Blue Bell Private Wealth Management

Companies in the Blue Bell Private Wealth Management portfolio as of March 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
SPDR S&P; 500 ETF (SPY) 17.98 140022 235.74
General American Investors (GAM) 9.18 503178 33.51
Adams Express Company (ADX) 8.50 1.13M 13.75
Tri-Continental Corporation (TY) 7.69 610410 23.12
Liberty All-Star Equity Fund (USA) 3.84 1.29M 5.46
Schwab Strategic Tr us lrg cap etf 3.81 124315 56.27
DIAMONDS TRUST SERIES I COMMON stock 3.45 30705 206.35
Schwab U S Broad Market ETF (SCHB) 3.21 103281 57.06
Royce Value Trust (RVT) 2.66 348868 14.00
Rydex S&P; Equal Weight ETF (RSP) 2.62 52982 90.82
Dividend & Income Fd Inc Com Added 2.61 397435 12.06
Guggenheim Enhanced Equity Income Fund. (GPM) 2.52 573293 8.08
iShares Russell 2000 Index (IWM) 1.84 24557 137.48
Special Opportunities Fund (SPE) 1.73 216906 14.61
Nuveen Dow 30 Dyn Overwrite shs 1.73 202401 15.65
iShares S&P; 500 Index (IVV) 1.53 11862 237.23
Schwab Strategic Tr cmn 1.46 53880 49.68
Special Opp 3.5% Pfd Conv 1.26 91243 25.30
American Intl Group Inc 1.00 29530 62.44
Vanguard S&p 500 0.94 8012 216.30
Alpine Total Dynamic Dividend Fund (AOD) 0.86 190256 8.26
ETFS Gold Trust (SGOL) 0.76 11506 121.07
Nasdaq 100 Tr unit ser 1 0.75 10395 132.37
Schwab U S Small Cap ETF (SCHA) 0.70 20388 62.98
Sch Us Mid-cap Etf etf 0.66 25639 47.35
Morgan Stanley India Investment Fund (IIF) 0.63 36926 31.52
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.56 94365 10.99
Vanguard Total Stock Market ETF (VTI) 0.55 8289 121.37
Spdr S&p 500 Etf Tr option 0.53 528 1853.93
First Trust Enhanced Equity Income Fund (FFA) 0.53 67603 14.44
Gabelli Dividend & Income Trust (GDV) 0.48 42010 20.85
NFJ Dividend Interest & Premium Strategy (NFJ) 0.48 67925 12.90
Schwab Emerging Markets Equity ETF (SCHE) 0.47 36180 23.96
Liberty All-Star Growth Fund (ASG) 0.45 181577 4.54
Schwab U S Large Cap Growth ETF (SCHG) 0.41 12355 60.46
Schwab Strategic Tr us dividend eq 0.39 16171 44.59
iShares Russell 1000 Growth Index (IWF) 0.38 6191 113.87
SPDR KBW Regional Banking (KRE) 0.36 11975 54.61
Streettracks Gold Tr gold shs 0.35 5486 118.67
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.33 71610 8.55
Gabelli mutual funds - 0.31 50280 11.40
Templeton Emerging Markets (EMF) 0.28 36052 14.01
iShares S&P; 100 Index (OEF) 0.27 4718 104.71
iShares Russell 1000 Value Index (IWD) 0.26 4090 114.91
BlackRock Enhanced Capital and Income Fd (CII) 0.26 33341 14.31
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 0.26 48058 9.99
Schwab International Equity ETF (SCHF) 0.26 15873 29.86
Royce Global Value Tr 0.23 47665 8.79
Spdr Index Shs Fds stoxx eur 50 etf 0.22 12607 32.13
iShares MSCI Emerging Markets Indx (EEM) 0.20 9382 39.44
iShares Barclays TIPS Bond Fund (TIP) 0.20 3193 114.63
Royce Micro Capital Trust (RMT) 0.20 43476 8.40
Schwab Intl Small Cap Equity ETF (SCHC) 0.20 11535 31.30
Aberdn Emring Mkts Telecomtions Fd (ETF) 0.19 26130 13.05
BlackRock Global Opportunities Equity Tr (BOE) 0.18 26559 12.39
European Equity Fund (EEA) 0.18 39327 8.31
iShares S&P; 500 Growth Index (IVW) 0.16 2246 131.34
Wisdomtree Cboe S&p 500 Putwri 0.16 10076 28.38
Health Care SPDR (XLV) 0.15 3732 74.49
Swiss Helvetia Fund (SWZ) 0.15 24083 11.58
