Capstone Investment Advisors as of Dec. 31, 2014
Portfolio Holdings for Capstone Investment Advisors
Capstone Investment Advisors holds 203 positions in its portfolio as reported in the December 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 21.9 | $1.5B | 14M | 110.38 | |
| Spdr S&p 500 Etf (SPY) | 13.0 | $908M | 4.4M | 205.54 | |
| iShares MSCI Emerging Markets Indx (EEM) | 10.5 | $733M | 19M | 39.29 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 3.6 | $249M | 6.0M | 41.62 | |
| Time Warner Cable | 2.3 | $159M | 1.0M | 152.06 | |
| SPDR Gold Trust (GLD) | 2.2 | $152M | 1.3M | 113.58 | |
| Yahoo! | 1.9 | $134M | 2.7M | 50.51 | |
| Micron Technology Inc bond | 1.3 | $90M | 25M | 3.57 | |
| Allergan | 1.3 | $89M | 420k | 212.59 | |
| Shire | 1.3 | $89M | 417k | 212.39 | |
| Wesco Intl Inc dbcv 6.000% 9/1 | 1.2 | $83M | 31M | 2.69 | |
| Amazon (AMZN) | 1.1 | $76M | 244k | 310.33 | |
| TRW Automotive Holdings | 1.0 | $67M | 655k | 102.85 | |
| Facebook Inc cl a (META) | 0.9 | $65M | 835k | 78.02 | |
| Auxilium Pharmaceuticals note | 0.9 | $64M | 43M | 1.48 | |
| Directv | 0.9 | $63M | 725k | 86.70 | |
| Actavis | 0.9 | $61M | 237k | 257.41 | |
| Baidu (BIDU) | 0.8 | $60M | 261k | 227.96 | |
| Cemex Sab De Cv conv bnd | 0.8 | $57M | 47M | 1.22 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.8 | $54M | 892k | 60.84 | |
| Cemex Sab De Cv conv bnd | 0.8 | $53M | 46M | 1.16 | |
| CareFusion Corporation | 0.7 | $48M | 800k | 59.34 | |
| Mgm Mirage conv | 0.7 | $47M | 40M | 1.18 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.7 | $46M | 957k | 47.86 | |
| Rockwood Holdings | 0.7 | $46M | 579k | 78.80 | |
| Ipath S&p 500 Vix S/t Fu Etn | 0.7 | $46M | 1.4M | 31.51 | |
| Goldman Sachs (GS) | 0.6 | $44M | 229k | 193.82 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.6 | $45M | 500k | 89.60 | |
| Monsanto Company | 0.6 | $44M | 365k | 119.47 | |
| Netflix (NFLX) | 0.6 | $41M | 119k | 341.56 | |
| Wynn Resorts (WYNN) | 0.6 | $39M | 265k | 148.75 | |
| Herbalife Ltd Com Stk (HLF) | 0.6 | $39M | 1.0M | 37.70 | |
| Sandisk Corp note 1.500% 8/1 | 0.6 | $38M | 20M | 1.92 | |
| At&t (T) | 0.5 | $37M | 1.1M | 33.59 | |
| Lorillard | 0.5 | $36M | 574k | 62.94 | |
| American Rlty Cap Pptys Inc note 3.000% 8/0 | 0.5 | $33M | 36M | 0.93 | |
| Comcast Corporation (CMCSA) | 0.5 | $32M | 552k | 57.76 | |
| iShares Russell 2000 Index (IWM) | 0.5 | $32M | 266k | 119.49 | |
| Health Care Reit Inc note 3.000%12/0 | 0.5 | $32M | 22M | 1.50 | |
| Xpo Logistics note 4.5% 10/1 | 0.5 | $32M | 13M | 2.54 | |
| Volcano Corporation note 1.750%12/0 | 0.5 | $32M | 33M | 0.99 | |
| Covance | 0.5 | $31M | 300k | 103.84 | |
| CBS Corporation | 0.4 | $31M | 553k | 55.34 | |
| Energy Select Sector SPDR (XLE) | 0.4 | $31M | 389k | 79.16 | |
| Procter & Gamble Company (PG) | 0.4 | $30M | 331k | 91.08 | |
| Cubist Pharmaceuticals | 0.4 | $30M | 297k | 100.64 | |
| Central Fd Cda Ltd cl a | 0.4 | $30M | 2.6M | 11.58 | |
| Cubist Pharmaceuticals conv | 0.4 | $30M | 23M | 1.33 | |
