85.71
V.F. Corporation (VFC) 0.0 $32k 444.00 72.07
Waste Connections 0.0 $9.0k 125.00 72.00
Watsco, Incorporated (WSO) 0.0 $4.0k 26.00 153.85
Brown-Forman Corporation (BF.B) 0.0 $2.0k 50.00 40.00
Molson Coors Brewing Company (TAP) 0.0 $14k 250.00 56.00
Ross Stores (ROST) 0.0 $4.0k 48.00 83.33
Harley-Davidson (HOG) 0.0 $31k 900.00 34.44
Akamai Technologies (AKAM) 0.0 $18k 300.00 60.00
Electronic Arts (EA) 0.0 $3.0k 36.00 83.33
Morgan Stanley (MS) 0.0 $2.0k 39.00 51.28
Apartment Investment and Management 0.0 $12k 267.00 44.94
Cabot Corporation (CBT) 0.0 $17k 406.00 41.87
Regions Financial Corporation (RF) 0.0 $27k 2.0k 13.35
SVB Financial (SIVBQ) 0.0 $2.0k 12.00 166.67
Anheuser-busch Cos 0.0 $34k 514.00 66.15
Seagate Technology 0.0 $5.0k 132.00 37.88
Western Digital (WDC) 0.0 $9.0k 242.00 37.19
Gol Linhas Aereas Inteligentes SA 0.0 $0 20.00 0.00
DaVita (DVA) 0.0 $2.0k 41.00 48.78
Darden Restaurants (DRI) 0.0 $13k 130.00 100.00
Equity Residential (EQR) 0.0 $15k 233.00 64.38
Conseco 0.0 $0 7.00 0.00
National-Oilwell Var 0.0 $2.0k 65.00 30.77
Activision 0.0 $3.0k 63.00 47.62
Weight Watchers International 0.0 $8.0k 200.00 40.00
Eastman Chemical Company (EMN) 0.0 $2.0k 29.00 68.97
AstraZeneca (AZN) 0.0 $15k 400.00 37.50
General Motors Corp 0.0 $3.0k 95.00 31.58
Campbell Soup Company (CPB) 0.0 $1.0k 18.00 55.56
Kroger (KR) 0.0 $0 6.00 0.00
Thermo Fisher Scientific (TMO) 0.0 $6.0k 28.00 214.29
Helmerich & Payne (HP) 0.0 $5.0k 100.00 50.00
Health Care REIT 0.0 $14k 208.00 67.31
Goodyear Tire & Rubber Company (GT) 0.0 $6.0k 275.00 21.82
Allergan 0.0 $3.0k 20.00 150.00
Allstate Corporation (ALL) 0.0 $4.0k 46.00 86.96
Anadarko Petroleum Corporation 0.0 $6.0k 126.00 47.62
Capital One Financial (COF) 0.0 $11k 150.00 73.33
Cenovus Energy (CVE) 0.0 $4.0k 622.00 6.43
CIGNA Corporation 0.0 $21k 112.00 187.50
Deere & Company (DE) 0.0 $12k 81.00 148.15
eBay (EBAY) 0.0 $3.0k 100.00 30.00
GlaxoSmithKline 0.0 $6.0k 160.00 37.50
Halliburton Company (HAL) 0.0 $1.0k 47.00 21.28
Royal Dutch Shell 0.0 $6.0k 103.00 58.25
Telefonica (TEF) 0.0 $8.0k 988.00 8.10
Tyco Electronics Ltd S hs 0.0 $6.0k 85.00 70.59
Unilever 0.0 $27k 500.00 54.00
Vodafone 0.0 $15k 800.00 18.75
Agilent Technologies Inc C ommon (A) 0.0 $21k 305.00 68.85
Ford Motor Company (F) 0.0 $3.0k 333.00 9.01
Danaher Corporation (DHR) 0.0 $14k 133.00 105.26
Williams Companies (WMB) 0.0 $3.0k 122.00 24.59
Freeport-McMoRan Copper & Gold (FCX) 0.0 $10k 992.00 10.08
Stericycle (SRCL) 0.0 $999.940000 34.00 29.41
Buckeye Partners 0.0 $29k 1.0k 29.00
Illinois Tool Works (ITW) 0.0 $26k 208.00 125.00
Accenture (ACN) 0.0 $16k 113.00 141.59
EOG Resources (EOG) 0.0 $9.0k 100.00 90.00
General Dynamics Corporation (GD) 0.0 $8.0k 50.00 160.00
Sap (SAP) 0.0 $22k 226.00 97.35
UMH Properties (UMH) 0.0 $12k 1.0k 12.00
Prestige Brands Holdings (PBH) 0.0 $6.0k 200.00 30.00
Fifth Third Ban (FITB) 0.0 $3.0k 113.00 26.55
FactSet Research Systems (FDS) 0.0 $10k 50.00 200.00
Knight Transportation 0.0 $14k 550.00 25.45
Toll Brothers (TOL) 0.0 $10k 300.00 33.33
Service Corporation International (SCI) 0.0 $12k 299.00 40.13
Live Nation Entertainment (LYV) 0.0 $4.0k 73.00 54.79
Omni (OMC) 0.0 $11k 145.00 75.86
Big Lots (BIG) 0.0 $4.0k 150.00 26.67
ConAgra Foods (CAG) 0.0 $30k 1.4k 21.05
WABCO Holdings 0.0 $5.0k 50.00 100.00
PPL Corporation (PPL) 0.0 $3.0k 109.00 27.52
Public Service Enterprise (PEG) 0.0 $3.0k 60.00 50.00
Sempra Energy (SRE) 0.0 $23k 216.00 106.48
C.H. Robinson Worldwide (CHRW) 0.0 $1.0k 8.00 125.00
Highwoods Properties (HIW) 0.0 $11k 297.00 37.04
Verisk Analytics (VRSK) 0.0 $8.0k 72.00 111.11
MercadoLibre (MELI) 0.0 $15k 50.00 300.00
Aaron's 0.0 $8.0k 200.00 40.00
Marathon Oil Corporation (MRO) 0.0 $1.0k 100.00 10.00
Monster Worldwide 0.0 $3.0k 64.00 46.88
Zimmer Holdings (ZBH) 0.0 $33k 320.00 103.12
New York Times Company (NYT) 0.0 $4.0k 200.00 20.00
Lexington Realty Trust (LXP) 0.0 $8.0k 1.0k 8.00
Ventas (VTR) 0.0 $1.0k 21.00 47.62
Delta Air Lines (DAL) 0.0 $9.0k 185.00 48.65
Navteq Corp 0.0 $999.950000 35.00 28.57
Advanced Micro Devices (AMD) 0.0 $9.0k 500.00 18.00
Amphenol Corporation (APH) 0.0 $16k 200.00 80.00
Goldcorp 0.0 $2.0k 200.00 10.00
Kopin Corporation (KOPN) 0.0 $5.0k 5.2k 0.96
Energy Select Sector SPDR (XLE) 0.0 $6.0k 100.00 60.00
Micron Technology (MU) 0.0 $23k 710.00 32.39
ON Semiconductor (ON) 0.0 $20k 1.2k 16.84
Invesco (IVZ) 0.0 $12k 720.00 16.67
Wyndham Worldwide Corporation 0.0 $10k 275.00 36.36
Dolby Laboratories (DLB) 0.0 $4.0k 63.00 63.49
IntercontinentalEx.. 0.0 $15k 193.00 77.72
Baidu (BIDU) 0.0 $16k 100.00 160.00
Sirius Satellite Radio 0.0 $2.0k 300.00 6.67
ArcelorMittal 0.0 $2.0k 104.00 19.23
Brunswick Corporation (BC) 0.0 $9.0k 186.00 48.39
Celanese Corporation (CE) 0.0 $21k 238.00 88.24
Enbridge (ENB) 0.0 $18k 594.00 30.30
Key (KEY) 0.0 $31k 2.1k 14.57
Marvell Technology Group 0.0 $6.0k 380.00 15.79
