Cetera Investment Advisers

Cetera Investment Advisers as of March 31, 2016

Portfolio Holdings for Cetera Investment Advisers

Cetera Investment Advisers holds 277 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 3.5 $8.1M 40k 205.65
Vanguard Growth ETF (VUG) 2.9 $6.6M 62k 106.49
iShares Lehman Aggregate Bond (AGG) 2.2 $5.1M 46k 110.75
Apple (AAPL) 2.1 $5.0M 46k 109.03
At&t (T) 2.0 $4.7M 121k 39.26
iShares Russell 1000 Growth Index (IWF) 1.9 $4.5M 45k 99.66
Vanguard Value ETF (VTV) 1.7 $4.0M 49k 82.41
General Electric Company 1.7 $3.9M 123k 31.78
iShares S&P NA Nat. Re. Sc. Idx (IGE) 1.5 $3.4M 115k 29.70
United Parcel Service (UPS) 1.4 $3.2M 30k 105.47
Johnson & Johnson (JNJ) 1.4 $3.2M 29k 108.05
Vanguard Mid-Cap ETF (VO) 1.4 $3.1M 26k 121.08
iShares Russell 1000 Value Index (IWD) 1.3 $3.1M 31k 98.82
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 1.3 $3.0M 57k 53.09
First Trust Large Cap Core Alp Fnd (FEX) 1.3 $3.0M 67k 44.54
PPL Corporation (PPL) 1.3 $2.9M 77k 38.02
Vanguard Small-Cap ETF (VB) 1.2 $2.8M 25k 111.02
Vanguard REIT ETF (VNQ) 1.2 $2.8M 33k 84.13
Exxon Mobil Corporation (XOM) 1.2 $2.7M 32k 83.49
PowerShares FTSE RAFI US 1000 1.2 $2.7M 31k 88.34
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.0 $2.3M 46k 49.79
Altria (MO) 1.0 $2.3M 36k 62.68
PowerShares QQQ Trust, Series 1 1.0 $2.2M 21k 109.33
Chevron Corporation (CVX) 0.9 $2.1M 22k 95.48
Walt Disney Company (DIS) 0.9 $2.0M 21k 99.34
Microsoft Corporation (MSFT) 0.8 $1.9M 35k 55.28
Vanguard Short-Term Bond ETF (BSV) 0.8 $1.9M 24k 80.69
Intel Corporation (INTC) 0.8 $1.9M 59k 32.31
Boeing Company (BA) 0.8 $1.9M 15k 127.14
iShares S&P US Pref Stock Idx Fnd (PFF) 0.8 $1.8M 46k 39.05
Facebook Inc cl a (META) 0.8 $1.8M 16k 113.77
Verizon Communications (VZ) 0.8 $1.8M 33k 54.04
Philip Morris International (PM) 0.8 $1.8M 18k 98.11
Vanguard Mid-Cap Growth ETF (VOT) 0.8 $1.7M 17k 100.89
Procter & Gamble Company (PG) 0.7 $1.7M 21k 82.10
Ford Motor Company (F) 0.7 $1.6M 117k 13.54
Berkshire Hathaway (BRK.A) 0.7 $1.5M 7.00 213428.57
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.6 $1.5M 17k 86.81
Nike (NKE) 0.6 $1.4M 24k 61.40
JPMorgan Chase & Co. (JPM) 0.6 $1.4M 24k 59.21
Coca-Cola Company (KO) 0.6 $1.4M 29k 46.28
Abbvie (ABBV) 0.6 $1.4M 24k 57.24
Cisco Systems (CSCO) 0.6 $1.3M 47k 28.49
iShares MSCI EAFE Index Fund (EFA) 0.6 $1.3M 24k 57.09
iShares Russell 2000 Index (IWM) 0.6 $1.3M 12k 110.35
McDonald's Corporation (MCD) 0.6 $1.3M 10k 126.09
Vanguard Mid-Cap Value ETF (VOE) 0.6 $1.3M 15k 87.72
Pfizer (PFE) 0.6 $1.3M 44k 29.55
Bristol Myers Squibb (BMY) 0.6 $1.3M 20k 63.92
Kimberly-Clark Corporation (KMB) 0.6 $1.3M 9.4k 134.44
Vanguard Total Stock Market ETF (VTI) 0.5 $1.2M 11k 104.64
PIMCO Corporate Opportunity Fund (PTY) 0.5 $1.1M 84k 13.64
ConocoPhillips (COP) 0.5 $1.1M 28k 40.26
