Capstone Investment Advisors as of March 31, 2014
Portfolio Holdings for Capstone Investment Advisors
Capstone Investment Advisors holds 231 positions in its portfolio as reported in the March 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 30.4 | $2.4B | 4.4M | 536.74 | |
| iShares MSCI EAFE Index Fund (EFA) | 6.7 | $525M | 7.8M | 67.20 | |
| International Business Machines (IBM) | 4.9 | $384M | 2.0M | 192.49 | |
| McDonald's Corporation (MCD) | 2.7 | $213M | 2.2M | 98.03 | |
| iShares MSCI Emerging Markets Indx (EEM) | 2.7 | $210M | 5.1M | 41.01 | |
| SPDR Gold Trust (GLD) | 2.2 | $176M | 1.4M | 123.61 | |
| Facebook Inc cl a (META) | 2.2 | $172M | 2.9M | 60.24 | |
| Spdr S&p 500 Etf (SPY) | 1.7 | $136M | 726k | 187.01 | |
| Amazon (AMZN) | 1.6 | $129M | 384k | 336.36 | |
| Baidu (BIDU) | 1.5 | $116M | 759k | 152.25 | |
| JPMorgan Chase & Co. (JPM) | 1.5 | $115M | 1.9M | 60.71 | |
| Caterpillar (CAT) | 1.4 | $113M | 1.1M | 99.37 | |
| Time Warner Cable | 1.4 | $108M | 788k | 137.18 | |
| Ipath S&p 500 Vix S/t Fu Etn | 1.3 | $100M | 2.4M | 42.14 | |
| Cisco Systems (CSCO) | 1.2 | $96M | 4.3M | 22.41 | |
| Microsoft Corporation (MSFT) | 1.2 | $95M | 2.3M | 40.99 | |
| iShares MSCI Brazil Index (EWZ) | 1.2 | $92M | 2.0M | 45.03 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 1.1 | $90M | 2.5M | 35.78 | |
| Wesco Intl Inc dbcv 6.000% 9/1 | 1.1 | $88M | 30M | 2.97 | |
| Johnson & Johnson (JNJ) | 1.1 | $85M | 868k | 98.23 | |
| Exxon Mobil Corporation (XOM) | 1.1 | $83M | 850k | 97.68 | |
| Chevron Corporation (CVX) | 0.9 | $71M | 600k | 118.91 | |
| 0.8 | $66M | 59k | 1114.50 | ||
| Cemex Sab De Cv conv bnd | 0.8 | $60M | 42M | 1.43 | |
| 0.7 | $58M | 1.2M | 46.67 | ||
| At&t (T) | 0.7 | $56M | 1.6M | 35.07 | |
| American International (AIG) | 0.7 | $55M | 1.1M | 50.01 | |
| Goldman Sachs (GS) | 0.7 | $53M | 325k | 163.85 | |
| Beam | 0.6 | $47M | 570k | 83.30 | |
| Coca-Cola Company (KO) | 0.6 | $47M | 1.2M | 38.66 | |
| Tesla Mtrs Inc note 1.500% 6/0 | 0.6 | $47M | 26M | 1.79 | |
| Procter & Gamble Company (PG) | 0.5 | $40M | 500k | 80.60 | |
| Microchip Technology Inc sdcv 2.125%12/1 | 0.5 | $39M | 21M | 1.86 | |
| China Mobile | 0.5 | $38M | 826k | 45.57 | |
| Netflix (NFLX) | 0.5 | $37M | 104k | 352.02 | |
| Herbalife Ltd Com Stk (HLF) | 0.5 | $37M | 650k | 57.25 | |
| Safeway | 0.4 | $35M | 940k | 36.94 | |
| priceline.com Incorporated | 0.4 | $33M | 28k | 1191.88 | |
| Tesla Motors Inc bond | 0.4 | $33M | 36M | 0.91 | |
| Slxp 1 1/2 03/15/19 | 0.4 | $32M | 19M | 1.69 | |
| Perrigo Company (PRGO) | 0.4 | $32M | 206k | 154.66 | |
| Insulet Corporation Cvt 3.75 0 convert | 0.4 | $29M | 16M | 1.81 | |
| Micron Technology Inc bond | 0.4 | $29M | 12M | 2.48 | |
