Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2013

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 255 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI EAFE Index Fund (EFA) 9.1 $47M 705k 67.09
Vanguard Total Stock Market ETF (VTI) 8.1 $42M 437k 95.92
Vanguard Total Bond Market ETF (BND) 3.4 $17M 218k 80.05
iShares S&P 500 Growth Index (IVW) 3.3 $17M 174k 98.75
Vanguard Short Term Corporate Bond ETF (VCSH) 2.9 $15M 189k 79.78
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 2.1 $11M 105k 105.46
SPDR S&P MidCap 400 ETF (MDY) 1.8 $9.6M 39k 244.20
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.7 $9.0M 177k 50.98
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.7 $8.8M 232k 37.94
Barclays Bk Plc Ipspgs Ttl Etn etf 1.7 $8.7M 268k 32.57
iShares Russell 2000 Growth Index (IWO) 1.7 $8.6M 64k 135.51
iShares MSCI EAFE Value Index (EFV) 1.7 $8.6M 151k 57.20
SPDR Barclays Capital Convertible SecETF (CWB) 1.6 $8.2M 175k 46.73
First Trust Large Cap Core Alp Fnd (FEX) 1.6 $8.1M 196k 41.20
iShares Gold Trust 1.5 $7.9M 679k 11.68
Pimco Total Return Etf totl (BOND) 1.5 $7.9M 75k 104.73
Apple (AAPL) 1.4 $7.5M 13k 560.97
iShares Russell 2000 Index (IWM) 1.2 $6.5M 56k 115.36
Microsoft Corporation (MSFT) 1.2 $6.3M 168k 37.41
Vanguard FTSE All-World ex-US ETF (VEU) 1.2 $6.1M 120k 50.73
Consumer Staples Select Sect. SPDR (XLP) 1.2 $6.0M 141k 42.98
First Tr Exchange Traded Fd nasd tech div (TDIV) 1.1 $5.7M 233k 24.67
SPDR S&P Dividend (SDY) 1.1 $5.5M 76k 72.62
MSCI Europe Financials Sector Index Fund (EUFN) 1.0 $5.2M 208k 25.12
Groupon 0.9 $4.8M 409k 11.76
Telefonaktiebolaget LM Ericsson (ERIC) 0.9 $4.7M 382k 12.24
Applied Materials (AMAT) 0.8 $4.3M 242k 17.68
Pimco Etf Tr 0-5 high yield (HYS) 0.8 $4.3M 40k 106.36
PowerShares DWA Technical Ldrs Pf 0.8 $4.1M 113k 36.65
United Technologies Corporation 0.8 $4.1M 36k 113.79
Goldman Sachs (GS) 0.8 $4.0M 23k 177.28
National-Oilwell Var 0.8 $3.9M 50k 79.53
Eagle Materials (EXP) 0.8 $3.9M 51k 77.42
Actavis 0.7 $3.8M 23k 167.99
Ishares Tr fltg rate nt (FLOT) 0.7 $3.7M 73k 50.72
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $3.6M 39k 92.89
SPDR S&P Homebuilders (XHB) 0.7 $3.6M 109k 33.30
iShares Dow Jones US Basic Mater. (IYM) 0.7 $3.5M 43k 81.44
Novartis (NVS) 0.7 $3.4M 43k 80.39
First Solar (FSLR) 0.7 $3.4M 63k 54.64
F5 Networks (FFIV) 0.7 $3.4M 38k 90.86
Vanguard Total World Stock Idx (VT) 0.7 $3.4M 57k 59.41
Powershares Senior Loan Portfo mf 0.7 $3.4M 135k 24.88
Advanced Micro Devices (AMD) 0.6 $3.2M 826k 3.87
SM Energy (SM) 0.6 $3.2M 39k 83.12
Masco Corporation (MAS) 0.6 $3.2M 140k 22.77
MGIC Investment (MTG) 0.6 $3.1M 362k 8.44
Alcoa 0.6 $3.1M 288k 10.63
Regions Financial Corporation (RF) 0.6 $3.0M 300k 9.89
Celgene Corporation 0.6 $3.0M 18k 168.99
Stifel Financial (SF) 0.6 $3.0M 62k 47.92
Best Buy (BBY) 0.6 $2.9M 72k 39.88
Lazard Ltd-cl A shs a 0.5 $2.8M 63k 45.32
Noble Energy 0.5 $2.8M 41k 68.12
Ingersoll-rand Co Ltd-cl A 0.5 $2.7M 44k 61.60
Lam Research Corporation (LRCX) 0.5 $2.5M 47k 54.45
