Catalyst Capital Advisors

Catalyst Capital Advisors as of Sept. 30, 2014

Portfolio Holdings for Catalyst Capital Advisors

Catalyst Capital Advisors holds 420 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Coach 2.0 $16M 444k 35.61
Fastenal Company (FAST) 2.0 $16M 348k 44.92
Symantec Corporation 2.0 $16M 661k 23.51
General Electric Company 1.9 $15M 583k 25.61
Synchrony Financial (SYF) 1.9 $15M 590k 24.55
Herbalife Ltd Com Stk (HLF) 1.8 $14M 314k 43.77
TransDigm Group Incorporated (TDG) 1.8 $14M 75k 184.34
Noble Corp Plc equity 1.8 $14M 612k 22.21
Dick's Sporting Goods (DKS) 1.7 $13M 306k 43.86
At&t (T) 1.7 $13M 380k 35.24
Southern Copper Corporation (SCCO) 1.7 $13M 440k 29.65
Dominion Resources (D) 1.6 $12M 180k 69.09
NRG Energy (NRG) 1.6 $12M 395k 30.48
Key (KEY) 1.6 $12M 903k 13.32
Genuine Parts Company (GPC) 1.5 $12M 135k 87.71
Covidien 1.5 $12M 138k 86.51
T. Rowe Price (TROW) 1.5 $12M 147k 78.40
American Realty Capital Prop 1.4 $11M 931k 12.06
Pentair cs (PNR) 1.4 $11M 170k 65.49
Spectra Energy 1.4 $11M 270k 39.26
Sealed Air (SEE) 1.4 $11M 300k 34.88
Air Products & Chemicals (APD) 1.3 $10M 78k 130.18
Omnicare 1.3 $10M 161k 62.26
Annaly Capital Management 1.3 $9.9M 925k 10.68
Xerox Corporation 1.2 $9.5M 720k 13.23
Continental Resources 1.2 $9.3M 140k 66.48
Fiserv (FI) 1.1 $8.9M 138k 64.63
Phillips 66 (PSX) 1.1 $8.6M 106k 81.31
Avon Products 1.1 $8.5M 676k 12.60
Flextronics International Ltd Com Stk (FLEX) 1.0 $8.0M 775k 10.32
Enable Midstream 1.0 $8.0M 324k 24.64
Apple (AAPL) 0.9 $7.0M 70k 100.71
Alcoa 0.9 $7.0M 435k 16.09
Cincinnati Financial Corporation (CINF) 0.8 $6.3M 135k 47.05
Opko Health (OPK) 0.8 $6.2M 724k 8.51
Vornado Realty Trust (VNO) 0.7 $5.5M 55k 99.96
American International (AIG) 0.7 $5.5M 103k 54.02
Lockheed Martin Corporation (LMT) 0.7 $5.1M 28k 182.77
Matador Resources (MTDR) 0.7 $5.0M 195k 25.85
NetApp (NTAP) 0.6 $5.0M 116k 42.96
International Business Machines (IBM) 0.6 $4.9M 26k 189.75
Abbvie (ABBV) 0.6 $4.9M 84k 57.75
Best Buy (BBY) 0.6 $4.8M 142k 33.59
Comverse 0.6 $4.8M 213k 22.33
EMC Corporation 0.6 $4.7M 160k 29.26
General Dynamics Corporation (GD) 0.6 $4.7M 37k 127.10
Dr Pepper Snapple 0.6 $4.7M 72k 64.31
Lorillard 0.6 $4.7M 78k 59.91
Conn's (CONNQ) 0.6 $4.7M 155k 30.27
Philip Morris International (PM) 0.6 $4.6M 55k 83.40
Paychex (PAYX) 0.6 $4.5M 102k 44.20
Chesapeake Energy Corporation 0.6 $4.5M 194k 22.99
Ally Financial (ALLY) 0.6 $4.5M 195k 23.14
Hasbro (HAS) 0.6 $4.4M 80k 54.99
United Technologies Corporation 0.6 $4.5M 42k 105.57
Aegerion Pharmaceuticals 0.6 $4.4M 133k 33.38
