Caxton Associates

Companies in the Caxton Associates portfolio as of March 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
iShares MSCI Emerging Markets Indx (EEM) 57.46 376.13M 39.39
Ipath S&p 500 Vix Short-term Futures Etn 27.61 450.78M 15.79
SPDR EURO STOXX 50 ETF (FEZ) 7.08 50.20M 36.35
Activision Blizzard (ATVI) 0.58 3.00M 49.86
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.58 1.25M 120.71
SPDR Gold Trust (GLD) 0.43 925946 118.72
Industrial SPDR (XLI) 0.38 1.50M 65.06
SPDR S&P; 500 ETF (SPY) 0.36 394000 235.74
Materials SPDR (XLB) 0.30 1.50M 52.41
Kraft Heinz 0.28 785030 90.81
Vanguard European ETF (VGK) 0.20 1000000 51.57
Vaneck Vectors Gold Miners mutual 0.17 1.95M 22.81
International Seaways 0.16 2.10M 19.12
Microsoft Corporation (MSFT) 0.15 583400 65.86
McDonald's Corporation (MCD) 0.13 262500 129.61
Alcoa 0.11 840000 34.40
Yum! Brands (YUM) 0.10 414900 63.90
iShares FTSE/Xinhua China 25 Index (FXI) 0.09 600000 38.49
Deutsche Bank Ag-registered 0.09 1.30M 17.16
Alphabet Inc Class C cs 0.08 23500 829.57
Athene Holding Ltd Cl A 0.08 400000 49.99
Boyd Gaming Corporation (BYD) 0.07 780600 22.01
Molson Coors Brewing Company (TAP) 0.07 185400 95.71
Whiting Petroleum Corporation (WLL) 0.06 1.50M 9.46
Allegheny Technologies Incorporated (ATI) 0.06 800000 17.96
Swift Transportation Company (SWFT) 0.06 710000 20.54
Mgm Growth Properties 0.06 600480 27.05
Comcast Corporation (CMCSA) 0.05 372500 37.59
Bank of America Corporation (BAC) 0.05 575000 23.59
Costco Wholesale Corporation (COST) 0.05 80500 161.17
Morgan Stanley (MS) 0.05 295600 42.84
Las Vegas Sands (LVS) 0.05 230000 57.07
Micron Technology (MU) 0.05 472542 28.90
Westlake Chemical Corporation (WLK) 0.05 210000 66.05
Teck Resources Ltd cl b 0.05 620000 21.90
First Republic Bank/san F 0.05 140000 93.81
Market Vectors Etf Tr Oil Svcs 0.05 380750 30.81
Charter Communications Inc New Cl A cl a 0.05 38650 327.32
Goldman Sachs (GS) 0.04 41700 229.71
Coca-Cola Company (KO) 0.04 226000 42.42
Computer Sciences Corporation (CSC) 0.04 140003 69.01
Parker-Hannifin Corporation (PH) 0.04 65000 160.32
Applied Materials (AMAT) 0.04 290600 38.90
W.R. Grace & Co. (GRA) 0.04 140000 69.71
NetEase (NTES) 0.04 39000 284.00
iShares Russell 2000 Index (IWM) 0.04 80000 137.47
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.04 200000 51.17
Mondelez Int 0.04 235000 43.08
Citizens Financial 0.04 300000 34.55
Broad 0.04 43100 218.96
Carnival Corporation (CCL) 0.03 135000 58.91
Kimberly-Clark Corporation (KMB) 0.03 50000 131.64
Western Digital (WDC) 0.03 78400 82.53
Apple (AAPL) 0.03 56200 143.67
Colgate-Palmolive Company (CL) 0.03 115000 73.19
Schlumberger (SLB) 0.03 105000 78.10
Weyerhaeuser Company (WY) 0.03 250000 33.98
Lowe's Companies (LOW) 0.03 95000 82.21
Hershey Company (HSY) 0.03 65000 109.25
Constellation Brands (STZ) 0.03 40000 162.07