Cme (CME) 0.5 $2.5M 32k 78.46
Freeport-McMoRan Copper & Gold (FCX) 0.5 $2.4M 65k 37.75
Target Corporation (TGT) 0.4 $2.2M 35k 63.26
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.4 $2.2M 58k 38.64
Johnson & Johnson (JNJ) 0.4 $2.2M 24k 91.57
PowerShares Dynamic Media Portfol. 0.4 $2.2M 82k 26.63
Morgan Stanley (MS) 0.4 $2.1M 66k 31.36
PowerShares QQQ Trust, Series 1 0.4 $2.1M 23k 87.96
iShares Dow Jones US Medical Dev. (IHI) 0.4 $2.1M 23k 92.80
Bank of America Corporation (BAC) 0.4 $2.0M 131k 15.57
Amgen (AMGN) 0.4 $2.0M 18k 114.07
Intel Corporation (INTC) 0.4 $2.0M 76k 25.95
Schlumberger (SLB) 0.4 $1.9M 21k 90.11
Spdr Series Trust brcly em locl (EBND) 0.4 $1.9M 63k 29.75
Valero Energy Corporation (VLO) 0.3 $1.8M 36k 50.41
Costco Wholesale Corporation (COST) 0.3 $1.8M 15k 119.04
Cisco Systems (CSCO) 0.3 $1.8M 80k 22.43
Financial Select Sector SPDR (XLF) 0.3 $1.8M 81k 21.86
Caterpillar (CAT) 0.3 $1.7M 19k 90.83
Southern Company (SO) 0.3 $1.7M 42k 41.11
Hewlett-Packard Company 0.3 $1.7M 60k 27.98
Energy Select Sector SPDR (XLE) 0.3 $1.7M 19k 88.49
BP (BP) 0.3 $1.6M 33k 48.61
Nucor Corporation (NUE) 0.3 $1.6M 30k 53.37
Lowe's Companies (LOW) 0.3 $1.6M 32k 49.54
City National Corporation 0.3 $1.6M 20k 79.22
General Electric Company 0.3 $1.6M 56k 28.03
General Motors Company (GM) 0.3 $1.6M 38k 40.88
Gilead Sciences (GILD) 0.3 $1.5M 20k 75.10
Safeway 0.3 $1.4M 44k 32.57
Industrial SPDR (XLI) 0.3 $1.5M 28k 52.26
Bank of New York Mellon Corporation (BK) 0.3 $1.4M 41k 34.93
At&t (T) 0.3 $1.4M 40k 35.16
Honeywell International (HON) 0.3 $1.4M 15k 91.34
Vanguard Short-Term Bond ETF (BSV) 0.2 $1.2M 16k 79.93
Technology SPDR (XLK) 0.2 $1.2M 35k 35.75
iShares Dow Jones US Consumer Ser. (IYC) 0.2 $1.3M 11k 121.35
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $1.3M 12k 108.14
iShares Russell 1000 Value Index (IWD) 0.2 $1.0M 11k 94.20
Rydex Russell Top 50 ETF 0.2 $1.1M 8.2k 129.89
Sprott Physical Gold Trust (PHYS) 0.2 $1.1M 107k 9.96
Vanguard Small-Cap Value ETF (VBR) 0.2 $983k 10k 97.36
PowerShares High Yld. Dividend Achv 0.2 $1.0M 85k 11.85
Health Care SPDR (XLV) 0.2 $923k 17k 55.47
iShares Lehman Aggregate Bond (AGG) 0.2 $925k 8.7k 106.42
iShares Russell 2000 Value Index (IWN) 0.2 $871k 8.7k 99.55
iShares FTSE/Xinhua China 25 Index (FXI) 0.2 $844k 22k 38.36
Synergy Res Corp 0.2 $835k 90k 9.26
Vanguard REIT ETF (VNQ) 0.1 $737k 11k 64.59
Imperva 0.1 $702k 15k 48.15
SPDR Gold Trust (GLD) 0.1 $700k 6.0k 116.05
Atmel Corporation 0.1 $689k 88k 7.83
SPDR KBW Regional Banking (KRE) 0.1 $658k 16k 40.61
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $659k 5.8k 114.21
Himax Technologies (HIMX) 0.1 $624k 42k 14.72
United Rentals (URI) 0.1 $616k 7.9k 77.97
Fortinet (FTNT) 0.1 $619k 32k 19.12
ETFS Gold Trust 0.1 $611k 5.2k 118.30
Arris 0.1 $606k 25k 24.34
Allegion Plc equity (ALLE) 0.1 $646k 15k 44.18
ARM Holdings 0.1 $579k 11k 54.75
iShares S&P NA Tec.-Mul. Net. Idx. 0.1 $559k 17k 32.27
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.1 $549k 6.7k 82.05