Leucadia National 0.6 $4.3M 182k 23.84
Gap (GAP) 0.6 $4.2M 102k 41.69
Dover Corporation (DOV) 0.6 $4.2M 53k 80.33
Church & Dwight (CHD) 0.6 $4.3M 61k 70.16
Hershey Company (HSY) 0.5 $4.2M 44k 95.43
Spdr S&p 500 Etf (SPY) 0.5 $4.1M 21k 197.00
Ca 0.5 $4.1M 145k 27.94
Motorola Solutions (MSI) 0.5 $4.0M 64k 63.28
Kraft Foods 0.5 $4.0M 71k 56.39
National-Oilwell Var 0.5 $3.9M 52k 76.10
Williams-Sonoma (WSM) 0.5 $3.9M 59k 66.57
Novavax 0.5 $3.5M 836k 4.17
Inovio Pharmaceuticals 0.5 $3.5M 355k 9.85
Fresh Market 0.4 $3.4M 99k 34.92
Galectin Therapeutics (GALT) 0.4 $3.4M 675k 5.03
Beazer Homes Usa (BZH) 0.4 $3.4M 203k 16.78
Mattel (MAT) 0.4 $3.4M 110k 30.65
Interval Leisure 0.4 $3.3M 172k 19.05
Catalyst Pharmaceutical Partners (CPRX) 0.4 $3.2M 955k 3.32
Rally Software Development 0.4 $3.1M 259k 12.01
Michaels Cos Inc/the 0.4 $3.1M 178k 17.48
Penn National Gaming (PENN) 0.4 $3.0M 270k 11.21
Lands' End (LE) 0.4 $3.0M 73k 41.12
Rex Energy Corporation 0.4 $2.9M 229k 12.67
Southwest Airlines (LUV) 0.3 $2.7M 80k 33.78
DXP Enterprises (DXPE) 0.3 $2.7M 36k 73.64
Cross Country Healthcare (CCRN) 0.3 $2.5M 273k 9.29
Midcoast Energy Partners 0.3 $2.6M 115k 22.30
Mattson Technology 0.3 $2.5M 995k 2.47
Clean Energy Fuels (CLNE) 0.3 $2.4M 308k 7.80
Skyworks Solutions (SWKS) 0.3 $2.3M 39k 58.00
Ladenburg Thalmann Financial Services 0.3 $2.1M 490k 4.24
Quiksilver 0.3 $2.0M 1.2M 1.72
Greenbrier Companies (GBX) 0.3 $2.0M 27k 73.36
Actavis 0.3 $2.0M 8.3k 242.86
Avago Technologies 0.2 $1.9M 22k 87.00
Ovascience 0.2 $2.0M 119k 16.60
Time Warner Cable 0.2 $1.9M 13k 143.46
Bank of New York Mellon Corporation (BK) 0.2 $1.8M 48k 38.74
Celgene Corporation 0.2 $1.9M 20k 94.77
Whitewave Foods 0.2 $1.9M 52k 36.32
Microsoft Corporation (MSFT) 0.2 $1.8M 38k 46.37
Prothena (PRTA) 0.2 $1.8M 80k 22.16
Marin Software 0.2 $1.8M 210k 8.60
Minerva Neurosciences 0.2 $1.8M 295k 6.05
Nasdaq Omx (NDAQ) 0.2 $1.7M 41k 42.41
Wendy's/arby's Group (WEN) 0.2 $1.7M 210k 8.26
Kroger (KR) 0.2 $1.7M 32k 52.00
Energizer Holdings 0.2 $1.7M 14k 123.19
Sanofi-Aventis SA (SNY) 0.2 $1.6M 29k 56.45
Illumina (ILMN) 0.2 $1.6M 10k 163.90
Kratos Defense & Security Solutions (KTOS) 0.2 $1.6M 247k 6.56
Novartis (NVS) 0.2 $1.5M 16k 94.09
Teleflex Incorporated (TFX) 0.2 $1.5M 15k 105.03
Ball Corporation (BALL) 0.2 $1.6M 25k 63.28
United Ins Hldgs (ACIC) 0.2 $1.5M 103k 15.00
Hannon Armstrong (HASI) 0.2 $1.5M 111k 13.82
Brown-Forman Corporation (BF.B) 0.2 $1.5M 16k 90.25
Molson Coors Brewing Company (TAP) 0.2 $1.4M 19k 74.44
Corcept Therapeutics Incorporated (CORT) 0.2 $1.4M 540k 2.68
Invesco Mortgage Capital 0.2 $1.5M 94k 15.72