| Starwood Ppty note 4.0% 1/15/ | 0.3 | $26M | 23M | 1.14 | |
| Vodafone Group New Adr F (VOD) | 0.3 | $26M | 698k | 36.81 | |
| Mu Us conv | 0.3 | $25M | 10M | 2.51 | |
| Altria (MO) | 0.3 | $24M | 649k | 37.42 | |
| Endo Pharmaceuticals Hldgs I note 1.750% 4/1 | 0.3 | $24M | 10M | 2.35 | |
| Xpo Logistics note 4.5% 10/1 | 0.3 | $23M | 13M | 1.87 | |
| Actavis | 0.3 | $23M | 112k | 205.84 | |
| American Rlty Cap Pptys Inc note 3.750%12/1 | 0.3 | $23M | 22M | 1.09 | |
| 3M Company (MMM) | 0.3 | $22M | 165k | 135.66 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $23M | 697k | 33.06 | |
| Enersys note 3.375% 6/0 | 0.3 | $20M | 12M | 1.74 | |
| Cemex Sab De Cv conv bnd | 0.3 | $21M | 15M | 1.37 | |
| Metropcs Communications (TMUS) | 0.3 | $20M | 606k | 33.02 | |
| KKR Financial Holdings | 0.2 | $20M | 1.7M | 11.57 | |
| Starwood Property Trust (STWD) | 0.2 | $19M | 800k | 23.59 | |
| Bristol Myers Squibb (BMY) | 0.2 | $19M | 369k | 51.88 | |
| Forest Laboratories | 0.2 | $19M | 206k | 92.27 | |
| Deere & Company (DE) | 0.2 | $18M | 202k | 90.80 | |
| Ford Motor Company (F) | 0.2 | $18M | 1.2M | 15.60 | |
| Market Vectors Gold Miners ETF | 0.2 | $18M | 778k | 23.60 | |
| Sandisk Corp note 1.500% 8/1 | 0.2 | $18M | 11M | 1.64 | |
| COMMON Uns Energy Corp | 0.2 | $18M | 294k | 60.03 | |
| Vipshop Holdings Ltd - Ads bond | 0.2 | $18M | 18M | 1.02 | |
| Foster Wheeler Ltd Com Stk | 0.2 | $17M | 534k | 32.42 | |
| Silver Eagle Acquisition Cor Unit 99/99/9999 | 0.2 | $17M | 1.7M | 9.93 | |
| Tyson Foods (TSN) | 0.2 | $17M | 378k | 44.01 | |
| Sina Corporation | 0.2 | $16M | 271k | 60.40 | |
| Aol | 0.2 | $15M | 345k | 43.77 | |
| Philip Morris International (PM) | 0.2 | $15M | 180k | 81.65 | |
| Fox News | 0.2 | $15M | 475k | 31.12 | |
| Tesla Motors Inc bond | 0.2 | $14M | 16M | 0.92 | |
| Allegheny Technologies Inc note 4.250% 6/0 | 0.2 | $14M | 13M | 1.02 | |
| Hudson City Ban | 0.2 | $13M | 1.4M | 9.83 | |
| Chesapeake Energy Corp note 2.500% 5/1 | 0.2 | $12M | 12M | 1.02 | |
| Merck & Co (MRK) | 0.2 | $13M | 221k | 56.76 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.2 | $13M | 53k | 236.30 | |
| United Parcel Service (UPS) | 0.1 | $12M | 118k | 97.37 | |
| Verizon Communications (VZ) | 0.1 | $12M | 244k | 47.57 | |
| Qualcomm (QCOM) | 0.1 | $12M | 151k | 78.86 | |
| Akorn Inc note 3.500% 6/0 | 0.1 | $12M | 4.7M | 2.55 | |
| Sony Corporation (SONY) | 0.1 | $11M | 564k | 19.12 | |
| Intel Corporation (INTC) | 0.1 | $11M | 432k | 25.81 | |
| ConocoPhillips (COP) | 0.1 | $11M | 154k | 70.35 | |
| Wynn Resorts (WYNN) | 0.1 | $11M | 50k | 222.15 | |
| Salix Pharmaceuticals Inc note 2.750% 5/1 | 0.1 | $11M | 5.0M | 2.25 | |