Take-Two Interactive Software (TTWO) 0.03 111800 59.27
Oshkosh Corporation (OSK) 0.03 110000 68.59
Acuity Brands (AYI) 0.03 40000 204.00
Genesee & Wyoming (GWR) 0.03 110000 67.86
MGM Resorts International. (MGM) 0.03 314400 27.40
Kansas City Southern (KSU) 0.03 80000 85.76
TransDigm Group Incorporated (TDG) 0.03 30000 220.17
Consumer Discretionary SPDR (XLY) 0.03 75000 87.95
Citigroup Inc 0.03 150000 59.82
Ptc 0.03 154700 52.55
Hd Supply 0.03 170000 41.12
Itt 0.03 180000 41.02
Johnson Controls International Plc equity 0.03 186500 42.12
Ishares Inc etp 0.03 250000 30.48
Hartford Financial Services (HIG) 0.02 100000 48.07
Dick's Sporting Goods (DKS) 0.02 80000 48.66
Walt Disney Company (DIS) 0.02 52500 113.39
Martin Marietta Materials (MLM) 0.02 25000 218.24
Lennar Corporation (LEN) 0.02 90000 51.19
V.F. Corporation (VFC) 0.02 100000 54.97
Vulcan Materials Company (VMC) 0.02 45000 120.49
Timken Company (TKR) 0.02 140000 45.20
Newell Rubbermaid (NWL) 0.02 100000 47.17
E.I. du Pont de Nemours & Company (DD) 0.02 60000 80.33
Kroger (KR) 0.02 215000 29.49
Air Products & Chemicals (APD) 0.02 35000 135.29
MSC Industrial Direct (MSM) 0.02 45000 102.76
Olin Corporation (OLN) 0.02 170000 32.87
General Mills (GIS) 0.02 108200 59.02
Macy's (M) 0.02 135000 29.63
TJX Companies (TJX) 0.02 50000 79.08
Dollar Tree (DLTR) 0.02 65000 78.46
Service Corporation International (SCI) 0.02 145397 30.88
Netflix (NFLX) 0.02 30000 147.80
Carlisle Companies (CSL) 0.02 50000 106.42
Estee Lauder Companies (EL) 0.02 70000 84.79
CF Industries Holdings (CF) 0.02 200000 29.35
Huntsman Corporation (HUN) 0.02 260000 24.54
AK Steel Holding Corporation (AKS) 0.02 680000 7.19
Rockwell Automation (ROK) 0.02 30000 155.70
Builders FirstSource (BLDR) 0.02 300000 14.90
Ball Corporation (BLL) 0.02 60000 74.27
Financial Select Sector SPDR (XLF) 0.02 200000 23.73
Simon Property (SPG) 0.02 25000 172.04
SPDR KBW Bank (KBE) 0.02 127700 42.98
Norwegian Cruise Line Hldgs shs 0.02 100000 50.73
La Quinta Holdings 0.02 325000 13.52
Monster Beverage Corp Com stock 0.02 125000 46.17
Chemours 0.02 165000 38.50
Melco Crown Entertainment (MPEL) 0.01 125000 18.54
JPMorgan Chase & Co. (JPM) 0.01 20000 87.85
Pulte (PHM) 0.01 92700 23.55
NVIDIA Corporation (NVDA) 0.01 25500 108.94
Trimble Navigation (TRMB) 0.01 50000 32.02
Granite Construction (GVA) 0.01 75000 50.19
Ross Stores (ROST) 0.01 50000 65.88
Harley-Davidson (HOG) 0.01 35000 60.51
International Paper Company (IP) 0.01 75000 50.79
United Rentals (URI) 0.01 22175 125.05
Foot Locker (FL) 0.01 20000 74.80
Procter & Gamble Company (PG) 0.01 22600 89.87
Canadian Pacific Railway Ltd 0.01 25000 146.92
Starbucks Corporation (SBUX) 0.01 50000 58.40
Whole Foods Market (WFMI) 0.01 100000 29.72
Anheuser-Busch InBev NV (BUD) 0.01 32500 109.75
ConAgra Foods (CAG) 0.01 62600 40.34
WABCO Holdings (WBC) 0.01 30000 117.43
Pampa Energia S.A. (PAM) 0.01 47370 54.21