Tearlab Corp 0.2 $1.4M 425k 3.40
Neonode 0.2 $1.4M 671k 2.15
Global Brass & Coppr Hldgs I 0.2 $1.5M 103k 14.67
Charles Schwab Corporation (SCHW) 0.2 $1.4M 48k 29.40
Ace Limited Cmn 0.2 $1.4M 13k 104.85
Cenveo 0.2 $1.4M 563k 2.47
VeriFone Systems 0.2 $1.4M 40k 34.37
Udr (UDR) 0.2 $1.4M 50k 27.26
Rouse Pptys 0.2 $1.4M 85k 16.16
Orange Sa (ORANY) 0.2 $1.4M 96k 14.74
Independent Bank 0.2 $1.4M 29k 47.45
Wet Seal 0.2 $1.3M 2.4M 0.53
Imperial Holdings 0.2 $1.3M 202k 6.45
Fibrocell Science 0.2 $1.3M 453k 2.90
Truecar (TRUE) 0.2 $1.3M 73k 17.95
Time Warner 0.2 $1.2M 17k 75.22
Johnson & Johnson (JNJ) 0.2 $1.3M 12k 106.53
McGraw-Hill Companies 0.2 $1.3M 15k 84.47
Campbell Soup Company (CPB) 0.2 $1.3M 30k 42.72
WellPoint 0.2 $1.3M 11k 119.58
Coeur d'Alene Mines Corporation (CDE) 0.2 $1.2M 250k 4.96
Brocade Communications Systems 0.2 $1.2M 114k 10.87
Royal Dutch Shell 0.1 $1.1M 15k 76.09
GATX Corporation (GATX) 0.1 $1.2M 20k 58.35
Rock-Tenn Company 0.1 $1.2M 25k 47.55
Bob Evans Farms 0.1 $1.2M 25k 47.35
Apollo Investment 0.1 $1.2M 145k 8.17
THL Credit 0.1 $1.2M 91k 12.90
Adt 0.1 $1.2M 33k 35.46
Speed Commerce 0.1 $1.2M 425k 2.75
Broadridge Financial Solutions (BR) 0.1 $1.1M 27k 41.64
Abbott Laboratories (ABT) 0.1 $1.1M 26k 41.54
Orexigen Therapeutics 0.1 $1.1M 250k 4.26
Potash Corp. Of Saskatchewan I 0.1 $1.1M 31k 34.55
Aol 0.1 $1.1M 25k 44.93
CARBO Ceramics 0.1 $1.1M 18k 59.22
Lance 0.1 $1.1M 40k 26.50
Atlas Resource Partners 0.1 $1.1M 57k 19.46
Ingredion Incorporated (INGR) 0.1 $1.1M 14k 75.86
Inspiremd 0.1 $1.1M 493k 2.20
Cisco Systems (CSCO) 0.1 $994k 40k 25.16
Natural Grocers By Vitamin C (NGVC) 0.1 $993k 61k 16.28
UnitedHealth (UNH) 0.1 $919k 11k 86.25
Ford Motor Company (F) 0.1 $925k 63k 14.80
Total (TTE) 0.1 $967k 15k 64.46
Marathon Oil Corporation (MRO) 0.1 $959k 26k 37.61
Berkshire Hills Ban (BHLB) 0.1 $940k 40k 23.50
Ring Energy (REI) 0.1 $929k 63k 14.74
Vodafone Group New Adr F (VOD) 0.1 $957k 29k 32.91
Intel Corporation (INTC) 0.1 $871k 25k 34.84
Sonic Corporation 0.1 $815k 36k 22.37
Hewlett-Packard Company 0.1 $887k 25k 35.48
SeaChange International 0.1 $819k 118k 6.96
Myers Industries (MYE) 0.1 $838k 48k 17.64
Excel Trust 0.1 $883k 75k 11.77
Cypress Energy Partners Lp ltd partner int 0.1 $855k 35k 24.77
Family Dollar Stores 0.1 $772k 10k 77.20
Kinder Morgan Management 0.1 $797k 8.5k 94.11
VCA Antech 0.1 $759k 19k 39.33
Msci (MSCI) 0.1 $749k 16k 47.01
HCC Insurance Holdings 0.1 $739k 15k 48.28
Fair Isaac Corporation (FICO) 0.1 $743k 14k 55.12
Humana (HUM) 0.1 $751k 5.8k 130.22
TeleCommunication Systems 0.1 $774k 278k 2.79
