Baron Financial Group

Baron Financial Group as of Dec. 31, 2020

Portfolio Holdings for Baron Financial Group

Baron Financial Group holds 256 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index Russell 2000 Etf (IWM) 14.1 $18M 90k 196.06
SPDR S&P 500 Tr Unit (SPY) 9.5 $12M 32k 373.88
iShares Edge MSCI USA Momentum Fctr ETF Msci Usa Mmentm (MTUM) 6.0 $7.5M 46k 161.29
SPDR Barclays ETF BLMBRG BRC CNVRT (CWB) 5.7 $7.1M 86k 82.79
iShares MSCI Eafe Index Msci Eafe Etf (EFA) 4.7 $5.9M 81k 72.96
iShares MSCI Emerging Markets Index Msci Emg Mkt Etf (EEM) 3.8 $4.7M 91k 51.67
Vanguard Short Inflation Strm Infproidx (VTIP) 3.6 $4.5M 88k 51.10
SPDR Gold Trust Gold Shs (GLD) 3.5 $4.4M 25k 178.36
First Trust Global Gbl Wnd Enrg Etf (FAN) 3.2 $3.9M 169k 23.30
Vanguard Reit Index ETF Real Estate Etf (VNQ) 3.1 $3.9M 46k 84.93
SPDR Series Trust ETF Blomberg Intl Tr (BWX) 3.1 $3.9M 124k 31.23
Vanguard Health Care Health Car Etf (VHT) 3.1 $3.8M 17k 223.73
iShares Russell 1000 Growth Index Rus 1000 Grw Etf (IWF) 3.0 $3.8M 16k 241.14
Guggenheim S&P Global S&p Gbl Water (CGW) 3.0 $3.8M 80k 46.80
SPDR S&P Midcap 400 Utser1 S&pdcrp (MDY) 2.6 $3.3M 7.8k 419.89
iShares Russell 1000 Value Index Rus 1000 Val Etf (IWD) 2.2 $2.7M 20k 136.73
IQ Hedge Multi Strat ETF Hedge Mlti Etf (QAI) 1.7 $2.1M 65k 31.93
Vanguard Bond Index Fund Short Trm Bond (BSV) 1.6 $2.0M 24k 82.90
iShares S&P Smallcap 600 Index Core S&p Scp Etf (IJR) 1.5 $1.9M 20k 91.90
iShares Edge MSCI Intl Quality Fctr ETF Msci Intl Qualty (IQLT) 1.5 $1.9M 52k 35.66
First Trust Dow Jones Internet ETF Dj Internt Idx (FDN) 1.5 $1.8M 8.6k 212.23
Vanguard Total Stock Mkt Total Stk Mkt (VTI) 1.2 $1.5M 7.9k 194.64
iShares S&P Midcap 400 Index Core S&p Mcp Etf (IJH) 1.1 $1.4M 6.1k 229.83
iShares MSCI KLD 400 Social ETF Msci Kld400 Soc (DSI) 1.1 $1.3M 19k 71.54
iShares ESG MSCI EM ETF Esg Aw Msci Eafe (ESGE) 1.0 $1.2M 29k 41.98
iShares ESG MSCI EAFE ETF Esg Aw Msci Eafe (ESGD) 0.9 $1.2M 16k 73.04
Ishares Short Term Ntnl Shrt Nat Mun Etf (SUB) 0.9 $1.2M 11k 108.11
Ishares Core Msci Core Msci Emkt (IEMG) 0.9 $1.1M 18k 62.04
Apple (AAPL) 0.8 $967k 7.3k 132.69
iShares Barclays Aggregate Bond Core Us Aggbd Et (AGG) 0.8 $943k 8.0k 118.19
iShares Nationl Amt Free National Mun Etf (MUB) 0.6 $723k 6.2k 117.20
International Business Machines (IBM) 0.5 $614k 4.9k 125.89
Spdr Wells Fargo Wells Fg Pfd Etf (PSK) 0.4 $504k 11k 44.41
Microsoft Corporation (MSFT) 0.4 $485k 2.2k 222.45
