Claybrook Capital as of Sept. 30, 2018
Portfolio Holdings for Claybrook Capital
Claybrook Capital holds 192 positions in its portfolio as reported in the September 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vanguard Total World Stock Idx (VT) | 7.8 | $13M | 176k | 75.83 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 7.1 | $12M | 1.0M | 11.90 | |
| Spdr S&p 500 Etf (SPY) | 5.7 | $9.8M | 34k | 290.71 | |
| Chimera Investment Corp etf | 4.7 | $8.0M | 442k | 18.13 | |
| Nuveen Ny Divid Advntg Mun F (NAN) | 3.3 | $5.7M | 463k | 12.31 | |
| Ellington Financial | 3.1 | $5.4M | 338k | 16.01 | |
| New Residential Investment (RITM) | 2.3 | $3.9M | 221k | 17.82 | |
| ConocoPhillips (COP) | 2.3 | $3.9M | 51k | 77.41 | |
| Invesco Qqq Trust Series 1 (QQQ) | 2.2 | $3.8M | 20k | 185.78 | |
| BlackRock MuniYield New York Insured Fnd (MYN) | 2.1 | $3.5M | 308k | 11.51 | |
| Ubs Ag London Brh 2x lev lng lkd | 1.9 | $3.3M | 206k | 16.07 | |
| Vanguard Emerging Markets ETF (VWO) | 1.9 | $3.2M | 79k | 41.00 | |
| Ubs Ag London Brh etracs mth 2xlv | 1.8 | $3.0M | 194k | 15.69 | |
| Pimco Municipal Income Fund II (PML) | 1.8 | $3.0M | 229k | 13.23 | |
| Ubs Ag London Brh etracs mnt etn | 1.8 | $3.0M | 165k | 18.11 | |
| BlackRock MuniHoldings New York Insured (MHN) | 1.7 | $2.9M | 245k | 11.93 | |
| Eaton Vance New York Municipal Bond Fund (ENX) | 1.7 | $2.8M | 257k | 11.06 | |
| Pimco NY Muni Income Fund II (PNI) | 1.6 | $2.7M | 231k | 11.51 | |
| Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) | 1.5 | $2.6M | 68k | 38.93 | |
| Etracs Monthly Pay 2xleveraged | 1.5 | $2.6M | 134k | 19.60 | |
| Vanguard Small-Cap ETF (VB) | 1.5 | $2.5M | 16k | 162.56 | |
| Invesco Quality Municipal Inc Trust (IQI) | 1.5 | $2.5M | 220k | 11.58 | |
| Ubs Ag London Brh nt amzi 46 | 1.4 | $2.5M | 71k | 35.26 | |
| Ipath Dow Jones-aig Commodity (DJP) | 1.4 | $2.4M | 101k | 23.76 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.4 | $2.3M | 34k | 67.99 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 1.4 | $2.3M | 184k | 12.66 | |
| BlackRock MuniVest Fund (MVF) | 1.3 | $2.2M | 256k | 8.75 | |
| Ubs Ag London Brh etracs mth2xre | 1.3 | $2.2M | 142k | 15.68 | |
| Microsoft Corporation (MSFT) | 1.3 | $2.2M | 19k | 114.35 | |
| Blackrock Kelso Capital | 1.3 | $2.2M | 367k | 5.90 | |
| New York Mortgage Trust | 1.3 | $2.2M | 356k | 6.08 | |
| Invesco Van Kampen Trust for IGNYM Fund (VTN) | 1.2 | $2.1M | 170k | 12.47 | |
| Two Hbrs Invt Corp Com New reit | 1.2 | $2.0M | 133k | 14.93 | |
| Vanguard Europe Pacific ETF (VEA) | 1.1 | $1.9M | 44k | 43.27 | |
| Pimco NY Municipal Income Fund (PNF) | 1.1 | $1.8M | 157k | 11.66 | |
| iShares S&P MidCap 400 Index (IJH) | 1.1 | $1.8M | 9.0k | 201.33 | |
| Vanguard REIT ETF (VNQ) | 1.1 | $1.8M | 22k | 80.69 | |
| MSCI Europe Financials Sector Index Fund (EUFN) | 1.0 | $1.7M | 86k | 20.28 | |
| MFS High Yield Municipal Trust (CMU) | 1.0 | $1.7M | 377k | 4.55 | |
| Financial Select Sector SPDR (XLF) | 0.9 | $1.5M | 56k | 27.59 | |
| Pimco NY Muni. Income Fund III (PYN) | 0.9 | $1.5M | 164k | 9.44 | |
| Nuveen Div Adv Muni Fd 3 Ben Int (NZF) | 0.9 | $1.5M | 107k | 14.41 | |