Amazon (AMZN) 0.01 2500 886.40
Delta Air Lines (DAL) 0.01 70000 45.96
Energy Select Sector SPDR (XLE) 0.01 30000 69.90
Banco Macro SA (BMA) 0.01 28235 86.70
Cheesecake Factory Incorporated (CAKE) 0.01 50000 63.36
Cognex Corporation (CGNX) 0.01 35000 83.94
FMC Corporation (FMC) 0.01 30000 69.60
Grupo Financiero Galicia S.A. (GGAL) 0.01 80910 37.86
Terex Corporation (TEX) 0.01 90000 31.40
Textron (TXT) 0.01 70000 47.59
Lululemon Athletica Inc 0.01 60000 51.87
SPDR S&P; Retail (XRT) 0.01 50000 42.24
Consumer Staples Select Sect. SPDR (XLP) 0.01 60000 54.58
iShares Dow Jones Transport. Avg. (IYT) 0.01 12668 163.96
Embraer S A Adr adr 0.01 160006 22.08
Adecoagro S A 0.01 150120 11.46
Wendy's/arby's Group 0.01 200000 13.61
Dunkin' Brands Group 0.01 35000 54.69
L Brands 0.01 50000 47.10
Metropcs Communications 0.01 52600 64.58
Dave & Buster's Entertainmnt, * 0.01 45000 61.09
Summit Matls Inc cl a 0.01 100000 24.71
Westrock 0.01 60000 52.03
Overseas Shipholding Group I Cl A New stock 0.01 580284 3.86
Covanta Holding Corporation (CVA) 0.00 32485 15.70
Banco Santander (BSBR) 0.00 42003 8.81
Lear Corporation (LEA) 0.00 3400 141.47
Mobile TeleSystems OJSC (MBT) 0.00 38800 11.03
Sociedad Quimica y Minera (SQM) 0.00 10000 34.40
Time Warner (TWX) 0.00 5100 97.65
Corning Incorporated (GLW) 0.00 16500 27.03
PennyMac Mortgage Investment Trust (PMT) 0.00 29657 17.74
Starwood Property Trust (STWD) 0.00 27700 22.56
Reinsurance Group of America (RGA) 0.00 4800 127.08
Two Harbors Investment (TWO) 0.00 58400 9.59
Fidelity National Information Services (FIS) 0.00 7000 79.57
Lincoln National Corporation (LNC) 0.00 5400 65.37
Discover Financial Services (DFS) 0.00 6100 68.36
Arthur J. Gallagher & Co. (AJG) 0.00 9900 56.57
Safety Insurance (SAFT) 0.00 8384 70.13
Caterpillar (CAT) 0.00 4500 92.67
IAC/InterActive (IACI) 0.00 5900 73.73
Baxter International (BAX) 0.00 10900 51.83
Teva Pharmaceutical Industries (TEVA) 0.00 12200 32.05
ResMed (RMD) 0.00 6800 71.91
AES Corporation (AES) 0.00 42046 11.18
KB Home (KBH) 0.00 19900 19.90
AT&T; (T) 0.00 14900 41.54
Cisco Systems (CSCO) 0.00 16000 33.81
Citrix Systems (CTXS) 0.00 6500 83.38
Cracker Barrel Old Country Store (CBRL) 0.00 2800 159.29
Microchip Technology (MCHP) 0.00 7000 73.71
Boston Scientific Corporation (BSX) 0.00 20100 24.88
Intel Corporation (INTC) 0.00 15300 36.08
Nu Skin Enterprises (NUS) 0.00 6300 55.56
Simpson Manufacturing (SSD) 0.00 11477 43.13
C.R. Bard (BCR) 0.00 2600 248.46
Jack in the Box (JACK) 0.00 10000 101.70
Whirlpool Corporation (WHR) 0.00 2400 171.25
Fresh Del Monte Produce Inc 0.00 6800 59.26
JetBlue Airways Corporation (JBLU) 0.00 50000 20.62
Tetra Tech (TTEK) 0.00 13100 40.84
DeVry (DV) 0.00 8832 35.44
Synopsys (SNPS) 0.00 7600 72.11
Cadence Design Systems (CDNS) 0.00 15800 31.39
WellCare Health Plans (WCG) 0.00 3400 140.29