Colgate-Palmolive Company (CL) 0.3 $431k 5.0k 85.51
Exxon Mobil Corporation (XOM) 0.3 $338k 8.2k 41.22
iShares Core MSCI Eafe Core Msci Eafe (IEFA) 0.3 $321k 4.7k 69.09
Pfizer (PFE) 0.2 $257k 7.0k 36.81
Sch Us Reit ETF Us Reit Etf (SCHH) 0.2 $247k 6.5k 37.97
Johnson & Johnson (JNJ) 0.2 $244k 1.5k 157.41
Vanguard Information Inf Tech Etf (VGT) 0.2 $236k 668.00 353.79
Vanguard Div Apprciation Div App Etf (VIG) 0.2 $233k 1.7k 141.17
Automatic Data Processing (ADP) 0.2 $233k 1.3k 176.16
Ares Capital Corporation (ARCC) 0.2 $206k 12k 16.89
Public Service Enterprise (PEG) 0.2 $195k 3.4k 58.30
Abbott Laboratories (ABT) 0.1 $186k 1.7k 109.49
JPMorgan Chase & Co. (JPM) 0.1 $178k 1.4k 127.07
Becton, Dickinson and (BDX) 0.1 $165k 661.00 250.24
Vanguard Ftse Developed Ftse Dev Mkt Etf (VEA) 0.1 $150k 3.2k 47.21
Abbvie (ABBV) 0.1 $149k 1.4k 107.15
Blackstone Group Com Cl A (BX) 0.1 $149k 2.3k 64.81
Wisdomtree Total Us Total Dividnd (DTD) 0.1 $147k 1.4k 104.85
Merck & Co (MRK) 0.1 $145k 1.8k 81.80
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $141k 9.4k 15.10
Vanguard Growth Growth Etf (VUG) 0.1 $137k 541.00 253.34
Sector SPDR Health Fund Sbi Healthcare (XLV) 0.1 $131k 1.2k 113.44
Vanguard Small Cap Value Sm Cp Val Etf (VBR) 0.1 $131k 919.00 142.21
Procter & Gamble Company (PG) 0.1 $118k 846.00 139.14
UnitedHealth (UNH) 0.1 $113k 323.00 350.68
Boeing Company (BA) 0.1 $109k 510.00 214.06
Disney Walt Hldg Com Disney (DIS) 0.1 $108k 597.00 181.25
PIMCO Broad Us Tips Broad Us Tips (TIPZ) 0.1 $105k 1.6k 65.45
Cisco Systems (CSCO) 0.1 $101k 2.3k 44.75
iShares S&P 500 Growth Index S&p 500 Grwt Etf (IVW) 0.1 $98k 1.5k 63.81
iShares Gold Trust Ishares 0.1 $95k 5.2k 18.13
Guggenheim S&P 500 Equal Weight S&p500 Eql Wgt (RSP) 0.1 $89k 700.00 127.54
Vanguard Value Value Etf (VTV) 0.1 $86k 723.00 118.96
Astrazeneca Sponsored Adr (AZN) 0.1 $80k 1.6k 49.99
American Intl Group Com New (AIG) 0.1 $79k 2.1k 37.86
Vanguard Emerging Market Ftse Emr Mkt Etf (VWO) 0.1 $74k 1.5k 50.11
iShares Cohen & Steers Realty Majors Cohen Steer Reit (ICF) 0.1 $72k 1.3k 53.88
Vanguard Mid Cap Value Mcap Vl Idxvip (VOE) 0.1 $71k 600.00 118.96
Nike Inc Class B CL B (NKE) 0.1 $71k 500.00 141.47
Sector SPDR Consumer Sbi Cons Discr (XLY) 0.1 $70k 432.00 160.78
Wal-Mart Stores (WMT) 0.1 $69k 480.00 144.15
iShares S&P 500 Index Core S&p500 Etf (IVV) 0.1 $68k 181.00 375.39
Broadridge Financial Solutions (BR) 0.1 $68k 443.00 153.20
