Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2014

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 191 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI EAFE Index Fund (EFA) 9.3 $56M 827k 67.20
Vanguard Total Stock Market ETF (VTI) 8.3 $50M 510k 97.47
Vanguard Total Bond Market ETF (BND) 3.5 $21M 259k 81.19
iShares S&P 500 Growth Index (IVW) 3.3 $20M 198k 99.84
Vanguard Short Term Corporate Bond ETF (VCSH) 2.8 $17M 211k 79.98
SPDR S&P MidCap 400 ETF (MDY) 1.8 $11M 44k 250.58
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.7 $10M 197k 52.20
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.7 $10M 260k 38.64
iShares MSCI EAFE Value Index (EFV) 1.7 $9.9M 173k 57.58
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.7 $10M 95k 105.48
iShares Russell 2000 Growth Index (IWO) 1.6 $9.8M 72k 136.07
SPDR Barclays Capital Convertible SecETF (CWB) 1.5 $8.9M 184k 48.39
iShares Russell 2000 Index (IWM) 1.4 $8.4M 73k 116.34
Pimco Total Return Etf totl (BOND) 1.4 $8.4M 79k 106.66
Barclays Bk Plc Ipspgs Ttl Etn etf 1.4 $8.1M 242k 33.49
iShares Gold Trust 1.2 $7.4M 598k 12.44
PowerShares DWA Technical Ldrs Pf 1.2 $7.4M 200k 37.25
First Trust Large Cap Core Alp Fnd (FEX) 1.2 $7.2M 171k 42.12
Consumer Staples Select Sect. SPDR (XLP) 1.0 $6.0M 141k 43.06
MSCI Europe Financials Sector Index Fund (EUFN) 1.0 $5.8M 226k 25.45
Applied Materials (AMAT) 0.9 $5.6M 274k 20.42
Vanguard FTSE All-World ex-US ETF (VEU) 0.9 $5.3M 105k 50.31
Citigroup (C) 0.8 $5.1M 107k 47.60
SPDR S&P Dividend (SDY) 0.8 $5.0M 68k 73.58
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.8 $4.7M 188k 25.12
Telefonaktiebolaget LM Ericsson (ERIC) 0.8 $4.5M 338k 13.33
Pimco Etf Tr 0-5 high yield (HYS) 0.8 $4.5M 42k 106.61
National-Oilwell Var 0.7 $4.4M 56k 77.87
Best Buy (BBY) 0.7 $4.1M 157k 26.41
Merck & Co (MRK) 0.7 $4.1M 73k 56.77
Seagate Technology Com Stk 0.7 $4.1M 72k 56.16
iShares Dow Jones US Basic Mater. (IYM) 0.7 $4.1M 49k 83.26
Goldman Sachs (GS) 0.7 $4.0M 24k 163.85
United Rentals (URI) 0.7 $4.0M 42k 94.95
Chicago Bridge & Iron Company 0.7 $4.0M 46k 87.15
Powershares Etf Trust Ii intl corp bond 0.7 $4.0M 133k 29.98
PowerShares QQQ Trust, Series 1 0.7 $4.0M 45k 87.66
Vanguard Total World Stock Idx (VT) 0.7 $4.0M 66k 59.67
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $3.9M 41k 94.39
Abbvie (ABBV) 0.7 $3.8M 75k 51.40
Novartis (NVS) 0.6 $3.7M 44k 85.02
Regions Financial Corporation (RF) 0.6 $3.7M 334k 11.11
Atmel Corporation 0.6 $3.6M 425k 8.36
Advanced Micro Devices (AMD) 0.6 $3.6M 893k 4.01
Eagle Materials (EXP) 0.6 $3.5M 40k 88.66
Flowserve Corporation (FLS) 0.6 $3.5M 45k 78.35
Weatherford International Lt reg 0.6 $3.5M 203k 17.36
Powershares Senior Loan Portfo mf 0.6 $3.5M 141k 24.81
Omni (OMC) 0.6 $3.4M 47k 72.59
Towers Watson & Co 0.6 $3.5M 30k 114.05
SPDR S&P Homebuilders (XHB) 0.6 $3.4M 105k 32.55
Foot Locker (FL) 0.6 $3.4M 72k 46.99
Stifel Financial (SF) 0.6 $3.4M 68k 49.76