Ship Finance Intl 0.0 $2.0k 200.00 10.00
STMicroelectronics (STM) 0.0 $1.0k 50.00 20.00
Transcanada Corp 0.0 $7.0k 200.00 35.00
Ares Capital Corporation (ARCC) 0.0 $25k 1.6k 15.75
iShares Russell 1000 Index (IWB) 0.0 $7.0k 52.00 134.62
Lam Research Corporation (LRCX) 0.0 $8.0k 57.00 140.35
Telecomunicacoes de Sao Paulo SA 0.0 $0 3.00 0.00
Universal Display Corporation (OLED) 0.0 $9.0k 100.00 90.00
Atlas Air Worldwide Holdings 0.0 $12k 285.00 42.11
Align Technology (ALGN) 0.0 $3.0k 14.00 214.29
BHP Billiton (BHP) 0.0 $4.0k 73.00 54.79
Cabot Microelectronics Corporation 0.0 $14k 148.00 94.59
Consolidated Communications Holdings (CNSL) 0.0 $15k 1.5k 10.14
Quest Diagnostics Incorporated (DGX) 0.0 $4.0k 51.00 78.43
L-3 Communications Holdings 0.0 $6.0k 35.00 171.43
MetLife (MET) 0.0 $10k 234.00 42.74
Middleby Corporation (MIDD) 0.0 $31k 300.00 103.33
Nordson Corporation (NDSN) 0.0 $18k 150.00 120.00
Prudential Public Limited Company (PUK) 0.0 $2.0k 55.00 36.36
Royal Gold (RGLD) 0.0 $34k 402.00 84.58
Skechers USA (SKX) 0.0 $10k 450.00 22.22
Alexion Pharmaceuticals 0.0 $2.0k 20.00 100.00
Centene Corporation (CNC) 0.0 $20k 175.00 114.29
Cree 0.0 $2.0k 50.00 40.00
Flowserve Corporation (FLS) 0.0 $1.0k 15.00 66.67
Holly Energy Partners 0.0 $21k 750.00 28.00
Lennox International (LII) 0.0 $11k 50.00 220.00
Cheniere Energy (LNG) 0.0 $29k 486.00 59.67
Neurocrine Biosciences (NBIX) 0.0 $7.0k 100.00 70.00
Pan American Silver Corp Can (PAAS) 0.0 $10k 700.00 14.29
Suncor Energy Inc Cad 0.0 $3.0k 123.00 24.39
Skyworks Solutions (SWKS) 0.0 $7.0k 100.00 70.00
Unilever (UL) 0.0 $23k 440.00 52.27
Vector (VGR) 0.0 $26k 2.7k 9.71
Wabtec Corporation (WAB) 0.0 $7.0k 100.00 70.00
Aqua America 0.0 $28k 813.00 34.44
American States Water Company (AWR) 0.0 $34k 500.00 68.00
BancFirst Corporation (BANF) 0.0 $10k 202.00 49.50
ImmunoGen 0.0 $0 55.00 0.00
Kansas City Southern 0.0 $6.0k 67.00 89.55
Makita Corporation (MKTAY) 0.0 $1.0k 42.00 23.81
National Fuel Gas (NFG) 0.0 $3.0k 50.00 60.00
Sasol (SSL) 0.0 $1.0k 50.00 20.00
Albemarle Corporation (ALB) 0.0 $3.0k 33.00 90.91
FuelCell Energy 0.0 $0 50.00 0.00
NetGear (NTGR) 0.0 $12k 240.00 50.00
OraSure Technologies (OSUR) 0.0 $2.0k 200.00 10.00
Southern Copper Corporation (SCCO) 0.0 $12k 400.00 30.00
Arbor Realty Trust (ABR) 0.0 $11k 1.1k 9.86
LTC Properties (LTC) 0.0 $29k 700.00 41.43
Standard Motor Products (SMP) 0.0 $19k 400.00 47.50
Siemens (SIEGY) 0.0 $11k 200.00 55.00
Bank Of Montreal Cadcom (BMO) 0.0 $19k 290.00 65.52
Telenor ASA (TELNY) 0.0 $1.0k 60.00 16.67
Technology SPDR (XLK) 0.0 $12k 200.00 60.00
Australia and New Zealand Banking 0.0 $26k 1.5k 17.33
A.F.P Provida SA 0.0 $3.0k 633.00 4.74
Duoyuan Global Water 0.0 $0 18.00 0.00
ProShares UltraShort S&P500 0.0 $0 1.00 0.00
Rayonier (RYN) 0.0 $9.0k 315.00 28.57
Seabridge Gold (SA) 0.0 $20k 1.5k 13.11
Manulife Finl Corp (MFC) 0.0 $14k 1.0k 14.00
American Water Works (AWK) 0.0 $9.0k 100.00 90.00
Kimco Realty Corporation (KIM) 0.0 $6.0k 406.00 14.78
Liberty Property Trust 0.0 $2.0k 56.00 35.71
Oneok (OKE) 0.0 $6.0k 104.00 57.69
Simon Property (SPG) 0.0 $12k 72.00 166.67
Ebix (EBIXQ) 0.0 $2.0k 50.00 40.00
KAR Auction Services (KAR) 0.0 $3.0k 68.00 44.12
iShares Dow Jones US Real Estate (IYR) 0.0 $22k 250.00 88.00
iShares Silver Trust (SLV) 0.0 $19k 1.3k 14.62
Diamonds Trust Series I 0.0 $2.0k 10.00 200.00
3D Systems Corporation (DDD) 0.0 $0 20.00 0.00
Tesla Motors (TSLA) 0.0 $22k 65.00 338.46
Avago Technologies 0.0 $7.0k 26.00 269.23
Dassault Systemes (DASTY) 0.0 $18k 150.00 120.00
LogMeIn 0.0 $4.0k 50.00 80.00
Verint Systems (VRNT) 0.0 $6.0k 140.00 42.86
iShares S&P SmallCap 600 Index (IJR) 0.0 $21k 300.00 70.00
Vanguard Emerging Markets ETF (VWO) 0.0 $3.0k 66.00 45.45
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $13k 279.00 46.59
Ecotality 0.0 $0 833.00 0.00
iShares Russell Midcap Growth Idx. (IWP) 0.0 $32k 280.00 114.29
Vanguard Small-Cap ETF (VB) 0.0 $20k 150.00 133.33
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $6.0k 600.00 10.00
Cohen & Steers infrastucture Fund (UTF) 0.0 $28k 1.4k 19.86
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $13k 929.00 13.99
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $4.0k 420.00 9.52
Hldgs (UAL) 0.0 $20k 237.00 84.39
Antares Pharma 0.0 $8.0k 3.0k 2.67
CoreSite Realty 0.0 $1.0k 14.00 71.43
Microvision 0.0 $2.0k 3.3k 0.61
Motorola Solutions (MSI) 0.0 $32k 282.00 113.48
Kayne Anderson MLP Investment (KYN) 0.0 $22k 1.6k 13.74
Vanguard High Dividend Yield ETF (VYM) 0.0 $7.0k 91.00 76.92
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $17k 1.4k 12.19
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $999.600000 196.00 5.10
Vinci (VCISY) 0.0 $2.0k 75.00 26.67
GenMark Diagnostics 0.0 $2.0k 400.00 5.00
Nuveen Equity Premium Income Fund (BXMX) 0.0 $7.0k 542.00 12.92
SPDR DJ International Real Estate ETF (RWX) 0.0 $21k 588.00 35.71