Honeywell International (HON) 0.1 $67k 315.00 212.70
United Parcel Service B CL B (UPS) 0.1 $66k 390.00 168.40
Caterpillar (CAT) 0.1 $64k 350.00 182.02
Bank of America Corporation (BAC) 0.0 $61k 2.0k 30.30
American Express Company (AXP) 0.0 $58k 481.00 120.91
Alphabet Inc Class A Cap Stk Cl A (GOOGL) 0.0 $56k 32.00 1752.62
SYSCO Corporation (SYY) 0.0 $52k 700.00 74.26
Real Estate Select Sctr Rl Est Sel Sec (XLRE) 0.0 $49k 1.3k 36.56
Providence Service Corporation 0.0 $48k 345.00 138.63
Paypal Holdings (PYPL) 0.0 $47k 200.00 234.20
Amgen (AMGN) 0.0 $46k 200.00 229.92
Nextera Energy (NEE) 0.0 $46k 594.00 77.11
Wells Fargo & Co Perp Pfd Cnv A (WFC.PL) 0.0 $46k 30.00 1517.90
Netflix (NFLX) 0.0 $45k 83.00 540.73
Vanguard Total International Stock ETF Vg Tl Intl Stk F (VXUS) 0.0 $45k 744.00 60.16
Coca-Cola Company (KO) 0.0 $41k 754.00 54.84
Invesco Financial Preferred ETF Finl Pfd Etf (PGF) 0.0 $41k 2.1k 19.21
Fresenius Med Care Sponsored Adr (FMS) 0.0 $40k 960.00 41.56
Square Cl A (SQ) 0.0 $39k 180.00 217.64
Texas Instruments Incorporated (TXN) 0.0 $39k 237.00 164.21
Vanguard Consumer Consum Dis Etf (VCR) 0.0 $39k 140.00 275.18
Mondelez Intl Inc Cl A Cl A (MDLZ) 0.0 $38k 646.00 58.47
Communication Services Sel Sect SPDR ETF Communication (XLC) 0.0 $38k 558.00 67.48
Ampio Pharmaceuticals 0.0 $37k 24k 1.59
Pepsi (PEP) 0.0 $37k 250.00 148.40
EOG Resources (EOG) 0.0 $37k 732.00 49.87
Nice Sponsored Adr (NICE) 0.0 $35k 125.00 283.54
Powershares Ftse Rafi Us 1000 Ftse Rafi 1000 (PRF) 0.0 $35k 265.00 133.20
Verizon Communications (VZ) 0.0 $34k 585.00 58.75
Amazon (AMZN) 0.0 $33k 10.00 3256.90
Intel Corporation (INTC) 0.0 $33k 652.00 49.86
Investors Ban 0.0 $32k 3.1k 10.56
Oracle Corporation (ORCL) 0.0 $32k 499.00 64.69
McDonald's Corporation (MCD) 0.0 $32k 150.00 214.58
Powershares Exch Trad Fd Preferred Pfd Etf (PGX) 0.0 $32k 2.1k 15.26
Johnson Controls International SHS (JCI) 0.0 $31k 675.00 46.59
3M Company (MMM) 0.0 $31k 175.00 174.79
Yum! Brands (YUM) 0.0 $30k 275.00 108.73
Vanguard Small Cap Grwth Sml Cp Grw Etf (VBK) 0.0 $30k 111.00 267.66
Murphy Usa (MUSA) 0.0 $30k 226.00 130.87
Vanguard Small Cap Small Cp Etf (VB) 0.0 $29k 150.00 194.68
Altria (MO) 0.0 $29k 700.00 41.00
Powershares S&P 500 Low S&p500 Low Vol (SPLV) 0.0 $28k 500.00 56.23
Alphabet Inc Class C Cap Stk Cl C (GOOG) 0.0 $28k 16.00 1751.88
Air Products & Chemicals (APD) 0.0 $27k 100.00 273.22