General Motors Company (GM) 0.5 $1.1M 36k 31.40
Gilead Sciences (GILD) 0.5 $1.1M 12k 91.86
Vanguard Energy ETF (VDE) 0.5 $1.1M 13k 85.70
International Business Machines (IBM) 0.5 $1.0M 6.9k 151.45
Merck & Co (MRK) 0.5 $1.0M 20k 52.80
Kraft Heinz (KHC) 0.5 $1.0M 13k 78.54
Global Net Lease 0.4 $1.0M 117k 8.57
T. Rowe Price (TROW) 0.4 $978k 13k 73.30
Pepsi (PEP) 0.4 $947k 9.2k 102.58
ITC Holdings 0.4 $940k 22k 43.36
Western Asset Premier Bond Fund (WEA) 0.4 $956k 76k 12.52
Rydex S&P Equal Weight ETF 0.4 $918k 12k 78.50
Pioneer High Income Trust (PHT) 0.4 $931k 92k 10.07
First Trust Health Care AlphaDEX (FXH) 0.4 $925k 17k 55.43
iShares Russell Midcap Index Fund (IWR) 0.4 $890k 5.5k 161.88
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.4 $902k 42k 21.65
Home Depot (HD) 0.4 $880k 6.6k 133.01
Utilities SPDR (XLU) 0.4 $872k 18k 49.59
Vanguard Small-Cap Growth ETF (VBK) 0.4 $854k 7.2k 119.02
Celgene Corporation 0.4 $833k 8.3k 100.36
Coca-cola Enterprises 0.4 $829k 16k 50.95
SPDR Barclays Capital High Yield B 0.4 $824k 24k 34.34
First Trust Large Cap GO Alpha Fnd (FTC) 0.4 $834k 17k 48.42
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $800k 7.2k 111.62
Schwab Strategic Tr us aggregate b (SCHZ) 0.3 $806k 15k 52.81
Goldman Sachs (GS) 0.3 $780k 5.0k 156.75
CVS Caremark Corporation (CVS) 0.3 $779k 7.5k 103.48
iShares S&P 500 Index (IVV) 0.3 $788k 3.8k 206.17
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $775k 6.5k 119.01
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $792k 9.6k 82.39
SPDR S&P Dividend (SDY) 0.3 $785k 9.8k 79.85
Vanguard Dividend Appreciation ETF (VIG) 0.3 $793k 9.8k 80.81
First Trust Mid Cap Core Alpha Fnd (FNX) 0.3 $791k 16k 49.49
Vanguard Total Bond Market ETF (BND) 0.3 $775k 9.4k 82.68
Ishares High Dividend Equity F (HDV) 0.3 $791k 10k 77.98
Eli Lilly & Co. (LLY) 0.3 $756k 10k 72.35
First Trust Small Cap Cr AlphaDEX (FYX) 0.3 $759k 17k 44.99
Vanguard Total World Stock Idx (VT) 0.3 $767k 13k 57.66
Wisdomtree Tr intl hedge eqt (HEDJ) 0.3 $757k 15k 51.93
Oracle Corporation (ORCL) 0.3 $729k 18k 41.13
Vanguard Emerging Markets ETF (VWO) 0.3 $742k 22k 34.45
Prudential Financial (PRU) 0.3 $710k 9.8k 72.17
First Trust Large Cap Value Opp Fnd (FTA) 0.3 $726k 18k 40.71
Mondelez Int (MDLZ) 0.3 $720k 18k 40.15
Amgen (AMGN) 0.3 $694k 4.6k 149.76
iShares S&P MidCap 400 Index (IJH) 0.3 $688k 4.8k 143.93
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $698k 6.6k 105.49
First Trust Morningstar Divid Ledr (FDL) 0.3 $685k 27k 25.74
Duke Energy (DUK) 0.3 $702k 8.7k 80.55
Blackstone 0.3 $670k 24k 28.11
Berkshire Hathaway (BRK.B) 0.3 $664k 4.7k 141.55
Alphabet Inc Class A cs (GOOGL) 0.3 $659k 859.00 767.17
Comcast Corporation (CMCSA) 0.3 $657k 11k 61.02
MetLife (MET) 0.3 $645k 15k 43.82
Vanguard High Dividend Yield ETF (VYM) 0.3 $643k 9.3k 69.23