3M Company (MMM) 0.14 1313 191.17
ProShares Short 20+ Year Treasury ETF (TBF) 0.14 10560 23.48
Advent/Claymore Enhanced Growth & Income (LCM) 0.14 30627 8.42
WisdomTree MidCap Dividend Fund (DON) 0.14 2700 97.41
Morgan Stanley Emerging Markets Fund (MSF) 0.13 15820 14.73
Lazard Global Total Return & Income Fund (LGI) 0.13 15985 15.01
Industrial SPDR (XLI) 0.11 3132 65.13
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.11 19959 10.27
Blackrock Res & Commodities Strategy Tr Shs 0.11 22962 8.58
First Tr Exchange Traded Fd nasd tech div 0.11 6420 31.78
Diversified Real Asset Inc F 0.11 12141 17.38
Honeywell International (HON) 0.10 1445 124.57
Boulder Growth & Income Fund (BIF) 0.10 20277 9.32
ProShares UltraShort Euro (EUO) 0.10 6850 26.42
ING Global Advantage & Prem. Opprt. Fund (IGA) 0.10 17367 10.48
Dws Dreman Value Income Edge 0.10 12485 14.66
Delaware Investments Dividend And Income (DDF) 0.09 16543 10.34
Powershares Etf Trust dyna buybk ach 0.09 3125 51.84
Latin Amer Equity Fd 0.09 6661 23.57
iShares Silver Trust (SLV) 0.08 8905 17.29
Gyrodyne Company of America (GYRO) 0.08 7359 20.65
iShares MSCI ACWI Index Fund (ACWI) 0.08 2380 63.45
Eaton Vance Risk Managed Diversified (ETJ) 0.08 15601 9.10
Vanguard Total World Stock Idx Fd (VT) 0.08 2225 65.17
Vanguard Large-Cap ETF (VV) 0.07 1158 107.94
IPATH MSCI India Index Etn 0.07 1624 74.51
WisdomTree Dreyfus Emerging Currency Fd (CEW) 0.07 7343 18.38
Schwab Strategic Tr 0 0.07 2159 55.58
Blackrock Science & 0.07 5825 21.12
India Fund (IFN) 0.06 4258 25.36
iShares MSCI Japan Index (EWJ) 0.06 2188 51.65
iShares Gold Trust (IAU) 0.06 9400 12.02
Asa Limited shs 0.06 9175 12.10
Vanguard Dividend Appreciation ETF (VIG) 0.06 1258 89.83
Cohen & Steers Total Return Real. Fd (RFI) 0.06 8285 12.31
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.06 900 113.33
Technology SPDR (XLK) 0.05 1753 53.05
iShares MSCI Brazil Index (EWZ) 0.05 2412 37.31
Consumer Staples Select Sect. SPDR (XLP) 0.05 1625 54.77
Aberdeen Australia Equity Fund (IAF) 0.05 14100 6.03
Zweig Fund (ZF) 0.05 8864 11.17
ETFS Silver Trust (SIVR) 0.05 4954 17.76
Royce Focus Tr 0.05 13362 7.41
SPDR S&P; International Dividend (DWX) 0.05 2627 38.07
Powershares Etf Tr Ii s^p500 low vol 0.05 2056 43.29
Central Securities (CET) 0.04 2938 23.83
MVC Capital (MVC) 0.04 7382 8.94
Materials SPDR (XLB) 0.04 1400 52.14
Financial Select Sector SPDR (XLF) 0.04 3370 23.74
Market Vectors Agribusiness (MOO) 0.04 1230 53.66
Templeton Dragon Fund (TDF) 0.04 3500 18.86
iShares Dow Jones Transport. Avg. (IYT) 0.04 400 165.00
SPDR S&P; Dividend (SDY) 0.04 750 88.00
PowerShares India Portfolio (PIN) 0.04 2925 22.91
Equus Total Return (EQS) 0.04 28894 2.49
WisdomTree Japan Total Dividend Fd (DXJ) 0.04 1425 50.53
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.04 12617 5.79
Japan Smaller Capitalizaion Fund (JOF) 0.04 7405 10.80
iShares MSCI Hong Kong Index Fund (EWH) 0.03 2715 22.10
iShares S&P; MidCap 400 Index (IJH) 0.03 305 170.49
Calamos Strategic Total Return Fund (CSQ) 0.03 5311 11.11
iShares S&P; NA Tec. Semi. Idx. Fd. (SOXX) 0.03 450 137.78
SPDR EURO STOXX 50 ETF (FEZ) 0.03 1589 36.50
Source Capital (SOR) 0.03 1575 37.46
Nuveen Core Equity Alpha Fund (JCE) 0.03 3900 13.85