CenturyLink (CTL) 0.00 13500 23.56
Becton, Dickinson and (BDX) 0.00 3400 183.53
Avnet (AVT) 0.00 12300 45.77
Convergys Corporation (CVG) 0.00 19900 21.16
Altria (MO) 0.00 8300 71.45
Amgen (AMGN) 0.00 2500 164.00
Capital One Financial (COF) 0.00 4700 86.60
eBay (EBAY) 0.00 12200 33.61
Halliburton Company (HAL) 0.00 8603 49.17
International Business Machines (IBM) 0.00 3400 174.12
Merck & Co (MRK) 0.00 7900 63.54
NCR Corporation (NCR) 0.00 7600 45.66
NIKE (NKE) 0.00 10000 55.70
Pepsi (PEP) 0.00 5800 111.90
Stryker Corporation (SYK) 0.00 4600 131.74
Symantec Corporation (SYMC) 0.00 12900 30.70
CA (CA) 0.00 18700 31.71
QUALCOMM (QCOM) 0.00 6500 57.38
Biogen Idec (BIIB) 0.00 1200 273.33
Ford Motor Company (F) 0.00 38357 11.63
Danaher Corporation (DHR) 0.00 7300 85.48
Marriott International (MAR) 0.00 7500 94.13
Manpower (MAN) 0.00 3700 102.70
Prudential Financial (PRU) 0.00 4200 106.67
Franklin Street Properties (FSP) 0.00 20782 12.13
Scientific Games (SGMS) 0.00 9900 23.64
Eagle Materials (EXP) 0.00 4200 97.14
Papa John's Int'l (PZZA) 0.00 5151 79.98
Westar Energy (WR) 0.00 13300 54.29
Solar Cap Ltd 0.00 26782 22.63
Public Service Enterprise (PEG) 0.00 12500 44.32
IRSA Inversiones Representaciones (IRS) 0.00 24289 24.50
Thor Industries (THO) 0.00 3958 96.01
J.M. Smucker Company (SJM) 0.00 3600 131.11
Penske Automotive (PAG) 0.00 7000 46.86
Zimmer Holdings (ZMH) 0.00 3300 122.12
Fair Isaac Corporation (FICO) 0.00 3594 128.83
Quanta Services (PWR) 0.00 13600 37.13
Brinker International (EAT) 0.00 10000 44.00
NutriSystem (NTRI) 0.00 5100 55.49
Array BioPharma (ARRY) 0.00 15900 8.93
Advanced Energy Industries (AEIS) 0.00 6600 68.48
Brooks Automation (BRKS) 0.00 14800 22.43
DineEquity (DIN) 0.00 7900 54.43
Lam Research Corporation (LRCX) 0.00 3700 128.38
Macquarie Infrastructure Company (MIC) 0.00 6358 80.53
Medifast (MED) 0.00 10637 44.37
MKS Instruments (MKSI) 0.00 6500 68.77
PennantPark Investment (PNNT) 0.00 60518 8.15
Assured Guaranty Ltd 0.00 11500 37.13
BBVA Banco Frances S.A. (BFR) 0.00 33105 18.43
CenterPoint Energy (CNP) 0.00 22500 27.56
Cirrus Logic (CRUS) 0.00 4700 60.64
Quest Diagnostics Incorporated (DGX) 0.00 6700 98.21
Hill-Rom Holdings (HRC) 0.00 5800 70.52
InterDigital (IDCC) 0.00 4000 86.25
Intuit (INTU) 0.00 4900 115.92
Innophos Holdings (IPHS) 0.00 7418 53.92
SCANA Corporation (SCG) 0.00 7400 65.41
Trinity Industries (TRN) 0.00 12300 26.59
TTM Technologies (TTMI) 0.00 17400 16.15
Ternium S.A. (TX) 0.00 12490 26.10
West Pharmaceutical Services (WST) 0.00 5600 81.61
General Cable Corporation (BGC) 0.00 13300 17.97
MFA Mortgage Investments (MFA) 0.00 72659 8.08
NuVasive (NUVA) 0.00 6700 74.63
United Therapeutics Corporation (UTHR) 0.00 2200 135.45
Vector (VGR) 0.00 24100 20.79
F5 Networks (FFIV) 0.00 2800 142.50
Chart Industries (GTLS) 0.00 9500 34.95
VMware (VMW) 0.00 4400 92.05
Standard Motor Products (SMP) 0.00 11374 49.15