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $6.0k 124.00 48.39
iShares Russell Microcap Index (IWC) 0.0 $3.0k 35.00 85.71
Vanguard Mid-Cap Growth ETF (VOT) 0.0 $7.0k 60.00 116.67
iShares Dow Jones US Healthcare (IYH) 0.0 $7.0k 38.00 184.21
iShares Morningstar Mid Core Index (IMCB) 0.0 $19k 119.00 159.66
WisdomTree Emerging Markets Eq (DEM) 0.0 $7.0k 180.00 38.89
MFS InterMarket Income Trust I 0.0 $0 5.5k 0.00
PowerShares Dynamic Lg.Cap Growth 0.0 $30k 715.00 41.96
Thornburg Mortgage 0.0 $0 15.00 0.00
PowerShares Dynamic Sm. Cap Growth 0.0 $27k 860.00 31.40
Tortoise MLP Fund 0.0 $12k 1.0k 12.00
Vanguard Mega Cap 300 Index (MGC) 0.0 $5.0k 55.00 90.91
Arkema (ARKAY) 0.0 $0 5.00 0.00
Carlsberg As B (CABGY) 0.0 $999.700000 65.00 15.38
Komatsu (KMTUY) 0.0 $1.0k 36.00 27.78
Fanuc Ltd-unpons (FANUY) 0.0 $19k 1.3k 15.09
Daiwa House Industry (DWAHY) 0.0 $2.0k 70.00 28.57
Valeo, SA (VLEEY) 0.0 $999.900000 55.00 18.18
Tencent Holdings Ltd - (TCEHY) 0.0 $2.0k 55.00 36.36
Wolters Kluwer (WTKWY) 0.0 $2.0k 40.00 50.00
Compagnie Fin Richemontag S (CFRUY) 0.0 $1.0k 95.00 10.53
Assa Abloy Ab (ASAZY) 0.0 $1.0k 150.00 6.67
Sampo Oyj (SAXPY) 0.0 $2.0k 75.00 26.67
Walker & Dunlop (WD) 0.0 $26k 600.00 43.33
Vermilion Energy (VET) 0.0 $12k 550.00 21.82
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $6.0k 250.00 24.00
ProShares Ultra Silver 0.0 $3.0k 100.00 30.00
Aegon N V Pfd Perp 6.375 ps 0.0 $4.0k 167.00 23.95
Nestle Sa Cham Et Vevey eqfor (NSRGF) 0.0 $8.0k 98.00 81.63
Tel Offshore Trust 0.0 $0 10k 0.00
Schwab U S Small Cap ETF (SCHA) 0.0 $2.0k 25.00 80.00
Prudential Plc preferred 0.0 $5.0k 200.00 25.00
Mirant Corp 0.0 $0 374.00 0.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $1.0k 20.00 50.00
MicroIslet (MIIS) 0.0 $0 3.0k 0.00
Athersys 0.0 $7.0k 5.0k 1.40
Aegon Nv Pfd preferred 0.0 $2.0k 108.00 18.52
Unity One Capital 0.0 $0 1.00 0.00
Mesa Royalty Trust (MTR) 0.0 $2.0k 215.00 9.30
Canadian Apartment Properties REIT (CDPYF) 0.0 $26k 800.00 32.50
Associated British Foods (ASBFY) 0.0 $1.0k 20.00 50.00
Continental (CTTAY) 0.0 $1.0k 40.00 25.00
Security National Financial (SNFCA) 0.0 $0 21.00 0.00
Schwab Strategic Tr cmn (SCHV) 0.0 $1.0k 20.00 50.00
e.Digital Corporation 0.0 $0 300.00 0.00
Preferred Apartment Communitie 0.0 $30k 2.2k 13.95
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $9.0k 190.00 47.37
Tokyo Electronic (TOELY) 0.0 $999.960000 26.00 38.46
Sch Us Mid-cap Etf etf (SCHM) 0.0 $26k 547.00 47.53
D Gmac Capital Trust I pfddom 0.0 $8.0k 300.00 26.67
Citigroup (C) 0.0 $29k 555.00 52.25
Schwab Strategic Tr us reit etf (SCHH) 0.0 $1.0k 16.00 62.50
A Classified Ad (AQFD) 0.0 $0 156.00 0.00
A Super Deal 0.0 $0 153.00 0.00
Core Med Group 0.0 $0 146.00 0.00
Esecuresoft (ESQF) 0.0 $0 148.00 0.00
Green Energy Group (GRYG) 0.0 $0 165.00 0.00
Usa Performance Prods (UPRM) 0.0 $0 40.00 0.00
Usas Digital 0.0 $0 162.00 0.00
Novo-nordisk A/s Sedol# 707752 0.0 $12k 250.00 48.00
Sanofi Aventis Wi Conval Rt 0.0 $0 1.0k 0.00
Abakan 0.0 $0 99k 0.00
Arcos Dorados Holdings (ARCO) 0.0 $1.0k 100.00 10.00
Amc Networks Inc Cl A (AMCX) 0.0 $1.0k 25.00 40.00
General Mtrs Co *w exp 07/10/201 0.0 $999.780000 57.00 17.54
Ishares High Dividend Equity F (HDV) 0.0 $9.0k 106.00 84.91
Marathon Petroleum Corp (MPC) 0.0 $9.0k 146.00 61.64
Pandora Media 0.0 $1.0k 100.00 10.00
Vitrotech Corp 0.0 $0 500.00 0.00
Alkermes (ALKS) 0.0 $6.0k 200.00 30.00
Dunkin' Brands Group 0.0 $21k 325.00 64.62
Xpo Logistics Inc equity (XPO) 0.0 $9.0k 150.00 60.00
Softbank Corp-un (SFTBY) 0.0 $999.960000 26.00 38.46
GBX28.935185 Diamond Equities Inc Com cmn 0.0 $0 3.0k 0.00
Expedia (EXPE) 0.0 $31k 278.00 111.51
Ubiquiti Networks 0.0 $7.0k 70.00 100.00
Wpx Energy 0.0 $7.0k 600.00 11.67
Schwab Strategic Tr us dividend eq (SCHD) 0.0 $33k 700.00 47.14
Independence Resources- 0.0 $0 62.00 0.00
Spdr Ser Tr cmn (FLRN) 0.0 $28k 920.00 30.43
Proto Labs (PRLB) 0.0 $25k 220.00 113.64
Patriot Gold (PGOL) 0.0 $0 500.00 0.00
Dps Lehman Brth Hld Pfd preferred 0.0 $0 92.00 0.00
Retail Properties Of America 0.0 $11k 1.0k 10.90
Lehman Brothers Hldg Xxx 0.0 $0 1.0k 0.00
Mphase Technologies 0.0 $0 400.00 0.00
Public Storage 0.0 $1.0k 42.00 23.81
Bbt Pfd D preferred 0.0 $2.0k 81.00 24.69
stock 0.0 $6.0k 54.00 111.11
Keyence Corp Ord (KYCCF) 0.0 $2.0k 4.00 500.00
Wa Funding Tr Iii D/escrow 0.0 $0 3.1k 0.00
Pentair 0.0 $999.950000 35.00 28.57
Bb&t Pfd 5.625% 0.0 $8.0k 338.00 23.67
Palo Alto Networks (PANW) 0.0 $27k 146.00 184.93
Reinsurance Grp Of Amerpfd 6.2 p 0.0 $1.0k 51.00 19.61
Orbit Brands 0.0 $0 100k 0.00
Bank Of New York Mellon 5.2% public 0.0 $7.0k 301.00 23.26
Ps Business Parks 0.0 $3.0k 114.00 26.32
State Street Corp 0.0 $4.0k 159.00 25.16
Epr Properties (EPR) 0.0 $6.0k 86.00 69.77
Reckitt Benckiser- (RBGLY) 0.0 $1.0k 46.00 21.74
Ambarella (AMBA) 0.0 $3.0k 100.00 30.00
Bb&t Corp dep1/1000 pfd f 0.0 $1.0k 51.00 19.61