Sally Beauty Holdings (SBH) 0.1 $766k 28k 27.38
BJ's Restaurants (BJRI) 0.1 $758k 21k 35.98
OmniAmerican Ban 0.1 $789k 30k 26.00
Old Line Bancshares 0.1 $813k 53k 15.49
Mallinckrodt Pub 0.1 $762k 8.5k 90.09
Starwood Property Trust (STWD) 0.1 $691k 32k 21.94
Equifax (EFX) 0.1 $706k 9.5k 74.70
CSX Corporation (CSX) 0.1 $669k 21k 32.05
CBS Corporation 0.1 $694k 13k 53.54
Curtiss-Wright (CW) 0.1 $673k 10k 65.91
V.F. Corporation (VFC) 0.1 $660k 10k 66.00
Nordstrom (JWN) 0.1 $707k 10k 68.36
Safeway 0.1 $686k 20k 34.30
Masco Corporation (MAS) 0.1 $716k 30k 23.91
Rockwell Collins 0.1 $719k 9.2k 78.47
Partner Re 0.1 $728k 6.6k 109.92
Amgen (AMGN) 0.1 $717k 5.1k 140.45
Halliburton Company (HAL) 0.1 $716k 11k 64.52
Jacobs Engineering 0.1 $711k 15k 48.85
FactSet Research Systems (FDS) 0.1 $666k 5.5k 121.53
Oracle Corporation (ORCL) 0.1 $690k 18k 38.29
Microsemi Corporation 0.1 $710k 28k 25.40
Cliffs Natural Resources 0.1 $666k 64k 10.38
Poly 0.1 $721k 59k 12.28
TiVo 0.1 $701k 55k 12.80
tw tele 0.1 $666k 16k 41.62
Dana Holding Corporation (DAN) 0.1 $663k 35k 19.16
Green Plains Renewable Energy (GPRE) 0.1 $694k 19k 37.38
Ligand Pharmaceuticals In (LGND) 0.1 $688k 15k 46.97
Sanmina (SANM) 0.1 $678k 33k 20.86
Pbf Energy Inc cl a (PBF) 0.1 $687k 29k 23.99
BP (BP) 0.1 $637k 15k 43.92
BlackRock 0.1 $628k 1.9k 328.18
Statoil ASA 0.1 $584k 22k 27.18
Qualcomm (QCOM) 0.1 $657k 8.8k 74.75
Visa (V) 0.1 $595k 2.8k 213.26
NutriSystem 0.1 $653k 43k 15.36
Tim Hortons Inc Com Stk 0.1 $591k 7.5k 78.80
Liquidity Services (LQDT) 0.1 $619k 45k 13.76
Heritage Oaks Ban 0.1 $648k 93k 7.01
Berkshire Hathaway (BRK.B) 0.1 $525k 3.8k 138.16
Baxter International (BAX) 0.1 $513k 7.2k 71.75
Chevron Corporation (CVX) 0.1 $511k 4.3k 119.39
Digital Realty Trust (DLR) 0.1 $530k 8.5k 62.35
Harsco Corporation (NVRI) 0.1 $535k 25k 21.40
Deere & Company (DE) 0.1 $533k 6.5k 82.00
General Mills (GIS) 0.1 $535k 11k 50.47
Praxair 0.1 $553k 4.3k 129.05
Williams Companies (WMB) 0.1 $581k 11k 55.38
Tupperware Brands Corporation (TUPBQ) 0.1 $512k 7.4k 69.05
Aspen Insurance Holdings 0.1 $535k 13k 42.80
Prosperity Bancshares (PB) 0.1 $552k 9.7k 57.20
Consolidated-Tomoka Land 0.1 $540k 11k 49.09
GulfMark Offshore 0.1 $555k 18k 31.36
Merrimack Pharmaceuticals In 0.1 $569k 65k 8.78
Directv 0.1 $541k 6.3k 86.56
Metropcs Communications (TMUS) 0.1 $577k 20k 28.85
Consolidated Edison (ED) 0.1 $454k 8.0k 56.75
Las Vegas Sands (LVS) 0.1 $441k 7.1k 62.23
Ban (TBBK) 0.1 $430k 50k 8.60
Hornbeck Offshore Services 0.1 $491k 15k 32.73
Foster Wheeler Ltd Com Stk 0.1 $482k 15k 31.65
INC/TN shares Miller Energy 0.1 $440k 100k 4.40