Health Care SPDR (XLV) 0.3 $633k 9.4k 67.55
American Electric Power Company (AEP) 0.3 $629k 9.5k 66.55
Starbucks Corporation (SBUX) 0.3 $616k 10k 59.93
Vanguard FTSE All-World ex-US ETF (VEU) 0.3 $614k 14k 43.49
First Trust Value Line Dividend Indx Fnd (FVD) 0.3 $598k 23k 25.73
Wells Fargo & Company (WFC) 0.2 $588k 12k 48.70
J.M. Smucker Company (SJM) 0.2 $581k 4.5k 129.86
Under Armour (UAA) 0.2 $570k 6.7k 84.63
Vanguard Consumer Staples ETF (VDC) 0.2 $588k 4.3k 135.92
Ishares Inc core msci emkt (IEMG) 0.2 $573k 14k 41.24
Discover Financial Services (DFS) 0.2 $553k 11k 51.16
Caterpillar (CAT) 0.2 $560k 7.3k 76.89
Abbott Laboratories (ABT) 0.2 $545k 13k 41.72
AutoZone (AZO) 0.2 $558k 700.00 797.14
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.2 $556k 5.2k 106.17
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $560k 7.0k 80.15
Park City (TRAK) 0.2 $564k 62k 9.04
Southern Company (SO) 0.2 $524k 10k 51.45
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.2 $528k 9.7k 54.61
Microchip Technology (MCHP) 0.2 $498k 10k 48.16
General Mills (GIS) 0.2 $498k 7.9k 63.30
GlaxoSmithKline 0.2 $517k 13k 40.60
SPDR Gold Trust (GLD) 0.2 $513k 4.3k 119.22
National Penn Bancshares 0.2 $498k 47k 10.64
Vanguard Small-Cap Value ETF (VBR) 0.2 $509k 5.0k 102.25
First Tr Exchange Traded Fd multi asset di (MDIV) 0.2 $498k 27k 18.47
Ishares Tr cur hdg ms emu (HEZU) 0.2 $500k 21k 24.28
Valero Energy Corporation (VLO) 0.2 $494k 7.7k 63.87
iShares Dow Jones Select Dividend (DVY) 0.2 $490k 6.0k 81.44
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.2 $493k 10k 48.92
Accenture (ACN) 0.2 $473k 4.1k 115.00
iShares Barclays TIPS Bond Fund (TIP) 0.2 $457k 4.0k 114.68
Colgate-Palmolive Company (CL) 0.2 $434k 6.2k 70.28
Clorox Company (CLX) 0.2 $435k 3.5k 125.98
Vanguard Health Care ETF (VHT) 0.2 $445k 3.6k 122.59
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $450k 3.6k 125.87
PIMCO Strategic Global Government Fund (RCS) 0.2 $433k 47k 9.16
Ishares Tr fltg rate nt (FLOT) 0.2 $430k 8.5k 50.55
Walgreen Boots Alliance (WBA) 0.2 $441k 5.2k 84.29
Bank of America Corporation (BAC) 0.2 $413k 31k 13.40
Pimco NY Muni Income Fund II (PNI) 0.2 $413k 31k 13.36
Wal-Mart Stores (WMT) 0.2 $390k 5.7k 68.55
Union Pacific Corporation (UNP) 0.2 $384k 4.8k 80.05
Netflix (NFLX) 0.2 $383k 3.8k 101.97
Energy Select Sector SPDR (XLE) 0.2 $391k 6.3k 62.19
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $384k 3.5k 109.62
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.2 $390k 17k 22.47
Phillips 66 (PSX) 0.2 $386k 4.4k 86.98
Academy Fds Tr innov ibd50 0.2 $395k 19k 21.01
3M Company (MMM) 0.2 $379k 2.3k 166.30
Reynolds American 0.2 $359k 7.1k 50.46
Nextera Energy (NEE) 0.2 $360k 3.0k 118.62
Royal Dutch Shell 0.2 $366k 7.6k 48.41
Schlumberger (SLB) 0.2 $369k 5.0k 74.10
Qualcomm (QCOM) 0.2 $373k 7.2k 51.77