Regulus Therapeutics 0.0 $0 16.00 0.00
Accelr8 Technology 0.0 $25k 2.2k 11.39
Kbc Group Nv (KBCSY) 0.0 $1.0k 16.00 62.50
Prudential Finl Inc Jr Sub Nt preferred 0.0 $2.0k 91.00 21.98
Digerati Technologies (DTGI) 0.0 $0 100.00 0.00
Tribune Co New Cl A 0.0 $27k 600.00 45.00
Jp Morgan 5.45% Series A public 0.0 $8.0k 326.00 24.54
Prudential Financial 5.70% public 0.0 $12k 518.00 23.17
Ventas Realty 0.0 $2.0k 84.00 23.81
Hanover Insurance p 0.0 $12k 500.00 24.00
Wells Fargo p 0.0 $2.0k 98.00 20.41
Ocado (OCDGF) 0.0 $8.0k 750.00 10.67
Metropcs Communications (TMUS) 0.0 $7.0k 111.00 63.06
Pebblebrook Hotel Tr 6.5% Pfd Series C 0.0 $6.0k 250.00 24.00
Public Storage 5.20% Series X preferr 0.0 $1.0k 27.00 37.04
Invesco Mortgage Capital pref 0.0 $5.0k 200.00 25.00
Digital Realty Trust P 0.0 $999.900000 45.00 22.22
Cambria Etf Tr shshld yield etf (SYLD) 0.0 $6.0k 200.00 30.00
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $4.0k 80.00 50.00
Allstate 0.0 $23k 940.00 24.47
Bb&t Corp dp shs rp pf 0.0 $3.0k 155.00 19.35
Twenty-first Century Fox 0.0 $4.0k 87.00 45.98
Sprint 0.0 $0 39.00 0.00
Gw Pharmaceuticals Plc ads 0.0 $3.0k 32.00 93.75
Hyperdynamics Corp Common Stoc (HDYNQ) 0.0 $0 13.00 0.00
Renaissancere Holdings 5.375% public 0.0 $2.0k 93.00 21.51
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 0.0 $8.0k 300.00 26.67
Sprouts Fmrs Mkt (SFM) 0.0 $22k 934.00 23.55
Intrexon 0.0 $2.0k 300.00 6.67
Independence Realty Trust In (IRT) 0.0 $18k 2.0k 9.00
Integrys Energy 6% public 0.0 $6.0k 267.00 22.47
Applied Optoelectronics (AAOI) 0.0 $3.0k 200.00 15.00
Nexprise (NXPS) 0.0 $0 1.00 0.00
Cel-sci 0.0 $999.940000 289.00 3.46
National Retail Pptys 0.0 $2.0k 91.00 21.98
Wirecard (WRCDF) 0.0 $15k 100.00 150.00
American Airls (AAL) 0.0 $16k 508.00 31.50
Veeva Sys Inc cl a (VEEV) 0.0 $4.0k 40.00 100.00
Twitter 0.0 $7.0k 245.00 28.57
Citigroup Perp Pfd 6.875% Call preferr 0.0 $5.0k 200.00 25.00
Wells Fargo 6.625% 0.0 $3.0k 115.00 26.09
A M R Corporation Xxx res 0.0 $0 1.4k 0.00
Karyopharm Therapeutics (KPTI) 0.0 $11k 1.2k 9.17
Texas Cap Bancshares Inc Non-c preferred 0.0 $23k 950.00 24.21
Achaogen 0.0 $1.0k 1.0k 1.00
New Media Inv Grp 0.0 $8.0k 721.00 11.10
Voya Financial (VOYA) 0.0 $3.0k 70.00 42.86
C 6 7/8 12/31/49 0.0 $7.0k 262.00 26.72
Jpm 6.27 12/31/49 0.0 $4.0k 155.00 25.81
Cara Therapeutics (CARA) 0.0 $5.0k 400.00 12.50
Revance Therapeutics (RVNC) 0.0 $9.0k 439.00 20.50
Akebia Therapeutics (AKBA) 0.0 $999.250000 175.00 5.71
Statestreet Corp public 0.0 $3.0k 142.00 21.13
Public Storage Dep 1/1000 Pfd p 0.0 $999.900000 55.00 18.18
Ally Financial (ALLY) 0.0 $4.0k 177.00 22.60
Jpm 6.3 12/31/49 0.0 $3.0k 127.00 23.62
Jd (JD) 0.0 $8.0k 400.00 20.00
Altius Minerals (ATUSF) 0.0 $13k 1.7k 7.65
Ryohin Keikaku (RYKKY) 0.0 $999.900000 30.00 33.33
Papa Murphys Hldgs 0.0 $999.000000 300.00 3.33
Regions Fin Pfd Ser B 6.375 p (RF.PB) 0.0 $3.0k 130.00 23.08
National General Ins 7.50% Ca 0.0 $6.0k 300.00 20.00
Casi Pharmaceuticalsinc Com Stk 0.0 $13k 3.3k 3.94
Public Storage Z 6% Pfd Call 6 p 0.0 $2.0k 77.00 25.97
Capital One 6.25% public 0.0 $3.0k 101.00 29.70
Synchrony Financial (SYF) 0.0 $15k 645.00 23.26
Ashtead (ASHTY) 0.0 $1.0k 10.00 100.00
Bank America Corp Dep pfd stk 0.0 $8.0k 326.00 24.54
Invesco Pfd Ser B 7.75% p (IVR.PB) 0.0 $4.0k 150.00 26.67
International Business Machs Corp Deb 0.0 $24k 20k 1.20
Alcoa, Inc. note 0.0 $25k 25k 1.00
Keysight Technologies (KEYS) 0.0 $8.0k 126.00 63.49
Hercules Technology Growth Capital Inc. 6.25% Htgx preferred 0.0 $4.0k 162.00 24.69
Anthem (ELV) 0.0 $26k 100.00 260.00
California Resources 0.0 $0 2.00 0.00
Liberty Broadband Cl C (LBRDK) 0.0 $0 5.00 0.00
Factorshares Tr ise cyber sec 0.0 $8.0k 250.00 32.00
Wfc 6 3/8 12/31/49 0.0 $25k 1.0k 25.00
Cof 6.7 12/31/49 0.0 $18k 720.00 25.00
Usm 7 1/4 12/1/63 0.0 $7.0k 300.00 23.33
Psa 5 7/8 12/31/49 0.0 $26k 1.0k 25.24
Habit Restaurants Inc/the-a 0.0 $2.0k 200.00 10.00
Store Capital Corp reit 0.0 $6.0k 200.00 30.00
State Street 0.0 $7.0k 280.00 25.00
Equinix (EQIX) 0.0 $3.0k 8.00 375.00
Golden Arch Resources 0.0 $0 4.0k 0.00
Momo 0.0 $999.810000 63.00 15.87
General Motors 8.25xxxescrow P 0.0 $0 15k 0.00
Pima Cnty Az Indl Dev Auth Edu 7.12% municipal bond 0.0 $11k 10k 1.10
Broadcaster 0.0 $0 100.00 0.00
Manuf & Traders Trust Co bond paying periodic income 0.0 $3.0k 3.0k 1.00
Ford Motor Credit Co Llc interm. bond 0.0 $13k 13k 1.00
Hewlett Packard Co interm. bond 0.0 $26k 25k 1.04
Microsoft Corp interm. bond 0.0 $20k 20k 1.00
North Carolina Eastn Mun Pwr A Pwr Sys R interm. muni 0.0 $6.0k 5.0k 1.20
Zillow Group Inc Cl A (ZG) 0.0 $3.0k 100.00 30.00
Eversource Energy (ES) 0.0 $16k 249.00 64.26
Chsinc 7 1/2 12/31/49 (CHSCL) 0.0 $18k 700.00 25.71
Jpm 6 1/8 12/31/49 0.0 $8.0k 333.00 24.02
Corr 7 3/8 12/31/49 (CORLQ) 0.0 $13k 550.00 23.64
Easterly Government Properti reit (DEA) 0.0 $29k 1.9k 15.68