Ipath S&p 500 Vix S/t Fu Etn 0.1 $468k 15k 31.20
Monsanto Company 0.1 $360k 3.2k 112.50
Verizon Communications (VZ) 0.1 $350k 7.0k 50.00
Weight Watchers International 0.1 $425k 16k 27.42
Allergan 0.1 $356k 2.0k 178.00
Ventas (VTR) 0.1 $415k 6.7k 61.94
Loral Space & Communications 0.1 $359k 5.0k 71.80
Martin Midstream Partners (MMLP) 0.1 $373k 10k 37.30
Akorn 0.1 $417k 12k 36.27
Central Fd Cda Ltd cl a 0.1 $404k 33k 12.32
Simmons First National Corporation (SFNC) 0.1 $385k 10k 38.50
Gnc Holdings Inc Cl A 0.1 $360k 9.3k 38.71
Kosmos Energy 0.1 $359k 36k 9.97
Kinder Morgan Inc/delaware Wts 0.1 $364k 100k 3.64
Steel Partners Hldgs L P ltd prtrship u (SPLP) 0.1 $426k 26k 16.62
Eni S.p.A. (E) 0.0 $330k 7.0k 47.20
Cobalt Intl Energy 0.0 $306k 23k 13.60
Powershares Etf Trust dyna buybk ach 0.0 $333k 7.4k 44.73
Powershares Senior Loan Portfo mf 0.0 $349k 14k 24.28
Exelis 0.0 $289k 18k 16.51
Alps Etf sectr div dogs (SDOG) 0.0 $335k 9.0k 37.22
Tamin 0.0 $326k 13k 26.08
Spirit Realty reit 0.0 $337k 31k 10.96
Northstar Rlty Fin 0.0 $309k 18k 17.66
Moody's Corporation (MCO) 0.0 $199k 2.1k 94.36
McDonald's Corporation (MCD) 0.0 $209k 2.2k 95.00
Walt Disney Company (DIS) 0.0 $267k 3.0k 89.00
Bed Bath & Beyond 0.0 $205k 3.1k 65.98
Edwards Lifesciences (EW) 0.0 $194k 1.9k 102.00
PetSmart 0.0 $199k 2.8k 70.14
Wells Fargo & Company (WFC) 0.0 $259k 5.0k 51.80
Dun & Bradstreet Corporation 0.0 $198k 1.7k 117.65
Verisign (VRSN) 0.0 $209k 3.8k 55.20
Gartner (IT) 0.0 $196k 2.7k 73.38
Gilead Sciences (GILD) 0.0 $234k 2.2k 106.25
Dollar Tree (DLTR) 0.0 $196k 3.5k 56.13
AutoZone (AZO) 0.0 $201k 394.00 510.15
WABCO Holdings 0.0 $196k 2.2k 91.04
Energy Xxi 0.0 $267k 24k 11.36
Tibco Software 0.0 $236k 10k 23.60
Yahoo! 0.0 $204k 5.0k 40.80
Micron Technology (MU) 0.0 $253k 7.4k 34.00
Syntel 0.0 $200k 2.3k 87.95
Media General 0.0 $197k 15k 13.13
Myriad Genetics (MYGN) 0.0 $205k 5.3k 38.64
Pilgrim's Pride Corporation (PPC) 0.0 $195k 6.4k 30.62
Oasis Petroleum 0.0 $209k 5.0k 41.80
Lightbridge Corporation 0.0 $220k 95k 2.31
Spirit Airlines (SAVEQ) 0.0 $197k 2.8k 69.24
Monster Beverage 0.0 $200k 2.2k 91.74
Ep Energy 0.0 $211k 12k 17.51
Paragon Offshore Plc equity 0.0 $246k 40k 6.15
Pulte (PHM) 0.0 $189k 11k 17.64
H&R Block (HRB) 0.0 $193k 6.2k 31.02
C.R. Bard 0.0 $193k 1.4k 142.44
eBay (EBAY) 0.0 $142k 2.5k 56.80
Apollo 0.0 $193k 7.7k 25.09
Delta Air Lines (DAL) 0.0 $188k 5.2k 36.24
Alaska Air (ALK) 0.0 $189k 4.3k 43.46
Novatel Wireless 0.0 $184k 50k 3.68
GameStop (GME) 0.0 $189k 4.6k 41.12
Access National Corporation 0.0 $179k 11k 16.27