W.R. Grace & Co. 0.0 $27k 495.00 54.78
Mastercard Cl A (MA) 0.0 $25k 70.00 356.94
Vanguard Short-Term Corporate Bond ETF Shrt Trm Corp Bd (VCSH) 0.0 $25k 300.00 83.25
Ross Stores (ROST) 0.0 $25k 200.00 122.81
Wisdom Tree Dividend Ex Us Divid Ex Fncl (AIVL) 0.0 $24k 285.00 83.75
Carnival Corp Unit 99/99/9999 (CCL) 0.0 $24k 1.1k 21.66
Sealed Air (SEE) 0.0 $24k 518.00 45.83
iShares Nasdaq Nasdaq Biotech (IBB) 0.0 $24k 156.00 151.49
Illinois Tool Works (ITW) 0.0 $23k 115.00 203.88
Schw Emg Mkt Eq ETF Emrg Mkteq Etf (SCHE) 0.0 $22k 728.00 30.65
Centene Corporation (CNC) 0.0 $22k 364.00 60.03
Oge Energy Corp (OGE) 0.0 $22k 675.00 31.86
Cme (CME) 0.0 $22k 118.00 182.05
Hawaiian Electric Industries (HE) 0.0 $21k 600.00 35.39
Sector SPDR Util Select Sbi Int-utils (XLU) 0.0 $21k 335.00 62.70
Paccar (PCAR) 0.0 $20k 230.00 86.28
Facebook Inc Class A Cl A (META) 0.0 $19k 70.00 273.16
Alps Alerian Mlp ETF Alerian Mlp (AMLP) 0.0 $19k 734.00 25.66
Murphy Oil Corporation (MUR) 0.0 $18k 1.5k 12.10
Accenture Plc Cl A Shs Class A (ACN) 0.0 $18k 69.00 261.20
Gilead Sciences (GILD) 0.0 $18k 300.00 58.26
Eli Lilly & Co. (LLY) 0.0 $17k 100.00 168.84
PPL Corporation (PPL) 0.0 $17k 592.00 28.20
American Electric Power Company (AEP) 0.0 $17k 200.00 83.27
Twitter 0.0 $16k 300.00 54.15
UGI Corporation (UGI) 0.0 $16k 450.00 34.96
Toyota Motor Cp ADR Newf Sp Adr Rep2com (TM) 0.0 $16k 100.00 154.57
Zimmer Holdings (ZBH) 0.0 $15k 100.00 154.09
Udr (UDR) 0.0 $15k 400.00 38.43
Asml Holding Nv N Y Registry Shs (ASML) 0.0 $15k 30.00 487.73
Chevron Corporation (CVX) 0.0 $15k 173.00 84.45
Sch Us Mid-Cap ETF Us Mid-cap Etf (SCHM) 0.0 $14k 200.00 68.18
Yum China Holdings (YUMC) 0.0 $14k 236.00 57.09
General Electric Company 0.0 $13k 1.2k 10.80
DISH Network Corp Cl A 0.0 $13k 401.00 32.34
Starbucks Corporation (SBUX) 0.0 $13k 120.00 106.98
CVS Caremark Corporation (CVS) 0.0 $13k 187.00 68.32
iShares Tr Barclays Tips Tips Bd Etf (TIP) 0.0 $13k 99.00 127.65
iShares Silver Trust Ishares (SLV) 0.0 $13k 514.00 24.57
Lab Cp Of Amer Hldg Com New 0.0 $12k 60.00 203.55
iShares Russell 2000 Growth Index Rus 2000 Grw Etf (IWO) 0.0 $12k 42.00 286.69
Norfolk Southern (NSC) 0.0 $12k 50.00 237.62
Prudential Financial (PRU) 0.0 $12k 150.00 78.07
Weyerhaeuser Com New (WY) 0.0 $11k 335.00 33.53
Bank of New York Mellon Corporation (BK) 0.0 $11k 258.00 42.44
Gcp Applied Technologies 0.0 $11k 458.00 23.65
Deere & Company (DE) 0.0 $11k 40.00 269.05