| American International (AIG) | 0.4 | $28M | 497k | 56.01 | |
| Sigma-Aldrich Corporation | 0.4 | $28M | 200k | 137.27 | |
| Wl Ross Holding Corp Uts | 0.4 | $27M | 2.3M | 11.60 | |
| Cisco Systems (CSCO) | 0.4 | $26M | 939k | 27.81 | |
| International Game Technology | 0.3 | $23M | 1.3M | 17.25 | |
| Colgate-Palmolive Company (CL) | 0.3 | $23M | 335k | 69.19 | |
| Microchip Technology Inc sdcv 2.125%12/1 | 0.3 | $22M | 13M | 1.79 | |
| Micron Technology Inc conv | 0.3 | $23M | 17M | 1.33 | |
| Slxp 1 1/2 03/15/19 | 0.3 | $20M | 11M | 1.83 | |
| Market Vectors Gold Miners ETF | 0.3 | $20M | 1.1M | 18.38 | |
| iShares MSCI Brazil Index (EWZ) | 0.3 | $20M | 540k | 36.57 | |
| 0.3 | $19M | 36k | 530.57 | ||
| Dresser-Rand | 0.3 | $19M | 227k | 81.80 | |
| Chesapeake Energy Corp note 2.500% 5/1 | 0.3 | $19M | 19M | 0.98 | |
| Take-two Interactive Sof note | 0.3 | $19M | 13M | 1.51 | |
| Gopro (GPRO) | 0.3 | $19M | 300k | 63.21 | |
| Cadence Design Sys Cvt 2.625 6 convert | 0.2 | $18M | 7.0M | 2.52 | |
| Silver Eagle Acquisition Cor Unit 99/99/9999 | 0.2 | $18M | 1.7M | 10.20 | |
| Microsoft Corporation (MSFT) | 0.2 | $17M | 366k | 46.44 | |
| Johnson & Johnson (JNJ) | 0.2 | $17M | 159k | 104.50 | |
| Ak Steel Corp. conv | 0.2 | $17M | 13M | 1.34 | |
| United Parcel Service (UPS) | 0.2 | $16M | 147k | 111.17 | |
| Cleco Corporation | 0.2 | $16M | 299k | 54.54 | |
| Annaly Cap Mgmt Inc note 5.000% 5/1 | 0.2 | $16M | 16M | 1.01 | |
| Cubist Pharmaceuticals conv | 0.2 | $16M | 12M | 1.36 | |
| Terrapin 3 Acquisition Corp unit 06/27/2019 | 0.2 | $16M | 1.6M | 10.01 | |
| Walt Disney Company (DIS) | 0.2 | $15M | 156k | 94.18 | |
| Sapient Corporation | 0.2 | $15M | 600k | 24.88 | |
| 0.2 | $15M | 404k | 35.87 | ||
| Enersys note 3.375% 6/0 | 0.2 | $13M | 8.6M | 1.54 | |
| Perrigo Company (PRGO) | 0.2 | $13M | 80k | 167.16 | |
| McDonald's Corporation (MCD) | 0.2 | $13M | 137k | 93.70 | |
| Qualcomm (QCOM) | 0.2 | $12M | 166k | 73.46 | |
| Caterpillar (CAT) | 0.2 | $11M | 119k | 91.27 | |
| Hudson City Ban | 0.2 | $11M | 1.1M | 10.12 | |
| Cien 4 12/15/20 | 0.2 | $11M | 9.0M | 1.25 | |
| Starwood Ppty note 4.0% 1/15/ | 0.2 | $11M | 10M | 1.10 | |
| Tesla Motors Inc bond | 0.2 | $11M | 13M | 0.90 | |
| Susquehanna Bancshares | 0.1 | $11M | 800k | 13.43 | |
| Covidien | 0.1 | $10M | 101k | 102.28 | |
| Electronic Arts Inc conv | 0.1 | $9.5M | 6.3M | 1.51 | |
| Outerwall | 0.1 | $9.6M | 127k | 75.22 | |
| Tesla Motors Inc bond | 0.1 | $10M | 11M | 0.93 | |
| Spirit Rlty Cap Inc New Note cb | 0.1 | $9.8M | 10M | 0.98 | |
| Insulet Corp note 2.000% 6/1 | 0.1 | $9.5M | 8.0M | 1.19 | |
| PetSmart | 0.1 | $9.0M | 110k | 81.28 | |
| International Rectifier Corporation | 0.1 | $8.8M | 220k | 39.90 | |
| Oracle Corporation (ORCL) | 0.1 | $8.7M | 194k | 44.97 | |
| Pepco Holdings | 0.1 | $9.2M | 341k | 26.93 | |
| Chesapeake Energy Corp note 2.500% 5/1 | 0.1 | $8.2M | 8.5M | 0.97 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $8.1M | 129k | 62.54 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $8.6M | 93k | 92.45 | |