Suntrust Pfd Capital I Nrml Pfd Purchas corporate semiu 0.0 $13k 20k 0.65
Allstate Corp Leopards Repstg p 0.0 $25k 1.0k 25.00
Agtech Holdings Ltd Ordf (AGTEF) 0.0 $1.1k 15k 0.07
Homeaway Inc conv 0.0 $9.0k 10k 0.90
Banc Of California 7.375% Perp p (BANC.PD) 0.0 $8.0k 300.00 26.67
Freddie Mac global 0.0 $21k 21k 1.00
Hsbc Holdings Plc global 0.0 $25k 25k 1.00
Lowe's Companies Inc us domestic 0.0 $25k 25k 1.00
Gaslog Ltd. 8.75% Cum A Glog.pra-usa preferred (GLOG.PA) 0.0 $10k 400.00 25.00
Souththirtytwo Ads (SOUHY) 0.0 $0 11.00 0.00
Relx (RELX) 0.0 $1.0k 62.00 16.13
Fitbit 0.0 $999.000000 300.00 3.33
Community Healthcare Tr (CHCT) 0.0 $29k 1.0k 29.00
Htg Molecular Diagnostics 0.0 $18k 7.0k 2.57
Westrock (WRK) 0.0 $29k 780.00 37.18
Corbus Pharmaceuticals Hldgs 0.0 $8.0k 1.4k 5.71
Vareit, Inc reits 0.0 $16k 2.2k 7.19
Viavi Solutions Inc equities (VIAV) 0.0 $0 7.00 0.00
New York Mtg Tr Inc pfd-c conv 0.0 $22k 1.0k 22.00
Paypal Holdings (PYPL) 0.0 $31k 369.00 84.01
Hillenbrand Inc Senior Note M/w senior note m/w 0.0 $15k 15k 1.00
Vereit Pfd p 0.0 $7.0k 300.00 23.33
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $6.0k 200.00 30.00
Lumentum Hldgs (LITE) 0.0 $0 1.00 0.00
Pjt Partners (PJT) 0.0 $1.0k 25.00 40.00
Dynagas Lng Partners Lp, Series A, 9.00% 0.0 $15k 750.00 20.00
Sintana Energy (ZDEXF) 0.0 $1.0k 20k 0.05
Yellow Pages Limited Warrant 12/20/2022 war (YLWWF) 0.0 $0 827.00 0.00
Citigroup Inc Senior Note senior note 0.0 $26k 25k 1.04
Wells Fargo Company Senior Medium Term Note senior medium term note 0.0 $25k 25k 1.00
Ryanair Holdings (RYAAY) 0.0 $1.0k 8.00 125.00
Aab National (AQBN) 0.0 $0 181.00 0.00
American Capital Holdings 0.0 $0 200.00 0.00
Associated Ban Pfd preferred (ASB.PC) 0.0 $25k 1.0k 25.00
Cougar Oil & Gas Canada 0.0 $0 2.0k 0.00
Cuidao Hldg 0.0 $0 150.00 0.00
Fairfax Finance preferred (FRFZF) 0.0 $7.0k 500.00 14.00
General Motors Corp 9.25 reit, m 0.0 $0 15k 0.00
Ingersoll-rand 0.0 $23k 257.00 89.49
Myzipsoft (MZPS) 0.0 $0 311.00 0.00
Occidental Petro 0.0 $11k 177.00 62.15
Pacific Blue Energy 0.0 $0 1.0k 0.00
Southmark 0.0 $0 124.00 0.00
Spectra7 Microsystems 0.0 $0 1.0k 0.00
National General Ins 7.62% Ca 0.0 $6.0k 250.00 24.00
Davita Healthcare Partners Inc fixed income 0.0 $19k 20k 0.95
Rmr Group Inc cl a (RMR) 0.0 $0 5.00 0.00
Pure Storage Inc - Class A (PSTG) 0.0 $31k 1.9k 16.23
Cpi Card 0.0 $0 80.00 0.00
Atlassian Corp Plc cl a 0.0 $5.0k 60.00 83.33
Bluerock Residential Growth 8. p 0.0 $8.0k 300.00 26.67
Aetna Inc note 2.75% 11/15/2022 0.0 $6.0k 6.0k 1.00
Austin Tx Isd note 5.00% 8/1/2022 0.0 $17k 15k 1.13
Austin Tx Wtr & Wst note 5.00% 11/15/2023 0.0 $11k 10k 1.10
Az Bd Regents Univ note 5.00% 7/1/2024 0.0 $12k 10k 1.20
Az St Trans Brd Hwy note 5.00% 7/1/2022 0.0 $11k 10k 1.10
Az St Trans Brd Hwy note 5.00% 7/1/2021 0.0 $11k 10k 1.10
Az St Transn Brd note 5.00% 7/1/2022 0.0 $10k 10k 1.00
Az Trans Brd Hwy note 5.00% 7/1/2022 0.0 $11k 10k 1.10
Az Trans Excise Tax note 5.00% 7/1/2021 0.0 $10k 10k 1.00
Az Wtr Infra Fa Rev note 5.00% 10/1/2021 0.0 $11k 10k 1.10
Bank Of America note 5.63% 7/1/2020 0.0 $7.0k 7.0k 1.00
Benton Cnty Wa Sd#1 note 5.00% 12/1/2021 0.0 $16k 15k 1.07
Broward Cnty Fl Arp note 5.00% 10/1/2021 0.0 $11k 10k 1.10
Ca Inc note 5.38% 12/1/2019 0.0 $15k 15k 1.00
City Of San Antonio note 5.00% 2/1/2023 0.0 $17k 15k 1.13
Corpus Christi Tx note 5.00% 3/1/2022 0.0 $16k 15k 1.07
Dripping Spring Tx note 5.00% 2/15/2021 0.0 $11k 10k 1.10
Eaton Corp note 2.75% 11/2/2022 0.0 $6.0k 6.0k 1.00
Expedia Inc note 5.95% 8/15/2020 0.0 $7.0k 7.0k 1.00
Ford Hldg Llc note 9.30% 3/1/2030 0.0 $18k 15k 1.20
Goldman Sachs Group note 5.50% 2/15/2031 0.0 $22k 20k 1.10
Goldman Sachs Group note 5.50% 6/15/2030 0.0 $28k 25k 1.12
Gte Corp note 6.94% 4/15/2028 0.0 $12k 10k 1.20
Harris Cnty Tx note 5.00% 8/15/2026 0.0 $16k 15k 1.07
Hewlett-packard Co note 4.65% 12/9/2021 0.0 $15k 15k 1.00
Husky Energy Inc note 7.25% 12/15/2019 0.0 $7.0k 7.0k 1.00
In St Fa Rev note 5.00% 2/1/2019 0.0 $10k 10k 1.00
Irvine Ca Spl T note 5.38% 9/1/2033 0.0 $26k 25k 1.04
Irving Tx Wwks/swr note 4.00% 8/15/2019 0.0 $10k 10k 1.00
Jea Fl Elec Sys Rev note 5.00% 10/1/2022 0.0 $11k 10k 1.10
Klein Tx Isd note 5.00% 8/1/2023 0.0 $11k 10k 1.10
Lehman Bros Hldgs note 0.00% 2/27/2015 0.0 $0 20k 0.00
Ma St note 5.50% 10/1/2019 0.0 $10k 10k 1.00
Maricopa Az Sd #4 note 5.00% 7/1/2021 0.0 $16k 15k 1.07
Mi St Bldg Auth note 5.00% 4/15/2021 0.0 $11k 10k 1.10
Mo St Hlth/ed note 5.70% 10/1/2022 0.0 $10k 10k 1.00
Mo St Hwy/trans note 5.00% 2/1/2019 0.0 $10k 10k 1.00
Morgan Stanley note 4.63% 1/16/2034 0.0 $13k 13k 1.00
Mp Wstrn St Univ note 5.00% 10/1/2020 0.0 $10k 10k 1.00
Nc Mun Pwr Ca Elec note 5.00% 1/1/2025 0.0 $12k 10k 1.20
New York N Y note 5.00% 8/1/2023 0.0 $11k 10k 1.10
Ny St Dorm Auth Per note 5.00% 2/15/2025 0.0 $12k 10k 1.20
Ny St Dorm Auth S/t note 5.00% 3/15/2022 0.0 $11k 10k 1.10