TJX Companies (TJX) 0.2 $360k 4.6k 77.97
Consumer Staples Select Sect. SPDR (XLP) 0.2 $381k 7.2k 52.76
Consumer Discretionary SPDR (XLY) 0.2 $378k 4.7k 79.70
First Trust Financials AlphaDEX (FXO) 0.2 $373k 16k 22.74
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $368k 4.3k 85.42
Powershares Etf Tr Ii s^p500 low vol 0.2 $364k 9.1k 40.08
CenturyLink 0.1 $348k 11k 31.98
United Technologies Corporation 0.1 $357k 3.5k 100.71
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $339k 3.9k 86.22
iShares S&P 100 Index (OEF) 0.1 $343k 3.8k 91.20
SPDR DJ Wilshire REIT (RWR) 0.1 $343k 3.6k 94.83
WisdomTree MidCap Dividend Fund (DON) 0.1 $344k 4.0k 86.13
Lincoln National Corporation (LNC) 0.1 $328k 8.3k 39.37
Tractor Supply Company (TSCO) 0.1 $315k 3.5k 90.52
Cummins (CMI) 0.1 $326k 3.0k 109.88
Exelon Corporation (EXC) 0.1 $313k 8.7k 35.89
Visa (V) 0.1 $313k 4.1k 76.62
Bce (BCE) 0.1 $323k 7.1k 45.42
Amazon (AMZN) 0.1 $320k 536.00 597.01
Delta Air Lines (DAL) 0.1 $321k 6.6k 48.39
Atmos Energy Corporation (ATO) 0.1 $319k 4.3k 74.45
Unilever (UL) 0.1 $327k 7.3k 44.84
iShares Russell 2000 Growth Index (IWO) 0.1 $316k 2.4k 131.28
Alerian Mlp Etf 0.1 $327k 30k 10.91
Vanguard European ETF (VGK) 0.1 $328k 6.7k 48.64
Ishares Tr usa min vo (USMV) 0.1 $335k 7.6k 43.81
E.I. du Pont de Nemours & Company 0.1 $297k 4.7k 63.53
Hershey Company (HSY) 0.1 $298k 3.2k 92.37
ConAgra Foods (CAG) 0.1 $296k 6.7k 44.43
NorthWestern Corporation (NWE) 0.1 $301k 4.9k 61.49
Market Vectors Gold Miners ETF 0.1 $308k 15k 20.00
SPDR S&P MidCap 400 ETF (MDY) 0.1 $307k 1.2k 262.62
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $289k 2.6k 110.31
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $291k 2.2k 130.49
iShares S&P SmallCap 600 Index (IJR) 0.1 $290k 2.6k 112.67
PowerShares Preferred Portfolio 0.1 $299k 20k 14.91
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.1 $292k 5.2k 55.63
First Trust IPOX-100 Index Fund (FPX) 0.1 $289k 5.7k 50.61
Vanguard Malvern Fds strm infproidx (VTIP) 0.1 $308k 6.3k 49.15
Vanguard S&p 500 Etf idx (VOO) 0.1 $309k 1.6k 189.69
Ishares U S Etf Tr shr mat mu etf (MEAR) 0.1 $306k 6.1k 50.05
BP (BP) 0.1 $276k 9.2k 30.11
iShares MSCI Emerging Markets Indx (EEM) 0.1 $285k 8.3k 34.33
Air Products & Chemicals (APD) 0.1 $287k 2.0k 144.88
Honeywell International (HON) 0.1 $283k 2.5k 112.03
EMC Corporation 0.1 $275k 10k 26.72
Technology SPDR (XLK) 0.1 $267k 6.0k 44.39
Vanguard Europe Pacific ETF (VEA) 0.1 $276k 7.7k 35.82
Rydex S&P 500 Pure Growth ETF 0.1 $270k 3.4k 80.21
Pimco NY Municipal Income Fund (PNF) 0.1 $280k 22k 12.71
HSBC Holdings (HSBC) 0.1 $250k 8.1k 30.93
MasterCard Incorporated (MA) 0.1 $258k 2.7k 93.99
Baxter International (BAX) 0.1 $262k 6.4k 41.07
Consolidated Edison (ED) 0.1 $249k 3.2k 76.76
McKesson Corporation (MCK) 0.1 $243k 1.5k 157.28
CIGNA Corporation 0.1 $258k 1.9k 137.31