Lazard Ltd-cl A shs a 0.6 $3.4M 71k 47.10
MGIC Investment (MTG) 0.6 $3.3M 383k 8.52
Autodesk (ADSK) 0.5 $3.2M 65k 49.19
Sanchez Energy Corp C ommon stocks 0.5 $3.2M 109k 29.63
Norfolk Southern (NSC) 0.5 $3.1M 32k 97.16
Noble Energy 0.5 $3.1M 44k 71.04
FLIR Systems 0.5 $3.1M 86k 36.00
Rio Tinto (RIO) 0.5 $3.1M 55k 55.82
Johnson & Johnson (JNJ) 0.5 $3.0M 30k 98.22
FMC Corporation (FMC) 0.5 $3.0M 39k 76.56
Actavis 0.5 $3.0M 14k 205.82
Morgan Stanley (MS) 0.5 $2.9M 93k 31.17
Amgen (AMGN) 0.5 $2.9M 24k 123.33
Financial Select Sector SPDR (XLF) 0.5 $2.9M 132k 22.34
Xerox Corporation 0.5 $2.9M 255k 11.30
Alcoa 0.5 $2.8M 217k 12.87
Freeport-McMoRan Copper & Gold (FCX) 0.5 $2.8M 84k 33.08
SPDR KBW Regional Banking (KRE) 0.5 $2.8M 68k 41.38
iShares Dow Jones US Medical Dev. (IHI) 0.5 $2.8M 28k 98.82
PowerShares Dynamic Media Portfol. 0.5 $2.8M 113k 24.85
Adobe Systems Incorporated (ADBE) 0.5 $2.7M 41k 65.74
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.5 $2.7M 70k 38.60
Antero Res (AR) 0.5 $2.7M 43k 62.61
Schlumberger (SLB) 0.4 $2.6M 27k 97.51
ShoreTel 0.4 $2.6M 303k 8.60
F5 Networks (FFIV) 0.4 $2.6M 24k 106.64
Costco Wholesale Corporation (COST) 0.4 $2.5M 23k 111.68
Valero Energy Corporation (VLO) 0.4 $2.4M 46k 53.11
EMC Corporation 0.4 $2.5M 90k 27.41
Southern Company (SO) 0.4 $2.4M 55k 43.94
Taiwan Semiconductor Mfg (TSM) 0.4 $2.2M 109k 20.02
Aetna 0.4 $2.2M 29k 74.96
Bank of America Corporation (BAC) 0.4 $2.2M 126k 17.20
Hewlett-Packard Company 0.4 $2.1M 66k 32.37
iShares Dow Jones Transport. Avg. (IYT) 0.4 $2.1M 16k 135.43
First Solar (FSLR) 0.3 $2.1M 30k 69.78
Western Digital (WDC) 0.3 $2.1M 22k 91.83
Industrial SPDR (XLI) 0.3 $2.0M 39k 52.34
General Electric Company 0.3 $2.0M 76k 25.89
BP (BP) 0.3 $1.9M 40k 48.11
Gilead Sciences (GILD) 0.3 $1.9M 27k 70.86
Lowe's Companies (LOW) 0.3 $1.9M 39k 48.90
Dow Chemical Company 0.3 $1.8M 38k 48.58
Juniper Networks (JNPR) 0.3 $1.9M 73k 25.76
At&t (T) 0.3 $1.8M 51k 35.07
Honeywell International (HON) 0.3 $1.8M 19k 92.78
United Technologies Corporation 0.3 $1.7M 15k 116.86
ConAgra Foods (CAG) 0.3 $1.7M 56k 31.03
Spdr Series Trust brcly em locl (EBND) 0.3 $1.7M 58k 29.65
Energy Select Sector SPDR (XLE) 0.3 $1.7M 19k 89.05
General Motors Company (GM) 0.3 $1.7M 49k 34.43
Caterpillar (CAT) 0.3 $1.6M 16k 99.36
City National Corporation 0.3 $1.6M 20k 78.72
Sprott Physical Gold Trust (PHYS) 0.3 $1.6M 150k 10.67
Gap (GAP) 0.3 $1.5M 38k 40.07
Health Care SPDR (XLV) 0.2 $1.5M 25k 58.49
iShares Lehman Aggregate Bond (AGG) 0.2 $1.1M 10k 107.95
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $1.1M 10k 111.43
iShares FTSE/Xinhua China 25 Index (FXI) 0.2 $1.1M 30k 35.77
Vanguard Small-Cap Value ETF (VBR) 0.2 $1.1M 11k 100.64
Technology SPDR (XLK) 0.1 $918k 25k 36.35
Synergy Res Corp 0.1 $920k 86k 10.75
Pandora Media 0.1 $820k 27k 30.34
Imperva 0.1 $817k 15k 55.73
Materials SPDR (XLB) 0.1 $799k 17k 47.28
Baltic Trading 0.1 $759k 120k 6.31
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $767k 12k 63.97