| Stanley Black & Decker (SWK) | 0.1 | $11M | 130k | 81.24 | |
| Lamar Advertising Company | 0.1 | $10M | 201k | 50.99 | |
| Iron Mountain Incorporated | 0.1 | $10M | 378k | 27.03 | |
| Omni (OMC) | 0.1 | $10M | 140k | 72.59 | |
| ConAgra Foods (CAG) | 0.1 | $11M | 339k | 31.03 | |
| Equinix | 0.1 | $10M | 54k | 184.84 | |
| Gen | 0.1 | $9.9M | 544k | 18.27 | |
| Sprint | 0.1 | $10M | 1.1M | 9.19 | |
| Financial Select Sector SPDR (XLF) | 0.1 | $9.4M | 422k | 22.34 | |
| Avago Technologies | 0.1 | $9.4M | 147k | 64.41 | |
| Rti Intl Metals Inc note 3.000%12/0 | 0.1 | $9.1M | 8.5M | 1.07 | |
| Chart Industries 2% conv | 0.1 | $9.3M | 6.9M | 1.35 | |
| Jarden Corp note 1.875% 9/1 | 0.1 | $9.7M | 7.0M | 1.39 | |
| Nokia Corporation (NOK) | 0.1 | $8.4M | 1.1M | 7.34 | |
| Marathon Oil Corporation (MRO) | 0.1 | $8.6M | 241k | 35.52 | |
| Navistar International Corporation | 0.1 | $8.5M | 250k | 33.87 | |
| Valeant Pharmaceuticals Int | 0.1 | $8.6M | 65k | 131.80 | |
| Teleflex Inc note 3.875% 8/0 | 0.1 | $8.5M | 4.8M | 1.78 | |
| Comcast Corporation (CMCSA) | 0.1 | $8.1M | 162k | 50.04 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.1 | $8.0M | 200k | 39.79 | |
| Pepsi (PEP) | 0.1 | $7.8M | 93k | 83.50 | |
| LSI Corporation | 0.1 | $7.7M | 700k | 11.07 | |
| Williams Companies (WMB) | 0.1 | $8.1M | 200k | 40.58 | |
| Jos. A. Bank Clothiers | 0.1 | $7.8M | 122k | 64.27 | |
| Rockwood Holdings | 0.1 | $7.5M | 100k | 74.39 | |
| iShares Silver Trust (SLV) | 0.1 | $7.6M | 400k | 19.04 | |
| Adt | 0.1 | $8.2M | 273k | 29.95 | |
| Akamai Technologies (AKAM) | 0.1 | $6.8M | 117k | 58.20 | |
| L-3 Communications Holdings | 0.1 | $7.1M | 60k | 118.15 | |
| Morgan Stanley (MS) | 0.1 | $6.4M | 204k | 31.16 | |
| Potash Corp. Of Saskatchewan I | 0.1 | $6.2M | 171k | 36.22 | |
| Eagle Materials (EXP) | 0.1 | $6.3M | 71k | 88.65 | |
| Rite Aid Corp note 8.500% 5/1 | 0.1 | $6.3M | 2.5M | 2.50 | |
| Yahoo! | 0.1 | $6.5M | 181k | 35.90 | |
| Abbott Laboratories (ABT) | 0.1 | $5.1M | 134k | 38.47 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $5.5M | 50k | 110.24 | |
| Newfield Exploration | 0.1 | $5.3M | 171k | 31.35 | |
| Genpact (G) | 0.1 | $5.5M | 313k | 17.42 | |
| Citigroup (C) | 0.1 | $5.6M | 117k | 47.58 | |
| Roi Acquisition Corp Ii | 0.1 | $5.3M | 525k | 10.18 | |
| Ttm Technologies Inc conv | 0.1 | $5.6M | 5.0M | 1.11 | |
| Keurig Green Mtn | 0.1 | $5.7M | 54k | 105.57 | |
| Citrix Systems | 0.1 | $4.6M | 80k | 57.43 | |
| J.C. Penney Company | 0.1 | $5.0M | 581k | 8.62 | |
| Colgate-Palmolive Company (CL) | 0.1 | $4.5M | 70k | 64.86 | |
| DISH Network | 0.1 | $5.0M | 80k | 62.20 | |
| Honeywell International (HON) | 0.1 | $4.4M | 47k | 92.74 | |
| Target Corporation (TGT) | 0.1 | $5.0M | 83k | 60.49 | |