F5 Networks (FFIV) 0.0 $193k 1.6k 118.92
Aspen Technology 0.0 $193k 5.1k 37.70
Kodiak Oil & Gas 0.0 $136k 10k 13.60
Dejour Enterprise 0.0 $172k 717k 0.24
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $127k 3.8k 33.87
Fred's 0.0 $75k 5.4k 14.02
SWS 0.0 $103k 15k 6.87
General Moly Inc Com Stk 0.0 $78k 105k 0.74
Old Second Ban (OSBC) 0.0 $79k 17k 4.79
Sanofi Aventis Wi Conval Rt 0.0 $109k 232k 0.47
First Internet Bancorp (INBK) 0.0 $113k 7.0k 16.14
Air Lease Corp (AL) 0.0 $39k 1.2k 32.50
Gulf Coast Ultra Deep Royalty (GULTU) 0.0 $112k 56k 2.00
American Cap Sr Floating 0.0 $65k 5.0k 13.00
Overland Storage 0.0 $95k 29k 3.24
Northstar Asset Management C 0.0 $115k 6.3k 18.40
Cognizant Technology Solutions (CTSH) 0.0 $27k 600.00 45.00
Federal-Mogul Corporation 0.0 $11k 724.00 15.19
Aercap Holdings Nv Ord Cmn (AER) 0.0 $11k 274.00 40.15
Blackstone 0.0 $3.0k 105.00 28.57
Polaris Industries (PII) 0.0 $30k 200.00 150.00
Willis Group Holdings 0.0 $12k 292.00 41.10
Supervalu 0.0 $11k 1.3k 8.61
DaVita (DVA) 0.0 $12k 170.00 70.59
Darden Restaurants (DRI) 0.0 $13k 261.00 49.81
E.I. du Pont de Nemours & Company 0.0 $14k 190.00 73.68
Regis Corporation 0.0 $14k 873.00 16.04
United Rentals (URI) 0.0 $33k 300.00 110.00
Office Depot 0.0 $12k 2.4k 4.96
Health Care REIT 0.0 $2.0k 32.00 62.50
Compuware Corporation 0.0 $14k 1.3k 10.68
Sotheby's 0.0 $11k 304.00 36.18
Hess (HES) 0.0 $11k 121.00 90.91
Brookfield Infrastructure Part (BIP) 0.0 $999.900000 30.00 33.33
USG Corporation 0.0 $12k 446.00 26.91
Gannett 0.0 $11k 365.00 30.14
MarkWest Energy Partners 0.0 $2.0k 23.00 86.96
Sempra Energy (SRE) 0.0 $2.0k 18.00 111.11
priceline.com Incorporated 0.0 $23k 20.00 1150.00
Take-Two Interactive Software (TTWO) 0.0 $12k 523.00 22.94
Juniper Networks (JNPR) 0.0 $11k 512.00 21.48
Equinix 0.0 $12k 56.00 214.29
Baidu (BIDU) 0.0 $33k 150.00 220.00
American Capital 0.0 $4.0k 277.00 14.44
Enterprise Products Partners (EPD) 0.0 $4.0k 97.00 41.24
Ares Capital Corporation (ARCC) 0.0 $4.0k 256.00 15.62
Community Health Systems (CYH) 0.0 $14k 252.00 55.56
CVR Energy (CVI) 0.0 $11k 254.00 43.31
Essex Property Trust (ESS) 0.0 $1.0k 5.00 200.00
Energy Transfer Equity (ET) 0.0 $4.0k 66.00 60.61
Plains All American Pipeline (PAA) 0.0 $4.0k 64.00 62.50
Trinity Industries (TRN) 0.0 $33k 700.00 47.14
Alexion Pharmaceuticals 0.0 $29k 175.00 165.71
Dresser-Rand 0.0 $16k 194.00 82.47
Old Dominion Freight Line (ODFL) 0.0 $35k 500.00 70.00
Icahn Enterprises (IEP) 0.0 $12k 112.00 107.14
McDermott International 0.0 $9.0k 1.6k 5.62
Realty Income (O) 0.0 $2.0k 49.00 40.82
Magellan Midstream Partners 0.0 $4.0k 52.00 76.92