Charles Schwab Corporation (SCHW) 0.0 $11k 200.00 53.04
FedEx Corporation (FDX) 0.0 $10k 40.00 259.62
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $10k 701.00 14.37
eBay (EBAY) 0.0 $10k 200.00 50.25
Danaher Corporation (DHR) 0.0 $10k 45.00 222.13
Prologis (PLD) 0.0 $10k 100.00 99.66
Regeneron Pharmaceuticals (REGN) 0.0 $9.7k 20.00 483.10
General Dynamics Corporation (GD) 0.0 $9.6k 64.00 149.42
At&t (T) 0.0 $9.4k 327.00 28.78
SPDR Blmbg Barclays 1-3 Mth T-Bill ETF Spdr Bloomberg (BIL) 0.0 $9.2k 100.00 91.52
Workhorse Group Com New 0.0 $8.9k 450.00 19.78
Pnc Financial Services Group 0.0 $8.8k 327.00 26.78
Dow (DOW) 0.0 $8.7k 157.00 55.50
US Bancorp Com New 0.0 $8.3k 312.00 26.66
iShares Tr Barclays Bond 1 3 Yr Treas Bd (SHY) 0.0 $8.3k 96.00 86.49
First Commonwealth Financial (FCF) 0.0 $8.1k 738.00 10.94
iShares Short Treasury Bond Short Treas Bd (SHV) 0.0 $7.6k 69.00 110.54
Cormedix Inc cormedix (CRMD) 0.0 $7.4k 1.0k 7.43
Sch Us Tips ETF Us Tips Etf (SCHP) 0.0 $7.3k 117.00 62.08
iShares S&P Smll Cap 600 S&P SML 600 GWT (IJT) 0.0 $7.1k 62.00 114.18
Nfj Dividend Interest (NFJ) 0.0 $6.7k 501.00 13.46
Vanguard Energy Energy Etf (VDE) 0.0 $6.5k 125.00 51.86
iShares MSCI Cda Idx Msci Cda Etf (EWC) 0.0 $6.2k 200.00 30.84
Reinsurance Grp Of Amerpfd 6.2 p 0.0 $6.2k 224.00 27.50
Southern Company (SO) 0.0 $6.1k 100.00 61.43
Epr Properties Com Sh Ben Int (EPR) 0.0 $6.1k 188.00 32.50
iShares US Real Estate U.s. Real Es Etf (IYR) 0.0 $6.1k 71.00 85.65
Empire State Realty OP Unit Ltd Prtnsp (ESBA) 0.0 $5.9k 650.00 9.14
Gw Pharmaceutic Ads 0.0 $5.8k 50.00 115.42
Schw Intl Scap ETF Intl Sceqt Etf (SCHC) 0.0 $5.6k 150.00 37.65
Novavax Com New (NVAX) 0.0 $5.6k 50.00 111.52
Blink Charging (BLNK) 0.0 $5.6k 130.00 42.75
Tucows Com New (TCX) 0.0 $5.5k 75.00 73.89
Goldman Sachs (GS) 0.0 $5.3k 20.00 263.70
General Motors Company (GM) 0.0 $5.2k 125.00 41.64
Baidu Spon Adr Rep A (BIDU) 0.0 $5.2k 24.00 216.25
Fidelity MSCI Real Estate ETF Msci Rl Est Etf (FREL) 0.0 $5.0k 197.00 25.38
Atlas Ord SHS 0.0 $5.0k 459.00 10.84
Sustainable Opport Acq Eqy Warrant *w Exp 99/99/999 0.0 $4.7k 2.1k 2.25
Charter Communicatn Cl A (CHTR) 0.0 $4.6k 7.00 661.57
Chewy Inccl A Cl A (CHWY) 0.0 $4.5k 50.00 89.90
Tyco Electronics Reg Shs 0.0 $4.5k 37.00 121.08
Eaton Corporation SHS (ETN) 0.0 $4.4k 37.00 120.14
Arcturus Therapeutics Hldg I (ARCT) 0.0 $4.3k 100.00 43.38
Vanguard 500 ETF S&p 500 Etf Shs (VOO) 0.0 $4.1k 12.00 343.67
