Baker Avenue Asset Management

Baker Avenue Asset Management as of Sept. 30, 2016

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 188 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 6.2 $43M 511k 84.14
iShares Lehman Aggregate Bond (AGG) 5.3 $37M 326k 112.42
Vanguard Total World Stock Idx (VT) 4.2 $29M 480k 60.85
SPDR Barclays Capital Aggregate Bo (SPAB) 4.2 $29M 492k 59.25
iShares MSCI ACWI Index Fund (ACWI) 4.2 $29M 491k 59.10
Vanguard Total Stock Market ETF (VTI) 3.5 $24M 217k 111.33
iShares MSCI EAFE Index Fund (EFA) 2.5 $17M 293k 59.13
iShares Russell 3000 Index (IWV) 2.4 $17M 129k 128.19
iShares S&P 500 Value Index (IVE) 1.9 $13M 138k 94.96
Vanguard Emerging Markets ETF (VWO) 1.9 $13M 347k 37.63
iShares Russell 2000 Index (IWM) 1.7 $12M 94k 124.21
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.7 $12M 220k 52.41
Ishares Msci Usa Quality Facto invalid (QUAL) 1.6 $12M 170k 67.49
iShares MSCI EAFE Growth Index (EFG) 1.6 $11M 167k 68.38
Qualcomm (QCOM) 1.6 $11M 164k 68.50
iShares Russell 1000 Growth Index (IWF) 1.5 $11M 103k 104.17
Applied Materials (AMAT) 1.5 $11M 349k 30.15
Microsoft Corporation (MSFT) 1.5 $10M 180k 57.60
iShares Russell 1000 Index (IWB) 1.5 $10M 85k 120.46
Vanguard FTSE All-World ex-US ETF (VEU) 1.4 $9.6M 211k 45.43
Financial Select Sector SPDR (XLF) 1.2 $8.7M 448k 19.30
Apple (AAPL) 1.2 $8.4M 74k 113.04
Charles Schwab Corporation (SCHW) 1.2 $8.1M 256k 31.57
iShares MSCI EAFE Value Index (EFV) 1.1 $7.8M 169k 46.16
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.1 $7.8M 101k 77.37
iShares Russell 2000 Value Index (IWN) 1.0 $6.7M 64k 104.74
SPDR Barclays Capital Convertible SecETF (CWB) 1.0 $6.7M 144k 46.36
Amgen (AMGN) 0.9 $6.6M 40k 166.82
Sony Corporation (SONY) 0.9 $6.6M 198k 33.21
iShares iBoxx $ High Yid Corp Bond (HYG) 0.9 $6.1M 70k 87.26
Energy Select Sector SPDR (XLE) 0.8 $5.9M 84k 70.61
PowerShares Fin. Preferred Port. 0.8 $5.8M 306k 19.05
Amazon (AMZN) 0.8 $5.8M 6.9k 837.33
Vanguard Large-Cap ETF (VV) 0.8 $5.7M 57k 99.16
Vodafone Group New Adr F (VOD) 0.8 $5.6M 191k 29.15
Pfizer (PFE) 0.8 $5.5M 162k 33.87
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.8 $5.5M 47k 117.20
International Business Machines (IBM) 0.8 $5.5M 34k 158.85
PowerShares Build America Bond Portfolio 0.8 $5.3M 168k 31.39
VMware 0.8 $5.2M 71k 73.35
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.8 $5.3M 52k 100.41
JPMorgan Chase & Co. (JPM) 0.7 $5.1M 77k 66.59
Materials SPDR (XLB) 0.7 $5.1M 106k 47.75
Johnson & Johnson (JNJ) 0.7 $5.0M 42k 118.14
iShares S&P SmallCap 600 Index (IJR) 0.7 $4.8M 39k 124.16
Consumer Discretionary SPDR (XLY) 0.7 $4.6M 57k 80.05
Health Care SPDR (XLV) 0.6 $4.4M 61k 72.10
iShares Russell 1000 Value Index (IWD) 0.6 $4.4M 42k 105.62
iShares Russell 2000 Growth Index (IWO) 0.6 $4.4M 30k 148.91
iShares NASDAQ Biotechnology Index (IBB) 0.6 $4.3M 15k 289.47
iShares Dow Jones US Medical Dev. (IHI) 0.6 $4.3M 29k 145.40
Schlumberger (SLB) 0.6 $4.0M 51k 78.63
Intel Corporation (INTC) 0.6 $4.0M 106k 37.75
Exxon Mobil Corporation (XOM) 0.6 $3.9M 45k 87.28
CSX Corporation (CSX) 0.5 $3.7M 121k 30.50
Weyerhaeuser Company (WY) 0.5 $3.7M 116k 31.94
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.5 $3.7M 89k 41.59