Monsanto Company 0.1 $501k 4.3k 116.51
EOG Resources (EOG) 0.1 $498k 3.0k 167.68
Materials SPDR (XLB) 0.1 $519k 11k 46.23
Procera Networks 0.1 $511k 34k 15.03
Tableau Software Inc Cl A 0.1 $500k 7.3k 68.97
Antero Res (AR) 0.1 $508k 8.0k 63.50
LSI Corporation 0.1 $469k 43k 11.04
iShares NASDAQ Biotechnology Index (IBB) 0.1 $454k 2.0k 227.00
Huntsman Corporation (HUN) 0.1 $480k 20k 24.62
ShoreTel 0.1 $485k 52k 9.27
Vanguard Small-Cap ETF (VB) 0.1 $483k 4.4k 109.87
Linkedin Corp 0.1 $454k 2.1k 217.02
Pandora Media 0.1 $493k 19k 26.60
Fifth Third Ban (FITB) 0.1 $396k 19k 21.01
Chicago Bridge & Iron Company 0.1 $416k 5.0k 83.20
Alcatel-Lucent 0.1 $437k 99k 4.40
Cameron International Corporation 0.1 $430k 7.2k 59.47
Consumer Discretionary SPDR (XLY) 0.1 $415k 6.2k 66.78
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $437k 4.1k 107.90
Responsys 0.1 $424k 16k 27.44
Tronox 0.1 $416k 18k 23.07
Silver Spring Networks 0.1 $392k 19k 20.99
Halliburton Company (HAL) 0.1 $340k 6.7k 50.75
Weyerhaeuser Company (WY) 0.1 $360k 11k 31.58
Chesapeake Energy Corporation 0.1 $350k 13k 27.13
Banco Santander (SAN) 0.1 $368k 41k 9.06
Ciena Corporation (CIEN) 0.1 $342k 14k 23.92
Rentech 0.1 $378k 216k 1.75
CoreLogic 0.1 $349k 9.8k 35.58
Weatherford International Lt reg 0.1 $349k 23k 15.51
Vanguard European ETF (VGK) 0.1 $370k 6.3k 58.73
Brightcove (BCOV) 0.1 $344k 24k 14.16
Genworth Financial (GNW) 0.1 $311k 20k 15.55
Berkshire Hathaway (BRK.B) 0.1 $306k 2.6k 118.47
Harley-Davidson (HOG) 0.1 $287k 4.1k 69.32
Emerson Electric (EMR) 0.1 $307k 4.4k 70.25
Xilinx 0.1 $291k 6.3k 45.97
Mylan 0.1 $286k 6.6k 43.33
Marvell Technology Group 0.1 $288k 20k 14.40
Wabash National Corporation (WNC) 0.1 $298k 24k 12.34
Hormel Foods Corporation (HRL) 0.1 $316k 7.0k 45.14
iGATE Corporation 0.1 $306k 7.6k 40.10
OSI Systems (OSIS) 0.1 $314k 5.9k 53.13
Skechers USA (SKX) 0.1 $331k 10k 33.10
Cree 0.1 $313k 5.0k 62.60
Ixia 0.1 $322k 24k 13.31
Goodrich Petroleum Corporation 0.1 $334k 20k 17.04
Acacia Research Corporation (ACTG) 0.1 $289k 20k 14.52
Market Vectors Gold Miners ETF 0.1 $337k 16k 21.13
Utilities SPDR (XLU) 0.1 $309k 8.1k 38.00
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $299k 3.9k 76.67
ETFS Silver Trust 0.1 $313k 16k 19.21
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $310k 14k 22.56
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $290k 2.8k 103.02
Servicesource 0.1 $320k 38k 8.39
Proofpoint 0.1 $299k 9.0k 33.22
Ruckus Wireless 0.1 $295k 21k 14.18
Cit 0.1 $271k 5.2k 52.12
Cognizant Technology Solutions (CTSH) 0.1 $270k 2.7k 100.93
Corning Incorporated (GLW) 0.1 $267k 15k 17.80
Leucadia National 0.1 $240k 8.5k 28.39
Starwood Property Trust (STWD) 0.1 $238k 8.6k 27.67
American Express Company (AXP) 0.1 $256k 2.8k 90.78
IAC/InterActive 0.1 $268k 3.9k 68.54
Crocs (CROX) 0.1 $256k 16k 15.89
Blount International 0.1 $249k 17k 14.47
Eastman Chemical Company (EMN) 0.1 $263k 3.3k 80.67
Marsh & McLennan Companies (MMC) 0.1 $283k 5.9k 48.29
