B. Riley Financial

B. Riley Financial as of June 30, 2017

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 211 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PowerShares QQQ Trust, Series 1 11.8 $43M 309k 137.64
iShares Russell 2000 Index (IWM) 7.4 $27M 190k 140.92
Vanguard Large-Cap ETF (VV) 2.4 $8.7M 78k 111.03
Hc2 Holdings 2.3 $8.4M 1.4M 5.88
Covisint 2.1 $7.7M 3.1M 2.45
Arista Networks (ANET) 2.1 $7.5M 50k 149.80
Rbc Cad (RY) 2.0 $7.3M 100k 72.52
Ferroglobe (GSM) 1.9 $6.8M 568k 11.95
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.8 $6.6M 65k 101.72
Mcbc Holdings 1.7 $6.2M 318k 19.55
HEALTH INSURANCE Common equity Innovations shares 1.6 $5.9M 250k 23.50
C.H. Robinson Worldwide (CHRW) 1.5 $5.5M 80k 68.68
Kemet Corporation Cmn 1.5 $5.5M 430k 12.80
Finjan Holdings 1.5 $5.5M 1.7M 3.28
USANA Health Sciences (USNA) 1.4 $5.1M 80k 64.10
Industrial SPDR (XLI) 1.4 $5.1M 75k 68.11
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 1.4 $4.9M 60k 81.87
Solar Senior Capital 1.3 $4.7M 278k 16.74
Occidental Petroleum Corporation (OXY) 1.2 $4.5M 75k 59.87
Ford Motor Company (F) 1.2 $4.5M 400k 11.19
Tempur-Pedic International (TPX) 1.0 $3.7M 70k 53.39
Invuity 1.0 $3.6M 500k 7.25
iShares Russell Midcap Index Fund (IWR) 0.9 $3.4M 18k 192.10
Vanguard Short Term Corporate Bond ETF (VCSH) 0.9 $3.4M 42k 80.03
Vanguard Mid-Cap ETF (VO) 0.9 $3.3M 23k 142.51
Microsoft Corporation (MSFT) 0.9 $3.2M 46k 68.92
TeleNav 0.8 $3.0M 375k 8.10
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.8 $3.0M 35k 87.53
Ishares Tr fltg rate nt (FLOT) 0.8 $3.0M 60k 50.92
Intuitive Surgical (ISRG) 0.8 $2.8M 3.0k 935.33
Boulevard Acquisition cl a 0.8 $2.8M 277k 10.02
Lonestar Res Us Inc cl a vtg 0.8 $2.7M 638k 4.30
Pennantpark Floating Rate Capi (PFLT) 0.7 $2.6M 184k 14.11
Vanguard Malvern Fds strm infproidx (VTIP) 0.7 $2.6M 53k 49.23
PennantPark Investment (PNNT) 0.7 $2.6M 346k 7.39
Gty Technology Holdings Inc cl a 0.7 $2.5M 250k 10.10
Snap-on Incorporated (SNA) 0.7 $2.4M 15k 158.00
Hp (HPQ) 0.7 $2.3M 134k 17.48
Vanguard Emerging Markets ETF (VWO) 0.6 $2.1M 53k 40.83
MiMedx (MDXG) 0.6 $2.1M 140k 14.97
Vonage Holdings 0.6 $2.0M 308k 6.54
Veritone (VERI) 0.6 $2.0M 173k 11.71
Kayne Anderson Acquisition 0.6 $2.0M 210k 9.72
Vanguard Total Stock Market ETF (VTI) 0.5 $2.0M 16k 124.42
Candj Energy Svcs 0.5 $2.0M 58k 34.26
Aehr Test Systems (AEHR) 0.5 $1.9M 504k 3.75
Verso Corp cl a 0.5 $1.9M 395k 4.69
Brookfield Infrastructure Part (BIP) 0.5 $1.8M 45k 40.92
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $1.8M 55k 32.71
Micron Technology (MU) 0.5 $1.8M 59k 29.87