Corning Incorporated (GLW) 0.5 $3.6M 152k 23.65
Dow Chemical Company 0.5 $3.6M 70k 51.83
SPDR S&P Dividend (SDY) 0.5 $3.5M 42k 84.36
Ishares High Dividend Equity F (HDV) 0.5 $3.5M 44k 81.27
Ishares Inc ctr wld minvl (ACWV) 0.5 $3.5M 46k 76.19
U.S. Bancorp (USB) 0.5 $3.4M 79k 42.89
Liberty Global Inc Com Ser A 0.5 $3.4M 101k 34.18
PowerShares DWA Technical Ldrs Pf 0.5 $3.2M 76k 42.42
Alphabet Inc Class C cs (GOOG) 0.5 $3.2M 4.1k 777.32
Honeywell International (HON) 0.5 $3.1M 27k 116.58
General Motors Company (GM) 0.4 $2.9M 93k 31.77
Goldman Sachs (GS) 0.4 $2.9M 18k 161.26
Vanguard Europe Pacific ETF (VEA) 0.4 $2.7M 72k 37.41
Ipath Dow Jones-aig Commodity (DJP) 0.4 $2.5M 106k 23.47
SPDR S&P Biotech (XBI) 0.3 $2.4M 36k 66.29
Northrop Grumman Corporation (NOC) 0.3 $2.3M 11k 213.99
iShares S&P 500 Index (IVV) 0.3 $2.3M 11k 217.52
Chevron Corporation (CVX) 0.3 $2.3M 22k 102.93
Mattel (MAT) 0.3 $2.2M 74k 30.28
Vanguard Small-Cap ETF (VB) 0.3 $2.2M 18k 122.20
Rydex Russell Top 50 ETF 0.3 $2.2M 14k 152.79
iShares MSCI Emerging Markets Indx (EEM) 0.3 $1.9M 51k 37.45
Globant S A (GLOB) 0.3 $1.9M 45k 42.12
Xilinx 0.3 $1.8M 33k 54.34
Technology SPDR (XLK) 0.2 $1.7M 36k 47.77
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.7M 36k 46.74
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.6M 37k 43.81
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.6M 5.6k 282.27
Real Estate Select Sect Spdr (XLRE) 0.2 $1.5M 45k 32.76
Industrial SPDR (XLI) 0.2 $1.4M 24k 58.40
Celgene Corporation 0.2 $1.4M 14k 104.50
Blackhawk Network Hldgs Inc cl a 0.2 $1.4M 46k 30.18
iShares FTSE KLD Select Scil Idx (SUSA) 0.2 $1.4M 15k 90.94
iShares Dow Jones US Basic Mater. (IYM) 0.2 $1.2M 16k 79.00
Sprott Physical Gold Trust (PHYS) 0.2 $1.2M 113k 10.95
Powershares S&p 500 0.2 $1.3M 33k 38.91
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $1.1M 10k 105.76
United Parcel Service (UPS) 0.1 $1.1M 9.7k 109.34
CBS Corporation 0.1 $965k 18k 54.77
Cisco Systems (CSCO) 0.1 $975k 31k 31.73
NVIDIA Corporation (NVDA) 0.1 $919k 13k 68.56
Merck & Co (MRK) 0.1 $913k 15k 62.39
Micron Technology (MU) 0.1 $884k 50k 17.78
Sanchez Energy Corp C ommon stocks 0.1 $894k 101k 8.84
Sealed Air (SEE) 0.1 $861k 19k 45.80
Regions Financial Corporation (RF) 0.1 $812k 82k 9.87
Red Hat 0.1 $865k 11k 80.84
Vanguard REIT ETF (VNQ) 0.1 $832k 9.6k 86.76
Powershares Act Mang Comm Fd db opt yld div 0.1 $826k 47k 17.45
Advanced Micro Devices (AMD) 0.1 $801k 116k 6.91
ON Semiconductor (ON) 0.1 $795k 65k 12.32
Callon Pete Co Del Com Stk 0.1 $793k 51k 15.70
Vanguard Small-Cap Value ETF (VBR) 0.1 $752k 6.8k 110.59
On Deck Capital 0.1 $774k 136k 5.70
Fitbit 0.1 $772k 52k 14.85
Bank of America Corporation (BAC) 0.1 $717k 46k 15.66
AFLAC Incorporated (AFL) 0.1 $665k 9.3k 71.85
Select Comfort 0.1 $728k 34k 21.60
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $671k 8.3k 80.55
Xylem (XYL) 0.1 $723k 14k 52.43
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $715k 13k 55.16
Bank of New York Mellon Corporation (BK) 0.1 $655k 16k 39.87
Walt Disney Company (DIS) 0.1 $626k 6.7k 92.88
McDermott International 0.1 $611k 122k 5.01
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $595k 4.0k 147.06