Vanguard REIT ETF (VNQ) 0.1 $769k 11k 70.65
Rite Aid Corporation 0.1 $729k 116k 6.27
Halliburton Company (HAL) 0.1 $651k 11k 58.86
Broadcom Corporation 0.1 $626k 20k 31.49
Cypress Semiconductor Corporation 0.1 $629k 61k 10.26
Banco Santander (SAN) 0.1 $647k 68k 9.58
Fortinet (FTNT) 0.1 $671k 31k 22.02
Fusion-io 0.1 $636k 61k 10.52
Paragon Shipping Inc cl a 0.1 $685k 100k 6.85
Alcatel-Lucent 0.1 $585k 150k 3.90
Acacia Research Corporation (ACTG) 0.1 $574k 38k 15.29
iShares S&P NA Tec.-Mul. Net. Idx. (IDGT) 0.1 $591k 17k 34.38
Datawatch Corporation 0.1 $591k 22k 27.10
Emerald Oil 0.1 $612k 91k 6.73
NVIDIA Corporation (NVDA) 0.1 $519k 29k 17.91
Marvell Technology Group 0.1 $559k 36k 15.75
Huntsman Corporation (HUN) 0.1 $539k 22k 24.40
TiVo 0.1 $547k 41k 13.23
Rentech 0.1 $545k 287k 1.90
Nokia Corporation (NOK) 0.1 $482k 66k 7.34
Halcon Resources 0.1 $491k 113k 4.33
Brightcove (BCOV) 0.1 $462k 47k 9.84
Fifth Third Ban (FITB) 0.1 $433k 19k 22.97
Qlik Technologies 0.1 $409k 15k 26.58
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $436k 19k 23.27
Genworth Financial (GNW) 0.1 $355k 20k 17.75
Cisco Systems (CSCO) 0.1 $348k 16k 22.44
Intel Corporation (INTC) 0.1 $382k 15k 25.80
Banco Itau Holding Financeira (ITUB) 0.1 $348k 23k 14.87
Applied Micro Circuits Corporation 0.1 $359k 36k 9.89
Extreme Networks (EXTR) 0.1 $348k 60k 5.80
Market Vectors Gold Miners ETF 0.1 $378k 16k 23.62
Fleetmatics 0.1 $368k 11k 33.45
ardmore Shipping (ASC) 0.1 $381k 29k 13.32
Quantum Corporation 0.1 $280k 229k 1.22
Wabash National Corporation (WNC) 0.1 $299k 22k 13.74
Frontline Limited Usd2.5 0.1 $309k 79k 3.93
Callidus Software 0.1 $306k 24k 12.53
Accuray Incorporated (ARAY) 0.1 $324k 34k 9.61
Sonus Networks 0.1 $324k 96k 3.37
Spansion 0.1 $315k 18k 17.43
Novadaq Technologies 0.1 $294k 13k 22.27
ETFS Silver Trust 0.1 $295k 15k 19.51
Tronox 0.1 $304k 13k 23.77
Cdw (CDW) 0.1 $275k 10k 27.42
Alcobra 0.1 $276k 15k 18.16
Nuverra Environmental Soluti 0.1 $295k 15k 20.32
Crocs (CROX) 0.0 $227k 15k 15.57
Cadence Design Systems (CDNS) 0.0 $252k 16k 15.53
Compuware Corporation 0.0 $253k 24k 10.50
SandRidge Energy 0.0 $239k 39k 6.13
Investment Technology 0.0 $222k 11k 20.18
M/I Homes (MHO) 0.0 $251k 11k 22.41
TASER International 0.0 $253k 14k 18.29
Ciena Corporation (CIEN) 0.0 $244k 11k 22.74
Rambus (RMBS) 0.0 $260k 24k 10.73
PowerSecure International 0.0 $241k 10k 23.42
Vonage Holdings 0.0 $228k 54k 4.26
Century Casinos (CNTY) 0.0 $250k 35k 7.18
KEYW Holding 0.0 $261k 14k 18.73
Procera Networks 0.0 $260k 25k 10.40
CECO Environmental (CECO) 0.0 $215k 13k 16.63
United Cmnty Bks Ga Cap Stk (UCB) 0.0 $212k 11k 19.38
Precidian Etfs Tr cmn 0.0 $237k 14k 17.12
Jive Software 0.0 $227k 28k 8.02
Emcore Corp 0.0 $250k 50k 5.05
Avg Technologies 0.0 $259k 12k 20.99
Ruckus Wireless 0.0 $233k 19k 12.18
InterNAP Network Services 0.0 $201k 28k 7.07
Hansen Medical 0.0 $206k 79k 2.60
Silver Spring Networks 0.0 $207k 12k 17.41