| Chevron Corporation (CVX) | 0.1 | $8.7M | 77k | 112.10 | |
| Safeway | 0.1 | $8.4M | 241k | 35.12 | |
| Visa (V) | 0.1 | $8.7M | 33k | 262.18 | |
| Marvell Technology Group | 0.1 | $8.1M | 559k | 14.50 | |
| ISIS Pharmaceuticals | 0.1 | $8.2M | 133k | 61.74 | |
| Navistar Intl Corp pfd sr d conv | 0.1 | $8.4M | 250k | 33.48 | |
| Ttm Technologies Inc conv | 0.1 | $8.2M | 8.5M | 0.96 | |
| Family Dollar Stores | 0.1 | $7.9M | 100k | 79.21 | |
| International Business Machines (IBM) | 0.1 | $7.4M | 46k | 160.41 | |
| Gilead Sciences (GILD) | 0.1 | $8.0M | 85k | 94.26 | |
| Salix Pharmaceuticals Inc note 2.750% 5/1 | 0.1 | $7.5M | 3.0M | 2.49 | |
| Cemex Sab conv | 0.1 | $7.7M | 7.5M | 1.03 | |
| priceline.com Incorporated | 0.1 | $6.9M | 6.1k | 1140.11 | |
| Sears Holdings Corporation | 0.1 | $6.9M | 208k | 32.97 | |
| Rite Aid Corp note 8.500% 5/1 | 0.1 | $7.3M | 2.5M | 2.92 | |
| Michael Kors Holdings | 0.1 | $7.2M | 95k | 75.09 | |
| Sprint | 0.1 | $6.8M | 1.6M | 4.15 | |
| Renewable Energy Group Inc mtnf 2.750% 6/1 | 0.1 | $7.3M | 7.5M | 0.97 | |
| Starbucks Corporation (SBUX) | 0.1 | $6.0M | 73k | 82.04 | |
| iShares Dow Jones US Real Estate (IYR) | 0.1 | $6.2M | 81k | 76.81 | |
| iShares Silver Trust (SLV) | 0.1 | $6.0M | 400k | 15.06 | |
| Chesapeake Energy Corp note 2.750%11/1 | 0.1 | $5.5M | 5.5M | 1.00 | |
| E.I. du Pont de Nemours & Company | 0.1 | $5.3M | 72k | 73.94 | |
| Industries N shs - a - (LYB) | 0.1 | $5.8M | 73k | 79.38 | |
| Trak 1 1/2 03/15/17 | 0.1 | $5.9M | 4.5M | 1.30 | |
| Roi Acquisition Corp Ii | 0.1 | $5.3M | 525k | 10.05 | |
| Depomed Inc conv | 0.1 | $5.5M | 5.0M | 1.09 | |
| Sina Corporation | 0.1 | $4.6M | 123k | 37.39 | |
| Shutterfly | 0.1 | $4.6M | 110k | 41.67 | |
| Cobalt Intl Energy Inc note | 0.1 | $4.6M | 7.5M | 0.61 | |
| Hennessy Cap Acquisition Cor | 0.1 | $4.9M | 500k | 9.85 | |
| Starwood Ppty Tr Inc 3.750 oct 15 17 c | 0.1 | $5.1M | 5.0M | 1.01 | |
| Coca-Cola Company (KO) | 0.1 | $4.4M | 104k | 42.21 | |
| Newmont Mining Corporation (NEM) | 0.1 | $4.1M | 215k | 18.90 | |
| Altria (MO) | 0.1 | $4.3M | 87k | 49.27 | |
| Talisman Energy Inc Com Stk | 0.1 | $4.5M | 579k | 7.83 | |
| Tesla Motors (TSLA) | 0.1 | $4.0M | 18k | 222.38 | |
| MasterCard Incorporated (MA) | 0.1 | $3.6M | 42k | 86.16 | |
| Lowe's Companies (LOW) | 0.1 | $3.4M | 50k | 68.80 | |
| Illumina (ILMN) | 0.1 | $3.7M | 20k | 184.55 | |
| Invesco Mortgage Capital | 0.1 | $3.7M | 241k | 15.47 | |
| Intelsat Sa | 0.1 | $3.5M | 200k | 17.36 | |
| Keurig Green Mtn | 0.1 | $3.6M | 28k | 132.22 | |
| China Mobile | 0.0 | $2.9M | 49k | 58.81 | |
| Bed Bath & Beyond | 0.0 | $3.1M | 41k | 76.15 | |
| Citrix Systems | 0.0 | $2.7M | 42k | 63.79 | |
| ON Semiconductor (ON) | 0.0 | $2.7M | 264k | 10.13 | |
| Cincinnati Bell | 0.0 | $2.7M | 850k | 3.19 | |
| Cypress Semiconductor Corporation | 0.0 | $2.7M | 190k | 14.28 | |
| Riverbed Technology | 0.0 | $3.0M | 149k | 20.41 | |