| Apollo | 0.1 | $5.1M | 148k | 34.23 | |
| Gap (GAP) | 0.1 | $4.8M | 120k | 40.06 | |
| Krispy Kreme Doughnuts | 0.1 | $4.4M | 246k | 17.72 | |
| Cash America International | 0.1 | $5.1M | 131k | 38.72 | |
| Finisar Corporation | 0.1 | $4.5M | 170k | 26.51 | |
| Cobalt Intl Energy | 0.1 | $4.8M | 261k | 18.31 | |
| Mosaic (MOS) | 0.1 | $5.0M | 100k | 50.00 | |
| Prologis (PLD) | 0.1 | $4.4M | 109k | 40.84 | |
| Comverse | 0.1 | $4.8M | 139k | 34.57 | |
| Liberty Global Inc Com Ser A | 0.1 | $4.4M | 105k | 41.59 | |
| Hennessy Capital Acquisition | 0.1 | $5.0M | 500k | 10.06 | |
| Yum! Brands (YUM) | 0.1 | $4.3M | 57k | 75.39 | |
| Allergan | 0.1 | $3.7M | 30k | 124.10 | |
| United Technologies Corporation | 0.1 | $4.1M | 35k | 116.83 | |
| Accenture (ACN) | 0.1 | $4.0M | 50k | 79.72 | |
| Take-Two Interactive Software (TTWO) | 0.1 | $3.6M | 166k | 21.92 | |
| Community Health Systems (CYH) | 0.1 | $3.9M | 100k | 39.16 | |
| Quest Diagnostics Incorporated (DGX) | 0.1 | $4.2M | 72k | 57.91 | |
| Rackspace Hosting | 0.1 | $3.8M | 116k | 32.81 | |
| American Realty Capital Prop | 0.1 | $4.2M | 300k | 14.02 | |
| Tenet Healthcare Corporation (THC) | 0.1 | $4.3M | 100k | 42.81 | |
| Sirius Xm Holdings (SIRI) | 0.1 | $4.1M | 1.3M | 3.20 | |
| MasterCard Incorporated (MA) | 0.0 | $3.1M | 41k | 74.69 | |
| General Electric Company | 0.0 | $3.1M | 120k | 25.89 | |
| Kroger (KR) | 0.0 | $3.1M | 70k | 43.64 | |
| Mylan | 0.0 | $2.7M | 56k | 48.83 | |
| Domtar Corp | 0.0 | $2.8M | 25k | 112.20 | |
| Sap (SAP) | 0.0 | $2.9M | 35k | 81.24 | |
| Oracle Corporation (ORCL) | 0.0 | $3.3M | 80k | 40.90 | |
| Radian (RDN) | 0.0 | $2.9M | 196k | 15.02 | |
| NetEase (NTES) | 0.0 | $2.9M | 43k | 67.25 | |
| Cincinnati Bell | 0.0 | $3.2M | 917k | 3.46 | |
| Global Sources | 0.0 | $3.4M | 377k | 8.96 | |
| Harvest Natural Resources | 0.0 | $3.0M | 804k | 3.76 | |
| Talisman Energy Inc Com Stk | 0.0 | $3.0M | 300k | 9.98 | |
| Cubist Pharmaceuticals | 0.0 | $3.0M | 41k | 73.15 | |
| Momenta Pharmaceuticals | 0.0 | $3.3M | 286k | 11.64 | |
| Orexigen Therapeutics Inc note 2.750%12/0 | 0.0 | $2.8M | 2.5M | 1.11 | |
| International Game Technology | 0.0 | $2.4M | 173k | 14.06 | |
| NiSource (NI) | 0.0 | $2.6M | 73k | 35.52 | |
| NCR Corporation (VYX) | 0.0 | $2.7M | 75k | 36.55 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $2.4M | 50k | 47.16 | |
| Visa (V) | 0.0 | $2.5M | 12k | 215.63 | |
| Armstrong World Industries (AWI) | 0.0 | $2.7M | 50k | 53.24 | |
| Cepheid | 0.0 | $2.2M | 43k | 51.56 | |
| Rayonier (RYN) | 0.0 | $2.0M | 43k | 45.88 | |
| Jones Group | 0.0 | $2.1M | 141k | 14.93 | |
| Jive Software | 0.0 | $2.5M | 310k | 8.01 | |
| Kraft Foods | 0.0 | $2.1M | 37k | 56.09 | |