Kraft Heinz (KHC) 0.0 $4.0k 115.00 34.66
Comcast Corp New Cl A Cl A (CMCSA) 0.0 $3.7k 70.00 52.40
Apache Corporation 0.0 $3.6k 254.00 14.19
iShares Trust ETF Jpmorgan Usd Emg (EMB) 0.0 $3.6k 31.00 115.90
Endo International SHS 0.0 $3.6k 500.00 7.18
4068594 Enphase Energy (ENPH) 0.0 $3.5k 20.00 175.45
Emerson Electric (EMR) 0.0 $3.2k 40.00 80.38
iShares S&P Midcap 400 Value Index Core S&p Mcp Etf (IJJ) 0.0 $2.9k 34.00 86.29
Melco Resorts & Entertainment Adr (MLCO) 0.0 $2.9k 157.00 18.55
Elanco Animal Health (ELAN) 0.0 $2.8k 90.00 30.67
iShares Tr Barclays Bond 20 Yr Tr Bd Etf (TLT) 0.0 $2.7k 17.00 157.71
Powershares Db Commodity Index Tracking Unit (DBC) 0.0 $2.5k 171.00 14.70
Corteva (CTVA) 0.0 $2.4k 61.00 38.72
Adient Ord Shs (ADNT) 0.0 $2.3k 67.00 34.78
Powershares Db Multi Sector Oil Fd (DBO) 0.0 $2.3k 270.00 8.43
EchoStar Corp Cl A (SATS) 0.0 $2.2k 105.00 21.19
Lyft Cl A Com (LYFT) 0.0 $2.2k 45.00 49.13
Teva Pharm Inds Ltd Adrf Sponsored Ads (TEVA) 0.0 $2.2k 226.00 9.65
Rockwell Medical Technologies 0.0 $2.0k 2.0k 1.01
MetLife (MET) 0.0 $1.8k 39.00 46.95
MGM Resorts International. (MGM) 0.0 $1.7k 55.00 31.51
1life Healthcare 0.0 $1.5k 35.00 43.66
Tortoise North American Pipeline Tortoise Nram Pi (TPYP) 0.0 $1.3k 73.00 17.32
Citigroup Com New (C) 0.0 $1.2k 20.00 61.65
Ambev Sa Sponsored Adr (ABEV) 0.0 $1.2k 380.00 3.06
Valley National Ban (VLY) 0.0 $975.000000 100.00 9.75
Therapeuticsmd 0.0 $968.000000 800.00 1.21
Fidelity MSCI Health Care ETF Msci Hlth Care I (FHLC) 0.0 $924.000000 16.00 57.75
Nokia Corp Sponsored Adr (NOK) 0.0 $899.001000 230.00 3.91
iShares Edge MSCI Min Vol Emerging Mkts Msci Emerg Mrkt (EEMV) 0.0 $854.999600 14.00 61.07
Sirius Xm Holdings 0.0 $764.004000 120.00 6.37
iShares MSCI ETF Msci Eafe Min Vl (EFAV) 0.0 $734.000000 10.00 73.40
iShares S&P Smallcap 600 Value Index Sp Smcp600vl Etf (IJS) 0.0 $650.000000 8.00 81.25
Pentair SHS (PNR) 0.0 $425.000000 8.00 53.12
Travelers Companies (TRV) 0.0 $420.999900 3.00 140.33
Avis Budget (CAR) 0.0 $373.000000 10.00 37.30
American Virtl Cld Tech Eqy Warrant *w Exp 04/07/202 0.0 $353.025000 750.00 0.47
Asure Software (ASUR) 0.0 $319.999500 45.00 7.11
Hovnanian Enterprs Cl A Cl A New (HOV) 0.0 $263.000000 8.00 32.88
Cigna Corp (CI) 0.0 $208.000000 1.00 208.00
Corporate Office Properties Trust Sh Ben Int (CDP) 0.0 $104.000000 4.00 26.00
American Intl Gp 21Wts *w Exp 01/19/202 0.0 $6.999800 62.00 0.11