Amphenol Corporation (APH) 0.1 $248k 4.3k 57.86
Realty Income (O) 0.1 $262k 4.2k 62.35
Vanguard Consumer Discretionary ETF (VCR) 0.1 $245k 2.0k 123.49
Ipath Dow Jones-aig Commodity (DJP) 0.1 $252k 12k 21.45
iShares Morningstar Small Value (ISCV) 0.1 $246k 2.1k 118.90
PIMCO Corporate Income Fund (PCN) 0.1 $257k 19k 13.75
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $259k 5.8k 44.93
Spdr Series Trust cmn (HYMB) 0.1 $252k 4.4k 57.73
Baxalta Incorporated 0.1 $246k 6.1k 40.38
Waste Management (WM) 0.1 $232k 3.9k 58.91
Northrop Grumman Corporation (NOC) 0.1 $230k 1.2k 198.62
Automatic Data Processing (ADP) 0.1 $234k 2.6k 90.07
DaVita (DVA) 0.1 $226k 3.1k 73.12
Kroger (KR) 0.1 $224k 5.7k 38.96
Biogen Idec (BIIB) 0.1 $230k 883.00 260.48
Lazard Ltd-cl A shs a 0.1 $232k 6.0k 38.94
New York Community Ban 0.1 $221k 14k 15.93
Allete (ALE) 0.1 $224k 4.0k 56.00
iShares S&P 500 Growth Index (IVW) 0.1 $235k 2.0k 116.63
iShares Silver Trust (SLV) 0.1 $241k 16k 14.69
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $228k 6.9k 33.18
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $222k 2.0k 109.63
SPDR Barclays Capital Short Term Int ETF (BWZ) 0.1 $224k 7.1k 31.54
Market Vectors High Yield Muni. Ind 0.1 $227k 7.3k 31.29
Ishares Tr core tl usd bd (IUSB) 0.1 $229k 2.3k 101.78
Monogram Residential Trust 0.1 $235k 24k 9.85
Principal Financial (PFG) 0.1 $215k 5.5k 39.38
Dominion Resources (D) 0.1 $201k 2.7k 74.69
Aetna 0.1 $205k 1.8k 111.59
Lockheed Martin Corporation (LMT) 0.1 $219k 991.00 220.99
Allstate Corporation (ALL) 0.1 $206k 3.1k 67.41
Public Service Enterprise (PEG) 0.1 $216k 4.6k 46.95
Industrial SPDR (XLI) 0.1 $209k 3.7k 56.00
Barclays Bk Plc Ipsp croil etn 0.1 $210k 41k 5.12
iShares Lehman MBS Bond Fund (MBB) 0.1 $202k 1.8k 109.72
John Hancock Preferred Income Fund (HPI) 0.1 $207k 9.3k 22.30
Western Asset High Incm Fd I (HIX) 0.1 $209k 32k 6.61
PowerShares Dynamic Consumer Sta. 0.1 $203k 3.6k 56.94
Schwab International Equity ETF (SCHF) 0.1 $213k 7.9k 27.01
Schwab Strategic Tr cmn (SCHV) 0.1 $216k 5.0k 43.33
Sch Us Mid-cap Etf etf (SCHM) 0.1 $207k 5.1k 40.49
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $206k 9.5k 21.74
Twitter 0.1 $213k 13k 16.48
Ishares Tr hdg msci eafe (HEFA) 0.1 $210k 8.8k 23.88
Nuveen Muni Value Fund (NUV) 0.1 $159k 15k 10.42
Medical Properties Trust (MPW) 0.1 $146k 11k 12.97
Aegon 0.1 $126k 23k 5.53
PIMCO High Income Fund (PHK) 0.1 $106k 12k 8.89
Allianzgi Conv & Inc Fd taxable cef 0.1 $124k 22k 5.56
New York Reit 0.1 $108k 11k 10.11
Gramercy Ppty Tr 0.1 $112k 13k 8.44
Fiat Chrysler Auto 0.0 $92k 11k 8.14
Seadrill 0.0 $48k 15k 3.25
Genworth Financial (GNW) 0.0 $32k 12k 2.66
Yamana Gold 0.0 $31k 10k 3.05
Sunedison 0.0 $18k 35k 0.52
Atlas Resource Partners 0.0 $10k 13k 0.76
Prospect Capital Corporati mtnf 5.375% 0.0 $10k 10k 1.00