| Beazer Homes Usa (BZH) | 0.0 | $2.1M | 105k | 20.07 | |
| Dex Media | 0.0 | $2.6M | 280k | 9.20 | |
| InterMune | 0.0 | $1.8M | 55k | 33.45 | |
| Archer Daniels Midland Company (ADM) | 0.0 | $1.6M | 38k | 43.38 | |
| Nuance Communications | 0.0 | $1.2M | 69k | 17.16 | |
| Zale Corporation | 0.0 | $1.3M | 63k | 20.91 | |
| Gilead Sciences (GILD) | 0.0 | $1.6M | 23k | 70.85 | |
| EMC Corporation | 0.0 | $1.6M | 58k | 27.40 | |
| C.H. Robinson Worldwide (CHRW) | 0.0 | $1.2M | 24k | 52.36 | |
| Barnes & Noble | 0.0 | $1.9M | 92k | 20.89 | |
| ChipMOS Technology Bermuda | 0.0 | $1.4M | 64k | 22.04 | |
| Global Eagle Acquisition Cor *w exp 05/13/201 | 0.0 | $1.9M | 350k | 5.47 | |
| Depository Vipshop Holdings Ltd - Ads receipt (VIPS) | 0.0 | $1.4M | 9.5k | 148.38 | |
| Merrimack Pharmaceuticals In | 0.0 | $1.7M | 345k | 5.04 | |
| Sarepta Therapeutics (SRPT) | 0.0 | $1.5M | 60k | 24.02 | |
| Emerald Oil | 0.0 | $1.5M | 217k | 6.72 | |
| Outerwall | 0.0 | $1.9M | 26k | 72.45 | |
| Starwood Waypoint Residential Trust | 0.0 | $1.5M | 51k | 28.78 | |
| BlackRock (BLK) | 0.0 | $660k | 2.1k | 314.29 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.0 | $1.1M | 15k | 70.67 | |
| Walt Disney Company (DIS) | 0.0 | $1.0M | 13k | 80.00 | |
| CarMax (KMX) | 0.0 | $622k | 13k | 46.74 | |
| Wells Fargo & Company (WFC) | 0.0 | $942k | 19k | 49.70 | |
| Nu Skin Enterprises (NUS) | 0.0 | $538k | 6.5k | 82.77 | |
| Hewlett-Packard Company | 0.0 | $915k | 28k | 32.33 | |
| Energy Xxi | 0.0 | $648k | 28k | 23.56 | |
| Monster Worldwide | 0.0 | $862k | 115k | 7.48 | |
| Micron Technology (MU) | 0.0 | $754k | 32k | 23.64 | |
| Assured Guaranty (AGO) | 0.0 | $724k | 29k | 25.31 | |
| Altera Corporation | 0.0 | $562k | 16k | 36.19 | |
| Cooper Tire & Rubber Company | 0.0 | $729k | 30k | 24.30 | |
| Exelixis (EXEL) | 0.0 | $524k | 148k | 3.53 | |
| Lions Gate Entertainment | 0.0 | $419k | 16k | 26.69 | |
| Api Technologies Corp | 0.0 | $867k | 296k | 2.93 | |
| Restoration Hardware Hldgs I | 0.0 | $868k | 12k | 73.56 | |
| Twenty-first Century Fox | 0.0 | $437k | 14k | 31.90 | |
| Leap Takeover | 0.0 | $952k | 400k | 2.38 | |
| Verisign (VRSN) | 0.0 | $228k | 4.2k | 53.82 | |
| Las Vegas Sands (LVS) | 0.0 | $282k | 3.5k | 80.57 | |
| Anadarko Petroleum Corporation | 0.0 | $245k | 2.9k | 84.48 | |
| Capital One Financial (COF) | 0.0 | $246k | 3.2k | 76.88 | |
| Starbucks Corporation (SBUX) | 0.0 | $220k | 3.0k | 73.33 | |
| Copa Holdings Sa-class A (CPA) | 0.0 | $246k | 1.7k | 144.71 | |
| Sanofi Aventis Wi Conval Rt | 0.0 | $93k | 300k | 0.31 | |
| Phillips 66 (PSX) | 0.0 | $200k | 2.6k | 76.92 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $120k | 2.0M | 0.06 |