Praxair 0.1 $281k 2.2k 129.97
Xerox Corporation 0.1 $243k 20k 12.15
Sinclair Broadcast 0.1 $268k 7.5k 35.73
SBA Communications Corporation 0.1 $270k 3.0k 90.00
Broadcom Corporation 0.1 $270k 9.1k 29.61
Commerce Bancshares (CBSH) 0.1 $236k 5.3k 44.95
Helix Energy Solutions (HLX) 0.1 $243k 11k 23.14
Centene Corporation (CNC) 0.1 $236k 4.0k 59.00
iShares S&P MidCap 400 Growth (IJK) 0.1 $278k 1.9k 150.27
Spansion 0.1 $243k 18k 13.89
iShares Dow Jones US Real Estate (IYR) 0.1 $281k 4.5k 63.00
First Trust Mid Cap Core Alpha Fnd (FNX) 0.1 $272k 5.4k 50.37
First Trust Small Cap Cr AlphaDEX (FYX) 0.1 $241k 5.0k 48.69
Calix (CALX) 0.1 $274k 28k 9.65
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $244k 2.1k 116.19
Sterling Finl Corp Wash 0.1 $248k 7.3k 34.07
Banner Corp (BANR) 0.1 $244k 5.4k 44.85
Marathon Petroleum Corp (MPC) 0.1 $271k 3.0k 91.86
Precidian Etfs Tr cmn 0.1 $284k 15k 18.56
Catamaran 0.1 $243k 5.1k 47.54
E2open 0.1 $262k 11k 23.95
Abbvie (ABBV) 0.1 $264k 5.0k 52.80
Franks Intl N V 0.1 $236k 8.8k 26.97
Annaly Capital Management 0.0 $190k 19k 9.95
CSX Corporation (CSX) 0.0 $203k 7.1k 28.75
Nokia Corporation (NOK) 0.0 $223k 28k 8.10
Deere & Company (DE) 0.0 $219k 2.4k 91.25
Williams Companies (WMB) 0.0 $218k 5.7k 38.58
EMC Corporation 0.0 $230k 9.1k 25.20
SandRidge Energy 0.0 $182k 30k 6.07
Hertz Global Holdings 0.0 $229k 8.0k 28.62
Titan International (TWI) 0.0 $196k 11k 17.97
salesforce (CRM) 0.0 $208k 3.8k 55.23
Columbus McKinnon (CMCO) 0.0 $216k 8.0k 27.08
M/I Homes (MHO) 0.0 $219k 8.6k 25.47
Rovi Corporation 0.0 $226k 12k 19.65
Frontline Limited Usd2.5 0.0 $187k 50k 3.74
Riverbed Technology 0.0 $219k 12k 18.10
Triumph (TGI) 0.0 $221k 2.9k 75.95
Accuray Incorporated (ARAY) 0.0 $229k 26k 8.71
Avago Technologies 0.0 $212k 4.0k 53.00
Qlik Technologies 0.0 $218k 8.2k 26.59
iShares Barclays TIPS Bond Fund (TIP) 0.0 $225k 2.1k 109.76
CurrencyShares Canadian Dollar Trust 0.0 $211k 2.3k 93.78
iShares S&P Global Telecommunicat. (IXP) 0.0 $225k 3.3k 68.18
United Cmnty Bks Ga Cap Stk (UCBI) 0.0 $215k 12k 17.74
Jazz Pharmaceuticals (JAZZ) 0.0 $215k 1.7k 126.47
Fifth & Pac Cos 0.0 $218k 6.8k 32.06
Whitewave Foods 0.0 $206k 9.0k 22.97
Alcobra 0.0 $216k 12k 18.00
Cadence Design Systems (CDNS) 0.0 $154k 11k 14.00
Integrated Device Technology 0.0 $170k 17k 10.18
Ford Motor Company (F) 0.0 $169k 11k 15.46
Banco Itau Holding Financeira (ITUB) 0.0 $154k 11k 13.56
Neurocrine Biosciences (NBIX) 0.0 $154k 17k 9.33
Silicon Motion Technology (SIMO) 0.0 $150k 11k 14.15
Century Casinos (CNTY) 0.0 $149k 29k 5.21
Tristate Capital Hldgs 0.0 $178k 15k 11.87
Cyan 0.0 $141k 27k 5.28
ardmore Shipping (ASC) 0.0 $174k 11k 15.59
Quantum Corporation 0.0 $87k 73k 1.20
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $81k 11k 7.53
Emcore Corp (EMKR) 0.0 $88k 17k 5.12
Intel Corp sdcv 0.0 $56k 50k 1.12
Hansen Medical 0.0 $74k 43k 1.72
Halcon Resources 0.0 $58k 15k 3.87
Sirius Xm Holdings (SIRI) 0.0 $35k 10k 3.50
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.0 $2.9k 32k 0.09