Yandex Nv-a (NBIS) 0.1 $639k 30k 21.04
Alphabet Inc Class A cs (GOOGL) 0.1 $597k 742.00 804.58
Broad 0.1 $600k 3.5k 172.66
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $606k 12k 50.08
Time Warner 0.1 $587k 7.4k 79.57
Costco Wholesale Corporation (COST) 0.1 $539k 3.5k 152.56
Electronic Arts (EA) 0.1 $556k 6.5k 85.37
EXACT Sciences Corporation (EXAS) 0.1 $560k 30k 18.59
Ptc (PTC) 0.1 $586k 13k 44.34
Shopify Inc cl a (SHOP) 0.1 $533k 12k 42.91
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $486k 5.6k 87.25
Apache Corporation 0.1 $488k 7.6k 63.87
Boston Scientific Corporation (BSX) 0.1 $481k 20k 23.78
Integrated Device Technology 0.1 $455k 20k 23.10
Whole Foods Market 0.1 $494k 17k 28.35
CommVault Systems (CVLT) 0.1 $473k 8.9k 53.09
Brocade Communications Systems 0.1 $477k 52k 9.23
CalAmp 0.1 $487k 35k 13.94
iShares S&P 500 Growth Index (IVW) 0.1 $456k 3.7k 121.70
Mellanox Technologies 0.1 $491k 11k 43.28
iShares S&P Global Industrials Sec (EXI) 0.1 $474k 6.4k 73.81
PowerShares High Yld. Dividend Achv 0.1 $492k 31k 15.88
First Trust Morningstar Divid Ledr (FDL) 0.1 $467k 17k 27.27
Air Lease Corp (AL) 0.1 $469k 16k 28.56
Phillips 66 (PSX) 0.1 $473k 5.9k 80.58
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $507k 20k 25.32
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $496k 17k 29.33
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $474k 8.7k 54.31
Northern Trust Corporation (NTRS) 0.1 $440k 6.5k 68.06
Wells Fargo & Company (WFC) 0.1 $411k 9.3k 44.27
Marsh & McLennan Companies (MMC) 0.1 $394k 5.9k 67.24
Freeport-McMoRan Copper & Gold (FCX) 0.1 $431k 40k 10.86
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $417k 3.4k 123.19
Citigroup (C) 0.1 $415k 8.8k 47.21
Linkedin Corp 0.1 $400k 2.1k 191.20
Blackstone 0.1 $383k 15k 25.53
Whirlpool Corporation (WHR) 0.1 $346k 2.1k 162.37
Mohawk Industries (MHK) 0.1 $361k 1.8k 200.56
DISH Network 0.1 $329k 6.0k 54.83
Gilead Sciences (GILD) 0.1 $320k 4.0k 79.19
iShares S&P 1500 Index Fund (ITOT) 0.1 $352k 7.1k 49.59
Vanguard Energy ETF (VDE) 0.1 $366k 3.8k 97.60
Pimco Total Return Etf totl (BOND) 0.1 $362k 3.4k 108.06
Hubspot (HUBS) 0.1 $351k 6.1k 57.54
Lockheed Martin Corporation (LMT) 0.0 $251k 1.0k 239.50
Colgate-Palmolive Company (CL) 0.0 $266k 3.6k 74.18
Vanguard Short-Term Bond ETF (BSV) 0.0 $247k 3.1k 80.72
Oasis Petroleum 0.0 $310k 27k 11.48
Vanguard Dividend Appreciation ETF (VIG) 0.0 $298k 3.5k 84.06
Kayne Anderson MLP Investment (KYN) 0.0 $308k 15k 20.62
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $255k 1.9k 132.81
First Trust Value Line Dividend Indx Fnd (FVD) 0.0 $289k 11k 26.96
Pandora Media 0.0 $266k 19k 14.35
Palo Alto Networks (PANW) 0.0 $306k 1.9k 159.29
Jd (JD) 0.0 $287k 11k 26.09
Berkshire Hathaway (BRK.B) 0.0 $232k 1.6k 144.28
Potash Corp. Of Saskatchewan I 0.0 $211k 13k 16.33
Tupperware Brands Corporation 0.0 $203k 3.1k 65.27
Marvell Technology Group 0.0 $214k 16k 13.29
Abraxas Petroleum 0.0 $244k 144k 1.69
Garmin (GRMN) 0.0 $217k 4.5k 48.12
Db-x Msci Eafe Currency-hedged (DBEF) 0.0 $207k 7.8k 26.44
Abbvie (ABBV) 0.0 $234k 3.7k 63.17
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $219k 3.9k 56.15
Stericycle, Inc. pfd cv 0.0 $201k 3.0k 66.12
Intel Corp sdcv 0.0 $69k 50k 1.38