Doubleline Income Solutions (DSL) 0.5 $1.8M 86k 20.66
Select Energy Svcs Inc cl a (WTTR) 0.5 $1.8M 145k 12.15
Spdr S&p 500 Etf (SPY) 0.5 $1.7M 7.2k 241.78
Marvell Technology Group 0.5 $1.8M 106k 16.52
Digital Turbine (APPS) 0.5 $1.7M 1.7M 1.03
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.5 $1.7M 16k 105.29
Smith & Wesson Holding Corpora 0.5 $1.7M 75k 22.16
Tonix Pharmaceuticals Hldg C 0.5 $1.6M 378k 4.33
Apple (AAPL) 0.4 $1.5M 11k 143.98
Gores Hldgs Ii 0.4 $1.5M 150k 10.03
Vanguard Dividend Appreciation ETF (VIG) 0.4 $1.5M 16k 92.69
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.4 $1.5M 13k 111.56
Finisar Corporation 0.4 $1.4M 56k 25.98
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.4M 22k 65.19
Netlist (NLST) 0.4 $1.4M 1.4M 1.02
Credit Acceptance (CACC) 0.4 $1.3M 5.2k 257.12
Autoliv (ALV) 0.3 $1.3M 11k 109.84
Ares Capital Corporation (ARCC) 0.3 $1.3M 77k 16.38
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $1.3M 11k 120.51
Twitter 0.3 $1.3M 70k 17.87
Atlantic Alliance Partner 0.3 $1.3M 122k 10.25
Sturm, Ruger & Company (RGR) 0.3 $1.2M 20k 62.15
Cibc Cad (CM) 0.3 $1.2M 15k 81.13
Dorman Products (DORM) 0.3 $1.2M 15k 82.80
Gw Pharmaceuticals Plc ads 0.3 $1.2M 12k 100.26
Pimco Exch Traded Fund (LDUR) 0.3 $1.2M 12k 101.26
Cadiz (CDZI) 0.3 $1.1M 84k 13.54
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $1.1M 9.9k 114.35
Ishares Inc ctr wld minvl (ACWV) 0.3 $1.1M 14k 79.12
Primo Water Corporation 0.3 $1.1M 84k 12.71
Carvana Co cl a (CVNA) 0.3 $1.1M 54k 20.46
Ishares Tr usa min vo (USMV) 0.3 $1.0M 21k 48.94
iShares Dow Jones Select Dividend (DVY) 0.3 $1.0M 11k 92.22
Lumentum Hldgs (LITE) 0.3 $1.0M 18k 57.05
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $964k 8.8k 110.07
Avista Healthcare Pub Acq Co cl a 0.3 $985k 100k 9.85
Fintech Acquisition Corp Ii 0.3 $980k 100k 9.80
Matlin & Partners Acquisitio cl a 0.3 $966k 100k 9.66
Hexcel Corporation (HXL) 0.3 $944k 18k 52.78
iShares MSCI Turkey Index Fund (TUR) 0.3 $955k 23k 41.52
Ooma (OOMA) 0.3 $927k 116k 8.00
Hanesbrands (HBI) 0.2 $892k 39k 23.17
Tortoise MLP Fund 0.2 $890k 46k 19.28
Hewlett Packard Enterprise (HPE) 0.2 $918k 55k 16.60
Brookline Ban (BRKL) 0.2 $835k 57k 14.60
Spdr Index Shs Fds s^p global nat res (GNR) 0.2 $824k 20k 41.53
Sequans Communications Adr adr usd.02 0.2 $841k 254k 3.31
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $783k 8.4k 93.26
Energous 0.2 $813k 50k 16.26
ON Semiconductor (ON) 0.2 $777k 55k 14.05
Immersion Corporation (IMMR) 0.2 $758k 83k 9.08
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $748k 28k 26.71