| Walt Disney Company (DIS) | 0.9 | $1.5M | 13k | 116.96 | |
| Phillips 66 (PSX) | 0.8 | $1.4M | 13k | 112.72 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.7 | $1.2M | 86k | 14.56 | |
| CVS Caremark Corporation (CVS) | 0.7 | $1.2M | 15k | 78.73 | |
| Anheuser-Busch InBev NV (BUD) | 0.7 | $1.2M | 14k | 87.56 | |
| Blackstone | 0.7 | $1.1M | 30k | 38.07 | |
| Starbucks Corporation (SBUX) | 0.6 | $1.0M | 19k | 56.85 | |
| Griffon Corporation (GFF) | 0.5 | $913k | 57k | 16.14 | |
| Marathon Oil Corporation (MRO) | 0.5 | $885k | 38k | 23.29 | |
| Apple (AAPL) | 0.5 | $856k | 3.8k | 225.86 | |
| PennantPark Investment (PNNT) | 0.5 | $850k | 114k | 7.46 | |
| American International (AIG) | 0.5 | $815k | 15k | 53.27 | |
| Hess (HES) | 0.5 | $787k | 11k | 71.55 | |
| BP (BP) | 0.4 | $702k | 15k | 46.10 | |
| Berkshire Hathaway (BRK.B) | 0.4 | $706k | 3.3k | 214.20 | |
| Pioneer Natural Resources | 0.4 | $610k | 3.5k | 174.29 | |
| Nuveen Ins Ca Tx Fr Adv Mun (NKX) | 0.3 | $591k | 46k | 12.87 | |
| General Electric Company | 0.3 | $530k | 47k | 11.29 | |
| Blackrock New York Municipal Income Trst (BNY) | 0.3 | $511k | 42k | 12.13 | |
| Merck & Co (MRK) | 0.3 | $500k | 7.1k | 70.92 | |
| Intel Corporation (INTC) | 0.3 | $442k | 9.3k | 47.28 | |
| Colgate-Palmolive Company (CL) | 0.3 | $444k | 6.6k | 66.89 | |
| Visa (V) | 0.2 | $359k | 2.4k | 150.15 | |
| Ares Capital Corporation (ARCC) | 0.2 | $364k | 21k | 17.17 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.2 | $356k | 1.3k | 267.27 | |
| Vanguard Charlotte Fds intl bd idx etf (BNDX) | 0.2 | $342k | 6.3k | 54.59 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.2 | $332k | 3.0k | 110.67 | |
| Vanguard Mid-Cap ETF (VO) | 0.2 | $310k | 1.9k | 164.02 | |
| Mortgage Reit Index real (REM) | 0.2 | $316k | 7.2k | 43.61 | |
| Procter & Gamble Company (PG) | 0.1 | $257k | 3.1k | 83.23 | |
| Wells Fargo Adv Inc Opport Fund (EAD) | 0.1 | $251k | 32k | 7.91 | |
| Johnson & Johnson (JNJ) | 0.1 | $232k | 1.7k | 138.10 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.1 | $236k | 1.7k | 139.64 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.1 | $234k | 3.0k | 78.00 | |
| Agnc Invt Corp Com reit (AGNC) | 0.1 | $233k | 13k | 18.64 | |
| Pfizer (PFE) | 0.1 | $181k | 4.1k | 44.02 | |
| Wells Fargo & Company (WFC) | 0.1 | $184k | 6.5k | 28.31 | |
| Alibaba Group Holding (BABA) | 0.1 | $197k | 1.2k | 164.85 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $179k | 2.3k | 77.83 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $147k | 1.3k | 113.00 | |
| Abbvie (ABBV) | 0.1 | $151k | 1.6k | 94.38 | |
| Shire | 0.1 | $129k | 710.00 | 181.69 | |
| Allergan | 0.1 | $133k | 700.00 | 190.00 | |
| Essential Properties Realty reit (EPRT) | 0.1 | $142k | 10k | 14.20 | |
| Abbott Laboratories (ABT) | 0.1 | $117k | 1.6k | 73.12 | |
| Unilever (UL) | 0.1 | $124k | 2.3k | 55.11 | |
| Granite Pt Mtg Tr (GPMT) | 0.1 | $122k | 6.3k | 19.26 | |
| HSBC Holdings (HSBC) | 0.1 | $100k | 2.3k | 44.05 | |
| American Express Company (AXP) | 0.1 | $96k | 900.00 | 106.67 | |
| Baxter International (BAX) | 0.1 | $100k | 1.3k | 76.92 | |