| Rayonier (RYN) | 0.0 | $3.0M | 107k | 27.91 | |
| Citigroup (C) | 0.0 | $3.0M | 55k | 54.11 | |
| Linkedin Corp | 0.0 | $2.5M | 11k | 229.63 | |
| Synchronoss Technologies conv | 0.0 | $2.7M | 2.5M | 1.06 | |
| J.C. Penney Company | 0.0 | $2.2M | 336k | 6.47 | |
| Office Depot | 0.0 | $2.0M | 234k | 8.57 | |
| Halliburton Company (HAL) | 0.0 | $2.4M | 62k | 39.32 | |
| Hornbeck Offshore Services | 0.0 | $1.8M | 71k | 24.96 | |
| Cepheid | 0.0 | $2.1M | 39k | 54.12 | |
| Coca-cola Enterprises | 0.0 | $2.3M | 51k | 44.22 | |
| General Motors Company (GM) | 0.0 | $2.3M | 67k | 34.90 | |
| Hca Holdings (HCA) | 0.0 | $2.2M | 31k | 73.36 | |
| American Realty Capital Prop | 0.0 | $2.0M | 219k | 9.05 | |
| Transocean (RIG) | 0.0 | $1.1M | 61k | 18.32 | |
| Akamai Technologies (AKAM) | 0.0 | $1.4M | 23k | 62.92 | |
| Air Products & Chemicals (APD) | 0.0 | $1.3M | 9.0k | 144.22 | |
| Merck & Co (MRK) | 0.0 | $1.2M | 24k | 52.63 | |
| Pepsi (PEP) | 0.0 | $1.2M | 13k | 94.35 | |
| Harvest Natural Resources | 0.0 | $1.2M | 671k | 1.81 | |
| Wright Medical | 0.0 | $1.2M | 46k | 26.86 | |
| Journal Communications | 0.0 | $1.1M | 100k | 11.43 | |
| Volcano Corporation | 0.0 | $1.5M | 84k | 17.87 | |
| VirnetX Holding Corporation | 0.0 | $1.7M | 311k | 5.49 | |
| Tokyo Electronic (TOELY) | 0.0 | $1.5M | 77k | 19.07 | |
| Adt | 0.0 | $1.6M | 44k | 36.21 | |
| Metropcs Communications (TMUS) | 0.0 | $1.3M | 47k | 26.94 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $1.4M | 400k | 3.50 | |
| Solazyme Inc bond | 0.0 | $1.4M | 3.0M | 0.45 | |
| Medtronic (MDT) | 0.0 | $1.3M | 18k | 72.19 | |
| Verizon Communications (VZ) | 0.0 | $416k | 8.9k | 46.74 | |
| Deere & Company (DE) | 0.0 | $442k | 5.0k | 88.40 | |
| Philip Morris International (PM) | 0.0 | $610k | 7.5k | 81.33 | |
| C.H. Robinson Worldwide (CHRW) | 0.0 | $808k | 11k | 74.81 | |
| Ctrip.com International | 0.0 | $924k | 20k | 45.47 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.0 | $364k | 1.2k | 303.08 | |
| CenterPoint Energy (CNP) | 0.0 | $677k | 29k | 23.43 | |
| Verisign Inc option | 0.0 | $357k | 6.3k | 56.92 | |
| AVANIR Pharmaceuticals | 0.0 | $850k | 50k | 16.93 | |
| Depository Vipshop Holdings Ltd - Ads receipt (VIPS) | 0.0 | $940k | 48k | 19.53 | |
| Google Inc Class C | 0.0 | $576k | 1.1k | 525.55 | |
| Leap Takeover | 0.0 | $1.0M | 400k | 2.52 | |
| Alibaba Group Holding (BABA) | 0.0 | $944k | 9.1k | 103.78 | |
| Lo (LOCO) | 0.0 | $985k | 50k | 19.86 | |
| Servicesource Intl | 0.0 | $780k | 1.0M | 0.78 | |
| Orexigen Therapeutics | 0.0 | $278k | 46k | 6.04 | |
| Penn Virginia Corporation | 0.0 | $334k | 50k | 6.68 | |
| Energy Xxi | 0.0 | $147k | 45k | 3.24 | |
| Chesapeake Energy Corporation | 0.0 | $222k | 11k | 19.47 | |
| Sohu | 0.0 | $290k | 5.9k | 49.38 | |
| Applied Micro Circuits Corporation | 0.0 | $92k | 14k | 6.50 | |
| MF Global Holdings | 0.0 | $0 | 25k | 0.00 | |
| Api Technologies Corp | 0.0 | $46k | 22k | 2.09 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $40k | 2.0M | 0.02 |