Oh St Wtr Poll Rev note 5.00% 12/1/2021 0.0 $11k 10k 1.10
Pa St Tpk Commn Tpk note 5.00% 12/1/2024 0.0 $11k 10k 1.10
Pactiv Llc note 8.38% 4/15/2027 0.0 $5.0k 5.0k 1.00
Phoenix Az Cvc Imp note 5.00% 7/1/2020 0.0 $10k 10k 1.00
Phoenix Az Wst Wtr note 5.00% 7/1/2024 0.0 $12k 10k 1.20
Phoenix Az Wtr note 5.00% 7/1/2022 0.0 $10k 10k 1.00
Phoenix Az Wtr note 5.00% 7/1/2027 0.0 $11k 10k 1.10
Pima Cn Az Swr note 5.00% 7/1/2025 0.0 $11k 10k 1.10
Regl Tran Dst Co Co note 5.00% 6/1/2022 0.0 $10k 10k 1.00
Rosemont Il note 5.25% 12/1/2022 0.0 $10k 10k 1.00
Safeway Inc note 7.25% 2/1/2031 0.0 $25k 29k 0.86
Servicemaster Co Ltd note 7.45% 8/15/2027 0.0 $5.0k 5.0k 1.00
Tucson Az Wtr note 5.00% 7/1/2025 0.0 $12k 10k 1.20
Tx Trans St Hwy Fd note 5.00% 10/1/2024 0.0 $12k 10k 1.20
Univ Az Med Ctr note 5.50% 7/1/2033 0.0 $29k 25k 1.16
Omaha Ne Pub Facs Corp Lse Rev Baseball municipal bondu 0.0 $10k 10k 1.00
Under Armour Inc Cl C (UA) 0.0 $24k 1.5k 16.00
General Electric 0.0 $19k 25k 0.76
Cellectar Biosciences 0.0 $1.0k 500.00 2.00
Avondale Az convertible 0.0 $5.0k 5.0k 1.00
Cvs Health Corp convertible 0.0 $11k 10k 1.10
Chemtrade Log Inc Fd equities (CGIFF) 0.0 $15k 2.0k 7.50
Liberty Media Corp Delaware Com A Siriusxm 0.0 $1.0k 20.00 50.00
Liberty Media Corp Delaware Com C Siriusxm 0.0 $1.0k 40.00 25.00
Bancofcalifornia 7.00% Cal2021 p (BANC.PE) 0.0 $20k 800.00 25.00
Waste Mgmt Inc ftax 0.0 $26k 25k 1.04
Global Medical Reit (GMRE) 0.0 $18k 2.0k 9.00
Ares Management Lp, Series A, 7.00% 0.0 $16k 600.00 26.67
Twilio Inc cl a (TWLO) 0.0 $27k 300.00 90.00
Fortive (FTV) 0.0 $20k 300.00 66.67
First Tr Combined Ser unit trusts 0.0 $26k 30.00 866.67
Notis Global Inc equities 0.0 $0 100.00 0.00
Fau Fin Corp Fl convertible 0.0 $5.0k 5.0k 1.00
Lower Co Riv Auth T convertible 0.0 $12k 10k 1.20
Ihs Markit 0.0 $3.0k 71.00 42.25
Avant Diagnostics 0.0 $1.8k 91k 0.02
Gladstone Commercial 7.00% Cum p 0.0 $21k 900.00 23.33
Dell Technologies Inc Class V equity 0.0 $9.0k 111.00 81.08
Advansix (ASIX) 0.0 $0 1.00 0.00
Nutanix Inc cl a (NTNX) 0.0 $8.0k 200.00 40.00
Apollo Cmmrl Real Est Fi p 0.0 $10k 400.00 25.00
Sotherly Hotels, Inc., Series B, 8.00% 0.0 $14k 577.00 24.26
Agnc Investment Corp., 7.75% 0.0 $28k 1.1k 25.45
City Office Reit Red Pfd Ser A preferred (CIO.PA) 0.0 $20k 885.00 22.60
Oroplata Res 0.0 $3.0k 8.2k 0.37
Esc Seventy Seven 0.0 $0 60.00 0.00
Teekay Lng preferred (SEAL.PA) 0.0 $13k 534.00 24.34
Global Indemnity Srnts7.75% Ca p 0.0 $6.0k 250.00 24.00
National General 7.5% Qdi Na C p 0.0 $8.0k 400.00 20.00
Fifth Third Bancorp fixed income securities 0.0 $24k 25k 0.96
Landmark Infrastructure Lp Pfd Ut Ser B equity 0.0 $6.0k 300.00 20.00
Qiagen Nv 0.0 $2.0k 61.00 32.79
Liberty Interactive convertible 0.0 $17k 17k 1.00
Chimera Invt 0.0 $10k 416.00 24.04
Aurora Cannabis Inc snc 0.0 $1.0k 200.00 5.00
Orcl 1.9 09/15/21 0.0 $5.0k 5.0k 1.00
Aquabounty Technologies 0.0 $0 4.00 0.00
Snap Inc cl a (SNAP) 0.0 $17k 3.0k 5.59
Linn Co Llc Escrow Com Shs Rps 0.0 $0 780.00 0.00
Two Harbors Inv Corp Pfd A p (TWO.PA) 0.0 $16k 600.00 26.67
Apollo Management Llc prd 0.0 $7.0k 310.00 22.58
Chimera Investment Corp - Call pref (CIM.PB) 0.0 $11k 418.00 26.32
Global Indemnity Ltd pref 0.0 $14k 600.00 23.33
Pennymac Mortgage Investment Trust Cum Red Pfd Registered Shs Of Beneficial Interest Series A equity (PMT.PA) 0.0 $21k 900.00 23.33
Sprott Resource Holdings 0.0 $0 150.00 0.00
Altaba 0.0 $6.0k 100.00 60.00
Cloudera 0.0 $4.0k 353.00 11.33
Aphria Inc foreign 0.0 $6.0k 1.1k 5.26
Compass Group Plc Spon Adr foreign (CMPGY) 0.0 $1.0k 70.00 14.29
Oxford Lane Capital Corp, Series 2024, 6.75 Percent (OXLCM) 0.0 $15k 600.00 25.00
American Express convertible/ 0.0 $10k 10k 1.00
Bk Ny Mellon Cor convertible/ 0.0 $10k 10k 1.00
Berkshire Hathaway convertible/ 0.0 $10k 10k 1.00
Burlingtn No Sant convertible/ 0.0 $8.0k 8.0k 1.00
California St convertible/ 0.0 $15k 15k 1.00
Caterpillar Inc convertible/ 0.0 $10k 10k 1.00
Cisco Systems Inc convertible/ 0.0 $5.0k 5.0k 1.00
Dow Chemical Co convertible/ 0.0 $10k 10k 1.00
Fannie Mae convertible/ 0.0 $22k 22k 1.00
General Electric Co convertible/ 0.0 $9.0k 9.0k 1.00
Pepsico Incorpor convertible/ 0.0 $10k 10k 1.00
Royal Bank Canad convertible/ 0.0 $10k 10k 1.00
Salt River Proj Az convertible/ 0.0 $15k 15k 1.00
Starbucks Corp convertible/ 0.0 $10k 10k 1.00
U S Bancorp convertible/ 0.0 $10k 10k 1.00
Visa Inc convertible/ 0.0 $10k 10k 1.00
Wells Fargo Bk Na convertible/ 0.0 $12k 12k 1.00
Colas Sa Ord equities 0.0 $16k 100.00 160.00
Brighthouse Finl (BHF) 0.0 $1.0k 20.00 50.00
Lincoln Neb Elec Sys Rev Rev Bds Callable rev bds callable 0.0 $10k 10k 1.00
Global Net Lease Inc Cum Red Preferred Registered Shs Series A equity (GNL.PA) 0.0 $15k 600.00 25.00
Akcea Therapeutics Inc equities 0.0 $2.0k 50.00 40.00
Az Hlth Fac Auth convertible/ 0.0 $11k 10k 1.10