| Chevron Corporation (CVX) | 0.1 | $110k | 900.00 | 122.22 | |
| Stericycle (SRCL) | 0.1 | $106k | 1.8k | 58.89 | |
| Amazon (AMZN) | 0.1 | $104k | 52.00 | 2000.00 | |
| Facebook Inc cl a (META) | 0.1 | $99k | 600.00 | 165.00 | |
| 3M Company (MMM) | 0.1 | $84k | 400.00 | 210.00 | |
| Cisco Systems (CSCO) | 0.1 | $90k | 1.9k | 48.65 | |
| Harley-Davidson (HOG) | 0.1 | $78k | 1.7k | 45.45 | |
| Citigroup (C) | 0.1 | $90k | 1.3k | 72.00 | |
| At&t (T) | 0.0 | $64k | 1.9k | 33.60 | |
| Stanley Black & Decker (SWK) | 0.0 | $75k | 510.00 | 147.06 | |
| Raytheon Company | 0.0 | $62k | 300.00 | 206.67 | |
| Schlumberger (SLB) | 0.0 | $73k | 1.2k | 60.83 | |
| Vanguard Materials ETF (VAW) | 0.0 | $69k | 530.00 | 130.19 | |
| Neuberger Berman NY Int Mun Common | 0.0 | $77k | 6.7k | 11.46 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $66k | 55.00 | 1200.00 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $47k | 550.00 | 85.45 | |
| McKesson Corporation (MCK) | 0.0 | $53k | 400.00 | 132.50 | |
| Capital One Financial (COF) | 0.0 | $47k | 500.00 | 94.00 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $43k | 400.00 | 107.50 | |
| Estee Lauder Companies (EL) | 0.0 | $46k | 318.00 | 144.65 | |
| Vanguard Scottsdale Fds vng rus2000grw (VTWG) | 0.0 | $60k | 382.00 | 157.07 | |
| Mondelez Int (MDLZ) | 0.0 | $43k | 1.0k | 43.00 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $54k | 45.00 | 1200.00 | |
| Bank of America Corporation (BAC) | 0.0 | $41k | 1.4k | 29.29 | |
| Ameriprise Financial (AMP) | 0.0 | $27k | 180.00 | 150.00 | |
| Bristol Myers Squibb (BMY) | 0.0 | $37k | 590.00 | 62.71 | |
| Verizon Communications (VZ) | 0.0 | $32k | 600.00 | 53.33 | |
| Emerson Electric (EMR) | 0.0 | $31k | 400.00 | 77.50 | |
| Marsh & McLennan Companies (MMC) | 0.0 | $29k | 350.00 | 82.86 | |
| Pepsi (PEP) | 0.0 | $28k | 250.00 | 112.00 | |
| Lowe's Companies (LOW) | 0.0 | $35k | 302.00 | 115.89 | |
| Netflix (NFLX) | 0.0 | $36k | 95.00 | 378.95 | |
| Teleflex Incorporated (TFX) | 0.0 | $27k | 100.00 | 270.00 | |
| Celgene Corporation | 0.0 | $36k | 400.00 | 90.00 | |
| General Motors Company (GM) | 0.0 | $27k | 800.00 | 33.75 | |
| Vanguard Health Care ETF (VHT) | 0.0 | $27k | 152.00 | 177.63 | |
| Vanguard Energy ETF (VDE) | 0.0 | $37k | 350.00 | 105.71 | |
| Wisdomtree Continuous Commodity Index Fund etf | 0.0 | $27k | 1.5k | 18.00 | |
| Under Armour Inc Cl C (UA) | 0.0 | $42k | 2.2k | 19.53 | |
| Dell Technologies Inc Class V equity | 0.0 | $26k | 267.00 | 97.38 | |
| Evergy (EVRG) | 0.0 | $38k | 687.00 | 55.31 | |
| Comcast Corporation (CMCSA) | 0.0 | $19k | 546.00 | 34.80 | |
| Goldman Sachs (GS) | 0.0 | $11k | 50.00 | 220.00 | |
| Coca-Cola Company (KO) | 0.0 | $18k | 400.00 | 45.00 | |
| McDonald's Corporation (MCD) | 0.0 | $17k | 100.00 | 170.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.0 | $11k | 500.00 | 22.00 | |
| Travelers Companies (TRV) | 0.0 | $24k | 183.00 | 131.15 | |
| Nokia Corporation (NOK) | 0.0 | $18k | 3.2k | 5.62 | |
| Campbell Soup Company (CPB) | 0.0 | $11k | 300.00 | 36.67 | |
| General Mills (GIS) | 0.0 | $18k | 420.00 | 42.86 | |