Hercules Technology Growth Capital (HTGC) 0.0 $4.0k 268.00 14.93
WebMD Health 0.0 $10k 244.00 40.98
Navistar International Corporation 0.0 $11k 332.00 33.13
Oneok (OKE) 0.0 $2.0k 30.00 66.67
Simon Property (SPG) 0.0 $1.0k 7.00 142.86
Yahoo Inc option 0.0 $15k 100.00 150.00
Valeant Pharmaceuticals Int 0.0 $33k 248.00 133.33
Nxp Semiconductors N V (NXPI) 0.0 $21k 300.00 70.00
KKR & Co 0.0 $1.0k 50.00 20.00
QEP Resources 0.0 $11k 356.00 30.90
Clearbridge Energy M 0.0 $3.0k 90.00 33.33
FleetCor Technologies 0.0 $28k 200.00 140.00
Golub Capital BDC (GBDC) 0.0 $4.0k 255.00 15.69
O'reilly Automotive (ORLY) 0.0 $30k 200.00 150.00
Triangle Capital Corporation 0.0 $2.0k 84.00 23.81
Fiduciary/Claymore MLP Opportunity Fund 0.0 $3.0k 94.00 31.91
Kayne Anderson MLP Investment (KYN) 0.0 $999.880000 28.00 35.71
Tortoise Energy Infrastructure 0.0 $3.0k 54.00 55.56
Pimco Municipal Income Fund III (PMX) 0.0 $5.0k 450.00 11.11
Tortoise MLP Fund 0.0 $3.0k 89.00 33.71
Semgroup Corp cl a 0.0 $2.0k 26.00 76.92
TAL Education (TAL) 0.0 $17k 500.00 34.00
Tibco Software Inc call 0.0 $21k 125.00 168.00
Tim Hortons Inc call 0.0 $30k 75.00 400.00
Breitburn Energy Partners Lp cmn 0.0 $17k 148.00 114.86
Gannett Inc cmn 0.0 $11k 75.00 146.67
Kinder Morgan (KMI) 0.0 $2.0k 59.00 33.90
Cbre Clarion Global Real Estat re (IGR) 0.0 $999.700000 130.00 7.69
Cobalt International Energy cmn 0.0 $6.0k 50.00 120.00
Michael Kors Holdings 0.0 $29k 400.00 72.50
Advisorshares Tr trimtabs flt (SURE) 0.0 $2.0k 30.00 66.67
Express Scripts Holding 0.0 $28k 400.00 70.00
Tcp Capital 0.0 $2.0k 116.00 17.24
Biofuel Energy 0.0 $8.0k 1.3k 6.38
Clearbridge Energy M 0.0 $3.0k 110.00 27.27
Wp Carey (WPC) 0.0 $1.0k 16.00 62.50
Proshares Ultrashort @36 Exp 1 call 0.0 $14k 75.00 186.67
Sunedison 0.0 $12k 625.00 19.20
Constellium Holdco B V cl a 0.0 $10k 409.00 24.45
Crestwood Eqty Ptrns Lp equs 0.0 $0 40.00 0.00
Cubist Pharmaceutic-cvr 0.0 $2.0k 20k 0.10
Perrigo Company (PRGO) 0.0 $30k 200.00 150.00
Fs Investment Corporation 0.0 $2.0k 215.00 9.30
Brixmor Prty (BRX) 0.0 $1.0k 44.00 22.73
Goldman Sachs Mlp Inc Opp 0.0 $3.0k 125.00 24.00
Ne Us 01/17/15 40 Call call 0.0 $999.900000 55.00 18.18
Rice Energy 0.0 $27k 1.0k 27.00
Triplepoint Venture Gr Bdc cs (TPVG) 0.0 $2.0k 129.00 15.50
Enlink Midstream (ENLC) 0.0 $2.0k 55.00 36.36
Platform Specialty Prods Cor 0.0 $12k 475.00 25.26
Civeo 0.0 $7.0k 591.00 11.84
Parsley Energy Inc-class A 0.0 $21k 1.0k 21.00
Vectrus (VVX) 0.0 $19k 972.00 19.55
Caredx (CDNA) 0.0 $35k 5.0k 7.00
Biofuel Energy Corp right 10/17/2014 0.0 $4.0k 1.3k 3.19