Vanguard Short Term Corporate Bond ETF (VCSH) 0.03 609 80.46
Petroleum & Resources Corporation (PEO) 0.03 3123 19.53
Latin American Discovery Fund (LDF) 0.03 5062 10.47
Schwab Strategic Tr sht tm us tres 0.03 985 50.76
Spdr Dow Jones Indl Avrg Etf opt 0.03 25 2400.00
Pimco Etf Tr 0-5 high yield 0.03 538 100.37
American Airls 0.03 1250 42.40
Energy Select Sector SPDR (XLE) 0.02 619 69.47
Morgan Stanley China A Share Fund (CAF) 0.02 2090 19.14
iShares Dow Jones US Real Estate (IYR) 0.02 352 79.55
iShares S&P; Latin America 40 Index (ILF) 0.02 880 31.82
Eaton Vance Tax-advntg Glbl Di 0.02 2450 15.51
PowerShares Preferred Portfolio (PGX) 0.02 2578 14.74
Vanguard European ETF (VGK) 0.02 600 51.67
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.02 2760 12.32
WisdomTree LargeCap Dividend Fund (DLN) 0.02 500 82.00
Gabelli Global Deal Fund (GDL) 0.02 3569 9.81
Nuveen Tax-Advantaged Dividend Growth Fd (JTD) 0.02 1970 14.72
Nuveen Tax-Advantaged Total Return Strat (JTA) 0.02 3440 12.21
Herzfeld Caribbean Basin 0.02 4930 7.10
American Intl Group Inc 0.02 1865 21.45
Spdr S&p Emerging Mkts Dividen inx 0.02 1400 29.29
Schwab Strategic Tr us reit etf 0.02 1006 40.76
Proshares Tr Ii proshs sht eur 0.02 1000 45.00
Lmp Capital & Income 0.02 3133 14.36
Schwab Strategic Tr schwb fdt int sc 0.02 900 31.11
ProShares Short S&P500; (SH) 0.01 301 33.22
iShares Russell Midcap Value Index (IWS) 0.01 300 83.33
Ishares Tr option 0.01 27 636.36
China Fund (CHN) 0.01 648 16.98
Vanguard Emerging Markets ETF (VWO) 0.01 400 40.00
iShares MSCI South Africa Index (EZA) 0.01 370 54.05
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.01 900 13.33
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.01 1022 10.76
iShares Barclays 1-3 Year Cred Bd Fd ETF (CSJ) 0.01 200 105.00
Morgan Stanley Asia Pacific Fund (APF) 0.01 766 15.67
Gladstone Investment Corporation (GAIN) 0.01 1650 9.09
iShares MSCI Canada Index (EWC) 0.01 500 26.00
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.01 200 55.00
Vanguard Information Technology ETF (VGT) 0.01 100 140.00
ETFS Physical Platinum Shares (PPLT) 0.01 135 88.89
ETFS Physical Palladium Shares (PALL) 0.01 291 75.60
iShares Dow Jones US Energy Sector (IYE) 0.01 600 38.33
iShares S&P; Global Energy Sector (IXC) 0.01 300 33.33
Putnam High Income Securities Fund (PCF) 0.01 1670 8.38
SPDR S&P; Emerging Markets Small Cap (EWX) 0.01 300 46.67
WisdomTree Total Dividend Fund (DTD) 0.01 224 84.82
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.01 622 20.90
Aberdeen Israel Fund (ISL) 0.01 900 17.78
Ellsworth Fund (ECF) 0.01 1221 9.01
Schwab Strategic Tr intrm trm 0.01 202 54.46
Asia Tigers Fund (GRR) 0.01 2189 11.42
Dividend Capital Realty Income Allocatio (DCA) 0.01 3261 4.29
Etfs Precious Metals Basket phys pm bskt 0.01 251 63.75
Wisdomtree Tr intl hedge eqt 0.01 200 65.00
Direxion Shs Etf Tr nas100 eql wgt 0.01 173 75.14
Direxion Shs Etf Tr all cp insider 0.01 201 79.60
Credit Suisse Nassau Brh slvrflo etn lk 0.01 1700 9.41
Dws Global High Income Fund 0.01 1200 8.33
Mobileye N.v. 0.01 350 60.00
Tekla Healthcare Opportunit Shs Added shs added 0.01 881 17.03
Factorshares Tr ise cyber sec 0.01 750 29.33
Etf Ser Solutions loncar cancer 0.01 800 23.75