Goldman Sachs Mlp Inc Opp 0.2 $745k 77k 9.63
Platform Specialty Prods Cor 0.2 $761k 60k 12.68
Apollo Sr Floating Rate Fd I (AFT) 0.2 $709k 42k 16.87
eHealth (EHTH) 0.2 $705k 38k 18.80
News (NWSA) 0.2 $704k 51k 13.70
Truecar (TRUE) 0.2 $680k 34k 19.94
iShares NASDAQ Biotechnology Index (IBB) 0.2 $656k 2.1k 310.31
Steven Madden (SHOO) 0.2 $656k 16k 39.93
Superior Industries International (SUP) 0.2 $647k 32k 20.55
CalAmp 0.2 $653k 32k 20.32
S&W Seed Company (SANW) 0.2 $656k 158k 4.15
Wisdomtree Trust wrld ex-us grwth (DNL) 0.2 $651k 12k 53.26
Bazaarvoice 0.2 $658k 133k 4.95
Tivo Corp 0.2 $634k 34k 18.64
Inseego Corp bond 0.2 $648k 900k 0.72
Nokia Corporation (NOK) 0.2 $609k 99k 6.16
ViaSat (VSAT) 0.2 $624k 9.4k 66.21
TransAct Technologies Incorporated (TACT) 0.2 $622k 73k 8.49
Brunswick Corporation (BC) 0.2 $610k 9.7k 62.70
NetScout Systems (NTCT) 0.2 $602k 18k 34.39
Oclaro 0.2 $607k 65k 9.35
PowerShares Preferred Portfolio 0.2 $612k 41k 15.10
First Ban (FBNC) 0.2 $625k 20k 31.25
Kratos Defense & Security Solutions (KTOS) 0.2 $602k 51k 11.87
Vanguard Pacific ETF (VPL) 0.2 $628k 9.5k 65.79
Carbonite 0.2 $603k 28k 21.79
Ishares Tr eafe min volat (EFAV) 0.2 $611k 8.8k 69.28
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $626k 10k 60.92
Wildhorse Resource Dev Corp 0.2 $622k 50k 12.38
Axon Enterprise (AXON) 0.2 $622k 25k 25.16
Skyworks Solutions (SWKS) 0.2 $585k 6.1k 95.90
CryoLife (AORT) 0.2 $579k 29k 19.97
Stamps 0.2 $581k 3.8k 154.89
Amc Entmt Hldgs Inc Cl A 0.2 $591k 26k 22.74
Rigel Pharmaceuticals 0.1 $554k 203k 2.73
iShares S&P MidCap 400 Index (IJH) 0.1 $528k 3.0k 174.09
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $553k 2.6k 213.35
Nuveen Build Amer Bd (NBB) 0.1 $529k 25k 20.97
Facebook Inc cl a (META) 0.1 $535k 3.5k 150.96
iStar Financial 0.1 $518k 43k 12.05
Imax Corp Cad (IMAX) 0.1 $506k 23k 22.00
Financial Select Sector SPDR (XLF) 0.1 $493k 20k 24.65
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $511k 11k 45.61
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $507k 9.8k 51.97
Cloudera 0.1 $504k 32k 16.01
Silver Run Acquisition 0.1 $506k 50k 10.12
Berkshire Hathaway (BRK.B) 0.1 $474k 2.8k 169.29
Vanguard European ETF (VGK) 0.1 $473k 8.6k 55.18
Garrison Capital 0.1 $483k 58k 8.27
Jinkosolar Hldg Co Ltd debt 4.000% 2/0 0.1 $458k 22k 20.82
New Mountain Finance Corp (NMFC) 0.1 $437k 30k 14.57
stock 0.1 $431k 7.6k 56.87
Papa Murphys Hldgs 0.1 $437k 100k 4.37
Sensus Healthcare (SRTS) 0.1 $421k 105k 4.02
iShares Russell 2000 Growth Index (IWO) 0.1 $408k 2.4k 168.87
Apollo Tactical Income Fd In (AIF) 0.1 $385k 24k 16.28
Meridian Ban 0.1 $389k 23k 16.91