Greenbrier Companies (GBX) 0.00 7230 43.15
Prospect Capital Corporation (PSEC) 0.00 59628 9.04
Aspen Technology (AZPN) 0.00 9800 58.88
Central Garden & Pet (CENTA) 0.00 8800 34.77
M.D.C. Holdings (MDC) 0.00 15100 30.07
Ultra Clean Holdings (UCTT) 0.00 18287 16.90
Cosan Ltd shs a 0.00 35300 8.53
Hyatt Hotels Corporation (H) 0.00 15000 54.00
American International (AIG) 0.00 7400 62.43
Changyou (CYOU) 0.00 9898 28.09
Masimo Corporation (MASI) 0.00 5000 93.20
Spirit AeroSystems Holdings (SPR) 0.00 8700 57.93
Ebix (EBIX) 0.00 5955 61.29
Camden Property Trust (CPT) 0.00 5600 80.54
Cardiovascular Systems (CSII) 0.00 8691 28.31
LogMeIn (LOGM) 0.00 3000 97.67
China Lodging (HTHT) 0.00 5173 62.05
SPECTRUM BRANDS Hldgs Inc 0.00 3600 138.89
Industries N shs - a - 0.00 5000 91.20
General Motors Company (GM) 0.00 13100 35.34
Kemet Corporation Cmn 0.00 21914 12.00
Argan (AGX) 0.00 4700 66.17
Government Properties Income Trust (GOV) 0.00 18104 20.93
Invesco Mortgage Capital (IVR) 0.00 30400 15.43
New York Mortgage Trust (NYMT) 0.00 70288 6.17
Sodastream International Ltd 0.00 5011 48.49
Patrick Industries (PATK) 0.00 4700 70.85
Insperity Inc 0.00 3602 88.56
New Mountain Finance Corp 0.00 47703 14.90
Ag Mtg Invt Tr 0.00 26245 18.06
J Global 0.00 5700 83.86
Zeltiq Aesthetics 0.00 4900 55.51
Telephone And Data Systems 0.00 14496 26.49
Express Scripts Holding 0.00 7100 65.92
Us Silica Hldgs 0.00 5900 47.97
SELECT INCOME REIT COM SH BEN int 0.00 19401 25.77
Blucora 0.00 13900 17.27
Tcp Capital 0.00 40509 17.43
Dht Holdings 0.00 200000 4.47
Wright Express 0.00 4100 103.41
DYNEGY INC Common stock 0.00 26000 7.85
Epr Properties 0.00 6839 73.69
Sanmina 0.00 10000 40.60
Abbvie 0.00 7100 65.21
Zoetis Inc Cl A 0.00 9900 53.33
Ofg Ban 0.00 26681 11.81
Blackstone Mtg Tr 0.00 19700 30.96
Science App Int'l 0.00 4800 74.38
Veeva Sys Inc cl a 0.00 7400 51.22
Extended Stay America 0.00 27300 15.93
Fs Investment Corporation 0.00 57615 9.81
Wix Com Ltd shs 0.00 3900 67.95
Tpg Specialty Lnding Inc equity 0.00 32169 20.39
Inogen 0.00 4162 77.61
Installed Bldg Prods 0.00 5627 52.78
Navient Corporation equity 0.00 18800 14.73
Trinseo S A shs 0.00 5200 67.12
Cdk Global Inc equities 0.00 9100 65.05
Orion Engineered Carbons 0.00 20042 20.51
New Residential Investment 0.00 31744 16.98
Zayo Group Hldgs 0.00 15300 32.88
Medtronic 0.00 6900 80.58
Legacytexas Financial 0.00 7458 39.96
Chimera Investment Corp etf 0.00 27700 20.18
Energizer Holdings 0.00 7400 55.81
Fairmount Santrol Holdings 0.00 150000 7.33
Glaukos 0.00 5300 51.32
Cable One 0.00 800 625.00
Donnelley R R & Sons Co when issued 0.00 15400 12.08
Agnc Invt Corp Com reit 0.00 31200 19.90
Mtge Invt Corp Com reit 0.00 29716 16.76
Yum China Holdings 0.00 20475 27.20
Lci Industries 0.00 3500 99.71
Tivity Health 0.00 7578 29.16
Colony Northstar 0.00 32800 12.90
Xperi 0.00 10544 33.95