Excelsior Mining Co equities (EXMGF) 0.0 $23k 37k 0.62
Reynolds Americ convertible/ 0.0 $26k 25k 1.04
Tn Engy Acquisit convertible/ 0.0 $5.0k 5.0k 1.00
Umh Pptys Inc Pfd C 6.750 preferred 0.0 $12k 500.00 24.00
B Riley Finl Inc Sr Nt 27 prd 0.0 $31k 1.3k 23.85
Tapestry (TPR) 0.0 $14k 400.00 35.00
Gaslog Partners Lp Pfd 8.625 pfd stk (GLOP.PA) 0.0 $11k 500.00 22.00
Hoegh Lng Partners 8.75.qdi Pe p (HMLPF) 0.0 $12k 500.00 24.00
Two Harbors Investments 7.625. p (TWO.PB) 0.0 $9.0k 350.00 25.71
Farmland Partners Inc preferred class b 0.0 $0 23.00 0.00
Nutrien (NTR) 0.0 $21k 440.00 47.73
Asx Limited equities 0.0 $6.0k 150.00 40.00
Chubb Corp convertible/ 0.0 $19k 20k 0.95
American Tower Co convertible/ 0.0 $15k 15k 1.00
Amgen Inc convertible/ 0.0 $29k 30k 0.97
Baltimore Gas Ele convertible/ 0.0 $18k 20k 0.90
Berkshire Hatha convertible/ 0.0 $19k 20k 0.95
Chevron Corpora convertible/ 0.0 $19k 20k 0.95
Comcase Corporati convertible/ 0.0 $19k 20k 0.95
Ford Motor Comp convertible/ 0.0 $13k 15k 0.87
Ingersoll-rand convertible/ 0.0 $26k 25k 1.04
Intel Corp convertible/ 0.0 $19k 20k 0.95
Masco Corp convertible/ 0.0 $5.0k 5.0k 1.00
Medtronic Inc convertible/ 0.0 $20k 20k 1.00
Microsoft Corp convertible/ 0.0 $20k 20k 1.00
Morgan Stanley convertible/ 0.0 $19k 20k 0.95
Pnc Financial Srv convertible/ 0.0 $20k 20k 1.00
Phoenix Az Cvc Arpt convertible/ 0.0 $10k 10k 1.00
Phoenix Az Cvc Arpt convertible/ 0.0 $16k 15k 1.07
Qvc, Inc. convertible/ 0.0 $19k 20k 0.95
Sotherly Hot pfds, reits (SOHOO) 0.0 $13k 600.00 21.67
State Street Cor convertible/ 0.0 $20k 20k 1.00
Toll Brothers convertible/ 0.0 $18k 20k 0.90
Atlas Financia pfds, reits 0.0 $10k 400.00 25.00
Independence Group Ord equities 0.0 $4.0k 1.5k 2.67
Gci Liberty Incorporated 0.0 $0 10.00 0.00
Vale S A 0.0 $18k 1.4k 13.33
Liberty Interactive Corp (QRTEA) 0.0 $3.0k 140.00 21.43
Iqiyi (IQ) 0.0 $7.0k 500.00 14.00
Az Bd Regents Univ convertible/ 0.0 $6.0k 5.0k 1.20
Az Bd Regents Univ convertible/ 0.0 $12k 10k 1.20
Ax St Transn Brd convertible/ 0.0 $26k 25k 1.04
Austin Tx Cod convertible/ 0.0 $22k 20k 1.10
Austin Tx Cclg Dist convertible/ 0.0 $6.0k 5.0k 1.20
California St convertible/ 0.0 $10k 10k 1.00
California St convertible/ 0.0 $11k 10k 1.10
California St convertible/ 0.0 $6.0k 5.0k 1.20
Collier Fl S/b C convertible/ 0.0 $25k 25k 1.00
Delaware St convertible/ 0.0 $17k 15k 1.13
Delaware St convertible/ 0.0 $17k 15k 1.13
Edina Mn Isd No273 convertible/ 0.0 $21k 20k 1.05
Georgia St convertible/ 0.0 $25k 25k 1.00
Grd Forks Nd Sani convertible/ 0.0 $15k 15k 1.00
Hutchinson Mn Pur convertible/ 0.0 $27k 25k 1.08
Kendall Cnty Il C convertible/ 0.0 $15k 15k 1.00
Lexaria Bioscience equities 0.0 $2.0k 2.0k 1.00
Los Angeles Ca W/p convertible/ 0.0 $6.0k 5.0k 1.20
Maricopa Az Cod convertible/ 0.0 $11k 10k 1.10
Maricopa Az Sd #38 convertible/ 0.0 $12k 10k 1.20
Ohio St convertible/ 0.0 $11k 10k 1.10
Pennsbury Pa Sd convertible/ 0.0 $33k 30k 1.10
Phoenix Az convertible/ 0.0 $23k 20k 1.15
Phoenix Az Wtr convertible/ 0.0 $27k 25k 1.08
Pima Cnty Az convertible/ 0.0 $5.0k 5.0k 1.00
Pima Cn Az Ida E convertible/ 0.0 $10k 10k 1.00
Tempe Az convertible/ 0.0 $6.0k 5.0k 1.20
Texas State B7 convertible/ 0.0 $22k 20k 1.10
Tucson Az convertible/ 0.0 $5.0k 5.0k 1.00
Tucson Az Wtr convertible/ 0.0 $23k 20k 1.15
Utah St convertible/ 0.0 $11k 10k 1.10
Waterloo La Csd convertible/ 0.0 $25k 25k 1.00
Wisconsin State convertible/ 0.0 $12k 10k 1.20
Qualcomm Inc fixed 0.0 $4.0k 4.0k 1.00
Bank Of America Corp Senior Medium Term Note senior medium term note 0.0 $25k 25k 1.00
Lincoln West Haymarket Neb Jt Pub Agy Fa Go Facs Bds Callable go facs bds callable 0.0 $16k 15k 1.07
Unitedhealth Gr 2.875 12/15/2021 b 0.0 $25k 25k 1.00
Wyndham Hotels And Resorts (WH) 0.0 $12k 275.00 43.64
Apergy Corp 0.0 $32k 1.2k 27.44
Equinor Asa (EQNR) 0.0 $1.0k 51.00 19.61
Ferguson Plc sponsrd 0.0 $2.0k 236.00 8.47
Bausch Health Companies (BHC) 0.0 $24k 1.3k 18.53
Arlington Tx convertible/ 0.0 $5.0k 5.0k 1.00
Chandler Az convertible/ 0.0 $11k 10k 1.10
Flagstaff Az convertible/ 0.0 $11k 10k 1.10
Ft Bend Cty Tex convertible/ 0.0 $15k 15k 1.00
Montana State B convertible/ 0.0 $10k 10k 1.00
Montana State Bo convertible/ 0.0 $5.0k 5.0k 1.00
Phoenix Az convertible/ 0.0 $21k 20k 1.05
Scottsdale Az convertible/ 0.0 $11k 10k 1.10
Scottsdale Az W/ convertible/ 0.0 $11k 10k 1.10
Scottsdale Az W/ convertible/ 0.0 $11k 10k 1.10
State Of Texas convertible/ 0.0 $11k 10k 1.10
Wstn Maricopa Ed #2 convertible/ 0.0 $18k 15k 1.20
Fsd Pharma 0.0 $8.8k 44k 0.20
Garrett Motion (GTX) 0.0 $3.0k 214.00 14.02
Arlo Technologies (ARLO) 0.0 $5.0k 475.00 10.53
Amazon.com Inc. corporate bonds 0.0 $20k 20k 1.00
Bp Capital Markets Plc corporate bonds 0.0 $4.0k 4.0k 1.00
Aetna Inc convertible/ 0.0 $25k 20k 1.25
American Airlines convertible/ 0.0 $20k 20k 1.00
Amgen Inc. convertible/ 0.0 $20k 20k 1.00