Greater China Fund (GCH) 0.00 161 12.42
iShares MSCI EAFE Index Fund (EFA) 0.00 50 60.00
iShares Dow Jones US Oil Equip. (IEZ) 0.00 200 40.00
Ishares Tr Index option 0.00 3 333.33
Consumer Discretionary SPDR (XLY) 0.00 82 85.37
Rydex Russell Top 50 ETF (XLG) 0.00 33 181.82
3D Systems Corporation (TDSC) 0.00 150 13.33
iShares S&P; GSCI Commodity-Indexed (GSG) 0.00 186 16.13
Calamos Conv. Opptys. & Income Fund (CHI) 0.00 287 10.45
iShares MSCI Malaysia Index Fund (EWM) 0.00 162 30.86
Market Vectors Vietnam ETF. (VNM) 0.00 250 16.00
PowerShares FTSE RAFI US 1000 (PRF) 0.00 20 100.00
SPDR S&P; China (GXC) 0.00 78 76.92
WisdomTree India Earnings Fund (EPI) 0.00 200 25.00
Claymore/BNY Mellon BRIC (EEB) 0.00 200 30.00
Gabelli Equity Trust (GAB) 0.00 339 5.90
iShares S&P; NA Nat. Re. Sc. Idx. Fd (IGE) 0.00 132 37.88
Claymore/BNY Mellon Frontier Markets ETF (FRN) 0.00 361 13.85
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.00 100 60.00
iShares MSCI ACWI ex US Index Fund (ACWX) 0.00 200 45.00
iShares MSCI EAFE Growth Index (EFG) 0.00 100 70.00
Barclays Bk Plc etn cboe spbuy 0.00 100 70.00
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.00 200 10.00
H&Q; Healthcare Investors (HQH) 0.00 8 0.00
Market Vectors Rare Earth Strat Met ETF (REMX) 0.00 30 33.33
Nuveen Quality Pref. Inc. Fund II (JPS) 0.00 240 8.33
SPDR S&P; Emerging Latin America (GML) 0.00 50 60.00
SPDR S&P; Pharmaceuticals (XPH) 0.00 150 40.00
BlackRock Global Energy & Resources Trus (BGR) 0.00 300 13.33
NASDAQ Premium Income & Growth Fund (QQQX) 0.00 10 0.00
Nuveen Equity Premium and Growth Fund (JPG) 0.00 234 12.82
Rydex S&P; MidCap 400 Pure Growth ETF (RFG) 0.00 55 127.27
Rydex S&P; Equal Weight Technology (RYT) 0.00 12 83.33
Rydex S&P; Equal Weight Energy (RYE) 0.00 55 54.55
Singapore Fund (SGF) 0.00 319 9.40
Clough Global Equity Fund closed-end fund 0.00 214 14.02
Macquarie/First Trust Global Infrstrctre (MFD) 0.00 98 10.20
Sprott Physical Gold Trust (PHYS) 0.00 614 9.77
JF China Region Fund (JFC) 0.00 86 23.26
Bancroft Fund (BCV) 0.00 156 19.23
Madison Strategic Sector Premium Fund (MSP) 0.00 186 10.75
Claymore/SWM Canadian Energy Income ETF (ENY) 0.00 650 9.23
Asia Pacific Fund (APB) 0.00 78 12.82
Mexico Equity and Income Fund (MXE) 0.00 549 10.93
Thai Capital Fund (TF) 0.00 4281 0.00
Sprott Physical Silver Tr tr unit 0.00 736 6.79
Claymore Exchange-traded Fd gugg spinoff etf 0.00 200 45.00
Claymore Exchange Trd Fd Tr gugg chn tech 0.00 130 38.46
Eagle Cap Growth Fd Inc 0.00 597 6.70
Lazard World Dividend & Income Fund (LOR) 0.00 300 10.00
Rydex Etf Trust s^psc600 purgr 0.00 5 200.00
Foxby (FXBY) 0.00 2400 1.67
Rydex Etf Trust equity 0.00 50 40.00
Gsv Cap Corp 0.00 1700 4.71
Firsthand Tech Value 0.00 7 0.00
Powershares Etf Tr Ii s^p500 hgh bet 0.00 33 30.30
Technology Select Sect Spdr call 0.00 1 1000.00
Powershares Exchange 0.00 100 30.00
Exchange Traded Concepts Tr sust no am oil 0.00 200 20.00
Ishares Inc core msci emkt 0.00 45 44.44
Exone 0.00 250 12.00
Schwab Strategic Tr schwab fdt us bm 0.00 1 0.00
Ubs Ag London Brh etracs mth 2xlv 0.00 200 15.00
Voya Emerging Markets High I etf 0.00 666 9.01
Voya Natural Res Eq Inc Fund 0.00 116 8.62
Zoe's Kitchen 0.00 375 18.67
Tekla World Healthcare Fd ben int shs 0.00 300 13.33