Urban Edge Pptys (UE) 0.1 $392k 17k 23.72
Kbl Merger Corp Iv unit 01/15/2024 0.1 $408k 40k 10.20
iShares MSCI Emerging Markets Indx (EEM) 0.1 $374k 9.0k 41.34
FormFactor (FORM) 0.1 $362k 29k 12.40
Everspin Technologies (MRAM) 0.1 $346k 17k 19.99
Dxc Technology (DXC) 0.1 $364k 4.8k 76.62
Kulicke and Soffa Industries (KLIC) 0.1 $339k 18k 19.02
Apollo Investment 0.1 $308k 48k 6.39
Consumer Discretionary SPDR (XLY) 0.1 $308k 3.4k 89.53
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $339k 6.8k 49.97
Vanguard Growth ETF (VUG) 0.1 $328k 2.6k 127.23
Alerian Mlp Etf 0.1 $316k 26k 11.96
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $326k 5.4k 59.84
Rent-A-Center (UPBD) 0.1 $272k 23k 11.72
Teradyne (TER) 0.1 $297k 9.9k 29.99
iShares MSCI Brazil Index (EWZ) 0.1 $278k 8.1k 34.19
One Liberty Properties (OLP) 0.1 $293k 23k 12.82
PowerShares Dynamic Biotech &Genome 0.1 $279k 6.1k 45.72
Walt Disney Company (DIS) 0.1 $265k 2.5k 106.43
Berkshire Hathaway (BRK.A) 0.1 $255k 1.00 255000.00
iShares Russell 1000 Growth Index (IWF) 0.1 $244k 2.1k 118.85
Zion Oil & Gas (ZNOG) 0.1 $261k 76k 3.43
iShares S&P SmallCap 600 Index (IJR) 0.1 $240k 3.4k 70.13
Nuveen Mtg opportunity term (JLS) 0.1 $240k 9.4k 25.58
Brookfield Real Assets Incom shs ben int (RA) 0.1 $254k 11k 23.22
Costco Wholesale Corporation (COST) 0.1 $217k 1.4k 160.15
Home Depot (HD) 0.1 $209k 1.4k 153.68
Solar Cap (SLRC) 0.1 $208k 9.5k 21.83
Energy Transfer Equity (ET) 0.1 $226k 13k 17.95
TheStreet 0.1 $219k 263k 0.83
PowerShrs CEF Income Cmpst Prtfl 0.1 $209k 8.8k 23.67
Ares Dynamic Cr Allocation (ARDC) 0.1 $229k 14k 16.37
Mkt Vectors Biotech Etf etf (BBH) 0.1 $203k 1.6k 125.39
M I Acquisitions 0.1 $215k 22k 10.00
THL Credit 0.1 $199k 20k 9.95
Blackstone Gso Flting Rte Fu (BSL) 0.1 $179k 10k 17.90
Hos Us conv 0.0 $162k 225k 0.72
Fusion Telecomm Intl 0.0 $145k 100k 1.45
Lindblad Expeditions Hldgs I (LIND) 0.0 $162k 15k 10.51
Sensus Healthcare Inc Wrt Exp 0.0 $139k 231k 0.60
BRT Realty Trust (BRT) 0.0 $99k 83k 1.20
Comstock Res Inc note 7.750% 4/0 0.0 $98k 127k 0.77
Numerex 0.0 $74k 15k 4.93
Gty Technology Holdings Inc w exp 99/99/999 0.0 $64k 58k 1.10
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $75k 50k 1.50
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $38k 50k 0.76
Silver Run Acquisition *w exp 03/28/202 0.0 $30k 17k 1.80
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $52k 67k 0.78
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $38k 100k 0.38
Novavax 0.0 $12k 11k 1.14
Ladenburg Thalmann Financial Services 0.0 $5.7k 81k 0.07
Rwt 4 5/8 04/15/18 0.0 $10k 10k 1.00