Arizona Board Regen convertible/ 0.0 $16k 15k 1.07
Boeing Co convertible/ 0.0 $26k 25k 1.04
Brown & Brown Inc convertible/ 0.0 $26k 26k 1.00
Deere & Co convertible/ 0.0 $25k 25k 1.00
Equinox Gold Corp equities 0.0 $5.0k 7.1k 0.70
Ford Motor Credit C convertible/ 0.0 $14k 15k 0.93
Fremont Nebraska Co convertible/ 0.0 $5.0k 5.0k 1.00
Goldman Sachs Gro Var 26 convertible/ 0.0 $25k 25k 1.00
Goldman Sachs Group convertible/ 0.0 $21k 20k 1.05
Goldman Sachs Group convertible/ 0.0 $27k 25k 1.08
Green Bay Wis convertible/ 0.0 $21k 20k 1.05
Holland Michigan El convertible/ 0.0 $27k 25k 1.08
Ihs Inc convertible/ 0.0 $15k 15k 1.00
Johnson & Johnson convertible/ 0.0 $29k 25k 1.16
Jp Morgan Chase convertible/ 0.0 $25k 25k 1.00
Lincoln Neb convertible/ 0.0 $26k 25k 1.04
Microsoft Corp convertible/ 0.0 $26k 25k 1.04
New Mexico Fin A convertible/ 0.0 $16k 15k 1.07
New York Ny convertible/ 0.0 $21k 20k 1.05
Nielsen Fin Llc convertible/ 0.0 $20k 20k 1.00
Northern Arizona Un convertible/ 0.0 $27k 25k 1.08
Northside Texas convertible/ 0.0 $25k 25k 1.00
Phoenix Arizona Civ convertible/ 0.0 $10k 10k 1.00
Plano Texas Inde convertible/ 0.0 $25k 25k 1.00
Saline County Neb convertible/ 0.0 $20k 20k 1.00
Santa Monica-ma 6.434 convertible/ 0.0 $26k 25k 1.04
Scottsdale Ariz convertible/ 0.0 $16k 15k 1.07
Seward County Ne convertible/ 0.0 $10k 10k 1.00
Shelby County Te convertible/ 0.0 $15k 15k 1.00
Solaris Copper Inc equities 0.0 $0 711.00 0.00
St Charles Coun convertible/ 0.0 $26k 25k 1.04
Starbucks Corp convertible/ 0.0 $15k 15k 1.00
Toll Brothers F convertible/ 0.0 $5.0k 5.0k 1.00
Tulsa Oklahoma Arpt convertible/ 0.0 $21k 20k 1.05
Union Pacific Co convertible/ 0.0 $34k 35k 0.97
Wal-mart Stores Inc convertible/ 0.0 $26k 25k 1.04
Washington County O convertible/ 0.0 $26k 25k 1.04
Wells Fargo Bk N convertible/ 0.0 $24k 25k 0.96
Bb And T Corporation 0.0 $5.0k 5.0k 1.00
Linde 0.0 $5.0k 30.00 166.67
Resideo Technologies (REZI) 0.0 $7.0k 353.00 19.83
Az St Ctfs Part convertible/ 0.0 $17k 15k 1.13
Pima Cn Az Usd #1 convertible/ 0.0 $21k 20k 1.05
Pima County Arizona convertible/ 0.0 $11k 10k 1.10
Amerisourcebergen Corp equities 0.0 $4.0k 55.00 72.73
Cdex Inc equities 0.0 $0 200.00 0.00
Dun & Bradstreet Co equities 0.0 $14k 100.00 140.00
First Trust Dj Internet Etf equities 0.0 $30k 255.00 117.65
Heritage Global Inc equities 0.0 $0 50.00 0.00
Lehman Bro Hldg Pfd pfds, reits 0.0 $0 600.00 0.00
Total Sa equities 0.0 $31k 600.00 51.67
Travelers Companies equities 0.0 $21k 175.00 120.00
Microchip Tech Inc equities 0.0 $29k 400.00 72.50
American Express convertible/ 0.0 $5.0k 5.0k 1.00
Anheuser-busch In convertible/ 0.0 $4.0k 4.0k 1.00
Apple Inc. convertible/ 0.0 $4.0k 4.0k 1.00
Arizona Board Regen convertible/ 0.0 $11k 10k 1.10
At&t Inc. convertible/ 0.0 $4.0k 4.0k 1.00
Avondale Ariz convertible/ 0.0 $15k 15k 1.00
Az Bd Regents Univ convertible/ 0.0 $6.0k 5.0k 1.20
Bp Capital Mkts convertible/ 0.0 $25k 25k 1.00
California St convertible/ 0.0 $22k 20k 1.10
California St convertible/ 0.0 $27k 25k 1.08
Cisco Systems, I convertible/ 0.0 $5.0k 5.0k 1.00
Coca-cola Co convertible/ 0.0 $29k 25k 1.16
Commonwealth Ban convertible/ 0.0 $25k 25k 1.00
Commonwealth Edis convertible/ 0.0 $5.0k 5.0k 1.00
Curaleaf Holdings Inc equities (CURLF) 0.0 $2.0k 500.00 4.00
Dc W/s Auth Pub Uti convertible/ 0.0 $29k 25k 1.16
El Paso Tx convertible/ 0.0 $11k 10k 1.10
Federal Ntnl Mo convertible/ 0.0 $5.0k 5.0k 1.00
Federal Ntnl Mort convertible/ 0.0 $8.0k 8.0k 1.00
Fort Worth Tx convertible/ 0.0 $27k 25k 1.08
Gila Az Usd #10 convertible/ 0.0 $11k 10k 1.10
Gwg Holdings, Inc convertible/ 0.0 $25k 25k 1.00
Intl Bk Recon & convertible/ 0.0 $4.0k 4.0k 1.00
Maricopa Az Sd #11 convertible/ 0.0 $11k 10k 1.10
Maricopa Az Sd #83 convertible/ 0.0 $22k 20k 1.10
Maricopa Az Uhsd 21 convertible/ 0.0 $17k 15k 1.13
Maricopa Az Usd #41 convertible/ 0.0 $6.0k 5.0k 1.20
Maricopa County Ari convertible/ 0.0 $17k 15k 1.13
Massachusetts St convertible/ 0.0 $5.0k 5.0k 1.00
Massachusetts St convertible/ 0.0 $6.0k 5.0k 1.20
Mcdonald's Corp convertible/ 0.0 $4.0k 4.0k 1.00
Mission Health convertible/ 0.0 $25k 25k 1.00
Moody's Corp convertible/ 0.0 $4.0k 4.0k 1.00
Morgan Stanley Var 34 convertible/ 0.0 $4.0k 7.0k 0.57
Nyc Ny Mun Fa W/s convertible/ 0.0 $29k 25k 1.16
Peoria Az convertible/ 0.0 $11k 10k 1.10
Philip Morris Int convertible/ 0.0 $25k 25k 1.00
Pima Cn Az Swr convertible/ 0.0 $16k 15k 1.07
Pima Cnty Az convertible/ 0.0 $11k 10k 1.10
Scottsdale Az Mpc convertible/ 0.0 $16k 15k 1.07
Td Ameritrade Hol convertible/ 0.0 $4.0k 4.0k 1.00
Total Capital convertible/ 0.0 $5.0k 5.0k 1.00
U.s. Bancorp convertible/ 0.0 $4.0k 4.0k 1.00
United Technologies convertible/ 0.0 $4.0k 4.0k 1.00
Univ Wa convertible/ 0.0 $12k 10k 1.20
Va St Pub Bldg Auth convertible/ 0.0 $30k 25k 1.20
Walmart Inc convertible/ 0.0 $4.0k 4.0k 1.00
Wisconsin State Aaa convertible/ 0.0 $27k 25k 1.08