| International Business Machines (IBM) | 0.0 | $15k | 100.00 | 150.00 | |
| Target Corporation (TGT) | 0.0 | $11k | 125.00 | 88.00 | |
| PPL Corporation (PPL) | 0.0 | $12k | 400.00 | 30.00 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $21k | 122.00 | 172.13 | |
| Pinnacle Financial Partners (PNFP) | 0.0 | $12k | 200.00 | 60.00 | |
| Scotts Miracle-Gro Company (SMG) | 0.0 | $16k | 200.00 | 80.00 | |
| SPDR KBW Regional Banking (KRE) | 0.0 | $12k | 200.00 | 60.00 | |
| Spdr S&p 500 Etf Tr option | 0.0 | $24k | 100.00 | 240.00 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $20k | 55.00 | 363.64 | |
| Vanguard Total Stock Market ETF (VTI) | 0.0 | $25k | 168.00 | 148.81 | |
| Pimco Dynamic Incm Fund (PDI) | 0.0 | $17k | 500.00 | 34.00 | |
| Vanguard Malvern Fds strm infproidx (VTIP) | 0.0 | $24k | 3.1k | 7.74 | |
| 0.0 | $9.0k | 300.00 | 30.00 | ||
| Steris | 0.0 | $11k | 100.00 | 110.00 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.0 | $10k | 30.00 | 333.33 | |
| Glbl Internet Things Etf etf/closed end (SNSR) | 0.0 | $20k | 1.0k | 20.00 | |
| Kkr & Co (KKR) | 0.0 | $14k | 500.00 | 28.00 | |
| Colony Cap Inc New cl a | 0.0 | $14k | 2.3k | 6.02 | |
| Qualcomm (QCOM) | 0.0 | $7.0k | 100.00 | 70.00 | |
| Discovery Communications | 0.0 | $7.0k | 222.00 | 31.53 | |
| Discovery Communications | 0.0 | $2.0k | 74.00 | 27.03 | |
| Zimmer Holdings (ZBH) | 0.0 | $5.0k | 40.00 | 125.00 | |
| Lannett Company | 0.0 | $2.0k | 500.00 | 4.00 | |
| Barnwell Industries (BRN) | 0.0 | $1.0k | 600.00 | 1.67 | |
| Microsoft Corp | 0.0 | $1.0k | 5.00 | 200.00 | |
| Merck & Co Inc New option | 0.0 | $4.5k | 30.00 | 150.00 | |
| Spdr S&p 500 Etf Tr option | 0.0 | $2.0k | 50.00 | 40.00 | |
| iShares Dow Jones Select Dividend (DVY) | 0.0 | $4.0k | 45.00 | 88.89 | |
| Citigroup Inc opt | 0.0 | $1.0k | 10.00 | 100.00 | |
| Liberty Global Inc C | 0.0 | $8.0k | 267.00 | 29.96 | |
| Liberty Global Inc Com Ser A | 0.0 | $3.0k | 89.00 | 33.71 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $5.0k | 218.00 | 22.94 | |
| Liberty Tripadvisor Hldgs (LTRPA) | 0.0 | $1.0k | 36.00 | 27.78 | |
| Liberty Broadband Cl C (LBRDK) | 0.0 | $4.0k | 49.00 | 81.63 | |
| Liberty Broadband Corporation (LBRDA) | 0.0 | $2.0k | 24.00 | 83.33 | |
| Hp (HPQ) | 0.0 | $7.0k | 264.00 | 26.52 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $8.5k | 564.00 | 15.15 | |
| Northstar Realty Europe | 0.0 | $4.0k | 250.00 | 16.00 | |
| Liberty Media Corp Series C Li | 0.0 | $2.0k | 49.00 | 40.82 | |
| Liberty Media Corp Del Com Ser | 0.0 | $1.0k | 24.00 | 41.67 | |
| Advansix (ASIX) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Liberty Expedia Holdings ser a | 0.0 | $2.0k | 35.00 | 57.14 | |
| Dxc Technology (DXC) | 0.0 | $4.3k | 47.00 | 90.91 | |
| Savara (SVRA) | 0.0 | $6.0k | 500.00 | 12.00 | |
| Micro Focus Intl | 0.0 | $1.9k | 77.00 | 24.39 | |
| Opiant Pharmaceuticals | 0.0 | $1.0k | 50.00 | 20.00 | |
| Liberty Latin America Ser C (LILAK) | 0.0 | $1.0k | 46.00 | 21.74 | |
| Gci Liberty Incorporated | 0.0 | $3.0k | 52.00 | 57.69 | |
| Liberty Interactive Corp | 0.0 | $8.0k | 372.00 | 21.51 | |
| Sonos (SONO) | 0.0 | $8.0k | 500.00 | 16.00 |
